Emanuele Formento1,2, Karen Minassian2, Fabien Wagner2, Jean Baptiste Mignardot2, Camille G Le Goff-Mignardot2, Andreas Rowald2,3, Jocelyne Bloch4, Silvestro Micera1,5, Marco Capogrosso3, Gregoire Courtine6,7. 1. Bertarelli Foundation Chair in Translational NeuroEngineering, Institute of Bioengineering, Swiss Federal Institute of Technology (EPFL), Lausanne, Switzerland. 2. Center for Neuroprosthetics and Brain Mind Institute, School of Life Sciences, Swiss Federal Institute of Technology (EPFL), Lausanne, Switzerland. 3. Department of Medicine, Faculty of Sciences, University of Fribourg, Fribourg, Switzerland. 4. Department of Neurosurgery, University Hospital of Lausanne (CHUV), Lausanne, Switzerland. 5. Neural Engineering Area, Institute of Biorobotics, Scuola Superiore Sant'Anna, Pisa, Italy. 6. Center for Neuroprosthetics and Brain Mind Institute, School of Life Sciences, Swiss Federal Institute of Technology (EPFL), Lausanne, Switzerland. gregoire.courtine@epfl.ch. 7. Department of Neurosurgery, University Hospital of Lausanne (CHUV), Lausanne, Switzerland. gregoire.courtine@epfl.ch.
Abstract
Epidural electrical stimulation (EES) of the spinal cord restores locomotion in animal models of spinal cord injury but is less effective in humans. Here we hypothesized that this interspecies discrepancy is due to interference between EES and proprioceptive information in humans. Computational simulations and preclinical and clinical experiments reveal that EES blocks a significant amount of proprioceptive input in humans, but not in rats. This transient deafferentation prevents modulation of reciprocal inhibitory networks involved in locomotion and reduces or abolishes the conscious perception of leg position. Consequently, continuous EES can only facilitate locomotion within a narrow range of stimulation parameters and is unable to provide meaningful locomotor improvements in humans without rehabilitation. Simulations showed that burst stimulation and spatiotemporal stimulation profiles mitigate the cancellation of proprioceptive information, enabling robust control over motor neuron activity. This demonstrates the importance of stimulation protocols that preserve proprioceptive information to facilitate walking with EES.
Epidural electrical stimulation (EES) of the spinal cord restores locomotion in animal models of spinal cord injury but is less effective in humans. Here we hypothesized that this interspecies discrepancy is due to interference between EES and proprioceptive information in humans. Computational simulations and preclinical and clinical experiments reveal that EES blocks a significant amount of proprioceptive input in humans, but not in rats. This transient deafferentation prevents modulation of reciprocal inhibitory networks involved in locomotion and reduces or abolishes the conscious perception of leg position. Consequently, continuous EES can only facilitate locomotion within a narrow range of stimulation parameters and is unable to provide meaningful locomotor improvements in humans without rehabilitation. Simulations showed that burst stimulation and spatiotemporal stimulation profiles mitigate the cancellation of proprioceptive information, enabling robust control over motor neuron activity. This demonstrates the importance of stimulation protocols that preserve proprioceptive information to facilitate walking with EES.
Spinal cord injury (SCI) has an immediate and devastating impact on movement
control. These motor deficits result from the interruption of communication between
the brain and spinal cord, depriving the otherwise intact spinal cord executive
centers below the injury from essential sources of modulation and excitation to
produce movement1.Epidural electrical stimulation (EES) applied to the lumbar spinal cord
immediately enables the executive centers to coordinate a broad range of motor
behaviors including standing, walking in various directions, and even running in
rodent, feline, and nonhuman primate models of leg paralysis2–5. When combined
with locomotor training, EES promotes an extensive reorganization of residual neural
pathways that restored locomotion without the need of stimulation2,6.EES has also been applied to the human spinal cord for several decades but
has been less effective. EES induced rhythmic leg movements in people with complete
paralysis7,8, and enabled independent stepping when delivered over more than a year
of intense rehabilitation9–11. EES also enabled volitional activation of
paralyzed muscles to initiate isolated leg movements in individuals with motor
complete paralysis12,13. However, EES has not restored independent, weight-bearing
locomotion in humans with severe SCI, as observed in animal models.The mechanisms underlying species-specific responses to EES remain enigmatic.
