The Prognostic and Clinicopathological Roles of PD-L1 Expression in Colorectal Cancer: A Systematic Review and Meta-Analysis.

Background: Studies evaluating the prognostic significance of programmed death-ligand 1 (PD-L1) expression in colorectal cancer (CRC) are limited and remain controversial. This meta-analysis was conducted in order to evaluate the clinicopathological and prognostic significance of PD-L1 expression in CRC patients.
Methods: A comprehensive search was performed against the Medline/PubMed, Embase, Cochrane Library, Web of Science (WoS) and Scopus databases. Data were extracted with name of the first author, year of publication, country of origin, tumor type, number of cases, staining method, cut-off values, PD-L1 positive expression, clinicopathological parameters, outcome, and quality assessment score, and statistical analysis was conducted using Review Manager Version 5.3 (Revman the Cochrane Collaboration; Oxford, England) and STATA version 14 (Stata Corporation; College Station, TX, USA).
Results: Ten studies were included in this meta-analysis, in which the pooled hazard ratio (HR) showed that PD-L1 expression in tumor cells was significantly associated with a poor overall survival (HR = 1.50, 95% CI 1.05-2.13, P = 0.03). The pooled HR for disease-free survival (DFS) indicated that PD-L1 expression was significantly associated with shorter DFS (HR = 2.57, 95% CI 1.40-4.75, P = 0.002). The pooled odds ratios (ORs) showed that PD-L1 expression was associated with poor differentiation (OR = 3.47, 95% CI 1.37-8.77, P = 0.008) and right colon cancer (OR = 2.38, 95% CI 1.57-3.60, P < 0.0001). However, the expression of PD-L1 was independent of gender, age, tumor size, tumor stage, lymph node metastasis, and tumor-node metastasis stage.
Conclusion: This meta-analysis indicated that a high level of PD-L1 expression might be a biomarker for a poor prognosis in CRC patients. This information may be helpful for clinicians to stratify CRC patients for anti-PD-1/PD-L1 therapy, particularly patients with microsatellite instability high (MSI-H).

Introduction

Globally, colorectal cancer (CRC) is the third leading cause of cancer (Siegel et al., 2017). Although cancer screening programs and the standardization of preoperative and postoperative care have reduced mortality associated with a CRC diagnosis (Welch and Robertson, 2016), CRC is still a leading cause of cancer-related deaths worldwide, for it has a poor prognosis in its malignant stages and recurrence is common. Therefore, it is essential to identify new biomarkers to improve clinical decision-making and patient outcomes.

As one of the most possible newly biomarkers to evaluate cancer patients' outcomes, programmed death 1 (PD-1) is an immune-inhibitory receptor that is expressed on the surface of activated T cells as a result of persistent inflammatory stimuli (Inaguma et al., 2016; Zou et al., 2016). PD-L1 is expressed by T and B cells, macrophages and dendritic cells and its expression implies a weakened host immune response and consequent a poor prognosis (Hansen et al., 2009). The binding of PD-L1 to PD-1 can attenuate the cellular immune response by reducing T cells apoptosis or exhaustion. Blockade of the PD-1/PD-L1 pathway with monoclonal antibodies is a highly promising therapy and prominent clinical benefits of this checkpoint-blockade were observed in recent clinical trials (Zheng and Zhou, 2015; Wang et al., 2018).

Positive PD-L1 expression has been associated with significantly poor prognoses; however, studies evaluating the prognostic significance of PD-L1 expression in CRC are limited and remain controversial. Therefore, we conducted a comprehensive meta-analysis to evaluate the clinicopathological and prognostic significance of PD-L1 expression in CRC patients.

Materials and Methods

Literature Search

Two authors (M. Z. He and Y. Y. Zhou) independently conducted comprehensive literature searches of published articles using the Medline/PubMed, Embase, Cochrane Library, WoS and Scopus databases. The endpoint for search items was July 21, 2018. The following keywords were used: (“colorectal” OR “colorectum” OR “colon” OR “Rectum” OR “Rectal” OR “large intestine”) AND (“adenocarcinoma?” OR “tumor?” OR “neoplasm?” OR “carcinoma?” OR “cancer?” OR “malignant”) AND (“Programmed Cell Death 1 Receptor” OR “CD279 Antigen” OR “PD-1” OR “B7-H1 Antigen” OR “Programmed Cell Death 1 Ligand 1” OR “PD-L1 “OR “CD 274”). Titles and abstracts were screened through NoteExpress and any discrepancies were resolved by mutual discussion.

