Literature DB >> 30910858

Current epidemiology of cerebrospinal fluid shunt surgery in the UK and Ireland (2004-2013).

Rocío Fernández-Méndez1,2, Hugh K Richards3,2, Helen M Seeley3,2, John D Pickard3,2,4, Alexis J Joannides3,2,4.   

Abstract

OBJECTIVES: To determine current epidemiology and clinical characteristics of cerebrospinal fluid (CSF) shunt surgery, including revisions.
METHODS: A retrospective, multicentre, registry-based study was conducted based on 10 years' data from the UK Shunt Registry, including primary and revision shunting procedures reported between 2004 and 2013. Incidence rates of primary shunts, descriptive statistics and shunt revision rates were calculated stratified by age group, geographical region and year of operation.
RESULTS: 41 036 procedures in 26 545 patients were submitted during the study period, including 3002 infants, 4389 children and 18 668 adults. Procedures included 20 947 (51.0%) primary shunt insertions in 20 947 patients, and 20 089 (49.0%) revision procedures. Incidence rates of primary shunt insertions for infants, children and adults were 39.5, 2.4 and 3.5 shunts per 100 000 person-years, respectively. These varied by geographical subregion and year of operation. The most common underlying diagnoses were perinatal intraventricular haemorrhage (35.3%) and malformations (33.9%) in infants, tumours (40.5%) and malformations (16.3%) in children, and tumours (24.6%), post-haemorrhagic hydrocephalus (16.2%) and idiopathic normal pressure hydrocephalus (14.2%) in adults. Ninety-day revision rates were 21.9%, 18.6% and 12.8% among infants, children and adults, respectively, while first-year revision rates were 31.0%, 25.2% and 17.4%. The main reasons for revision were underdrainage and infection, but overdrainage and mechanical failure continue to pose problems.
CONCLUSIONS: Our report informs patients, carers, clinicians, providers and commissioners of healthcare, researchers and industry of the current epidemiology of shunting for CSF disorders, including the potential risks of complications and frequency of revision. © Author(s) (or their employer(s)) 2019. Re-use permitted under CC BY-NC. No commercial re-use. See rights and permissions. Published by BMJ.

Entities:  

Keywords:  CSF shunting; Epidemiology; Neurosurgery; Registry

Mesh:

Year:  2019        PMID: 30910858      PMCID: PMC6585267          DOI: 10.1136/jnnp-2018-319927

Source DB:  PubMed          Journal:  J Neurol Neurosurg Psychiatry        ISSN: 0022-3050            Impact factor:   10.154


Background

Disorders of the cerebrospinal fluid (CSF) circulation, often abbreviated using the term hydrocephalus, are uncommon but potentially life threatening, with annual incidence rates ranging from a few dozens to more than 300 per 100 000 population depending on geographical region, age group and aetiology.1 CSF shunt surgery uses a valved tubing system to divert CSF into other body cavities. It was introduced at the end of the 1930s and has reduced dramatically the mortality and neuronal damage caused by this disorder.2 Shunt surgery has also become a treatment option for severe cases of idiopathic intracranial hypertension (IIH).3 Despite improvements in surgical technique and shunt devices, significant complications still occur including overdrainage and underdrainage, shunt infections, and shunt mechanical failures such as obstruction, fracture and disconnection.4 Prenatal folate supplementation and improvements in in utero screening and the treatment of meningitis are among the factors that may have reduced hydrocephalus incidence in infants and children.5 6 Rising levels of obesity and an ageing population are leading to increasing incidence of IIH7 and normal pressure hydrocephalus (NPH),8 respectively. Our understanding of CSF shunt epidemiology needs to be updated in order to inform the development of care pathways, clinical trials and technological innovation. At present, there is no recent report on the epidemiology of CSF shunt surgery based on large populations followed over time, and inclusive of all age groups and major aetiologies, hence this study in the UK and Ireland, based on data from the UK Shunt Registry (UKSR).

