Josymar Chacin-Fernández1, Margarita Chacin Fuenmayor1,2, Lorena Piñerua-Shuhaibar3,4, Heberto Suarez-Roca3,5. 1. Fundacion Hospital de Especialidades Pediátricas, Venezuela. 2. Southend University Hospital, UK. 3. Instituto de Investigaciones Clinicas, Facultad de Medicina, Universidad del Zulia, Maracaibo, Venezuela. 4. Hospital Psiquiátrico de Maracaibo, Venezuela. 5. Center for Translational Pain Medicine, Department of Anesthesiology, Duke University Medical Center, Durham, NC, USA.
Abstract
We conducted a non-randomized, open-label clinical trial to assess whether a psychoneuroimmunology-based intervention enhanced immunity in children with acute lymphoblastic leukemia undergoing chemotherapy. In total, 16 children (44% female) received psychoneuroimmunology-based intervention, whereas 12 (50% female) received health psychoeducation (controls). The primary outcome was immunity markers, being clinical conditions the secondary outcome. Psychoneuroimmunology-based intervention increased immune markers (CD8+ T, B, and natural killer cells, serum immunoglobulin A, and immunoglobulin M) and quality of life, whereas it shortens the duration of fever and use of antipyretics, antibiotics, analgesics, and respiratory therapy. Immunity markers correlated with clinical conditions. Thus, psychoneuroimmunology-based intervention could reduce hospital cost and increase patient well-being.
We conducted a non-randomized, open-label clinical trial to assess whether a psychoneuroimmunology-based intervention enhanced immunity in children with acute lymphoblastic leukemia undergoing chemotherapy. In total, 16 children (44% female) received psychoneuroimmunology-based intervention, whereas 12 (50% female) received health psychoeducation (controls). The primary outcome was immunity markers, being clinical conditions the secondary outcome. Psychoneuroimmunology-based intervention increased immune markers (CD8+ T, B, and natural killer cells, serum immunoglobulin A, and immunoglobulin M) and quality of life, whereas it shortens the duration of fever and use of antipyretics, antibiotics, analgesics, and respiratory therapy. Immunity markers correlated with clinical conditions. Thus, psychoneuroimmunology-based intervention could reduce hospital cost and increase patient well-being.
Beliefs, attitudes, spirituality, and psychological perspectives can dramatically
affect our health, disease course, and overall well-being. Psychological and social
disorders are also capable of altering the immune system, which may influence
vulnerability to the disease and its evolution (Danese and Lewis, 2017; Klinger et al., 2005; O’Connor et al., 2014).
Different types of psychosocial interventions can improve quality of life (QoL),
psychosocial adjustment, and clinical aspects of the disease, and possibly prolong
survival time in cancerpatients (Antoni, 2013; Fawzy
et al., 1993; Kazak
and Noll 2015; Simonton and Matthews-Simonton, 1981; Spiegel et al., 1989). Andersen et al. (2010)
reported that psychosocial interventions could improve indicators of psychological
adjustment (e.g. negative affect and social support), but in addition, these
interventions can enhance immune function (e.g. lymphocyte proliferation) and reduce
markers of inflammation in cancerpatients. Interestingly, a better immunity has
been associated with improved psychological aspects and habits of patients, but not
with functional status, symptomatology, adverse effects of chemotherapy, and
laboratory values (Andersen et
al., 2004).Thus, it was proposed that changes in immunity induced by
psychosocial interventions do not modify the severity of symptoms and the state of
functionality; instead, those changes induce behavioral modifications, especially
reduction of distress (Andersen
et al., 2007).The psychosocial interventions of the studies reported so far have been basically
designed to influence psychological aspects, social adaptation, and education about
the disease, but they have not been developed to attempt to produce changes in
specific components of the immune system. It is known that experimental
psychological conditioning may influence immune system responses in both animals and
healthy humans (Cohen et al.,
1994; Giang et al.,
1996; Green McDonald
et al., 2013). Also, chemogenetic activation of the dopaminergic reward
system (associated with positive emotions) lessens the sympathetic noradrenergic
input to the bone marrow, which makes myeloid-derived suppressor cells less
immunosuppressive and tumor-promoting, and as a result, tumor weight is reduced in
animal models (Ben-Shaanan et
al., 2018). This finding suggests that stimulation of positive emotions,
in addition to a reduction in negative emotions, could be a desirable feature of any
psychological intervention in cancerpatients.There are very few studies on psychiatric interventions based on
psychoneuroimmunology-based intervention (PNI) reported in pediatric patients. In
this study, we administered a psychological intervention, specifically directed
toward cognitive processes related to immunity, to children with acute lymphocytic
leukemia (ALL) during induction-to-remission chemotherapy, which is the first phase
of treatment and is considered the most determinant period for the prognosis (Salgado et al., 2015). The
psychological intervention protocol was based on principles of psychoneuroimmunology
and included psychoeducation for the disease, treatment, self-care, and immune
system functioning, as well as relaxation sessions with guided imagery on the
components of the immune system eliminating malignant cells. The primary endpoint of
the study, where the PNI intervention was directed to, was the immune function
estimated by counting lymphocyte subpopulations and serum antibody concentrations.