Eligibility Criteria

The criteria for inclusion were: (1) All patients were histologically confirmed as having CRC and had not received adjuvant chemotherapy before surgery; (2) PD-L1 expression was detected by immunohistochemistry (IHC); (3) Studies showed a correlation between PD-L1 expression with clinicopathological features and/ or prognoses; (4) Articles were published as a full paper in English. The criteria for exclusion were: (1) Case reports, reviews and letters; (2) The main content did not evaluate the relationship of PD-L1 expression with clinicopathological features and/ or prognoses; (3) duplications and studies without eligible data. When duplicate publications were identified, only the article with the newest and most comprehensive information was included.

Data Extraction and Quality Assessment

The following information from the included articles was extracted by two reviewers (M. Z. He and Y. Y. Zhou): name of the first author, year of publication, country of origin, tumor type, number of cases, staining method, cut-off values, PD-L1 positive expression, clinicopathological parameters, outcome, and quality assessment score. Any disagreements between the two reviewers were resolved by consensus involving a third reviewer (Y. Li). Outcome parameters comprised OS, DFS and recurrence-free survival (RFS). The HRs and 95% confidence intervals (CIs) were evaluated for outcome parameters. If the HRs were not available, we extracted data from survival curves or contacted the corresponding authors.

According to the Newcastle-Ottawa Quality Assessment (NOS), a quality assessment was independently carried out for the included articles by two authors (M.Z. He and Y. Y. Zhou). Discrepancies in scoring were resolved by discussion and consensus. The NOS consists of the following three parameters of quality: selection, comparability and outcome. The maximum NOS score is nine points, with studies scoring greater than six considered to be of high quality (Stang, 2010).

Statistical Methods

Pooled HRs and 95% CIs were calculated to evaluate the association between PD-L1 positive expression with OS, DFS, RFS and clinicopathological parameters. Heterogeneity among studies was evaluated using the Chi-squared test and I2. A random-effects model was used when there was evidence of significant heterogeneity (I2 > 50% or P-value < 0.1). In all other cases, a fixed-effects model was used. Potential publication bias was assessed through Egger's and Begg's tests. The statistical analysis was conducted using Review Manager Version 5.3 (Revman the Cochrane Collaboration; Oxford, England) and STATA version 14 (Stata Corporation; College Station, TX, USA). All P-values and 95% CIs were two-sided, and P-values < 0.05 were considered to be statistically significant.

Results

Search Results and Study Characteristics

After exclusion of 626 duplicates, 3,356 articles about PD-1/PD-L1 in colorectal cancer were identified from a primary system literature search in the Medline/PubMed, Embase, Cochrane Library, WoS, and Scopus databases. The titles and abstracts of the remaining articles were screened, and 2,985 records were rejected because they were case reports, letters, meeting, reviews or not in the fields of interests. We read 371 records for further assessment. Among them, 319 full-text articles were not available, another 40 lacked eligible data, and two scored lower than 6 on the NOS. Finally, 10 articles were included in this meta-analysis. A flowchart of the literature selection is shown in Figure 1.

Figure 1

Flow diagram of the study selection process in this meta-analysis.

The characteristics of the 10 included studies are listed in Table 1. These included studies were generally of high quality, with NOS scores ranging from six to eight. All 10 studies were retrospective and published between 2013 and 2018. In total, 10 studies comprising 2,131 patients were included in the pooled analysis and all selected studies used IHC assays to evaluate PD-L1 expression in tumor cells and /or TILs. Each article had an independent cut-off value used to define the criterion for PD-L1 positive. Six studies provided OS data (Shi et al., 2013; Zhu et al., 2015; Li et al., 2016; Enkhbat et al., 2018; Lee S. J. et al., 2018; Liu et al., 2018), three studies included DFS data (Enkhbat et al., 2018; Lee K. S. et al., 2018; Lee S. J. et al., 2018) and three studies included RFS data (Lee et al., 2016; Wang et al., 2016, 2017). In addition, HRs and 95% CIs were abstracted directly from the 10 included studies.

