Literature DB >> 30924962

Continuous positive airway pressure in children with severe pneumonia and hypoxaemia in Papua New Guinea: an evaluation of implementation.

Francis Pulsan1, Kone Sobi2, Trevor Duke1,3,4.   

Abstract

AIM: To prospectively evaluate the use of bubble continuous positive airway pressure (CPAP) in children with very severe pneumonia and other acute lower respiratory infections, during its trial introduction in a low resource hospital in Papua New Guinea.
METHODS: Prospective observational study of children treated with CPAP who had severe pneumonia and severe respiratory distress with hypoxaemia (SpO2 <90%). CPAP was driven by oxygen concentrators in which the fraction of inspired oxygen could be adjusted, and using low-resistance tubing and nasal oxygen prongs.
RESULTS: A total of 64 children were commenced on CPAP: 29 (45.3%) survived and were discharged well, 35 (54.7%) died. Prior to commencing CPAP, the median SpO2 was 78% (IQR 53.3-86.8%), at one hour SpO2 was 92% (IQR 80-97.75%, n = 64), and at 84 hours (3½ days) 98% (IQR 93-98%, n = 29), in survivors at each of these time points. A higher SpO2 at one hour after commencement of CPAP predicted survival (p = 0.013), and human immunodeficiency virus infection was an independent predictors of death (p = 0.017). Technical and clinical problems encountered are described.
CONCLUSION: Bubble CPAP improved oxygenation and reduced the severity of respiratory distress in some children with severe pneumonia; however, mortality was high reflecting high severity of illness and comorbidities. CPAP requires a quality system to be safe and effective. ©2019 The Authors. Acta Paediatrica published by John Wiley & Sons Ltd on behalf of Foundation Acta Paediatrica.

Entities:  

Keywords:  Acute lower respiratory tract infection; Bubble continuous positive airway pressure; Low- and middle-income countries; Oxygen therapy; Pneumonia

Year:  2019        PMID: 30924962      PMCID: PMC6790698          DOI: 10.1111/apa.14796

Source DB:  PubMed          Journal:  Acta Paediatr        ISSN: 0803-5253            Impact factor:   2.299


Acute lower respiratory tract infection Continuous positive airway pressure Fraction of inspired oxygen High‐flow nasal cannula oxygen Human immunodeficiency virus Intensive care unit Interquartile range Low‐flow nasal cannula oxygen Low‐ and middle‐income countries Pneumocystis jiroveki pneumoniae Papua New Guinea Randomised controlled trial Respiratory distress score Receiver operating characteristics Arterial oxygen saturation by pulse oximetry World Health Organization The conditions under which continuous positive airway pressure (CPAP) may be effective in the management of pneumonia in low‐income countries are uncertain. In a hospital in Papua New Guinea with limited resources, CPAP improved oxygenation and reduced the severity of respiratory distress in some children with very severe pneumonia; however, mortality was high, because of illness severity and comorbidities. Continuous positive airway pressure is a complex therapy requiring an overall quality of care approach.

Introduction

In Papua New Guinea (PNG) as in many other low‐ and middle‐income countries pneumonia and other acute lower respiratory infections (ALRI) are the most common causes of serious illness and death. In PNG, these illnesses account for 25–30% of all hospitalisation in children, and 15% of all deaths, with case fatality rates for ALRI of all severity being 5% 1, 2. Hypoxaemia is the strongest risk factor for deaths from pneumonia, and detection of hypoxaemia with pulse oximetry and provision of oxygen therapy can substantially reduce deaths from pneumonia 3, 4. However despite this, mortality rates for severe pneumonia in PNG hospitals average 10% 1, 2 and this is similar in many low‐income countries 5, 6, 7, 8, 9, 10. In addition, nearly 30% of all admissions of children to hospitals in PNG are in the neonatal period and neonatal deaths account for just over one‐third of all childhood deaths 1. Beyond oxygen therapy, continuous positive airway pressure (CPAP) may have a role in the management of severe acute lower respiratory tract infection and in newborn respiratory disease. There are several methods for delivering CPAP, one is bubble CPAP 11. In bubble CPAP, an underwater seal on the expiratory limb of a breathing circuit creates positive expiratory pressure. CPAP improves lung mechanics in neonatal respiratory distress syndrome: it helps to maintain functional residual capacity, promotes gas exchange in the alveoli, improves lung volume recruitment and prevents atelectasis 12. CPAP may also maintain energy reserves by reducing work of breathing and energy expenditure, but some studies in severe acute lung injury in older patients suggest this is only achieved to a major extent if inspiratory pressure support is also given 13. There is some evidence that bubble CPAP is an effective method of respiratory support in some settings 14, 15, 16. However, it should not be accepted that this will be successful in all contexts and there is a need for implementation and effectiveness research on bubble CPAP in low‐income countries. In this study, we aimed to investigate the use of bubble CPAP in the management of severe respiratory distress in children in PNG. We aimed to evaluate the clinical and other characteristics of children who responded well to CPAP support compared to those who did not, and to document the technical, clinical and training requirements for implementing bubble CPAP.