Methods

Study design and sample selection

This was a retrospective, multicentre, registry-based study, using 10 years’ data from the UKSR. The UKSR is a large UK–Ireland database, established in 1993, to collect data about CSF shunt and shunt-related procedures carried out in all major neurosurgical centres in these countries.6 Registration criteria include all shunt procedures performed in each centre, including new insertions and revisions (covering removal, reconnection, ligation, externalisation and reservoir/adjunct insertion). During the study period, data input in the registry consisted of a multistep method, where information was handwritten by local teams, posted to the registry and, after relevant data quality checks, entered into an electronic database (Dendrite UK). Case ascertainment was audited by comparing the number of cases reported to the UKSR against the number of reportable cases as determined from the operating theatre log books. A continuous study period for the study was selected where all annual submissions were at least 90% of the year with the highest submission volume. Primary external ventricular drain insertions were excluded from the analyses.

Statistical analyses

Annual incidence rates of new shunt procedures were calculated per 100 000 population for each year of interest using reference populations for each relevant year as recorded in the UK Office for National Statistics and the Central Statistics Office of Ireland. Average incidence rates were calculated using the amount of person-time observed (equation 1), where n is the total number of new shunt procedures, t is the time interval under study (10 years) and N is the average annual population during that time interval. CIs for incidence rates were constructed following the approach proposed by Bégaud et al. 9 First-year and 90-day revision rates, defined as the number of patients who had their first revision within 1 year or within 90 days, respectively, were calculated for all patients whose primary shunt and follow-up period were within the study interval. Stratification of these rates by age group was based on patient age at primary shunting. Demographic and clinical data were analysed using descriptive statistics. Diagnoses followed the UKSR classification system (online supplementary material 1) and were grouped into broader diagnostic groups (table 1), according to the cause of the CSF disturbance.6 Reasons for revision included underdrainage (including proximal malfunction or blockage), overdrainage, shunt infection, wound infection, fracture, migration and disconnection. Continuous variables were summarised using their mean and SD, or their median and IQR, depending on their frequency distribution. Categorical variables were summarised using counts and percentages, with 95% CI where appropriate. Histograms were used to represent the distribution of age at primary diagnosis, stratified by diagnostic group. Timelines were used to represent trends in absolute and relative numbers of shunt procedures per year. Geographical trends were analysed using the Public Health England regional classification of patient residence.
Table 1

Shunt procedures and patient demographics, by age group, among patients with known age

Age of patient at time of procedure
Infant (<1 year)Children (1 to <17 years)Adults (≥17 years)
Total no of procedures, n*4458874227 310
Age (years) at primary shunt, median (IQR)0.2 (0.1–0.4)7.6 (3.2–12.4)55.3 (39.3–68.5)
Female:male ratio at primary shunt5:76:76:5
Primary shunt insertions, n (%)2756 (61.8)2525 (28.9)15 263 (55.9)
Underlying diagnosis for primary shunt†, n (%)
 Malformations‡934 (33.9)411 (16.3)1125 (7.4)
 Perinatal intraventricular haemorrhage973 (35.3)160 (6.3)94 (0.6)
 Tumour (benign, malignant, unspecified)152 (5.5)1022 (40.5)3750 (24.6)
 Post-haemorrhagic (AVM, SAH, unspecified)28 (1.0)48 (1.9)2473 (16.2)
 Idiopathic normal pressure hydrocephalus0 (0)0 (0)2173 (14.2)
 Idiopathic intracranial hypertension10 (0.4)122 (4.8)1160 (7.6)
 Infection (meningitis, cerebral abscess, unspecified)184 (6.7)108 (4.3)472 (3.1)
 Cyst (colloid, arachnoid, unspecified)84 (3.0)124 (4.9)522 (3.4)
 Trauma30 (1.1)55 (2.2)525 (3.4)
 Acquired other127 (4.6)168 (6.7)1242 (8.1)
 Idiopathic other22 (0.8)26 (1.0)162 (1.1)
 Unknown (diagnosis not specified)212 (7.7)279 (11.1)1565 (10.3)
First-year revision rates, n (%)§772 (31.0)584 (25.2)2406 (17.4)
90-day revision rates, n (%)§591 (21.9)462 (18.6)1919 (12.8)
Reasons for primary shunt revision¶, n (%):
 Underdrainage317 (64.9)199 (66.3)759 (57.2)
 Shunt infection81 (16.5)35 (11.7)158 (11.9)
 Disconnection25 (5.1)12 (4.0)93 (7.0)
 Migration17 (3.4)6 (2.0)101 (7.6)
 Overdrainage7 (1.4)24 (8.0)101 (7.6)
 Fracture8 (1.6)5 (1.6)30 (2.2)
 Wound infection3 (0.6)1 (0.3)8 (0.6)
 More than one reason30 (6.1)18 (6.0)75 (5.6)
Primary shunt revisions that included shunt replacement with external ventricular drain55 (5.5)21 (2.6)106 (3.3)

*For 526 (1.3%) procedures, in 486 (1.8%) patients, the age of the patient was unknown.