The secondary variables were the clinical evolution estimated by the duration of
symptoms, the duration of the symptomatic pharmacological treatment, and the QoL
index.
Materials and methods
Patients
The study was conducted at the Pediatric Specialty Hospital of Maracaibo,
Venezuela, a hospital specializing in the treatment of children with cancer. The
research protocol was approved by the Bioethics Committee of the Hospital of
Pediatric Specialties of Maracaibo (Venezuela) and in accordance with the Code
of Ethics of the World Medical Association (Declaration of Helsinki) for
experiments with human beings. This study’s objectives and protocol were
explained to the patient and her or his parents, and an informed consent was
signed prior to the initiation of the study. We selected 30 out of 262 patients
between 2013 and 2015 based on the following inclusion criteria: age range of
5–15 years, diagnosis of ALL, submitted to remission induction chemotherapy
(based on the Berlin–Frankfurt–Münster protocol (BFM) for ALL) in the hospital,
and without previous treatment for cancer. Exclusion criteria included learning
disability, decreased visual acuity, neurological impairment, and other
comorbidities or additional genetic syndromes.We recruited a cohort of 12 patients (50% female) from 2013 to 2014 that received
psychoeducation in relation to their treatment and disease, which served as
control group and a cohort of 18 patients (39% female) from 2014 to 2015 that
additionally received psychological intervention based on the principles of
psychoneuroimmunology (PNI), which served as the PNI group (Figure 1). Due to the nature of the
interventions, masking was not applicable. Besides, we did not use a randomized
group assignment because the hospital infrastructure did not allow keeping the
control group separated from the PNI group as to prevent control patients from
being aware of the PNI material, which would have biased the results and
considered bioethically unacceptable.
Figure 1.
TREND (Transparent Reporting of Evaluations with Nonrandomized Designs)
flowchart of the study.
TREND (Transparent Reporting of Evaluations with Nonrandomized Designs)
flowchart of the study.
Chemotherapy
Induction to remission is the first phase of the BFM protocol, with a duration of
approximately 64 days. The aim is to produce a complete remission of ALL, which
is obtained when the percentage of blasts is less than 5 percent blasts with
normal or slightly diminished cellularity and with signs of recovering
hematopoiesis. The pharmacological regimen was customized based on the
immunophenotype and the risk category (standard, intermediate, and high) of each
patient, and included vincristine, cardioxane, daunoblastine, asparaginase,
prednisone, cyclophosphamide, and mercaptopurine.
Psychosocial support intervention
This intervention consisted of different activities organized to ensure optimal
learning of children about the disease and medical treatment. The first author
(J.C.F.) designed a structured intervention, aimed at children between 5 and
15 years of age diagnosed with leukemia. For specific psychoeducation on immune
function, a didactic tale entitled “A battle won, my fight against leukemia” was
written (Chacín de
Fernández, 2014c). This story is organized into four chapters: (1)
Knowing my body, (2) Now I know what is happening to me, (3) My treatment, and
(4) The power of my mind. An activity notebook was also developed by J.C.F.
(Chacín de Fernández,
2014b) to verify concepts dynamically learned and consisted of
activities that motivated and reinforced the knowledge that the patient had to
get for proactively coping with the disease and successfully complete the
treatment. In addition, the intervention was complemented by playful strategies,
using puppets and posters representing their immune system and memory games
related to the psychoeducational story “A battle won, my fight against
leukemia.” J.C.F. wrote a script for relaxation and guided imagery based on
psychoneuroimmunology in order to promote the child’s imagination toward the
healing process (Chacín de
Fernández, 2014a). The tale was of interest to all patients, as they
had the opportunity to read it in print or see an animated narration on a
computer screen. However, given the differences in age, puppets were used for
the illustrative explanation of the immune system to children from 5 to 10 years
and sheets and memory sets for the older ones.The intervention was applied by trained psychologists, in 30-minute sessions, and
was attended by both the child and their parents or representatives, either in
the hospital or in the outpatient clinic. The intervention was implemented in
two phases: (1) the first phase covered from days 1 to 33 of the chemotherapy
protocol, and consisted of emotional support and general psychoeducation on the
disease and medical treatment for both groups and a specific psychoeducation on
the immune system only for the PNI group; (2) the second phase covered from days
33 to 64 of the chemotherapy protocol involved the continuation of emotional
support for both groups, and additionally, daily relaxation sessions and guided
imagery specific to the immune function and its influence on the disease only
for the PNI group. The children showed a receptive attitude to the applied
therapy.
Clinical data collection
To evaluate the disease process in children, immuno-logical, clinical, and
pharmacological parameters were considered. Patient’s symptoms and signs,
administered medications by therapeutic categories, supportive therapies, as
well as clinical complications, were recorded daily during hospitalizations.