This understanding is essential for guiding the development of evidence-based
approaches that fulfill the potential of EES to improve recovery after SCI.Evidence from computational models14,15 and experimental
studies16–18 conducted in animals and humans suggests that EES recruits
afferent fibers conveying proprioceptive information. This recruitment leads to the
activation of motoneurons through monosynaptic and polysynaptic proprioceptive
circuits, and increases the overall excitability of the lumbar spinal cord. This
modulation enhances the responsiveness of spinal circuits to residual descending
signals and sensory feedback. In turn, sensory information modulates the reciprocal
inhibitory networks in the spinal cord that gate the excitatory drive produced by
EES towards functionally relevant pathways. This mechanism enables the generation of
muscle activation underlying standing and walking in animal models of paralysis18.This conceptual framework implies that sensory information plays a central
role in motor pattern formation during EES. However, this viewpoint does not
consider that the recruitment of proprioceptive fibers by EES may interfere with the
natural flow of information traveling along the same fibers.Electrical stimulation triggers bi-directional action potentials (APs) along
the recruited fiber. EES would thus elicit orthodromic and antidromic APs that
travel to the spinal cord and sensory organs19–21. Consequently, we
hypothesized that antidromic APs may collide with APs conveying proprioceptive
information, preventing its propagation to the brain and spinal cord.
The probability of these detrimental interactions is proportional to EES frequency,
the firing rate of afferents, and the time required for an AP to travel along the
entire length of the fiber. These physiological parameters diverge dramatically
between rats and humans. The traveling time of APs along proprioceptive fibers is
longer in humans compared to rats, and firing rates are lower22. The resulting higher probability of collisions between
natural and antidromic APs in humans may disrupt sensory information. Here, we
hypothesized that this phenomenon explains the limited efficacy of continuous EES in
paraplegic individuals compared to rats.We demonstrate that antidromic collisions abolish proprioceptive information
in humans, but not in rats. These detrimental interactions restrict the range of EES
frequencies and amplitudes that can facilitate locomotion. We report EES strategies
that mitigate this issue, demonstrating that EES must preserve proprioception to
facilitate walking after SCI.
Results
Antidromic collisions during EES
To study the occurrence probability of antidromic collisions along
proprioceptive afferents during EES, we developed computational models of
proprioceptive afferents that consider the length of axons innervating proximal
and distal muscles, and the propagation times of APs. We modeled realistic
interactions between natural and EES-elicited APs (Figure 1a). We thus calculated the probability of antidromic
collisions in muscle spindle afferents depending on EES frequency and natural
firing rate.
Figure 1
Probability of antidromic collisions during EES in rats and humans.
a, Schematic illustration of antidromic collisions between
EES-induced antidromic action potentials and natural action potentials traveling
along the recruited proprioceptive afferent fibers. b,
c, Probability for a natural action potential to collide with
EES-induced antidromic action potential in the proprioceptive afferent fibers of
rats (b; action potential propagation time along the entire length
of the fiber: 2 ms) and in the proximal and distal proprioceptive afferent
fibers of humans (c; action potential propagation time along the
entire length of the fiber: 10 and 20 ms, respectively). The probability is
calculated as a function of EES frequency and natural firing rate along afferent
fibers. EES frequencies that are commonly used to facilitate locomotion in rats
and humans are highlighted in blue. Physiological proprioceptive firing rates
reported in rats and humans are highlighted in red. The vertical dashed
white line highlights the estimated maximum firing rate of human
proprioceptive afferents during gait. Imp, impulse.
The occurrence probability of antidromic collisions was extremely low in
rats, regardless of EES frequency and natural firing rate (Figure 1b). While delivering EES at frequencies commonly
used to enable locomotion in rats (40 Hz2,23), this probability never
exceeded 20%.These probabilities were dramatically different in humans. Even
relatively low EES frequencies blocked most of the natural proprioceptive
signals from reaching the spinal cord. For distal muscles, the occurrence
probability of antidromic collisions reached nearly 100% for afferent firing
rates of 30 impulses per second (Imp/s) at 30Hz EES frequency (Figure 1c). The occurrence probability of
antidromic collisions was markedly higher along afferents innervating
proprioceptors located in distal muscles compared to proximal muscles (Figure 1c).These results suggest that continuous EES may disrupt proprioceptive
information in humans, but not in rats.