†Including only procedures of primary shunt insertion.

‡Malformations included aqueduct stenosis, Dandy-Walker, Chiari, malformations with spina bifida, unspecified congenital and other malformations.

§First-year and 90-day revision rates were calculated for all patients whose primary shunt was inserted in the study period, and who were followed up for at least 1 year and 90 days, respectively.

¶Excluding revision procedures with unknown/no reason specified. Among the 119 patients with multiple reasons for revision of primary shunt, each reason was present in different percentages, and included underdrainage (74%), disconnection (46%), migration (33%), shunt infection (18%), fracture (15%), overdrainage (11%) and wound infection (2%).

AVM, cerebral arteriovenous malformation;SAH, subarachnoid haemorrhage.

Shunt procedures and patient demographics, by age group, among patients with known age *For 526 (1.3%) procedures, in 486 (1.8%) patients, the age of the patient was unknown. †Including only procedures of primary shunt insertion. Malformations included aqueduct stenosis, Dandy-Walker, Chiari, malformations with spina bifida, unspecified congenital and other malformations. §First-year and 90-day revision rates were calculated for all patients whose primary shunt was inserted in the study period, and who were followed up for at least 1 year and 90 days, respectively. ¶Excluding revision procedures with unknown/no reason specified. Among the 119 patients with multiple reasons for revision of primary shunt, each reason was present in different percentages, and included underdrainage (74%), disconnection (46%), migration (33%), shunt infection (18%), fracture (15%), overdrainage (11%) and wound infection (2%). AVM, cerebral arteriovenous malformation;SAH, subarachnoid haemorrhage. Most analyses were carried out separately for three distinct age groups: infants, defined as children younger than 1 year; children 1 to less than 17 years old; adults 17 years or older. Reporting rates, defined as the percentage of reported over reportable shunts, were calculated for each centre-year included in the case ascertainment audit. These rates were grouped into high (≥75%) versus low (<75%) case ascertainment for comparison. Potential impact on the results of case ascertainment, and trends in the distribution of missing data within reported cases, were explored using descriptive statistics.

Case ascertainment and missing data

Information on case ascertainment was available for 39 (85%) centres, for a median of 4 (out of 10) years per centre. Case ascertainment varied by centre-year, with average case ascertainment of primary shunt surgery of 79.5%. There was some variation in the distributions of diagnostic groups and reasons for revision, by group of high versus low case ascertainment, while those distributions were very similar in centre-years with unknown and high case ascertainment (online supplementary material 2). Within reported cases, age and sex were missing in 1.8% and 0.4% patients, respectively. Underlying diagnosis was missing in 10.5% patients. This percentage was lower in infants and varied depending on the centre of operation. Reasons for revision were missing in 42.4% procedures overall and in 57.9% procedures among first revisions. These percentages were lower among infants, increased over time, and there was variation between diagnostic groups and centres. Centre-years with high average case ascertainment had higher percentages of missing reason for revision. Patient residence on primary shunt was missing in 11.8% of the patients, and this percentage increased over the years and varied between centres. The centre of operation was missing in 1.3% shunt procedures (online supplementary material 3). Further details on missing data and case ascertainment are included in online supplementary materials 2 and 3.

Ethical considerations

The UKSR was established in 1993 as a national audit project under the auspices of the Medical Audit Committee of the East Anglian Regional Health Authority. Participating institutions submit data to the UKSR in line with local policies and approval procedures. This study did not require the use of identifiable data, and the manuscript does not contain personal information about an identifiable living individual.

Results

Sample and cohort selection

Between 1994 and 2013, 69 207 shunt procedures in 43 288 patients were submitted. Yearly submissions increased over time, until they reached a plateau (figure 1). The year with the highest number of submissions was 2011 (n=4267), and between 2004 and 2013 all years were within 90.8% and 99.8% of the 2011 submissions. Thus, this study focused on 10 years’ data from the UKSR, from 2004 to 2013.
Figure 1

Absolute number (top left), distribution by type (primary or revision) (top right) and incidence (bottom) of yearly shunt procedures submitted to the UK Shunt Registry, by age group (infants, children and adults).