Immune evaluation
Patient immunity was assessed during chemotherapy by counting natural killer (NK)
cells and T lymphocyte subpopulations (innate and cellular immunity markers,
respectively) and determination of serum concentrations of antibodies and B
lymphocytes (cellular immunity markers). Venous blood samples were collected
from each subject at days: 1 (prior to treatment), 33, and 64 (the culmination
of the induction) of the chemotherapy protocol. The subpopulations of total
lymphocytes, NK cells, T lymphocytes (total, CD8+, and CD4+), and B cells were
measured in heparinized blood samples by flow cytometry (Ulrich et al., 2008) using
fluorescently labeled monoclonal antibodies against surface activation markers:
anti-CD56-PE, anti-CD16-FITC, anti-CD3-PE, anti-CD8-FITC, anti-CD4-perCP, and
anti-CD19-APC. However, immunoglobulin A (IgA), immunoglobulin M (IgM), and
immunoglobulin G (IgG) concentrations were estimated in serum samples by
immunoturbidimetry as previously described (Ramos et al., 2004).
QoL assessment
QoL was assessed using the QoL Questionnaire in Pediatric Oncology (Bernabeu Verdú, 2003)
that was validated and modified for a Venezuelan sample with the evaluation of
each question by experts in the field of oncology and psycho-oncology. A
Cronbach’s α = 0.717 indicated that the instrument had internal
consistency and scale reliability. The instrument was administered three times:
on day 1 (before the start of induction), day 33, and day 64 (end of induction)
of the chemotherapy.
Statistical analysis
The results of 26 of 30 pediatric patients who concluded the interventions were
analyzed, excluding 4 (2 out of each group) who died during the study due to
complications associated with the chemotherapy and medical pre-conditions (Figure 1). Data were
expressed as mean ± standard error or 95 percent confidence interval (95% CI).
The difference between two frequencies was assessed using the Chi-square test or
Fisher’s exact test. The difference between two averages was evaluated using the
appropriate Student’s t parametric test or the non-parametric
Mann–Whitney U test. The comparison among three or more means
was done by one-way analysis of variance (ANOVA) for an independent variable and
two-way ANOVA for repeated measures for two independent variable variables
followed by an appropriate multiple comparisons test (Holm–Sidak’s and
Bonferroni’s, respectively). The degree of association between the dependent
variables was determined using Spearman’s non-parametric correlation analysis.
Unless otherwise noted, tests were two-tailed and statistical significance was
established either by non-overlapping 95 percent CI or
p-value < 0.05.
Trial registration
The study was registered with LOCTI (www.locti.co.ve), as
“Protocolo de intervención psico-social al niño con cáncer, fundamentado en la
psiconeuroinmunología,” repository #2906.
Results
There were no significant between-group differences respect to age (controls:
9.8 ± 1.2 years; PNI = 10.1 ± 0.9 years; mean ± s.e.m.), socioeconomic strata (lower
strata: control: 80%, PNI: 66%; Graffar scale), and family structure (nuclear-type
family, a couple and their children: control 50%, PNI 56%; the rest were
single-parent families or reconstructed families). According to BFM protocol
criteria (Salgado et al.,
2015), 75 percent of the PNI group were at high risk (intermediate and
standard risk: 18.75% and 6.25%, respectively), whereas only 40 percent of controls
were at high risk (intermediate risk: 60%), but this difference was not
statistically significant (p = 0.1087; Fisher’s exact test). The
average percentage of blasts was similar in both groups at the start of induction
chemotherapy: controls = 66 percent (95% CI: 46%, 86%), PNI = 57 (95% CI: 43, 71).
Blasts were practically absent (range: 0%–0.4%) in both groups at days 33 and 64 of
chemotherapy.
Hospitalization during induction chemotherapy
The controls had a mean of 2.30 hospital admissions (95% CI: 1.34, 3.3) and
hospitalization duration of 33 days (95% CI: 21, 46 days), whereas the PNI group
had 1.7 admissions (95% CI: 1.3, 2.0) and 24 days of hospitalization duration
(95% CI: 17, 31). These between-group differences did not reach statistical
significance (p = 0.1324, t = 1.558). The mean
duration of chemotherapeutic induction for both groups was similar, 85 days (95%
CI—controls: 75, 96; PNI: 77, 93). Of note, the induction phase lasts 64 days
according to the ALL IC-BFM protocol, but it is usually extended if necessary by
the clinical condition of the patient.
Symptoms, signs, and complications during hospitalizations
Table 1 shows the
duration of the most frequent symptoms and clinical complications during
hospitalizations. In the PNI group, the mean duration of fever and pain were
13 ± 5 and 7 ± 3 days, respectively, shorter than in controls (fever:
p = 0.0201, t = 2.4895;
p = 0.0116, t = 2.7348;
df = 24; two-tailed t-test). The mortality
rate was similar in both groups (control: 17% vs PNI: 11%).
Table 1.
Accumulative duration of the most frequent signs, symptoms, and clinical
complications during hospitalizations.