EES induces antidromic activity along human afferents
We thus verified whether EES produces antidromic activity along
proprioceptive afferents. We recorded the proximal and distal branches of the
tibial nerve (mixed nerve), the sural nerve (sensory nerve), and EMG activity
from the soleus muscle during continuous EES in two individuals with chronic SCI
(Figure 2a; Subject #2 and #3 in Supplementary Table
1).
Figure 2
EES induces antidromic activity along proprioceptive afferents and disrupts
proprioception.
a, Recordings of antidromic activity from sensory nerves during EES.
Needle electrodes were inserted subcutaneously close to peripheral nerves and
surface electrodes over the soleus muscle, as depicted in the scheme. Continuous
EES (20 Hz, monopolar stimulation, black cathode and red anode) was delivered
for approximatively one minute. Averaged evoked potentials (±SEM, n =
1198 and n = 1180 independent measurements for subject #2 and #3, respectively).
Evoked potentials highlighted in blue, red and grey were respectively classified
as antidromic afferent volleys, efferent orthodromic activity, and far-field
potentials (e.g. electromyographic activity of nearby muscles). b,
Sensory subscores of the L1-S2 dermatomes for the two subjects that performed
the threshold to detection of passive movement (TTDPM) test. c,
Setup of the TTDPM test. Randomly selected flexion or extension movements were
imposed to the knee joint of subject #1 (top). A movement speed of
0.5 degree per second and a maximum allowed range of motion of 15 degrees was
used. Subject #3 (bottom) was not able to perceive movement
direction. Hence, only the ability to detect extension movements was assessed. A
movement speed of 1 degree per second and a maximum allowed range of motion of
30 degrees was used. EES configurations used to target knee flexor and extensor
muscles were applied as indicated. d, Scatter plots reporting the
detection angle and plots reporting the error rate (percentage correct trials
± 95% CI, n = 32 and n = 47 independent measurements for subject #1 and
#3, respectively) on the TTDPM test performance without EES and when delivering
continuous EES (50 Hz) at 0.8 and 1.5 times muscle response threshold
amplitudes. Grey dots report the detection angle for successful trials, while
pink dots and red crosses indicate false positive and failure to detect movement
within the allowed range of motion, respectively. *, P <
0.05, Clopper-Pearson non-overlapping intervals, two-sided.
We selected an EES configuration that elicited contractions of the
soleus and then reduced EES amplitude to elicit a tingling sensation in the
corresponding dermatome without visible muscle contraction. In subject #2, each
pulse of EES (20Hz) elicited a weak response in the soleus with a latency of 25
ms that has been associated with the recruitment of motoneurons via group-Ia
afferents15. Concurrently, we
detected two responses in the proximal branch of the tibial nerve, with
latencies of 12.5 and 26.5 ms, and one response (latency, 21 ms) in the distal
branch. The responses induced in the proximal (12.5 ms) and distal (21 ms)
branches of the tibial nerve (Figure 2a,
blue windows) likely resulted from the same neural volley propagating towards
the periphery. Since the responses recorded in the distal branch occurred prior
to any motor response, they cannot be attributed to orthodromic efferent
activity. These responses corresponded to antidromic afferent volleys. The
response (22 ms) recorded in the exclusively sensory sural nerve is compatible
with this conclusion. The antidromic recruitment of Aβ
afferents is the most probable explanation for this response. In subject #3,
each EES pulse elicited a distinct response in both proximal (12.5 ms) and
distal (22 ms) branches of the tibial nerve, and a response in the sural nerve
(22.5 ms). No responses were detected in the soleus muscle.These results indicate that EES elicits antidromic activity along
proprioceptive afferents, suggesting that EES interferes with natural sensory
information in humans.
EES disrupts kinesthesia
Cancellation of proprioceptive information during EES should alter the
conscious perception of joint position and movement velocity. To test this
hypothesis, three individuals with a chronic SCI (Supplementary Table 1)
completed a threshold to detection of passive movement (TTDPM) test. Due to
impaired sensory function, only subject #1 and subject #3 could complete the
task without EES (Figure 2b).Participants sat in a robotic system that imposed a passive isokinetic
leg movement (Figure 2c). They were
asked to detect the direction of movement as soon as they could
perceive it, but before the knee joint angle reached a predefined amplitude.Without EES, subject #1 detected extension and flexion of the knee with
100% success (median detection angle: 7 deg, 95% CI: 3.9-11.9 deg). Without
stimulation, subject #3 successfully detected movement onset with 100% success
(median detection angle: 6.7 deg, 95% CI: 5.8-8.4 deg).We selected electrode configurations that targeted antagonistic muscles
of the knee. We first tested amplitudes that elicited a tingling sensation
without producing motor responses (x 0.8 muscle response threshold). At this
intensity and over a broad range of frequencies, continuous EES did not alter
subject #1’s performance, while detection of movement onset was disrupted
in subject #3 (Figure 2d and Supplementary Figure 1).