Absolute number (top left), distribution by type (primary or revision) (top right) and incidence (bottom) of yearly shunt procedures submitted to the UK Shunt Registry, by age group (infants, children and adults). During the study period, 41 institutions participated in the UKSR. These represented all the National Health Service (NHS) neurosurgery centres and one private hospital performing shunt surgery in the UK during the study period, and one of the two neurosurgery institutions performing shunt surgery in Ireland. Of the participating centres, 9 (22%) carried out more than 50%, and 16 (39%) performed more than 75%, of all the reported procedures. Generally, centres operated on patients residing within their geographical region (at least 80% of their patients), with the exception of London and the South East, where a large percentage of their patients (about 50% in London and about 30% in the South East) resided in a different UK region (online supplementary material 4).

Shunt surgery epidemiology

A total of 41 036 procedures in 26 545 patients were submitted during the study period, including 3002 (11.5%) infants, 4389 (16.9%) children and 18 668 (71.6%) adults. Procedures included 20 947 (51.0% [95% CI 50.6 to 51.5]) primary shunt insertions in 20 947 patients, and 20 089 (49.0% [48.5 to 49.4]) revision procedures of either those primary shunts or of shunts inserted prior to the study period (table 1). Among patients who were followed up for at least 1 year since their primary shunt, 3783 (20.0% [19.4 to 20.5]) needed a revision within 1 year. This proportion was about 1.8 times higher in infants than in adults and about 1.4 times higher in children than in adults (table 1). The overall 90-day revision rate for primary shunt insertions was 14.6% (14.1 to 15.1) (2993 procedures, after excluding 53 patients first shunted during the last 90 days of the study period). By age group, this was about 1.7 times higher in infants than in adults and about 1.5 times higher in children than in adults (table 1). Furthermore, most (60.0% [58.6 to 61.3]) first revisions of primary shunt procedures occurred within 90 days. Overall incidence rate of primary shunt insertions was 3.1 (3.1 to 3.2) per 100 000 person-years. Stratified by age, this rate was 32.8 (31.6 to 34.1) in infants, 2.0 (1.9 to 2.1) in children and 2.9 (2.8 to 2.9) in adults. Accounting for average case ascertainment, estimated actual incidence of primary shunt surgery was 3.8 per 100 000 person-years, overall; and 39.5, 2.4 and 3.5 for infants, children and adults, respectively. Although there were no clear time trends, there was some variation in these incidence rates by year of surgery (figure 1).

Regional variation

Among infants, some regions had more than 40 cases per 100 000 person-years, several other regions had less than 20 cases per 100 000 person-years and the remaining regions had incidence rates that were in between those figures (figure 2). Among adults and children, incidence rates also demonstrated regional variation, ranging from 0.9 to 4.6 cases per 100 000 person-years.
Figure 2

Mean incidence of reported primary shunt insertions between 2004 and 2013 (per 100 000 person-years), by region of patients’ residence and age group (infants, children and adults).

Mean incidence of reported primary shunt insertions between 2004 and 2013 (per 100 000 person-years), by region of patients’ residence and age group (infants, children and adults).

Demographics, underlying diagnosis for shunting and reasons for revision

Infants

Primary shunt insertions represented 61.8% (60.4 to 63.3) of all procedures in infants with a median age of 2.4 months at first insertion, and with more males than females in most diagnostic groups (table 1). The most common underlying diagnoses were perinatal intraventricular haemorrhage (IVH) (35.3% [33.5 to 37.1]) and malformations (33.9% [32.1 to 35.7]) (table 1), and these percentages increased over time. The most common reasons for revision were underdrainage (64.9% [60.5 to 69.2]) and shunt infection (16.5% [13.4 to 20.2]) (table 1). Age and sex distributions at primary shunt insertion differed by diagnostic group (figure 3). Most infants with malformations and IVH were operated on early, with about 90% (87.5% and 90.4%, respectively) being operated on at 6 months of age or younger. In the remaining diagnostic groups, cases were evenly spread across the entire age band. Female:male ratios ranged from 8:9 (infection) to 1:4 (trauma) (figure 3).
Figure 3

