| Literature DB >> 30430977 |
Monica Gandhi1, Tony Raj2, Ryan Fernandez2, Laetitia Rispel3, Nonhlanhla Nxumalo3, Andrés G Lescano4, Elizabeth A Bukusi4, Blandina T Mmbaga5, Douglas C Heimburger6, Craig R Cohen7,8.
Abstract
A growing body of evidence highlights the importance of competent mentoring in academic research. We describe the development, implementation, and evaluation of four regional 2-day intensive workshops to train mid- and senior-level investigators conducting public health, clinical, and basic science research across multiple academic institutions in low- and middle-income countries (LMICs) on tools and techniques of effective mentoring. Sponsored by the Fogarty International Center, workshops included didactic presentations, interactive discussions, and small-group problem-based learning and were conducted in Lima, Peru; Mombasa, Kenya; Bangalore, India; and Johannesburg, South Africa, from 2013 to 2016. Mid- or senior-level faculty from multiple academic institutions within each region applied and were selected. Thirty faculty from 12 South America-based institutions, 29 faculty from eight East Africa-based institutions, 37 faculty from 14 South Asia-based institutions, and 36 faculty from 13 Africa-based institutions participated, with diverse representation across disciplines, gender, and academic rank. Discussions and evaluations revealed important comparisons and contrasts in the practice of mentoring, and specific barriers and facilitators to mentoring within each cultural and regional context. Specific regional issues related to hierarchy, the post-colonial legacy, and diversity arose as challenges to mentoring in different parts of the world. Common barriers included a lack of a culture of mentoring, time constraints, lack of formal training, and a lack of recognition for mentoring. These workshops provided valuable training, were among the first of their kind, were well-attended, rated highly, and provided concepts and a structure for the development and strengthening of formal mentoring programs across LMIC institutions.Entities:
Mesh:
Year: 2019 PMID: 30430977 PMCID: PMC6329359 DOI: 10.4269/ajtmh.18-0559
Source DB: PubMed Journal: Am J Trop Med Hyg ISSN: 0002-9637 Impact factor: 2.345
Training areas and specific topics covered in each “mentoring the mentors” workshop (standard content intermingled with locally developed and tailored content)
| Training area | Specific topics | Description |
|---|---|---|
| Emotional intelligence | Knowing your own and others’ personality styles and how to work together | Working with mentees with different interpersonal and work styles. |
| Mindfulness | Being fully aware, present, and non-distracted when interacting with mentees | |
| Communication | Giving and Receiving Feedback | How to give mentees feedback in a constructive way. |
| How to solicit feedback on your mentoring. | ||
| Dealing with professional interpersonal conflict | Recognizing and communicating effectively and early when problems are emerging | |
| Setting Expectations | Setting clear expectations in the mentoring relationship and providing the framework for a “mentee-driven relationship” | |
| Defining mentoring team members’ roles | ||
| Distance mentoring | Distance mentoring—tools and techniques, and pitfalls and advantages | |
| Professional skills | Time Management | How to make time for mentoring and use it effectively |
| How to teach time management skills to mentees | ||
| Individual Development Plans and Mentoring Tools/Resources | Developing and making the most of IDPs for mentees. | |
| Developing and implementing one’s own mentoring IDP to set and monitor goals related to mentoring skills | ||
| Navigating the mentoring tools and resources from the UCSF CTSI | ||
| Life–Work Balance | Understanding your own life-work balance and examples from others in academic research. | |
| How to support life–work balance in your mentees | ||
| Team Science | Working effectively as part of a mentoring team | |
| Teaching mentees how to work as part of a research team and team leadership | ||
| Negotiation | Teaching your mentee negotiation skills. | |
| Negotiating protected time and acknowledgement for mentoring | ||
| Professional ethics | ||
| Diversity | Microaggressions | Identifying and reducing microaggressions in the mentoring relationship/institution |
| Unconscious Bias | Awareness of one’s own unconscious bias and how it might affect mentoring relationships and effectiveness | |
| Celebrating diversity and recognizing social constructs that define differences | ||
| Recognize internalized superiority and internalized inferiority | ||
| Developing critical diversity literacy |
CTSI = clinical and translational science institute; IDP = individual development plan; UCSF = University of California, San Francisco.
Figure 1.Major themes that emerged from the mentor action plans from the South Asia workshop, Bangalore, India 2014. A thematic analysis (provided by Dedoose Version 8.0.35 [2018]; SocioCultural Research Consultants, LLC) on the main themes emerging from the mentoring action plans for the mentoring workshops described in this article. The size of the text in the “wordcloud” indicates the frequency of the theme expressed in the Mentor Action Plans (so that “change at the institutional level” indicates the most frequently cited theme to emerge from the participants to move mentoring forward globally). The blue text indicates changes that need to be instituted at the institutional and departmental levels; the green text indicates changes that need to occur at the mentor level; and the red text indicates changes that need a dialog between mentor and mentee. This figure appears in color at .