Methods

This was a detailed prospective observational study, conducted in the children's ward intensive care area and the special care nursery in Port Moresby General Hospital, a teaching hospital in Port Moresby, Papua New Guinea. The study was conducted between March 2014 and August 2016. Children were eligible if they had signs of severe acute lower respiratory infection, with hypoxaemia (SpO2 <90%) or severe respiratory distress despite standard oxygen therapy. In such patients, the best treatment available in PNG has been standard oxygen therapy via nasal prongs or nasal catheter with the aim of maintaining oxygen saturation SpO2 above 90%. Oxygen saturation was measured using pulse oximeter (Life box: http://www.lifebox.org). If the SpO2 was <90% despite optimising the flow rate of nasal prong oxygen, and the child still had severe respiratory distress, parental consent was sought, and if provided bubble CPAP was commenced. Bubble CPAP was administered using oxygen concentrators (Airsep Intensity, modified by Diamedica: http://www.diamedica.co.uk) with an air‐oxygen mix function and low‐resistance nasal oxygen prongs at the flow rate of approximately 2 L/kg/minute for neonates and children <8 kg. For children over 8 kg, CPAP was started at 5 L/minute oxygen and 5 L/minute air. The CPAP level was 5–8 cm H2O. We developed and followed a clinical guideline 17. We recorded vital signs: pulse rate, body temperature, respiratory rate and oxygen saturation. Signs of respiratory distress were assessed using a respiratory distress score (RDS) 17. The respiratory score ranges from 1 to 3 and the cumulative score was out of 12. The variables included were SpO2, respiratory sounds (grunting, wheezing, and crepitation), signs of respiratory distress (nasal flaring, tracheal tugging and chest in‐drawing) and feeding. A score >7/12 indicated the patient was in severe respiratory distress. The same variables were reassessed after one hour, and every 12 hours thereafter. Continuous positive end‐expiratory pressure was started at 5 cm of water and adjusted to obtain adequate bubbling, the child's oxygen saturation >90%, and a settling of the clinical signs of severe respiratory distress. The fraction of inspired oxygen (FiO2) was adjusted to maintain SpO2 >90% and the flow titrated to produce continuous bubbling. When oxygen saturation and respiratory distress improved, bubble CPAP was continued for at least the first 24 hours. If the child was still hypoxic after commencing CPAP, but the SpO2 had improved from baseline at one hour, CPAP was continued and supplementary oxygen via face mask or optimisation of CPAP from the concentrator. If the child was still hypoxic or the SpO2 was lower than the initial reading, CPAP was changed back to standard oxygen and additional oxygen via face mask at 6–8 L/minute was added, or CPAP was given by off‐wall 100% oxygen (rather than the air‐oxygen mix of the concentrator). General care included antibiotic treatment following WHO guidelines 18, fluids to avoid over‐hydration, and enteral nutrition via a nasogastric tube when safe to do so, and suctioning. The children were nursed in the intensive care area of the children's ward, where the nurse: patient ratio is usually 1:4, but sometimes less. A paediatric registrar is rostered on for the ICU area during the day, and a registrar is on‐call 24 hours a day but between 5 pm and 8 am works across three wards so is not in the ICU area all the time. A paediatrician does a ward round each morning, and reviews patients at 4–5 pm, and is on‐call the remainder of the time. Intravenous infusion pumps are used to regulate the volume of fluids given. The children in the ICU area are monitored with pulse oximetry and heart rate regularly or continuously, but no invasive monitoring such as arterial lines or central venous pressure. There is no mechanical ventilation or other non‐invasive bi‐level respiratory support, and inotropic agents are not available. Bubble CPAP was considered clinically effective if the RDS ≤7 and SpO2 ≥90%. The criteria for weaning off CPAP were if after 24 hours the RDS was ≤7 and SpO2 ≥90% in 40% oxygen or less. After weaning from CPAP we continued standard oxygen until the child's respiratory distress settled and the SpO2 was maintained at >90% in room air. CPAP was recommenced if after reversion to standard oxygen therapy the patient desaturated, or if they developed worsening signs of respiratory distress 17. Complications associated with CPAP and problems with functioning of the CPAP equipment were also recorded while implementing the study. Children and neonates were not included if they were known to have congenital heart disease, chronic lung disease (except for acute infective exacerbations), severe anaemia in heart failure (unless anaemia was a comorbidity of pneumonia or bronchiolitis), and newborns with severe birth asphyxia.