Age frequency distribution at primary shunt insertion in infants (1 year old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Age frequency distribution at primary shunt insertion in infants (1 year old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Children

Primary shunt insertions represented 28.9% (27.9 to 29.8) of all procedures in children with a median age of 7.6 years at first insertion. As in infants, there were less females than males overall (table 1). The most common diagnoses were tumours (40.5% [38.6 to 42.5]) and malformations (16.3% [14.8 to 17.7]) (table 1). Underdrainage was the most common reason for revision (66.3% [60.7 to 71.7]), followed by shunt infection (11.7% [8.2 to 15.9]) (table 1). As with infants, age and sex distributions at primary insertion varied depending on underlying diagnosis. The number of tumour-related shunts decreased with age (figure 4), while the remaining diagnostic groups had relatively even distributions. Exceptions were children with malformations, cysts or IVH, who were diagnosed and/or operated on at earlier ages, and female children with IIH who were operated on at later ages (figure 4). There were generally less females than males, with female:male ratios ranging from 1:1 (infections and other unspecified acquired conditions) to 2:5 (cysts). The exception was children with IIH among whom there was a higher female:male ratio (5:4) (figure 4).
Figure 4

Age frequency distribution at primary shunt insertion in children (1 to <17 years old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Age frequency distribution at primary shunt insertion in children (1 to <17 years old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Adults

Primary shunt insertions represented 55.9% (55.3 to 56.5) of all procedures in adults with a median age of 55.3 years at first insertion. In contrast to the younger age groups, there were more females than males overall (table 1). The most common diagnoses in adults were tumours (24.6% [23.9 to 25.3]) and post-haemorrhagic hydrocephalus (16.2% [15.6 to 16.8]) (table 1), with post-haemorrhagic events being mainly subarachnoid haemorrhage (93.3%) followed by arteriovenous malformation (6.0%). Over time, there was a decrease in the number of adults shunted due to haemorrhage and tumours, while there was an increase of adults shunted for idiopathic NPH (iNPH), and female adults shunted for IIH. As in the younger age groups, underdrainage was the most common reason for revision (57.3% [54.6 to 60.0]), followed by shunt infection (11.9% [10.2 to 13.8]) (table 1). Age and sex distributions at primary shunt insertion also varied depending on underlying diagnosis among adults (figure 5). Most primary shunts were inserted during the first six decades of life, except for iNPH (most done after the age of 65). The higher number of females was particularly marked for IIH (8:1 female:male ratio) and post-haemorrhagic hydrocephalus (9:5 female:male ratio). The exception was traumatic hydrocephalus, where there were more males (2:5 female:male ratio) (figure 5).
Figure 5

Age frequency distribution at primary shunt insertion in adults (≥17 years old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Age frequency distribution at primary shunt insertion in adults (≥17 years old), by sex and underlying diagnostic group. IIH, idiopathic intracranial hypertension; iNPH, idiopathic normal pressure hydrocephalus; IVH, intraventricular haemorrhage.

Discussion

This study represents, to our knowledge, the most comprehensive population-based epidemiological report on CSF shunt surgery to date. Our data are stratified by 3 age groups and 11 diagnostic groups, a comprehensive framework which has not been previously reported. This provides a picture of the current status of CSF shunt surgery at a national level, and establishes a benchmark both for comparisons with future studies and for quality-of-care audits. Previous reports of shunt surgery epidemiology are limited by methodology (subsample-based estimations),10–12 by time period (two to four decades old),11–13 or by being focused on specific age groups14–16 or specific diagnoses.15 17 18 Our results are based on nationally collected data from a purposively developed registry, including all the NHS neurosurgery units and one private hospital in the UK and one of the two neurosurgery centres of Ireland, and are based on a 10-year period with the highest volume of submissions. Data on case ascertainment were used to improve and contextualise our calculations. These features of our study helped us overcome the limitations of other retrospective studies based on clinical coding in patient records or discharge registries,10 11 13 and possible sampling bias in single-centre studies.12 16 18 Low reporting rates in some centre-years could have biased or limited the accuracy of some of our estimates. However, group comparisons by case ascertainment showed that centre-years with high and unknown case ascertainment had similar distributions of diagnosis and revision reasons (with a few exceptions), indicating that our results may be a valid representation of the target population. Missing data within reported cases was another limitation, which is a common feature of retrospective analyses. We found variation by age group (it was often less common in infants) and centre of operation, as well as a slight increase in missing data over time, and therefore the risk of some bias in our estimates cannot be completely discarded. The percentage of missing reason for revision was considerably higher than in other data fields, possibly because it is not always apparent what the cause for revision is at the time of surgery. With the information at hand, it was not possible to determine whether data were missing at random, that is, not related to the value of the missing information, after controlling for available data.