Common individual and institutional/global barriers to mentoring identified at the workshops with proposed solutions
| Barrier | Proposed solution |
|---|---|
| Resource constraints | Urge governments to recognize the value of mentoring to the biomedical or global health research workforce and support institutions to support mentoring |
| No resources to put into practice a true cultivation of mentees | |
| Lack of resources in information-communication technology which could aid in mentoring efforts, including distance mentoring | |
| Sheer numbers of trainees compared with mentors | |
| Ensure that each grant put in by individuals at an institution includes training and development funds for mentees | |
| Lack of infrastructure e.g. private office space | |
| Lack of mainstreaming of mentoring in many institutions | |
| Mentoring not part of the institutional culture or framework | |
| Develop an institutional framework with documentation for formalizing mentoring | |
| Approach deans or other institutional leaders to propose a structured mentoring the mentors training program at each institution, and a mentoring program or “mentoring office” that provides resources and support to both mentees and mentors. Develop guidelines for the institution to regulate and track mentoring (e.g. how many mentees each mentor can have, etc.) | |
| No recognition at the level of the institution for mentoring (neither recognized nor encouraged) | |
| Few or no opportunities within an institution to implement new or innovative programmes, including mentoring programs | |
| Resistance to change within institutions | |
| Lack of awareness of the need for mentoring | |
| Lack of guidelines within institutions on how to mentor and how to structure the mentor–mentee relationships | |
| Lack of nomenclature to define a “mentor” in LMIC institutions e.g. what is a mentor compared with an advisor | |
| No training opportunities for mentors | |
| Inequalities in support for mentoring local mentees vs. mentees who come from high-income countries/institutions (which will impact mentors’ ability to be present for local mentees) | |
| Lack of opportunities for networking between mentors | |
| Make a business case of the benefits to the institution of effective mentoring e.g. more talented faculty coming up in ranks. | |
| Define roles and nomenclature of mentoring so that institutions can start incorporating mentoring language | |
| Provide protected time for mentoring to faculty members | |
| Develop incentives for faculty to mentor and to mentor effectively e.g. recognition, mentoring awards, credit toward promotion | |
| Make existing mentoring tools widely available and accessible to mentors and mentees across the institution | |
| Initiate a global initiative, an Academy of Mentors globally | |
| Establish small local mentoring groups for peer-to-peer support in mentoring | |
| Lack of funding for mentoring | Training programs for mentors on mentoring skills |
| Lack of time or competing priorities | |
| Mentor having bad experiences or no experience with mentorship (never been mentored) | |
| Time-management skills training for both mentors and mentees | |
| Unclear benefit to the mentor | |
| Lack of or little experience of the mentor in mentoring | |
| Formalize an orientation program for incoming students to the mentorship culture of institution | |
| Intimidating mentors | |
| Lack of insight into mentee’s experience or assets | |
| Mentee not taking initiative | |
| Perception of threat or competition (real or perceived) from the mentee | Creating a local mentoring training program at each institution |
| Clearly define expectations of a mentor–mentee relationship through a written record | |
| Unrealistic expectations of mentees | |
| Poor communication skills of both mentor and mentee | |
| Allow multiple levels of communication between mentor and mentee; allow for true feedback | |
| Personality differences between mentor and mentee | Implementing policies that provide structure to the mentor–mentee relationship |
| Individual changes in mentoring practices to structure the mentor–mentee meetings and establish regularity, initiate and maintain biannual IDPs to keep a written record of expectations, and provide opportunities for bidirectional feedback in the mentoring relationship | |
| Realizing that mentor–mentee relationships should be truly reciprocal and can reduce the resentment toward mentoring without institutional recognition | |
| Cultural differences in the relationship | |
| Culture that does not encourage dialog—mentee cannot “talk back” | |
| Lack of honesty and straightforwardness in the mentor–mentee relationship | |
| Hierarchy (power dynamics) | |
| Gender dynamics |
IDP = individual development plan; LMIC = low- and middle-income country.