Quality assurance checking

Quality assurance checks for oxygen concentrators and circuits were performed regularly to make sure the performance of equipment was maintained. Circuits were checked for splits and an oxygen analyser was used to check the flow rate and FiO2. We systematically recorded technical, clinical, human and system problems in the use of CPAP.

Training

Nurses and doctors were trained in how to use the bubble CPAP machine, indications for using CPAP, administering CPAP with required flow rate and oxygen, monitoring of children on CPAP and care of CPAP machines including disinfecting the machine and circuits. Training included the identifying the type of illness and hypoxaemia, the concentrators and how they worked, CPAP equipment and connecting the parts and rectifying equipment malfunctions.

Data extraction and analysis

Data were collected and entered into Microsoft Excel and analysed using STATA version 14 (StataCorp, College Station, TX, USA). For descriptive epidemiology, means and standard deviations, medians and interquartile ranges were calculated to describe the data. Logistic regression was done on univariate and multivariate variables to identify predictors of success or failure of CPAP. A receiver operating characteristics (ROC) curve was also drawn to show the strength of significant variables as predictors of outcome. A p < 0.05 was considered significant.

Ethical approval

The study was approved by research committee of School Of Medicine and Health Sciences, Port Moresby General Hospital Management and National Health of Department Medical Research Advisory Committee. Informed consent was gained from parents or guardians of all children involved in the study.

Results

Patient demographics and clinical features

A total of 64 children were enrolled; 41 males and 23 females. The median age was three months (IQR 0.5–6.3); six neonates, 57 infants and seven children over the age of one year. The median weight was 4.7 kg (IQR 3.3 to 6.1 kg). Other clinical characteristics are described in Table 1. The majority of children had community‐acquired pneumonia.
Table 1

Clinical characteristics at enrolment

CharacteristicTotal, n = 64
Duration of cough in days: median (IQR)5 (3–11)
Temperature ≥38°C, n (%)17 (26.5)
Apnoea, n (%)7 (10.9)
Poor feeding, n (%)54 (84.4)
Severe chest in‐drawing, n (%)63 (98.4)
Tracheal tugging, n (%)58 (90.6)
Heart rate, median (IQR)152 (132–166.5)
Oxygen saturation %, median (IQR)78 (53.3–86.8)
SpO2 <80%, n (%)36 (56.3)
Chest x‐ray done, n (%)46 (71.9)
Radiographic signs, present, n (%)43 (93.5)
Bilateral consolidation (%)6 (13.3)
Unilateral consolidation (%)14 (31.1)
Bilateral interstitial infiltrates (%)8 (17.8)
Bilateral patchy opacity (%)10 (22.2)
Bilateral hilar opacity (%)3 (6.7)
Homogenous opacity (effusion) (%)1 (2.2)
Pneumothorax/pneumomediastinum/subcutaneous emphysema (%)1 (2.2)

IQR = Interquartile range.

Clinical characteristics at enrolment IQR = Interquartile range.

Clinical response to CPAP

The response to CPAP is described in Table 2. Pre‐CPAP the median SpO2 on standard flow oxygen was 78% (IQR 53.3–86.8%). After one hour, the SpO2 increased to a median of 92% (IQR 80–97.8%). The respiratory distress score (RDS) improved after CPAP was commenced. Pre‐CPAP median RDS score was 11 (IQR 10–12), in one hour it was 9 8, 9, 10, 11 and improved to 6.5 (IQR 6–8) at 84 hours for those who survived. Most children had severe hypoxaemia (SpO2 <85%) pre‐CPAP (n = 39, 61.0%), however, at one hour only 29.7% (n = 19) had SpO2 <85%. The number of survivors reduced from 64 to 29 over the first 84 hours; all those who survived maintained SpO2 more than 85%. The median duration of CPAP was 3.5 days (interquartile range one to five days), and the median duration of oxygen requirement following CPAP was 3.5 days (IQR two to 6.8 days).
Table 2

Clinical observations over the first 84 hours (3.5 days) of treatment on CPAP

Pre‐CPAPOne hour12 hours24 hours36 hours48 hours60 hours72 hours84 hours
Survived, n (%)6464 (100)51 (79.6)48 (75)44 (68.8)39 (60.12)37 (57.8)31 (48.4)29 (45.3)
SpO2, median (IQR)78 (53.3–86.8)92 (8–97.8)95.5 (87.5–99)96.5 (91.5–99)97.5 (89.8–98.3)98 (89.8–99)98 (94.8–99)98 (93–99)98 (93–98)
SpO2 <85%, n (%)39 (60.9)19 (29.7)9 (18)4 (8.7)8 (19.1)6 (15.8)2 (5.9)3 (10.3)3 (11.5)
RDS, median (IQR)11 (10–12)9 (8–11)8 (7–9)8 (7–9)8 (6.75–9)7 (6.75–9)7 (5.75–9)7 (6–9)6.5 (6–8)

CPAP = Continuous positive airway pressure; IQR = Interquartile range; RDS = Respiratory distress score.