Overall epidemiology of shunt surgery

We found an overall incidence rate of 3.1 primary insertions per 100 000 person-years, adjusted to 3.8 after accounting for average case ascertainment. This rate is lower than previously reported figures using subsample-based estimations, ranging from 5.5 (California, 1990–2000)11 to 6.9 (German subpopulation, 2003–2012).10 Incidence rates of shunt insertions in our study varied across different geographical regions, particularly in infants. We noted a small yearly variation in shunt surgery incidence rates, similar to other studies.10 15 17 Differing demographic characteristics of our study population as compared with others10 11 could partly explain the observed differences in shunting rates. Methodological considerations could have also affected our findings. Lower case ascertainment in certain regions or years, and higher percentage of patients with a missing address in some centres, could be behind some of the regional differences in shunting incidence. However, lower regional incidence rates did not necessarily correlate with low case ascertainment (online supplementary material 2). Regional variations could also be influenced by some centres operating on a large volume of patients coming from different geographical regions, although this only significantly affected two UK regions (online supplementary material 4). While UK regional incidence rates were not affected by non-participation, in Ireland incidence rates were underestimated in our study, as it was not possible to correct for the population size covered by the non-participating hospital in this region. In epidemiological terms, CSF shunts are uncommon procedures, and incidence rates of uncommon events are highly vulnerable to small changes in absolute numbers. Nonetheless, the latter can be mitigated by the inclusion of a large population over a long period, as performed in this study and demonstrated with our narrow CIs. Therefore, considering all of the above factors, the observed variations likely represent some actual epidemiological differences for each underlying diagnosis,19 differing clinical practice in decision to shunt, and alternative treatment options,3 20 in line with previous reports.21

Shunt surgery in infants

During infancy, the incidence rate of primary insertions was 32.8 per 100 000 person-years and 39.5 after accounting for case ascertainment. These rates are within the range of published figures for the diagnosis of congenital hydrocephalus (14.0–74.7 per 100 000 in England and/or Wales, 2003–2014),22 although the latter included live births, stillbirths and termination of pregnancies, and not all cases would have required shunting. Incidence rates in our study were higher than previously reported figures for shunt surgery for congenital hydrocephalus alone (24.8 per 100 000 in Denmark 1986–1998),14 although acquired disorders represented about 20% of diagnoses in our population. Most primary shunt interventions among infants were for malformations and perinatal IVH, a trend that increased over time, followed by tumours and infections, in line with findings of a recent review on infantile hydrocephalus.23 Our findings are also consistent with previous studies which found higher frequency of hydrocephalus in infant males than females.1 5

Shunt surgery in children

Children had the lowest incidence of primary shunt insertions as compared with the other two age groups, with 2.0 primary shunt insertions per 100 000 person-years and 2.4 after accounting for case ascertainment. We are not aware of previous reports on the incidence of shunt surgery that have distinguished children from infants. A study in California 1990–2000 reported a slightly lower proportion of both infants and children who had a shunt insertion than in our study.11 The most common diagnoses underlying the first shunt were tumours (two in five children) followed by malformations and a history of perinatal IVH in the youngest children. The incidence of tumours of the central nervous system is higher in younger children than in adolescents, although it increases with age during adulthood.24 Although malformations and perinatal IVH are present at or soon after birth, hydrocephalus may not become symptomatic and require a shunt immediately or at all.25