Controls (mean ± s.e.m. days),
N = 10
PNI (mean ± s.e.m. days),
N = 16
Signs and symptoms
Fever
16.0 ± 6.7
2.7 ± 0.8*
Cutaneous pallor
12.2 ± 2.4
9.9 ± 1.9
Pain
11.5 ± 2.8
4.6 ± 1.0*
Hepatosplenomegaly
5.5 ± 2.4
6.7 ± 2.0
Adenopathy
4.6 ± 2.2
3.2 ± 1.1
Hematomas
2.1 ± 1.1
2.6 ± 1.1
Hiporexia
1.7 ± 0.8
1.5 ± 0.4
Bleeding
1.6 ± 0.6
0.8 ± 0.6
Emesis
1.5 ± 0.9
0.4 ± 0.2
Complications
Neutropenia
22.5 ± 5.1
13.7 ± 3.1
Trombopenia
19.8 ± 4.7
17.6 ± 2.7
Anemia
13.3 ± 3.8
14.0 ± 2.7
PNI: psychoneuroimmunology-based intervention.
Mean of the continuous and non-continuous days during which the
clinical event was present.
Significant difference from controls (for fever:
p = 0.0201; for pain: p = 0.0116;
two-tailed Student’s t-test).
Accumulative duration of the most frequent signs, symptoms, and clinical
complications during hospitalizations.PNI: psychoneuroimmunology-based intervention.Mean of the continuous and non-continuous days during which the
clinical event was present.Significant difference from controls (for fever:
p = 0.0201; for pain: p = 0.0116;
two-tailed Student’s t-test).
Use of medications and supportive therapy
Table 2 shows the
duration (in days) of symptomatic treatments and more frequent support therapies
during hospitalizations. The administration of antibiotics, pain therapy, and
antipyretics were 20 ± 10, 13 ± 3, and 13 ± 6 days, respectively, shorter in the PNI
group than in controls (antibiotics: p = 0.0522,
t = 2.0425; pain therapy: p < 0.0001,
t = 4.9984; antipyretics: p = 0.0286,
t = 2.3294; df = 24, two-tailed Student’s
t-test).
Table 2.
Accumulative duration of the most frequent pharmacological symptomatic
treatments and supportive therapies treatments during hospitalizations.
Controls (mean ± s.e.m. days),
N = 10
PNI (mean ± s.e.m. days),
N = 16
Symptomatic treatment
Antibiotics
37.4 ± 11.5
17.4 ± 3.0*
Pain therapy
17.5 ± 2.7
4.9 ± 1.1*
Antipyretics
16.1 ± 7.0
3.0 ± 0.9*
Antiemetics
1.8 ± 0.7
2.6 ± 0.7
Support therapies
Platelets transfusion
6.9 ± 1.8
7.7 ± 2.8
Colony stimulating factor
4.2 ± 2.3
3.6 ± 1.5
RBC transfusion
2.7 ± 0.7
3.0 ± 0.8
Respiratory therapy
1.9 ± 0.9
0.4 ± 0.4
PNI: psychoneuroimmunology-based intervention; RBC: red blood cell.
Mean of the continuous and non-continuous days during which the clinical
event was present.
Significant difference from controls (p < 0.05).
Accumulative duration of the most frequent pharmacological symptomatic
treatments and supportive therapies treatments during hospitalizations.PNI: psychoneuroimmunology-based intervention; RBC: red blood cell.Mean of the continuous and non-continuous days during which the clinical
event was present.Significant difference from controls (p < 0.05).
Cellular immunity parameters
The mean number of total lymphocytes was below the normal reference range (2000–2700
per μL) in both groups across all measurements (Figure 2(a)). The two-way ANOVA did not
reveal significant global differences between the PNI and control groups
(intervention: F(1, 71) = 0.070, p = 0.7922; time:
F(2, 71) = 1.436, p = 0.2447; interaction:
F(2, 71) = 1.678, p = 0.1940). However, the
total number of lymphocytes was 53 percent higher in the PNI group compared to
controls at day 64 (p = 0.0028, t = 3.328,
df =24, Student’s t-test).
Figure 2.
Comparison of the average number of circulating lymphocytes and NK cells
between control and PNI patients before (day 1) and during (days 33 and 64)
the induction chemotherapy. Each point represents mean ± s.e.m. Horizontal
dotted lines depict normal reference ranges: total lymphocytes = 2000–2700
per μL; NK cells = 200–300 per μL. (a) Total circulating lymphocytes
(includes all subtypes; *significant difference of PNI respect to controls
(p < 0.05, Student’s t-test)). (b)
Circulating NK cells (*significant difference of PNI respect to controls
(p < 0.05, two-way ANOVA followed by Newman–Keuls
test)).