Table 1

Main characteristics of the studies included for meta-analysis.

References	Country	No.	Tumor Histology	Stage	Technique	Cut-off	PD-L1(+) (%)	Outcome	HR estimation (95% CI)	Quality assessment (score)
Shi et al., 2013	China	143	CRC	I-IV	IHC	Moderate or intense staining	TC: 64/143(44.8)	OS	TC: 2.77(1.05–2.99)	6
Zhu et al., 2015	China	120	SAC	NA	IHC	IRS≥ 4	TC: 28/120(23.3)	OS	TC: 2.30(1.13–4.68)	7
Lee et al., 2016	USA	395	CRC	I-IV	IHC+TMA	≥10% and intense staining	TC: 19/394(4.8)	RFS	TC: 22.86(1.99–263.21)	6
Wang et al., 2016	Switzerland	262	CRC	II-III	IHC+TMA	≥5%	TILs: 54/262(20.6)	RFS	TC: 1.90(0.88–4.14) TILs: 1.83(1.09–3.05)	7
Wang et al., 2017	China	254	CRC	II-III	IHC+TMA	NA	TILs: 89/254(35.0)	RFS	TILs: 1.74(1.02–2.98)	6
Li et al., 2016	China	356 (TCGA)	CRC	NA	IHC+TMA	IRS> 4	TC: 301/356(84.6)	OS	TC: 0.63 (0.33–1.18)	8
Enkhbat et al., 2018	Japan	116	CRC	II-III	IHC	IRS≥ 4	TC: 52/116(44.8)	OS DFS	OS: TC:3.87(1.19–12.57) DFS: TC:1.91(0.81–4.52)	6
Liu et al., 2018	China	60	mCRC	NA	IHC	IS≥ 3	TC: 26/60(43.3)	OS	TC:0.28(0.08–0.99)	6
Lee K. S. et al., 2018	South Korea	89	CC(MSI)	I-III	IHC	≥5%	TILs: 56/89(62.9)	DFS	TILs:0.33(0.11–0.80)	6
Lee S. J. et al., 2018	South Korea	336	CRC	0-IV	IHC+TMA	≥1%	TC: 15/336(9.4)	OS DFS	OS: TC:3.78(1.45–9.90) DFS: TC:3.50(1.46–8.41)	7

CRC, colorectal cancer; SAC, serrated adenocarcinoma; mCRC, metastatic colorectal cancer; CC, colon cancer; MSI, microsatellite instability; IHC, immunohistochemistry; NA, not available; TMA, tissue microarray; OS, overall survival; HR, hazard ratio; TC, tumor cell; TILs, tumor-infiltrating lymphocytes; IRS, Immunoreactivity score; IS, Immunoscore; DFS, disease-free survival; RFS, recurrence-free survival.

Association Between PD-L1 Expression and Prognostic Parameters

We evaluated the association between PD-L1 expression and prognostic parameters (OS, DFS and RFS). The pooled HR for OS in TC from six studies, involving 1,131 patients, showed that PD-L1 expression was significantly associated with poor OS in CRC (HR = 1.50, 95%CI 1.05–2.13, P = 0.03; see Figure 2A). When we took Immunoreactivity score (IRS) ≥ 4 as the cut-off value, we found shorter survival in the PD-L1 positive group (HR = 2.65, 95%CI 1.44–4.86, P = 0.002; see Figure 2B). The pooled HR for DFS in TC with 452 patients indicated that PD-L1 expression was significantly associated with shorter DFS (HR = 2.57, 95%CI 1.40–4.75, P = 0.002; see Figure 2C). The pooled HR for RFS in TC with 657 patients (HR = 2.38, 95%CI 1.14–4.96, P = 0.02; see Figure 2D) as well as the pooled HR for RFS in tumor-infiltrating lymphocytes (TILs) with 516 CRC patients (HR = 1.79, 95%CI 1.23–2.95, P = 0.002; see Figure 2E) showed that PD-L1 expression was significantly associated with poor RFS both in TC and TILs.

Figure 2

Forest plot of 10 studies evaluating the association between PD-L1 expression and prognostic parameters in CRC patients (A: OS in TC; B: IRS≥4 as cut-off value; C: DFS in TC; D: RFS in TC; E: RFS in TILs).