Shunt surgery in adults

We found an incidence rate of 2.9 primary insertions per 100 000 person-years among adults, 3.5 after accounting for case ascertainment. Tumours, post-haemorrhagic hydrocephalus, iNPH and IIH were the most common specific diagnostic groups. Incidence rate in our cohort was lower than that reported in a recent smaller study on adult shunt surgery epidemiology in Sweden of 4.7.15 A key difference between the two studies is the incidence of patients with iNPH, which was 2.2 per 100 000 person-years in the Swedish cohort versus 0.5 (14% of 3.5) per 100 000 person-years in our cohort, despite similar population pyramids in both countries.26 There was an increase in patients with iNPH in our cohort over time. Prevalence rates of iNPH have also been found to vary between countries.27 These variations probably reflect the well-known controversies over the diagnosis and management of iNPH. The age at which shunts were inserted and effect of gender reflect the epidemiology of the underlying conditions and the population age distribution, and are in line with previous smaller studies.17 27 28 iNPH is a disease of the elderly. Eight females for every male were shunted for IIH and nine females for every five males for post-haemorrhagic hydrocephalus, while shunts for post-traumatic hydrocephalus were inserted more often in males up to their fifties. Gender differences are poorly understood but have been explained by hormonal effects3 28 and participation in different occupational and leisure activities.29

Shunt revision surgery

About half (49.0%) of the workload of surgery for CSF diversion was dedicated to the revision of primary procedures, which is similar to the USA (48% revisions between 1988 and 1991).13 By age group, infants followed by children had the highest revision rates compared with adults, which is in line with previous reports.4 11 In our study, there were about 40% more primary shunts revised for infection in infants than in adults, probably related to their higher risk for shunt infections.11 Overall 1-year and 90-day (first) revision rates were 20.0% and 14.6%, respectively, which were generally lower than those found in more historical studies.4 No reason was provided for revision in 42.4% of cases, so caution is required in the interpretation of these data. Besides methodological, demographic and institutional/geographical differences, the lower revision rates found in our population could be related in part to a reduction in shunt infections over time. This reduction probably reflects the introduction of strict operating theatre protocols, prophylactic antibiotics and antimicrobial-impregnated catheters.6 30 Despite technological advances in shunting systems during the past decades, mechanical problems with shunt devices, compounded by ill-defined patient-related factors, are still a major reason for shunt revision. The majority of the revisions were attributed to underdrainage (57%–66%, depending on the age group) and shunt infection (12%–17%). Overdrainage (especially in adults and children), migration (especially in adults) and disconnection (in all age groups) represented up to about one-fifth of all reasons for revision, depending on the age group. This highlights the need for further improvements in both surgical technique and shunt device technology. Lastly, patients and their families need to be counselled about the current rates of complications of shunt surgery that our study has documented. Shunt revisions pose a considerable financial burden on health services. For example, in the USA, the average costs of shunt revisions, as estimated for infections, are US$45 714 and US$56 104 per patient in adults and children, respectively.31

Conclusions

We present epidemiological findings about CSF shunt surgery based on a national registry monitored for case ascertainment and data quality. It includes 10 years’ data, all possible underlying diagnoses, and separate results for three age groups. We would encourage future epidemiology studies to report their results stratified by age groups, and by aetiology, and to make use of electronic reporting to decrease the risk of missing data. Our report should help to inform patients, carers, clinicians, providers and commissioners of healthcare, regulators, designers of clinical trials and implant suppliers of the current epidemiology of shunting for CSF disorders.
  30 in total

1.  An easy to use method to approximate Poisson confidence limits.

Authors:  Bernard Bégaud; Karin Martin; Abdelilah Abouelfath; Pascale Tubert-Bitter; Nicholas Moore; Yola Moride
Journal:  Eur J Epidemiol       Date:  2005       Impact factor: 8.082

Review 2.  Have we made progress in preventing shunt failure? A critical analysis.

Authors:  Sherman C Stein; Wensheng Guo
Journal:  J Neurosurg Pediatr       Date:  2008-01       Impact factor: 2.375

3.  Prevalence of probable idiopathic normal pressure hydrocephalus in a Norwegian population.

Authors:  A Brean; P K Eide
Journal:  Acta Neurol Scand       Date:  2008-01-16       Impact factor: 3.209

4.  Efficacy of antibiotic-impregnated shunt catheters in reducing shunt infection: data from the United Kingdom Shunt Registry.

Authors:  Hugh K Richards; Helen M Seeley; John D Pickard
Journal:  J Neurosurg Pediatr       Date:  2009-10       Impact factor: 2.375

5.  Hydrocephalus prevalence and outcome in a population-based cohort of children born in 1989-1998.

Authors:  Eva-Kavin Persson; Gudrun Hagberg; Paul Uvebrant
Journal:  Acta Paediatr       Date:  2005-06       Impact factor: 2.299

6.  National and regional incidence of surgery for adult hydrocephalus in Sweden.

Authors:  M Tisell; M Höglund; C Wikkelsø
Journal:  Acta Neurol Scand       Date:  2005-08       Impact factor: 3.209

7.  [Congenital hydrocephalus--prevalence and prognosis. Mortality and morbidity in a population-based study].