Comparison of the average number of circulating lymphocytes and NK cells
between control and PNI patients before (day 1) and during (days 33 and 64)
the induction chemotherapy. Each point represents mean ± s.e.m. Horizontal
dotted lines depict normal reference ranges: total lymphocytes = 2000–2700
per μL; NK cells = 200–300 per μL. (a) Total circulating lymphocytes
(includes all subtypes; *significant difference of PNI respect to controls
(p < 0.05, Student’s t-test)). (b)
Circulating NK cells (*significant difference of PNI respect to controls
(p < 0.05, two-way ANOVA followed by Newman–Keuls
test)).The mean number of NK cells was above the normal reference range (200–300 per μL) in
the PNI group, while it was within that range in controls except on day 64 when it
was below the range (Figure
2(b)). Two-way ANOVA showed a significant overall between-group
difference, specifically at day 64, when NK cells in the PNI group were higher than
the mean value of controls (intervention: F(1, 69) = 11.88,
p = 0.0010; time: F(2, 69) = 0.1953,
p = 0.8230; interaction: F(2, 69) = 1.333,
p = 0.2703).The mean number of T lymphocytes was below the normal reference range (1400–2000 per
μL) in both groups across all measurements (Figure 3(a)). Two-way ANOVA did not reveal
any overall difference between the PNI group and controls regarding the average
number of T lymphocytes (intervention F(1, 71) = 0.00006,
p = 0.9937; time: F(2, 71) = 1.240,
p = 0.2956; interaction: F(2, 71) = 1.331,
p = 0.2706).
Figure 3.
Comparison between the time course of the number of all T lymphocytes,
subpopulations of T lymphocytes, and B lymphocytes. Each point represents
mean ± s.e.m. Horizontal dotted lines depict normal reference ranges: (a) T
lymphocytes range = 1400–2000 per μL. (b) CD4+ T lymphocyte range = 700–1100
per μL (*significantly higher in the PNI group than in the controls
(p < 0.0001, unpaired t-test)). (c)
CD8+ T lymphocytes range = 600–900 per μL (*significantly higher in the PNI
than in the controls (p < 0.0001; unpaired
t-test)). (d) B lymphocytes range = 300–800 per μL
(*significantly higher in the PNI group than in the controls
(p < 0.001; Mann–Whitney U
test)).
Comparison between the time course of the number of all T lymphocytes,
subpopulations of T lymphocytes, and B lymphocytes. Each point represents
mean ± s.e.m. Horizontal dotted lines depict normal reference ranges: (a) T
lymphocytes range = 1400–2000 per μL. (b) CD4+ T lymphocyte range = 700–1100
per μL (*significantly higher in the PNI group than in the controls
(p < 0.0001, unpaired t-test)). (c)
CD8+ T lymphocytes range = 600–900 per μL (*significantly higher in the PNI
than in the controls (p < 0.0001; unpaired
t-test)). (d) B lymphocytes range = 300–800 per μL
(*significantly higher in the PNI group than in the controls
(p < 0.001; Mann–Whitney U
test)).The mean number of CD4+ T lymphocytes of the PNI group was within or close to the
lower limit of the normal reference range (700–100 per μL) in all three measurements
performed during chemotherapy (Figure 3(b)). In contrast, CD4+ T lymphocytes in controls were below the
normal reference range and significantly lower than the mean of the PNI group
(p = 0.0005, t = 4.018,
df =24; unpaired t-test). Yet, two-way ANOVA did
not reveal overall between-group differences in CD4+ T lymphocytes, suggesting that
an effect only occurs at the end of the PNI intervention (intervention:
F(1, 71) = 0.01636, p = 0.8986; time:
F(2, 71) = 2.241, p = 0.1138; interaction:
F(2, 71) = 1.885, p = 0.1594).The average number of CD8+ T lymphocytes at days 1 and 33 was around the lower limit
of the normal reference range (600–900 per μL) in both groups (Figure 3(c)). CD8+ T lymphocytes at day 64
remained within the normal reference range in the PNI group, while in controls
significantly decreased below this range to 50 percent of the mean value of the PNI
group (p = 0.0006, t = 3.957,
df = 24, unpaired t-test). Two-way ANOVA did not
reveal overall between-group differences in CD8+ T lymphocytes, suggesting that an
effect only occurs at the end of the PNI intervention (intervention:
F(1, 71) = 1.894, p = 0.1730; time:
F(2, 71) = 0.3318, p = 0.7187; interaction:
F(2, 71) = 1.250, p = 0.2926).Mean CD4+ T/CD8+ T ratios were within the normal reference range (CD4T/CD8T: 1.1–1.4)
at day 1, but it decreased to levels below that range at days 33 and 64 of the
chemotherapy protocols in both groups. Two-way ANOVA did not reveal any significant
difference in CD4+ T/CD8+ T ratios neither between groups nor over time
(intervention: F(1, 71) = 0.2367, p = 0.6281;
time: F(2, 71) = 2.521, p = 0.0876; interaction:
F(2, 71) = 0.7066, p = 0.4968).The mean number of B lymphocytes was approximately around the normal reference range
(300–800 per μL) at days 1 and 33 in both groups (Figure 3(d)). The mean number of B
lymphocytes at day 1 seemed to be higher in the PNI group than in the controls. Yet,
this apparent large difference did not reach statistical significance
(p = 0.2232, U = 50; Mann–Whitney
U test) due to the very high variance seen in the PNI group
(1044 ± 342 per μL; 95% CI: 317, 1772), but not in control group (250 ± 49 per μL;
95% CI: 136, 364). Yet, two-way ANOVA revealed marked between-group difference
(intervention: F(1, 71) = 11.06, p = 0.0014; time:
F(2, 71) = 0.4068, p = 0.6673; interaction:
F(2, 71) = 0.8446, p = 0.4340). B lymphocytes
at day 64 were significantly higher in the PNI group (828 ± 667 per μL; 95% CI: 472,
1183) than in controls (100 ± 54 per μL; 95% CI: 62, 139)
(p = 0.0002, U = 14, Mann–Whitney
U test).