Clinical observations over the first 84 hours (3.5 days) of treatment on CPAP CPAP = Continuous positive airway pressure; IQR = Interquartile range; RDS = Respiratory distress score.

Comorbidities and outcomes

Severe pneumonia accounted for 75% (n = 48) of children put on CPAP (Table 3). Comorbidities associated with pneumonia or as an underlying chronic condition were common. These included anaemia (n = 13, 20.3%), sepsis (n = 8, 12.5%), human immunodeficiency virus (HIV; n = 11, 17.2%), pulmonary tuberculosis (n = 5), meningitis (n = 2), heart failure (n = 18), severe malnutrition (n = 5), Down syndrome (n = 2), brain injury (n = 1), pleural effusion/empyema (n = 1) and low birthweight (n = 3) (Table 4).
Table 3

The main diagnosis of children put on CPAP

DiagnosisAll children (%)Survived to hospital discharge, n (%)Died, n (%)
Severe pneumonia48 (75)21 (43.75)27 (56.25)
Pulmonary tuberculosis5 (7.81)2 (40)3 (60)
Bronchiolitis1 (1.56)1 (100)
Congenital lung malformation1 (1.56)1 (100)
Brain injury1 (1.56)1 (100)
Empyema and breast abscess1 (1.56)1 (100)
Neonatal respiratory distress syndrome/low birthweight2 (3.13)2 (100)
Meconium aspiration syndrome4 (6.25)3 (75)1 (25)
Bronchiectasis1 (1.56)1 (100)
Total642935
Table 4

Comorbidities

ComorbiditiesTotal, n (%)Survived to discharge, n (%)Death, n (%)
Anaemia13 (20.3)7 (53.1)6 (46.2)
HIV infection11 (17.2)1 (9.1)10 (90.9)
Heart failure18 (28.1)4 (22.2)14 (77.8)
Congenital heart disease3 (4.7)3 (100)0
Severe malnutrition5 (7.8)14
Septic shock8 (12.5)08 (100)
Measles3 (4.7)2 (66.7)1 (33.3)
Down syndrome2 (3.1)02 (100)
Meningitis2 (3.1)02 (100)
Others4 (6.3)3 (75)1 (25)

HIV = Human immunodeficiency virus.

The main diagnosis of children put on CPAP Comorbidities HIV = Human immunodeficiency virus. The majority of children with severe pneumonia who survived had no significant comorbidities. Some cases of congenital heart disease were diagnosed after a severely ill child was commenced on CPAP.

Mortality and predictors of outcome

Among the 64 children and newborns, 29 survived and 35 died. Using univariable logistic regression predictors of death were HIV infection, sepsis, the pre‐CPAP SpO2, and the SpO2 and RDS one hour after commencing CPAP (Table 5). The area under the ROC curve using these five significant variables on univariate analysis was 0.78, indicating moderately precise prediction (Figure 1). In a multivariable model using the strongest predictor of survival was the SpO2 one hour after commencing CPAP, and the presence of HIV was a predictor of death.
Table 5

Predictors of death in children on CPAP

CharacteristicTotalSurvivedDiedOdds ratio (95% CI)p‐value
Neonatal age6330.81 (0.15–4.36)0.81
Septic shock808 **
Anaemia13760.65 (0.19–2.2)0.49
HIV infection1211112.8 (1.5–106.8)0.018**
Tuberculosis5231.3 (0.2–8.3)0.80
Severe malnutrition5143.6 (0.4–34.3)0.26
Any comorbidity3514211.6 (0.59–4.3)0.35
Pre‐CPAP SpO2 6477.4 (72.8–83.0)%65.3 (57.9–72.7)%0.013**
Pre‐CPAP RDS6410.7 (10.2–11.2)10.8 (10.3–11.4)0.72
One hour SpO2 6492.0 (88.5–95.3)%83.3 (78.4–88.3)%0.02**
One hour RDS648.8 (8.1–9.4)9.9 (9.2–10.5)0.006**

CPAP = Continuous positive airway pressure; HIV = Human immunodeficiency virus; RDS = Respiratory distress score.

p < 0.05.

All children with septic shock died, so formal odds ratio not able to be generated.

Figure 1

Area under the ROC curve for HIV, sepsis, the pre‐CPAP SpO2, and the SpO2 and respiratory distress score one hour after commencing CPAP. CPAP = Continuous positive airway pressure; HIV = Human immunodeficiency virus; ROC = Receiver operating characteristics.