Association Between PD-L1 Expression and Clinicopathological Characteristics

Gender

The association between PD-L1 expression and gender was evaluated in eight studies, comprising 3,477 patients. 320(31.37%) of 1,020 male patients and 241(31.42%%) of 767 female patients were PD-L1 expression positive. The pooled OR showed that there was no significant association found between PD-L1 expression and gender (OR = 1.00, 95%CI 0.76–1.31, P = 0.98; see Figure 3A).

Figure 3

Forest plots for the association of PD-L1 expression with clinicopathological features in CRC patients (A: gender; B: age; C: cancer location; D: differentiation; E: tumor size; F: T stage; G: lymph node metastasis; H: TNM stage).

Age

We evaluated the association between PD-L1 expression and age in a total of 405 patients from two studies. 49 (26.78%) of 183 younger patients (<60 years of age) were PD-L1 expression positive and 69 (31.08%) of 222 older patients (≥60 years of age) were PD-L1 expression positive. There was no significant association found between PD-L1 expression and age (OR = 1.41, 95% CI 0.90–2.23, P = 0.13; see Figure 3B).

Cancer Location

The association between PD-L1 expression and cancer location was analyzed in six studies with a population of 1,025 patients. Of 344 right colon cancer patients, 65 (18.90%) were PD-L1 expression positive, while 77(11.31%) in 681 left colon/rectum cancer patients. The pooled OR showed a significant association between PD-L1 expression and cancer location (OR = 2.38, 95% CI 1.57–3.60, P < 0.0001; see Figure 3C).

Differentiation

Of 1,066 well/moderately differentiated tumors, 159 (14.92%) were PD-L1 expression positive. Of 154 poorly differentiated tumors, 49 (34.82%) were PD-L1 expression positive. The pooled OR showed that PD-L1 expression was significantly associated with differentiation based on pooled data from five studies (OR = 3.47, 95%CI 1.37–8.77, P = 0.008; see Figure 3D).

Tumor Size

Only two studies, including 382 colorectal cancer patients, analyzed the subgroup of tumor size based on the cut-off value of 5 cm. 36 (25.17%) of 143 patients with large tumors (≥5 cm) and 48 (20.01%) of 239 patients with small tumors (<5 cm) were PD-L1 expression positive. The pooled results carried out in a fixed effect model, showed that there was no significant association between PD-L1 expression and tumor size (OR = 1.31, 95%CI 0.80–2.14, P = 0.29; see Figure 3E).

T Stage

We evaluated the association between PD-L1 expression and T stage in 1,716 patients. Of 283 Tis-T2 stage patients, 82 (28.98%) were PD-L1 expression positive and 454 (31.68%) of 1,433 T3-T4 stage patients were PD-L1 expression positive. The pooled HR showed that there was no significant association between PD-L1 expression and T stage (OR = 1.02, 95%CI 0.68–1.54, P = 0.93; see Figure 3F).

Lymph Node Metastasis

The association between PD-L1 expression and lymph node metastasis was evaluated in six studies (1,589 patients). The pooled OR indicated that there was no significant association found between PD-L1 expression and lymph node metastasis (OR = 1.23, 95%CI 0.71–2.12, P = 0.46; see Figure 3G).

TNM Stage

Six studies, involving 1,329 patients, evaluated the association between PD-L1 expression and TNM stage in a fixed effects model. 138 (21.26%) of 649 stage I-II patients and 122 (17.94%) of 680 stage III-IV patients were PD-L1 expression positive. The pooled result showed no significant association found between PD-L1 expression and TNM stage (OR = 0.98, 95%CI 0.61–1.58, P = 0.94; see Figure 3H).

Heterogeneity was identified in the analysis of PD-L1 expression with cancer location (P = 0.73, I2 = 82%) and lymph node metastasis (P = 0.46, I2 = 67%). Therefore, a random effects model was used in the above analyses and other subgroup analyses were performed in a fixed effects model.

Publication Bias

Egger's and Begg's tests showed that no publication bias influencing the HRs for OS was observed in the six studies (Figure 4). The P-values for these tests were 0.683 and 1.000, respectively. In addition, the funnel plots showed no publication bias for gender or T stage (Figure 5).