Authors:  Jacob Haaber Christensen; Lars Kjaersgård Hansen; Ester Garne
Journal:  Ugeskr Laeger       Date:  2003-01-27

8.  Ventriculoperitoneal shunt complications in California: 1990 to 2000.

Authors:  Yvonne Wu; Nella L Green; Margaret R Wrensch; Shoujun Zhao; Nalin Gupta
Journal:  Neurosurgery       Date:  2007-09       Impact factor: 4.654

9.  Congenital hydrocephalus--prevalence, prenatal diagnosis and outcome of pregnancy in four European regions.

Authors:  Ester Garne; Maria Loane; Marie-Claude Addor; Patricia A Boyd; Ingeborg Barisic; Helen Dolk
Journal:  Eur J Paediatr Neurol       Date:  2009-05-02       Impact factor: 3.140

Review 10.  Treatment of hydrocephalus in adults.

Authors:  Mark G Hamilton
Journal:  Semin Pediatr Neurol       Date:  2009-03       Impact factor: 1.636

View more
  9 in total

1.  Insights into the epidemiology of infant hydrocephalus.

Authors:  Mandeep S Tamber
Journal:  Childs Nerv Syst       Date:  2021-04-11       Impact factor: 1.475

2.  Dysregulation of Circulating miR-24-3p in Children with Obesity and Its Predictive Value for Metabolic Syndrome.

Authors:  Bingjin Zhang; Lingling Xing; Beibei Wang
Journal:  Obes Facts       Date:  2021-08-24       Impact factor: 3.942

3.  A Natural History of Silent Brain Syndrome over 36 Years: A case report.

Authors:  Nathan Pirakitikulr; David T Tse
Journal:  Orbit       Date:  2021-03-16

4.  Complications After Dual Placement of a Baclofen Pump and Ventricular Shunt in Individuals With Severe Brain Injury.

Authors:  Elke Pucks-Faes; Judith Dobesberger; Lucas-Michael Halbmayer; Gabriel Hitzenberger; Heinrich Matzak; Leopold Saltuari
Journal:  Arch Rehabil Res Clin Transl       Date:  2020-09-16

5.  Toll-like receptor linked cytokine profiles in cerebrospinal fluid discriminate neurological infection from sterile inflammation.

Authors:  Simone M Cuff; Joseph P Merola; Jason P Twohig; Matthias Eberl; William P Gray
Journal:  Brain Commun       Date:  2020-12-17

Review 6.  Surgical Applications of Materials Engineered with Antimicrobial Properties.

Authors:  David P Perrault; Ayushi Sharma; Jessica F Kim; Geoffrey C Gurtner; Derrick C Wan
Journal:  Bioengineering (Basel)       Date:  2022-03-26

Review 7.  Antibacterial Designs for Implantable Medical Devices: Evolutions and Challenges.

Authors:  Huiliang Cao; Shichong Qiao; Hui Qin; Klaus D Jandt
Journal:  J Funct Biomater       Date:  2022-06-21

8.  Dynamic Occlusion of Distal Ventriculoperitoneal Shunt Catheter after Infusion Port Placement: A New Shunt Malfunction.

Authors:  Lacey M Carter; Camille K Milton; Kyle P O'Connor; Arpan R Chakraborty; Tressie M Stephens; Chad A Glenn
Journal:  J Neurol Surg Rep       Date:  2021-06-14

9.  Antibiotic or silver versus standard ventriculoperitoneal shunts (BASICS): a multicentre, single-blinded, randomised trial and economic evaluation.

Authors:  Conor L Mallucci; Michael D Jenkinson; Elizabeth J Conroy; John C Hartley; Michaela Brown; Joanne Dalton; Tom Kearns; Tracy Moitt; Michael J Griffiths; Giovanna Culeddu; Tom Solomon; Dyfrig Hughes; Carrol Gamble
Journal:  Lancet       Date:  2019-09-12       Impact factor: 79.321

  9 in total

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