At 1.5x muscle response threshold, EES prevented both participants from
detecting leg movements. The participants reported a complete loss of awareness
of leg position and movement.These psychophysical experiments corroborate our hypothesis that
continuous EES disrupts and may even block proprioceptive information in humans.
This disruption occurred at amplitudes and frequencies commonly used for
rehabilitation8,12,13.
Continuous EES alters afferent modulation of spinal circuits in humans but
not in rats
Proprioceptive signals exert a strong influence on the excitability of
sensorimotor circuits 24–26. The cancellation of proprioceptive
information during continuous EES in humans should therefore affect the
modulation of reflex responses elicited by EES.To test this hypothesis, we studied the modulation of reflex responses
elicited by various EES frequencies (5 to 60 Hz) during passive oscillations of
the ankle or knee joint. The participants were seated in a robotic system that
imposed passive rhythmic flexion-extension movements of the ankle or knee at a
fixed angular velocity and amplitude (Figure
3a and Supplementary Figure 2). Continuous EES was delivered with electrode
configurations and intensities that induced reflex responses in flexor and
extensor muscles of the targeted joint (Figure
3a and Supplementary Figure 2).
Figure 3
Effect of EES on the natural modulation of proprioceptive circuits during
passive movements.
a, Configuration of the experimental setup for subject
#2. The subjects were secured in a robotic system that moved the
ankle or knee joint passively within the reported range of motion. EES
electrodes were configured to target a muscle that underwent stretching cycles
during the selected joint movement, as highlighted in red. Configuration
of the experimental setup for subjects #1 and #3 are reported in
Supplementary Figure 2.
b, Plots showing EES pulses, EMG activity of the vastus
medialis, and changes in knee joint angle during passive oscillations of the
knee for two different EES frequencies (20 and 40 Hz)
in subject #2 — similar results were obtained in subject #1 and #3.
The same plots for 60 Hz are reported in
Supplementary Figure 2.
The rectangular windows highlight muscle responses induced by a single pulse of
EES. Red and grey arrows depict the onset of the stimulation pulse and of the
muscle response, respectively. c, The cycle of joint oscillation
was divided into 10 bins of equal durations during which muscle responses were
extracted and regrouped. Superimposed muscle responses are displayed for each
bin for two EES frequencies (subject #2). Muscle responses used to compute the
normalized modulation depth are depicted in light blue. d, Plots
reporting the median and 95% CI of the normalized modulation depth, for each EES
condition tested and for the different subjects. The CI was bootstrapped (10000
iterations) over n = 2344, n = 1080, and n = 2820 muscle responses, respectively
for subject #1, #2, and #3. Low frequencies of stimulation often induced spasms
in the muscles. Consequently, subjects #2 and #3 could not be tested with EES
frequencies below 20 and 10 Hz, respectively. *, P <
0.05, bootstrap, two-sided. e-h, Configuration of the
experimental setup for rats with severe contusion SCI (250 kdyn) and results
following the same conventions as in (b-d) for human subjects.
Results in f and g are for rat #1, similar results
were obtained for all rats. The CI in h was bootstrapped (10000
iterations) over n = 1834, n = 1982, n = 1984, and n = 1983 muscle responses,
respectively for rat #1, #2, #3, and #4.
The rhythmic flexion-extension movements of the joint induced a
significant phase-dependent modulation of reflex responses in the mobilized
muscles (normalized modulation depth superior to 0.3; p < 0.05 for each
frequency, bootstrap; Figure 3b-d).
However, the extent of this modulation depth depended on EES frequency.