Humoral immunity parameters
Mean serum IgG concentrations were within the normal reference range (700–1600 mg/dL)
in both groups throughout the induction of chemotherapy (Figure 4(a)). Two-way ANOVA did not reveal
any significant between-group difference in IgG (intervention: F(1,
71) = 0.7978, p = 0.3748; interaction: F(2,
71) = 0.002307, p = 0.9977) although there was a significant
decrease in IgG over time (time: F(2, 71) = 3.143,
p = 0.0492).
Figure 4.
Average serum antibody subtypes during chemotherapeutic induction in controls
and patients undergoing PNI. Each point represents mean ± s.e.m. Horizontal
dotted lines depict normal reference range (IgG = 700–1600 mg/dL;
IgM = 40–260 mg/dL; IgA = 70–400 mg/dL). (a) IgG antibodies. (b) IgM
antibodies (*significantly overall higher serum IgM concentrations in PNI
group respect to controls (F(1, 57) = 7.348,
p = 0.0089, two-way ANOVA)). (c) IgA antibodies
(*significantly overall higher serum IgA concentrations in PNI group respect
to controls: F(1, 71) = 6.981, p = 0.0101,
two-way ANOVA and significant intervention × time interaction:
F(2, 71) = 3.151, p = 0.0489, two-way
ANOVA).
Average serum antibody subtypes during chemotherapeutic induction in controls
and patients undergoing PNI. Each point represents mean ± s.e.m. Horizontal
dotted lines depict normal reference range (IgG = 700–1600 mg/dL;
IgM = 40–260 mg/dL; IgA = 70–400 mg/dL). (a) IgG antibodies. (b) IgM
antibodies (*significantly overall higher serum IgM concentrations in PNI
group respect to controls (F(1, 57) = 7.348,
p = 0.0089, two-way ANOVA)). (c) IgA antibodies
(*significantly overall higher serum IgA concentrations in PNI group respect
to controls: F(1, 71) = 6.981, p = 0.0101,
two-way ANOVA and significant intervention × time interaction:
F(2, 71) = 3.151, p = 0.0489, two-way
ANOVA).Mean serum IgM concentrations were above the normal reference range (40–260 mg/dL) in
the PNI group over time, but within the range in controls (Figure 4(b)). Two-way ANOVA indicated that
IgM in the PNI group was significantly higher than in controls (intervention:
F(1,57) = 7.348, p = 0.0089; time:
F(2, 57) = 0.4181, p = 0.6603; interaction:
F(2, 57) = 0.3329, p = 0.7182), specifically
at days 1 and 64 (p = 0.0525, U = 16.5 and
p = 0.008, U = 9.00; respectively;
Mann–Whitney U test).Mean serum IgA concentrations were within the normal reference range (70–400 mg/dL)
across all measurements (Figure
4(c)). However, IgA was significantly higher in the PNI group than in the
controls at day 64. Two-way ANOVA confirmed an overall between-group difference in
IgA and also revealed a distinct patterns of concentrations changes over time for
each group (intervention: F(1, 71) = 6.981,
p = 0.0101; time: F(2, 71) = 1.329,
p = 0.2714; intervention × time: F(2,
71) = 3.151, p = 0.0489).
QoL
The average QoL index and the proportions of patients by category (high-medium vs
low) were similar in both groups at the beginning of induction chemotherapy (for
indexes: p = 0.0146, t = 2.640,
df =23, unpaired t-test; for proportions:
p = 0.3644, Fisher’s exact test). Nevertheless, the QoL index
increased significantly in the PNI group, but not in the control group; as a result,
it was 14 percent higher in the PNI than the controls at day 64 (Figure 5(a)). Accordingly, the
proportion of patients in the high or medium–high QoL categories was significantly
higher in the PNI group (81%) compared to control group (33%) at day 64 (Figure 5(b)).
Figure 5.
Quality of life at day 64 of induction chemotherapy in ALL pediatric patients
subjected to PNI and conventional (control) interventions. (a) Quality of
life index. Each point represents mean ± s.e.m. (*significant difference
with respect to controls (p < 0.01; two-way ANOVA);
**significantly higher than day 1 (for PNI) or day 33 (for controls) (PNI:
p < 0.01; controls: p < 0.05;
one-way ANOVA)). (b) Percentage by category of quality of life at day 64
(*significant difference (p < 0.05, Fisher’s exact
test)).