Figure 4

Egger's and Begg's funnel plot with 95% CI for OS publication bias in the included six studies.

Figure 5

Funnel blot visualizing a potential publication bias of PD-L1 expression with gender and T stage (A: gender; B: T stage).

Discussion

In the present meta-analysis of the clinicopathological and prognostic significance PD-L1 expression in CRC, we found that PD-L1 expression was significantly associated with poor OS in TC. In addition, the pooled results of RFS and DFS showed that PD-L1 expression was significantly correlated with unfavorable clinical outcomes. Poor differentiation and right colon CRC tumors suggested a poor prognosis. The expression of PD-L1 was independent of gender, age, tumor size, T stage, lymph node metastasis, and TNM stage. To our knowledge, this comprehensive meta-analysis is the first to evaluate the association of PD-L1 expression with clinicopathological characteristics and prognostic parameters in colorectal cancer.

During the process of study of selection, the study of Droeser et al. (2013) was excluded for it included unselected, non-consecutive, primary, sporadic colorectal cancers, and the data of the included articles in this meta-analysis were satisfied with a more rigorous standards, which excluded the patients receiving adjuvant chemotherapy before surgery, diagnosis of gastrointestinal stromal tumor or lymphoma, diagnosis with additional cancers. It is well-known that accurate results were based on the rigorous exclusion criteria in retrospective study. Among the OS data in six included studies, one study showed contradictory results showing that PD-L1 positive expression was significantly associated with better OS. This study was not the only one to report a positive prognostic impact of PD-L1 expression. Sabatier et al. (Schalper et al., 2014) evaluated PD-L1 expression in 5,454 breast cancer cases and found that positive PD-L1 expression was associated with better metastasis-free survival and improved response to chemotherapy. However, the pooled result showed a significant correlation of PD-L1 expression and poor prognostic outcomes was supported by other articles reporting poorer outcomes in renal cell carcinoma, non-small cell lung cancer (Wang et al., 2015) and osteosarcoma (Lussier et al., 2015). This was because of the complex function of PD-L1 in the initiation and growth of CRC.

PD-L1 is upregulated by many inflammatory mediators and cytokines (Keir et al., 2006, 2008; Okazaki and Honjo, 2006) and PD1/PD-L1 binding can induce activated T cell apoptosis, exhaustion, and interleukin-10(IL-10) expression as a negative feedback system (Zou et al., 2016). Moreover, PD-L1 expression can help tumor cells to evade immunosurveillance and enhance the function of Tregs in CRC (Lu et al., 2011; Toh et al., 2016). However, MSI tumors in CRC display high infiltration with CD8+ cytotoxic T lymphocytes (CTLs) and activated Th1 cells, which may contribute to better survival (Gubin et al., 2014). MSI tumors are also counterbalanced by upregulating expression of multiple immune checkpoints (Angelova et al., 2015; Becht et al., 2016), such as CTL-associated antigen 4 (CTLA4), PD-1, PD-L1 and indoleamine 2,3-dioxygenase 1 (IDO1). Upregulated after T cell activation, PD-1 declines when an antigen is cleared. While PD-1 expression remains elevated, as in CRC cancer, T cells enter a state of exhaustion or anergy (Xiao and Freeman, 2015). A study found that Fusobacterium species could evade the high load of neoantigens in MSI colorectal cancer (Tahara et al., 2014). And these species may facilitate upregulation of PD-L1 and lead to poor survival (Kostic et al., 2013). Considering the dynamic changes of PD-L1 expression, our results showing that PD-L1 expression was significantly associated with poor prognoses appear more credible.