Predictors of death in children on CPAP CPAP = Continuous positive airway pressure; HIV = Human immunodeficiency virus; RDS = Respiratory distress score. p < 0.05. All children with septic shock died, so formal odds ratio not able to be generated. Area under the ROC curve for HIV, sepsis, the pre‐CPAP SpO2, and the SpO2 and respiratory distress score one hour after commencing CPAP. CPAP = Continuous positive airway pressure; HIV = Human immunodeficiency virus; ROC = Receiver operating characteristics. Despite CPAP, at some stage in their treatment, nine children (14.1%) required additional oxygen via facemask to raise the SpO2 above 90%. This was ultimately unsuccessful and all 9 children died.

Problems

Technical, clinical, human and system problems in the use of CPAP that were identified during the course of the implementation study are summarised in the Appendix.

Discussion

Continuous positive airway pressure is widely used in intensive care units in high‐ and middle‐income countries for the management of respiratory disease in neonates and children. It can be delivered by mechanical ventilators or other CPAP drivers. Mechanical ventilators are the cornerstone for intensive respiratory care, but in Papua New Guinea most hospitals do not have mechanical ventilation or intensive care units for children. Bubble CPAP is a simpler and cheaper alternative. Studies done in low‐ and middle‐income countries have shown that bubble CPAP is effective in treating preterm newborns with respiratory distress 19. Bubble CPAP reduces the need for mechanical ventilation, providing a safe and effective alternative to ventilator CPAP, and can be effectively applied by nurses and other health workers in low‐ and middle‐income countries 20, and may improve neonatal survival and quality of neonatal care in these settings 19. However, the effectiveness of bubble CPAP in children outside the neonatal period is not clear, studies are few and heterogeneous in terms of patient populations, baseline mortality rates, equipment for generating CPAP and outcomes measured (Table 6). A randomised controlled trial in a district hospital in Ghana among 70 children aged three months to five years showed that CPAP decreased respiratory rate 15. In an RCT in Dhaka, Bangladesh significantly fewer children in CPAP group had treatment failure compared to low‐flow oxygen therapy 14. An observational study in Blantyre, Malawi evaluated outcomes of children with the diagnosis of pneumonia or bronchiolitis and showed that most survivors had improvement within 24 hours, and that outcomes were best for bronchiolitis and poorest for those with pneumocystis jiroveci pneumonia 21. In Pune, India a study assessed the effectiveness of a locally assembled nasal bubble CPAP system in children with acute hypoxemic respiratory failure during a swine influenza outbreak. CPAP improved respiratory rate, heart rate and SpO2 after six hours, compared to admission 22. By far the largest study so far was a pragmatic cross‐over trial in Ghana, which showed that CPAP did not decrease all‐cause two‐week mortality in children one month to five years of age with undifferentiated respiratory distress, however, after adjustment for confounding factors the authors reported a lower mortality for infants treated with CPAP than those treated with standard oxygen therapy 23.
Table 6

Previous studies of bubble CPAP in severe pneumonia

Study author and settingStudy methodNumber of patients and population studiedCPAP methodOutcome measuresNumber (%) of patients that survived and results of primary outcome

Wilson et al., 2014

Ghana district Hospital

RCT70 children with tachypnea plus at least one sign of respiratory distress (e.g. chest in‐drawing, nasal flaring)

Commercial equipment: DeVilbiss IntelliPAP

CPAP machine

Hudson RCI CPAP nasal cannula

Oxygen added through nonrebreather face mask or through the CPAP circuit

Clinical response at two hours after commencing CPAP67/70 (96%) survived

Kinikar et al., 2011

Pune, India

Observational36 moderately unwell children with ALRI during swine flu pandemic, requiring more than 40% oxygen to maintain SpO2 >94%, excluded children with shock

Modified oxygen prongs and plastic saline bottle

70% oxygen as flow driver (blender not specified)

Clinical response at six hours after commencing CPAP36/36 (100%) survived

Christi et al., 2013

Dhaka hospital, Bangladesh

Three‐arm RCT CPAP, high‐flow and low‐flow oxygen

225 children with severe pneumonia and hypoxaemia

79 received CPAP

Modified oxygen prongs and plastic shampoo bottle

Oxygen concentrator or wall oxygen as flow driver

Rates of clinical failure (composite outcome) with bubble CPAP compared to standard low‐flow (LFNC) and high‐flow oxygen therapies (HFNC)

Death rate secondary outcome

76/79 (96%) treated with CPAP survived

Treatment failure: five in b‐CPAP; 16 (24%) in LFNC; 10 (13%) in HFNC

Machen et al., 2013

Blantyre paediatric hospital, Malawi

Observational79 with respiratory distress. 42 bronchiolitis, 21 pneumonia, 15 likely Pneumocystis jiroveci pneumonia.‘Pumani’ bubble CPAP flow generator and blender. Oxygen blended from cylinder or concentrator. Commercial nasal CPAP interfaceComparative survival rates for children with pneumonia, bronchiolitis, PJP

56/79 (71%) survived

Pneumonia 11/21 (52%)

Bronchiolitis 39/42 (93%)

PjP 6/15 (40%)

Jayashree et al.