Quality of life at day 64 of induction chemotherapy in ALL pediatric patients
subjected to PNI and conventional (control) interventions. (a) Quality of
life index. Each point represents mean ± s.e.m. (*significant difference
with respect to controls (p < 0.01; two-way ANOVA);
**significantly higher than day 1 (for PNI) or day 33 (for controls) (PNI:
p < 0.01; controls: p < 0.05;
one-way ANOVA)). (b) Percentage by category of quality of life at day 64
(*significant difference (p < 0.05, Fisher’s exact
test)).
Correlations between relevant clinical features, immunity markers, and
QoL
The immunological markers were linearly correlated with the duration of clinical,
therapy outcomes, and QoL. Concretely, CD4+ T cells negatively correlated with
fever, pain therapy, antipyretics, antibiotics, and QoL. B lymphocytes, NK cells,
and IgA negatively correlated with pain therapy, while IgM negatively correlated
with fever and antibiotics. On the other hand, CD4+ T cells, CD8+ T cells, IgA, and
IgM positively correlated with QoL (Table 3). The duration of symptoms was
positively correlated with the duration of treatment: fever and pain with
antibiotics, pain therapy and antipyretics (p ⩽ 0.05), whereas QoL
index was inversely correlated with fever (r = −.445,
p = 0.0292).
Table 3.
Correlation matrix of statistically significant variables of the study.
Immunity
NK cells
CD4T
CD8T
B cells
IgG
IgM
IgA
Clinical
Fever
−0.344
−0.414*
−0.264
−0.160
0.307
−0.576**
−0.394
Therapy
Antibiotics
−0.398
−0.537**
−0.384
−0.335
0.232
−0.543*
−0.402
Pain therapy
−0.586**
−0.588**
−0.317
−0.488*
−0.066
−0.404
−0.514*
Antipyretics
−0.343
−0.410*
−0.267
−0.227
0.290
−0.567
−0.371
Quality of life
0.345
0.452*
0.526*
0.398
−0.218
0.488*
0.503*
NK: natural killer.
p ⩽ 0.05, two-tailed.
p ⩽ 0.01, two-tailed.
Correlation matrix of statistically significant variables of the study.NK: natural killer.p ⩽ 0.05, two-tailed.p ⩽ 0.01, two-tailed.
Discussion
The PNI intervention had beneficial effects on immunological markers, the clinical
course, and QoL of ALL patients, during remission induction chemotherapy, that
cannot be ascribed to between-group differences in age, gender, family structure,
socioeconomic status, initial immune status, level of risk, and duration of
induction chemotherapy (Table
4).
Table 4.
Summary of the significant changes associated with PNI-based psychological
intervention on ALL pediatric patients.
Duration of signs and symptoms
Fever
↓
Pain
↓
Duration of administration
Pain therapy
↓
Antibiotics
↓
Antipyretics
↓
Immunity
Natural killer (NK)
↑
B lymphocytes
↑
CD4+ T lymphocytes
↑
CD8+ T lymphocytes
↑
IgM antibodies IgA
↑
IgA antibodies
↑
Quality of life
↑
PNI: psychoneuroimmunology-based intervention; ALL: acute lymphocytic
leukemia; IgM: immunoglobulin M; IgA: immunoglobulin A.
Summary of the significant changes associated with PNI-based psychological
intervention on ALL pediatric patients.PNI: psychoneuroimmunology-based intervention; ALL: acute lymphocytic
leukemia; IgM: immunoglobulin M; IgA: immunoglobulin A.
Immunological and clinical outcomes
The immunological markers, number of NK, CD8+ T, CD4+ T, and B lymphocytes, as
well as serum concentrations of IgM and IgA, were significantly higher in the
PNI group compared to the controls upon completion of the chemotherapy protocol.
This immunological profile could explain the shorter duration of fever, pain,
and the administration of antibiotics, antipyretics, and pain in the PNI group
compared with the controls since the immunity markers were linearly correlated
with those clinical outcomes. Specifically, the duration of fever and
administration of antibiotics were negatively correlated with CD4+ T cell
numbers and IgM concentrations, while the duration of pain therapy was
negatively correlated with IgA levels and the number of CD4+ T, NK, and B cells.
It is widely established that all of these immunological markers have key roles
in immunity (Saraiva et al.,
2012). NK cells are part of the innate immune system, and although
they do not destroy pathogens directly by phagocytosis, they destroy infected or
neoplastic cells. However, lymphocytes mediate acquired immunity. Specifically,
CD4+ T lymphocytes act primarily against parasites, bacteria, and fungi, and to
a lesser extent against viruses and tumor antigens; CD8+ T lymphocytes act
primarily against tumor cells and viruses; and B lymphocytes produce
immunoglobulin antibodies. IgM antibodies contribute to eliminating antigens by
coating them (opsonization) for the fixation of complement, while the secretory
IgA antibodies protect the mucosal surfaces from toxins, viruses, and bacteria
by means of direct neutralization or by prevention of the attachment to the
surface of the mucosa (Schroeder and Cavacini, 2010). Therefore, it is possible to
postulate that the improvement in the cellular (innate or acquired) and humoral
immune functions could be associated with the PNI intervention, and
consequently, with a curtailment in the inflammatory-infectious processes and
their associated symptoms, fever, and pain. This would be consistent with the
reduction in the duration of treatments.Improvement of immunity after psychological interventions has been reported.