Challenges or facilitators of mentoring that were unique to each region
| Workshop | Unique issues |
|---|---|
| Lima, Peru, Workshop May 2013 | Expectations of funding agencies and research community to conduct business in English, not Spanish or Portuguese |
| Reduced opportunities for researchers from indigenous communities (e.g. those from Quechua community in Peru vs. those from | |
| Failure of institutions to directly address the unconscious bias toward researchers from indigenous communities | |
| Issues of economic diversity are also important. As one mentor from Argentina expressed “Universities opening in poor areas may mean students may be the first person in their family to go to college. The important thing is for them to have a role model” | |
| Time difference between Latin America and the United States worked in faculty mentors’ favor, e.g. decisions could be made in real-time via email or phone call over the day | |
| The nomenclature of the word “mentor” was discussed at length with one investigator from Mexico stating “There is no word for mentor in Spanish” | |
| Mentorship should be defined—with all its varied and holistic facets—using terms in Spanish | |
| Government control over academic institutions means the government should be involved in changing the culture of mentoring and bringing mentoring as a focus to academia. As one investigator from Panama expressed, “in my country.. changes have depended on outside forces, by the Ministry of Science and Technology, for example. Perhaps to effect change in universities, we need to work with governmental governing bodies.” | |
| The importance of family and the interest of mentors in the mentee’s family life was raised in the life–work balance session with one participant stating “your career is nothing without family and we talk about that with our mentees” | |
| Mombasa, Kenya, Workshop June 2013 | “North–South issues” when grants or projects involve collaborations between Africa-based investigators and United States– or Europe-based investigators as delineated in the following text |
| Collaborations not balanced. Investigators in the North make all the important decisions regarding funding and aims of the project | |
| Populations of interest to North-based global health researchers (e.g. those at risk for or living with HIV; individuals with malaria or TB) are in Africa, but the inclusion of Africa-based investigators on the project is perceived as “lip service” only from North-based investigators (e.g. to gain access to the populations of interest) | |
| Time difference was major detriment to the North–South collaborations. As one Africa-based investigator expressed “I wake up in the morning and my collaborators have all made important decisions over email in the middle of the night my time. How is that collaborative?” | |
| The post-colonial legacy in East African countries represented at the workshop contributed to this disparity in decision-making power and control of the research project’s trajectory. Specifically, Africa-based investigators stated that “we were told we were inferior to white people”. This internalized perception may influence interactions with North-based investigators in terms of acquiescence and giving their collaborators’ opinions more weight | |
| Mentees from the North can be given more time than locally based mentees, taking away from the time needed to build up local research capacity | |
| Similarly, visitors from the North on the investigative team are given prominence during their visit (e.g. in meeting with institutional leadership), even when they are more junior in academic rank. As expressed in one quote, “How come an Assistant Professor from xx University in the U.S. is given more time with the Dean than I have had in the last 20 years?” | |
| Salaries funded from grants from the NIH or Europe-based agencies for Africa-based faculty are much lower in absolute U.S. dollars than salaries funded in the North and should be higher | |
| African country investments in research were seen as important: “If the grant money comes from the U.S. and not from Kenya, the people from the U.S. get to dictate the terms” | |
| “Paternalism,” hierarchy, and respect for elders were also seen as barriers for honest, open mentor–mentee relationships. As one mentor expressed, “Where the mentor is considered the sun and should be worshipped.. mentees must be unassertive and worship” | |
| An emphasis on propriety rather than openness can lead to “authority and value being given to a bad mentor instead of telling him the truth” | |
| Bangalore, India, workshop November 2014 | Issues of hierarchy were predominant in the discussions at the South Asia–based workshop regarding the mentee–mentor relationship |
| A mentee-driven process, as encouraged by the didactic presentations, was seen as difficult in the South Asia context as mentees are supposed to defer to their professors’ needs and opinions | |
| The nomenclature of “supervisor” vs. “mentor” was discussed at length in this workshop because supervisors for a mentee’s research project are often assigned by the institution without consideration of the potential for true mentorship (e.g. aiding in the mentee’s success; taking the mentee’s research interests into account; aiding in the visibility of the mentee by introducing her/him to collaborators in the field; taking an interest in the mentee’s life–work balance | |
| True bidirectional feedback in the context of a hierarchical system is not usually encouraged. As expressed by one mentor from Bangladesh, “I don’t think my mentee would ever really tell me if he was unhappy with my mentoring” | |
| Issues of caste and economic class also raised as barriers to mentoring and barriers to the success of early-stage investigators from lower economic strata | |
| Unconscious bias toward investigators from traditionally lower castes is not often addressed in the South Asia setting | |
| Post-colonial legacy can lead to deference to North-based investigators, although this point was not raised as frequently as in the Kenya-based workshop | |
| Gender dynamics raised frequently with female investigators citing bias toward them when they start a family with the automatic assumption that they will no longer work as productively. As expressed by a senior female investigator in Bangalore, “As soon as I had my first child, my colleagues were asking me if I was going to take more time off or ask for a leave” | |
| Johannesburg, South Africa, workshop March 2016 | Issues of the post-apartheid legacy and its continued effects were predominant in the discussions regarding mentoring and mentoring effectiveness in South Africa |
| Deans, department chairs, and section heads in South Africa–based institutions tend to be White | |
| It is more difficult for Black investigators (or those of mixed race or Indian descent) to rise in academic rank | |
| Issues of race, disparity, and both conscious and unconscious bias affect both faculty morale and the mentor–mentee interaction. As expressed by one faculty mentor from the Xhosa ethnic group in South Africa, “I cannot even get my Dean to pronounce my name properly, let alone recognize me for promotion” | |
| Although unconscious bias may be addressed and talked about in the South African context, those discussions do not always lead to changes in the biased nature of the system | |
| Zimbabwe-based investigators expressed that the expulsion of Whites under the former Mugabe administration was detrimental to the academic enterprise and to long-standing collaborations, although admittedly that bias in academia had also led to Whites being granted positions of leadership | |
| Resources were more available for mentoring training and structured mentoring programs in South Africa, but needed to be harnessed for greater efficacy | |
| Gender dynamics were discussed in the context of senior male faculty members having impunity from “power imbalances with female mentees” |
NIH = National Institutes of Health.