Quantification of angle-dependent reflex responses revealed a pronounced
monotonic decrease of the normalized modulation depth with EES frequency
increments (Figure 3d).We performed the same experiments in four lightly anesthetized rats with
a contusion SCI that had been implanted with an electrode over the lumbar spinal
cord (Figure 3e-h). Robot-controlled
oscillations of the ankle induced a robust modulation of reflex responses
(normalized modulation depth superior to 0.18; p < 0.05 for
each frequency, bootstrap). However, we did not detect systematic relationships between EES
frequencies and normalized modulation depth (Figure 3h). Modulation of motor responses was still present at
frequencies as high as 100 Hz (Figure 3g).
A linear fit of the median values yielded a slope close to 0 in all rats (median
= 0.0003; 95% confidence interval = [-0.0056, 0.0015], bootstrap), suggesting a
lack of linear dependency between modulation depth and EES frequency.These experiments indicate that continuous EES disrupts the ability of
proprioceptive information to modulate the motor output elicited by EES.
Computational models of proprioceptive feedback circuits during
locomotion
We next sought to assess the impact of continuous EES on the natural
dynamics of proprioceptive feedback circuits during locomotion. Since these
interactions cannot be studied in vivo, we synthesized EES
properties, proprioceptive feedback circuits, and leg biomechanics into
computational models (Figure 4a). We
adapted a previously validated dynamic computational model18 to the anatomical features of rats and humans. The model
includes the minimal proprioceptive neural network responsible for reciprocal
activation of antagonist muscles (Figure
4b). We used species-specific biomechanical and muscle-spindle models to
estimate the firing rates of proprioceptive afferents during locomotion. This
afferent activity was used to steer the neural networks (Figure 4c).
Figure 4
Impact of continuous EES on proprioceptive afferent firings during locomotion
in rats and humans.
a, Layout of the computational models built for rats and humans. The
components highlighted in brown are tuned to match the anatomical and
physiological features of rats versus humans. b, Spiking neural
network model of muscle spindle feedback circuits for a pair of antagonist
muscles. Mn, motoneuron. Ex, excitatory interneurons. Iai, Ia-inhibitory
interneurons. The synapses highlighted with an asterisk (*) are tuned to match
the known properties of humans and rats. c, Estimated stretch
profiles and afferent firing rates of ankle flexor and extensor muscles over an
entire gait cycle in rats (top) and humans (bottom). Similar results were
obtained for n = 8 gait cycles in rats, and n = 11 gait cycles in humans.
d, Impact of EES on the predicted natural firing
rate profiles of group-Ia afferents innervating a flexor muscle of the ankle
during locomotion in rats (left) and humans (right). From left to right:
averaged firing rate profiles of the simulated population of afferent fibers
over one gait cycle, mean afferent firing rate (± SEM, n = 8 gait cycles
in rats, n = 11 gait cycles in humans), modulation depth of afferents firing
rate profiles (mean ± SEM, n=8 gait cycles in rats, n = 11 gait cycles in
humans), and total amount of sensory information erased by EES. Results are
reported over a range of EES frequencies. Top and bottom panels reports the
results for EES amplitudes recruiting 40% (top) or 80% (bottom) of the entire
population of modeled group-Ia afferents.
We first studied the impact of EES on the activity of proprioceptive
afferents. To model increments in EES amplitude and frequency, we scaled up the
number of recruited afferent fibers and the rates of both orthodromic and
antidromic induced activities, respectively. In rats, EES did not alter the
modulation depth of proprioceptive information (Figure 4d). In striking contrast, the same parameters of EES
dramatically disrupted the modulation of proprioceptive information in humans.
With frequencies as low as 40 Hz, antidromic action potentials abolished the
sensory information conveyed by each electrically stimulated fiber. The residual
modulation of proprioceptive information resulted solely from the activity of
non-recruited afferent fibers. The percentage of erased proprioceptive
information was directly proportional to EES amplitude (Figure 4d).We then evaluated the impact of this cancellation on the ability of EES
to steer reciprocal activation of motoneurons innervating antagonist muscles
during locomotion. Continuous EES delivered excitation to Ia-inhibitory
interneurons and motoneurons. In rats, the modulation of Ia-inhibitory
interneurons driven by the natural proprioceptive information led to a
reciprocal activation of antagonist motoneurons during the stance and swing
phases of gait (Figure 5a). Increasing EES
frequency or amplitude resulted in higher firing rates of motoneurons, but only
during their natural phase of activity.