Paediatric Emergency Unit, Teaching and Referral Hospital, Chandigarh, North India

Observational330 children with pneumonia, 163 required CPAP because of hypoxaemia or failure of nasal oxygen. Entry criteria: history of cough and/or difficulty in breathing of less than three weeks duration, increased respiratory rate (rate 60/min if age less than two months, 50/min if age two to 11 months and 40/minute if age 12–59 months) and lower chest in‐drawing. 240 (72.7%) had pneumonia and a quarter 90 (27.3%) had bronchiolitis. Escalation to intubation and mechanical ventilation possibleGas flow source (unspecified, ventilator?), blender, nasal oxygen prongs, glass bottle for underwater seal.

Need for intubation

Mortality

Change in respiratory distress score

Nine deaths out of 330 (2.7%), all in intubated patients. Primary outcome: three children in b‐CPAP group (n = 163) required intubation (failure rate 1.8%); one of these died

Wilson et al. 2017

two non‐tertiary hospitals in Ghana

Randomised cross‐over trial (intervention with contemporaneous control hospital)2200 (1025 treated with CPAP, 1075 in control hospital). Children one month to five years with undifferentiated respiratory distress; criteria were fast breathing for age and respiratory distress

Commercial equipment: DeVilbiss IntelliPAP

CPAP machine

Hudson RCI CPAP nasal cannula

All‐cause mortality at two weeks after enrolment995 (97%) survived among 1021 analysed that received CPAP

ALRI = Acute lower respiratory infection; CPAP = Continuous positive airway pressure; HFNC = High‐flow nasal cannula oxygen; LFNC = Low‐flow nasal cannula oxygen; PjP = Pneumocystis jiroveki pneumoniae; RCT = Randomised controlled trial.

Previous studies of bubble CPAP in severe pneumonia Wilson et al., 2014 Ghana district Hospital Commercial equipment: DeVilbiss IntelliPAP CPAP machine Hudson RCI CPAP nasal cannula Oxygen added through nonrebreather face mask or through the CPAP circuit Kinikar et al., 2011 Pune, India Modified oxygen prongs and plastic saline bottle 70% oxygen as flow driver (blender not specified) Christi et al., 2013 Dhaka hospital, Bangladesh 225 children with severe pneumonia and hypoxaemia 79 received CPAP Modified oxygen prongs and plastic shampoo bottle Oxygen concentrator or wall oxygen as flow driver Rates of clinical failure (composite outcome) with bubble CPAP compared to standard low‐flow (LFNC) and high‐flow oxygen therapies (HFNC) Death rate secondary outcome 76/79 (96%) treated with CPAP survived Treatment failure: five in b‐CPAP; 16 (24%) in LFNC; 10 (13%) in HFNC Machen et al., 2013 Blantyre paediatric hospital, Malawi 56/79 (71%) survived Pneumonia 11/21 (52%) Bronchiolitis 39/42 (93%) PjP 6/15 (40%) Jayashree et al. Paediatric Emergency Unit, Teaching and Referral Hospital, Chandigarh, North India Need for intubation Mortality Change in respiratory distress score Wilson et al. 2017 two non‐tertiary hospitals in Ghana Commercial equipment: DeVilbiss IntelliPAP CPAP machine Hudson RCI CPAP nasal cannula ALRI = Acute lower respiratory infection; CPAP = Continuous positive airway pressure; HFNC = High‐flow nasal cannula oxygen; LFNC = Low‐flow nasal cannula oxygen; PjP = Pneumocystis jiroveki pneumoniae; RCT = Randomised controlled trial. Our study was a prospective observational effectiveness study, and bubble CPAP was a second‐line treatment when standard oxygen therapy via nasal prong or nasal catheter failed to maintain SpO2 >90% or relieve severe respiratory distress. While we showed definite improvement in oxygenation and respiratory distress, the mortality rate (54.7%) was very high compared to the above studies, comparable only to the study from Malawi, and only to the subset of children who did not have bronchiolitis 16. Case‐mix and illness severity plays a strong role in understanding the heterogeneity of these studies. The high‐mortality rate in our study was likely because these children were very sick, had severe hypoxaemia despite standard flow oxygen, and complex comorbidities. Other studies have shown that underlying chronic conditions markedly increase the risk of death from pneumonia 24. CPAP, like oxygen is only supportive care, not curative, and the underlying illness and comorbidities need to be treatable or self‐resolving for CPAP to be effective. Our study also confirms a limit to the role of CPAP, while potentially valuable for many children with moderately severe ALRI, without mechanical ventilation and intensive care some children with severe respiratory failure will not be saved by CPAP alone. This is not to downplay the benefit of using CPAP, but to introduce a sense of realism and avoid vertical thinking that might lead people to believe that CPAP is the answer to pneumonia mortality. A seriously ill child on CPAP requires a high level of monitoring and supportive care that can only be in place if a quality system supports it. Supportive care includes careful fluid balance to avoid over‐hydration, nasogastric tube for feeding, nursing head up 20–30 degrees and management of associated comorbidities. Having a minimal handling approach is important, including gentle suctioning only if needed, judicious use of nebulised saline or bronchodilators based on an objective assessment of benefit, and avoiding very high FiO2 which can risk masking type II respiratory failure or lead to oxygen toxicity to the lungs. We identified technical, clinical, human and system problems, which we think are likely to be common in sustaining CPAP as a therapy in LMIC (Appendix). Few other studies have evaluated the conditions required to make CPAP effective. In Andhra Pradesh, India, while nurses perceived CPAP for neonatal respiratory support as beneficial and enabled them to provide care more independently, shortages of supplies, infrastructure and staff meant CPAP was not always available or of the highest quality, and that the introduction of CPAP needed strong organisational support 25. As we also identify, these technical, human and system factors are crucial in successfully using a complex therapy like CPAP, however, simple it seems in highly resourced settings. In high‐income countries, hospitals that use CPAP often use disposable circuits and oxygen tubing, in low‐income countries this is not affordable, and CPAP technology needs to be cleanable, reusable, robust and safe from bacterial contamination. In high‐income countries spare parts and engineering capacity are taken for granted, but these are often lacking in settings like PNG. Nurse–patient ratios are enforced in high‐income countries, but in PNG and other low‐ and low–middle‐income countries CPAP needs nurse–patient ratios of no less than 1:4 to be safe and effective, as demonstrated in Bangladesh 14. There is a complex interaction between familiarity with equipment and willingness to use it in a timely manner. It is likely that if CPAP is applied to a less unwell cohort of children the case fatality rate will be lower, but in early phases of implementation often the children who are given CPAP are at a more advanced stage of disease, where CPAP will be helpful in improving oxygenation, but may not be sufficient to save lives 13.