Psychotherapeutic techniques designed to facilitate personal growth,
interpersonal relationships, and coping lead to an increase in the number and
activity of NK cells in women who have suffered a loss of someone close to
breast cancer (Bower et al.,
2003). Relaxation and meditation training are associated with
increased activity and numbers of NK cells in HIV-infected individuals (Robinson, 2002) and
increased production of IL-4 and IL-10 anti-inflammatory cytokines of
lymphocytes by NK cells in cancerpatients (Carlson et al., 2003). Stress-reducing
interventions that include relaxation and visualization increase secretory IgA
in a manner dependent of individual’s personality (Valdimarsdottir and Stone, 1997).
Cognitive coping strategies, relaxation, and social support may lead to changes
in IgG and CD4+ T lymphocytes in HIV-infectedpatients (Antoni, 2003). Psychotherapeutic
interventions may also influence the interaction of CD4+ T cells and B cells to
change in their antibody production profile from IgM to IgG and IgA during an
immune response (Oxenius et
al., 1998). Noteworthy, we observed that a higher number of CD4+ T
cells correlated with higher concentrations of IgA and IgM.This study is the first to evaluate the efficacy of a PNI-based psychological
intervention in pediatric leukemiapatients and demonstrates an improvement in
immunity that is clearly associated with shorter duration of symptoms and
treatment, as well as an increase in the QoL. Improved immunity associated with
PNI-based interventions in children has been reported only in the context of
non-neoplastic diseases. For example, PNI-based psychotherapeutic intervention
is associated with a high number of NK cells and a reduction in the IgE response
against allergens in asthmatic children (Castés et al., 1999).
Effect on QoL
QoL also improves in ALL patients during induction-to-remission chemotherapy
(Castillo-Martínez et
al., 2009). However, we observed that an increase in the QoL index
was significantly higher in the PNI group than in the controls. The combination
of psychoeducation, relaxation technique-guided imagery, and cognitive therapy
significantly diminishes stress and increases QoL in patients with head and
neck, breast, and lung cancers (Barre et al., 2018). This improvement
could be associated with less severe clinical symptoms and a higher immune
function since QoL was correlated negatively with duration of fever and
positively with CD8+ T and CD4+ T cell count, as well as with IgM and IgA
concentration. In support, improvement of some immunity markers along with QoL
has been reported in women with cervical cancer (Nelson et al., 2008).
The psychological intervention protocol based on PNI in the context of
psychosocial interventions
Previous studies have observed that psychosocial interventions improve
immunological markers, and this improvement is positively correlated with
psychological aspects (e.g. reduction of anxiety and negative mood, better
coping, and habits), but without any enhancement in functioning status,
symptomatology, and laboratory values (Andersen et al., 2004, 2007; Fawzy et al., 1990). A
recent systemic review reported that the combination of progressive muscle
relaxation and guided imagery decreases nausea and vomiting and improves
psychological state in breast cancerpatients, but the biological mechanisms are
not known (Kapogiannis et
al., 2018). In this study, we found in the patients subjected to the
PNI intervention a close correlation between the increase of several key immune
markers and a more satisfactory evolution of various clinical aspects of the
disease, symptomatic treatment, and QoL. This PNI intervention differed from the
psychosocial control protocol only in two activities, psychoeducation and guided
imaginary related to immunology. This difference suggests that the presence of a
PNI component in the intervention is somehow associated with the beneficial
outcomes of this study, and it might represent an improvement over
psychotherapeutic interventions lacking of this immunological aspect.
Unfortunately, only limited evidence supports the influence of psychological
conditioning on the immune (Cohen et al., 1994; Giang et al., 1996), and therefore, the
mechanisms mediating this association remain to be elucidated.
Limitations and final considerations
The major limitation of the study was sample size and lack of stratified
randomization by risk level. Therefore, the results are preliminary and cannot
yet be generalized, but they justify future studies. However, the observed
beneficial effects might not be due to the semantic framework of the PNI
intervention, but other components, such as the relaxation training that reduces
stress. In this regard, stress can facilitate the progression of cancer
metastases by sympathetic activation of β-adrenoreceptor and cyclooxygenase 2
along with the associated inflammatory response (Ricon et al., 2019). Future studies
should be designed to address these uncertainties, including the physiological
mechanisms underlying the PNI intervention. Beyond these limitations, PNI
interventions might empower patients with psychological tools for modulating and
improving their antitumor immune function and health status.