Figure 5
Interactions between EES and muscle spindle feedback circuits during
locomotion in rats and humans.
a,b, Impact of EES on the modeled natural
activity of Ia-inhibitory interneurons and on the activation of motoneurons
during locomotion in rats and humans. Left, average firing rate profiles and
modulation depth of the Ia-inhibitory interneuron populations embedded in the
flexor or extensor part of the neural network (mean ± SEM., n=8 gait
cycles in rats, n = 11 gait cycles in humans). Right, average firing rate
profiles and mean firing rate during the active phase for flexor and extensor
motoneurons embedded in the flexor or the extensor neural network (mean ±
SEM., n=8 gait cycles in rats, n = 11 gait cycles in humans). The impact of EES
frequencies and amplitudes are reported in the top and bottom panels,
respectively. EES amplitude was set to a value recruiting 65% of the modeled Ia
afferents when EES frequency was scaled up, while EES frequency was set to 60 Hz
when the amplitude was increased.
In the human model, antidromic collisions dramatically disrupted the
dynamics of the neural network (Figure 5b).
At low frequency and low amplitude, continuous EES steered the reciprocal
activation of antagonist motoneurons, as observed in rats. With higher
stimulation parameters, the cancellation of proprioceptive information prevented
phase-dependent modulation of Ia-inhibitory interneurons. The resulting
imbalance between antagonist pools of Ia-inhibitory interneurons led to a
profound asymmetry in the excitatory drive delivered to motoneurons. Extensor
motoneuron pools became over-active while flexor motoneuron pools received
strong inhibition (Figure 5b).These results suggest that only a narrow range of EES parameters could
be exploited to enhance the excitability of the human spinal cord without
compromising the critical role of proprioceptive information in the production
of locomotion. Therefore, the degree of controllability over human motoneurons
may be very limited compared to rats.
Limited facilitation of locomotion in humans compared to rats
We then evaluated the impact of EES frequencies and amplitudes on leg
muscle activity during locomotion in rats and humans.Rats with a clinically-relevant contusion SCI6 and EES electrodes (n = 4 rats) were positioned bipedally
in a bodyweight support system over a treadmill (Figure 6a). Continuous EES (40 Hz) induced robust locomotor
movements of the otherwise paralyzed legs (Figure
6b). As previously reported3,18,27, increases in EES frequencies (20-80 Hz) led to a linear
modulation of leg muscle activity, which gradually adjusted kinematic features
such as step height (Figure 6b,c).
Figure 6
Impact of EES frequencies on muscle activity and leg kinematics during
locomotion in rats and humans.
a, Experimental setup in rats. Rats with a severe contusion SCI were
positioned in a robotic body weight support system located above a treadmill.
Continuous EES was applied over L4 and L2 segments through chronically implanted
electrodes secured over the midline of the dorsal spinal cord. b,
EMG activity of the tibialis anterior muscle and foot height trajectory over two
gait cycles without EES and with EES delivered at 40 Hz, 60 Hz and 80 Hz in rat
#1 — similar results were obtained for rat #2, #3 and #4. c,
Scatter plots reporting the step height at different gait cycles for the tested
EES frequencies (n = 111, n = 139, n = 101, and n = 231 gait cycles,
respectively for rat #1, #2, #3, and #4). Dashed lines report the linear
regression between the EES frequency and the step height. Slope (m) and
R2 are reported. ***, P < 0.001 two-sided
Wald test slope ≠ 0. d, Experimental setup
in humans. Subjects were positioned in a gravity-assist system that provided
personalized forward and upward forces to the trunk. Subjects were asked to step
on the treadmill while holding the handlebars, since they were not able to step
independently with the hands free. e, EMG activity of flexor
(semitendinosus/tibialis anterior) and extensor (rectus femoris/soleus) muscles
spanning the right knee and ankle joints, together with the changes in the knee
ankle angles and foot elevation over four gait cycles without EES and with EES
delivered at 20 Hz, 40 Hz and 80 Hz in subject #1 — similar results were
obtained for 49 gait cycles (analyzed in f). EES amplitude was set
to 1.2 times the muscle response threshold. Notice the opposite modulation of
EMG activity in extensor and flexor muscles with increase in frequencies
together with co-activation of flexor with extensor muscles. f,
Violin plots reporting the root mean square activity of the recorded muscles,
the range of motion of the knee and ankle angles, and the step height at
different gait cycles for subject #1 (n = 77 gait cycles). Small grey dots
represent the different data points, while the large white dots represent the
median of the different distributions. Box and whiskers report the interquartile
range and the adjacent values, respectively. *, P <
0.05, ***, P < 0.001, Wilcoxon rank-sum two-sided test
with Bonferroni correction for multiple comparisons. The same results are
reported for subjects #2 and #3 in Supplementary Figures 4 and 5.