Conclusions

Bubble CPAP improves oxygenation and reduces respiratory distress in some children with severe pneumonia and hypoxaemia despite standard oxygen therapy. However, children will do poorly despite CPAP if they have comorbidities that are not identified or cannot be treated. HIV, septic shock, low SpO2 pre‐CPAP and low SpO2 and RDS at one hour after starting CPAP were significant predictors of poor outcome. Continuous positive airway pressure is a complex therapy that requires a quality system to support it. This includes proper clinical and technical training for nurses and doctors, a consistent technical model, biomedical engineering support, a process for maintenance and troubleshooting of equipment, clinical guidelines and other quality and safety measures.

Conflict of interest

The authors declare no conflict of interest.

Funding

The authors are grateful to the RE Ross Trust (Victoria) for funding support.
Problems and pitfalls identifiedSolutions

Technical

CPAP circuits split if they are washed multiple times or stepped upon. This leads to air leaks and ineffective CPAP.

Oxygen concentrators run at high‐flow rates (e.g. at the limits of their performance), may produce lower concentration of oxygen

Some humidifiers are ineffective, and if using high flows for prolonged time can result in drying of airway secretions and clinical failure

Need to check integrity and performance of all equipment regularly, at least weekly.

Use of robust circuits that can be autoclaved or cleaned will reduce the risk of splits and leaks

Need an oxygen analyser to check flow rates and oxygen concentration weekly

Need to ensure effective humidification if using high gas flows

Need an environment free from dust to avoid concentrator malfunction

Clinical

Important to identify comorbidities, severe malnutrition, anaemia, HIV, alternative diagnoses such as congenital heart disease

Delay in administration of CPAP

Requires senior clinical input and supervision

Guidelines for indications for CPAP and contraindications

A structured ward round each day to identify these problems

Protocols for escalation if CPAP is ineffective

Human

Familiarity only occurs with use, confidence can be eroded by bad outcomes, bad outcomes perpetuate late use, and late use is associated with poor outcomes

Nursing shortages

Paediatric doctor availability to review patients on CPAP

Needs ongoing training on indications for use of CPAP for nurses and doctors

Simple guidance for health care staff, and supportive supervision

Nurse: patient ratios not less than 1:4 in the high dependency/intensive care area

A paediatric doctor to be available 24 hours a day and review patients on CPAP regularly, no less than every four hours

System

CPAP is a new therapy for many health workers and is being introduced into an environment that has little technology

Need for a mechanism for review and escalation

A detailed set of guideline is needed to guide administration of CPAP

Need a trained technologist to maintain the oxygen concentrators, nasal prongs, circuits, spare parts

Ward nurses need to be fully familiar with equipment, cleaning, routine maintenance and use

Monitoring charts with alerts for review and escalation

A Medical Emergency Team system provides an opportunity for review and escalation as needed

Mechanism and funding stream for procurement of spare parts and commodities, integrated with other drug and equipment procurement

CPAP = Continuous positive airway pressure; HIV = Human immunodeficiency virus.