We also noticed a recently literature make a contradictory conclusion with our study. This study considered that no significant differences founded in colorectal cancer-specific or overall survival by Tumor Immunity in the MicroEnvironment (TIME) subtypes (Hamada et al., 2018). We found that the primary data of their study were too old, as one cohort was from 1986 to 1992 and the other was from 1986 to 2004 (Giovannucci et al., 1995; Wark et al., 2009). While, our primary data were carried out from 2006 to 2016. The discrepancies between Hamada et al. (2018) and our study might reflect the different storage time of tissue sections. Reports by Bertheau et al. (1998) and Jacobs et al. (1996), who investigated the loss of immunoreactivity for a panel of antibodies in breast carcinomas, neuroendocrine tumors and lymphomas, indicated that for the majority of epitopes tested there is a time-dependent substantial loss in stored tissue slides. CRC develops via sequential genetic and epigenetic alterations of TCs, and is influenced by tumor-host interactions. Because CRC patients easily developed local recurrences and distant metastases within 5 years after surgical treatment and CRC has typical immune subgroups (Dienstmann et al., 2017), researchers found that immunotherapy is able to reach center stage in the field of second-line therapy in oncology treatment (Topalian et al., 2012; Hon et al., 2018). As one of the types of CRC, high microsatellite instability (MSI-H) can gather TILs and upregulate PD-L1 expression in tumor cells (Herbst et al., 2014). Currently, PD-L1 expression on TCs is considered as an immune-tolerance mechanism of carcinoma, because it can attract PD-1 expressing immune-inhibitory TILs. However, little is known about the complex interrelationship among PD-L1 expression, TILs, and major tumor molecular features. PD-L1 promoter methylation (mPD-L1) was significantly correlated with poor PD-L1 mRNA expression, indicating that PD-L1 expression might be regulated by mPD-L1 on a cellular level in CRC (Goltz et al., 2016). However, this study was not available to provide data on PD-L1 protein expression and there was a study had published a proteomic characterization of the cohort, showing that protein abundance could not be reliably predicted from DNA- or RNA-level measurements (Zhang et al., 2014). Previous studies have shown a significant correlation of PD-L1 expression with OS in melanoma (Robert et al., 2015), breast cancer (Zhang et al., 2017), renal cell carcinoma (Motzer et al., 2014), and non-small cell lung cancer (Zhang et al., 2015), and observed prominent clinical benefits of PD-1/PD-L1 checkpoint blockades in these carcinoma patients. Although previous trials have suggested no role for immunotherapy in patients with CRC, recent studies have demonstrated that MSI-H in CRC did benefit (Kwak et al., 2016; Overman et al., 2017). Therefore, we investigated the relationship between the expression of PD-L1 and clinicopathological factors, and the results showed that poor differentiation and right colon location in CRC were PD-L1 expression positive. In addition, poor differentiation and right colon location in CRC were also significantly correlated with poor prognoses, which were more likely to be MSI-H. Thus, our study provided a scientific rationale and direct support for clinicians to select MSI-H CRC patients for anti-PD-1/PD-L1 immunotherapy.

This study provided moderate evidence to evaluate the association of PD-L1 expression with prognostic outcomes and clinicopathological factors. However, there were some limitations. Firstly, only six included studies evaluated the association of PD-L1 expression with OS. Although the sample sizes of RFS and DFS were relatively small, their results should have alleviated some of these concerns. Secondly, the cut-off values determining positive and negative PD-L1 expression and antibodies for PD-L1 varied among the included studies. Thus, the subgroup of IRS ≥ 4 had reduced heterogeneity and addressed some of these concerns. Thirdly, only articles published in English were included. Accordingly, to address these limitations, a large multicenter study with uniform evaluation methods (the same antibody and cut-off for positive PD-L1 expression) may be helpful to attain results that are more accurate. Despite the above limitations, the present meta-analysis demonstrated the association of PD-L1 expression with prognostic outcomes and clinicopathological factors. The findings of this study may lead to improvements in the outcomes of anti-PD-1/PD-L1 therapy through stratifying patients in a more appropriate manner.

Conclusion

In conclusion, our results showed that PD-L1 positive expression might be a new biomarker for poor prognosis in CRC. This information may be helpful for clinicians to stratify CRC patients for anti-PD-1/PD-L1 therapy, especially patients with MSI-H. Well-designed and high-quality studies with uniform evaluation methods are needed to confirm the association of PD-L1 expression in CRC.

Author Contributions

YL, MH, and LX designed this study. YZ and MH screened identified studies and extracted data. Disagreements were resolved by discussion with YL and YZ performed the statistical analyses. MH and YZ prepared the figures and tables. YL, MH, and LX reviewed the results, interpreted the data, and wrote the manuscript. All authors have read and approved the final version of this manuscript.

Conflict of Interest Statement

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.