  22 in total

Review 1.  Physiologic effects of CPAP: application and monitoring.

Authors:  Tami Irwin Sherman; Thomas Blackson; Suzanne M Touch; Jay S Greenspan; Thomas H Shaffer
Journal:  Neonatal Netw       Date:  2003 Nov-Dec

2.  Efficacy of a low-cost bubble CPAP system in treatment of respiratory distress in a neonatal ward in Malawi.

Authors:  Kondwani Kawaza; Heather E Machen; Jocelyn Brown; Zondiwe Mwanza; Suzanne Iniguez; Al Gest; E O'Brian Smith; Maria Oden; Rebecca R Richards-Kortum; Elizabeth Molyneux
Journal:  Malawi Med J       Date:  2016-09       Impact factor: 0.875

3.  Bubble continuous positive airway pressure for children with severe pneumonia and hypoxaemia in Bangladesh: an open, randomised controlled trial.

Authors:  Mohammod J Chisti; Mohammed A Salam; Jonathan H Smith; Tahmeed Ahmed; Mark A C Pietroni; K M Shahunja; Abu S M S B Shahid; Abu S G Faruque; Hasan Ashraf; Pradip K Bardhan; Stephen M Graham; Trevor Duke
Journal:  Lancet       Date:  2015-08-19       Impact factor: 79.321

4.  Use of indigenous bubble CPAP during swine flu pandemic in Pune, India.

Authors:  Aarti Kinikar; Rajesh Kulkarni; Chhaya Valvi; Nikhil Gupte
Journal:  Indian J Pediatr       Date:  2011-03-26       Impact factor: 1.967

5.  Continuous positive airway pressure for children with undifferentiated respiratory distress in Ghana: an open-label, cluster, crossover trial.

Authors:  Patrick T Wilson; Frank Baiden; Joshua C Brooks; Marilyn C Morris; Katie Giessler; Damien Punguyire; Gavin Apio; Akua Agyeman-Ampromfi; Sara Lopez-Pintado; Justice Sylverken; Kwadwo Nyarko-Jectey; Harry Tagbor; Rachel T Moresky
Journal:  Lancet Glob Health       Date:  2017-06       Impact factor: 26.763

Review 6.  Efficacy and safety of bubble CPAP in neonatal care in low and middle income countries: a systematic review.

Authors:  Simone Martin; Trevor Duke; Peter Davis
Journal:  Arch Dis Child Fetal Neonatal Ed       Date:  2014-08-01       Impact factor: 5.747

7.  Outcomes of Patients with Respiratory Distress Treated with Bubble CPAP on a Pediatric Ward in Malawi.

Authors:  Heather E Machen; Zondiwe V Mwanza; Jocelyn K Brown; Kondwani M Kawaza; Laura Newberry; Rebecca R Richards-Kortum; Z Maria Oden; Elizabeth M Molyneux
Journal:  J Trop Pediatr       Date:  2015-09-11       Impact factor: 1.165

Review 8.  CPAP: a guide for clinicians in developing countries.

Authors:  Trevor Duke
Journal:  Paediatr Int Child Health       Date:  2013-12-06       Impact factor: 1.990

Review 9.  Risk factors for mortality from acute lower respiratory infections (ALRI) in children under five years of age in low and middle-income countries: a systematic review and meta-analysis of observational studies.

Authors:  Michela Sonego; Maria Chiara Pellegrin; Genevieve Becker; Marzia Lazzerini
Journal:  PLoS One       Date:  2015-01-30       Impact factor: 3.240

10.  Healthcare workers' views on the use of continuous positive airway pressure (CPAP) in neonates: a qualitative study in Andhra Pradesh, India.

Authors:  Juan Emmanuel Dewez; Harish Chellani; Sushma Nangia; Katrin Metsis; Helen Smith; Matthews Mathai; Nynke van den Broek
Journal:  BMC Pediatr       Date:  2018-11-06       Impact factor: 2.125

View more
  2 in total

1.  How to do no harm: empowering local leaders to make care safer in low-resource settings.

Authors:  Charles A Vincent; Mwanamvua Mboga; David Gathara; Fred Were; Rene Amalberti; Mike English
Journal:  Arch Dis Child       Date:  2021-02-11       Impact factor: 3.791

2.  Continuous positive airway pressure for children in resource-limited settings, effect on mortality and adverse events: systematic review and meta-analysis.

Authors:  Kristen L Sessions; Andrew G Smith; Peter J Holmberg; Brian Wahl; Tisungane Mvalo; Mohammod J Chisti; Ryan W Carroll; Eric D McCollum
Journal:  Arch Dis Child       Date:  2021-12-08       Impact factor: 4.920

  2 in total

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