The three participants with SCI were supported by a gravity-assist28 that provided trunk support to
facilitate stepping on a treadmill (Figure
6d). Using rails located on each side of the treadmill,
subject #1 (60 % body weight support) and subject #2 (70 % body weight support)
were able to take some steps on the moving treadmill belt and produce
alternating activation of antagonist leg muscles without EES. However, this
muscle activity did not translate into functional movements, as both feet
dragged along the treadmill belt at the end of stance. The amplitude of leg
movements remained limited. Continuous EES (40 Hz, 3 to 9 mA) facilitated leg
muscle activity and kinematic features (Figure
6e,f and Supplementary Figures 3 and 4). Contrary to rats, however, this
facilitation was insufficient to enable coordinated, weight-bearing locomotion.
Subject #3 exhibited flaccid paralysis of all leg muscles. Continuous EES
increased muscle activity, but failed to produce consistent modulation of this
activity to produce stepping (Supplementary Figure 5). All participants reported a complete loss
of limb position awareness during continuous EES, which affected
their ability to coordinate the timing of locomotor movements.Consequently, we sought to augment muscle activity with increases in EES
frequency or amplitude. From optimal EES parameters, increases in frequency or
amplitude did not improve stepping. The amplitude of EMG activity scaled up in
flexor muscles, but this increase was associated with a concomitant decrease in
extensor muscles, even leading to a complete suppression of extensor muscle
activity (Figure 6e,f and Supplementary Figures 3 and
4). EES often induced co-activation of antagonist muscles, with the
occurrence of abnormal bursting activity in flexor muscles during stance.
Co-activation of muscles induced a sensation of stiff legs, reflected in the
reduced range of motion of leg joints (Figure
6e,f and Supplementary Figures 3 and 4).These results are consistent with our simulations, indicating that the
range of useful EES parameters are too narrow to enable robust locomotion in
humans without training, thus providing a plausible explanation for
inter-species differences in the therapeutic impact of continuous EES.
Spatiotemporal EES protocols may remedy the limitations of continuous
EES
We next exploited our computational model to identify stimulation
strategies that may remedy the identified limitations of continuous EES.We reasoned that, to avoid disrupting the natural network dynamics, the
temporal and spatial structure of EES should encode the profile of
proprioceptive feedback information. We surmised that the amplitude / frequency
of the stimulation targeting a specific muscle should be proportional to the
instantaneous firing rate of the proprioceptive afferents originating from the
sensory organs located in this muscle. Due to the continuous match between the
proprioceptive afferent activity and the stimulation profile, EES would augment
the overall excitation delivered to the targeted motor pool without compromising
the information conveyed by the proprioceptive afferents. Targeting antagonist
motor pools with their specific stimulation profile would contribute to
maintaining the modulation of reciprocal inhibitory networks that is necessary
to facilitate walking with EES. In turn, we hypothesized that adjusting the
amplitude and frequency used to configure the stimulation profiles would enable
controlling the activity of motoneurons.We implemented this stimulation strategy in the computational model. We
constructed stimulation profiles that combined the natural modulation of primary
and secondary proprioceptive afferents (group-Ia, group-II, and Ib, Figure 7a,b) from the homonymous muscles. We
did not explicitly model Golgi tendon organs, although Ib-afferents are also
recruited with EES and provide strong excitation during locomotion29. Because of the close correlations
between Ib-afferent firings and homonymous muscle activity30, the EMG envelope was used as a surrogate for the firing
profile of Ib-afferents.
Figure 7
Spatiotemporal EES protocols encoding proprioceptive sensory
information.
a, Estimation of spatiotemporal stimulation profiles that match the
natural flow of proprioceptive information generated from flexor and extensor
muscles of the ankle during gait. From left to right: estimated averaged firing
rate profiles of group-Ia, group-II and group-Ib (equivalent to the muscle
activity) afferents over a gait cycle, and the sum of these profiles that
yielded the estimated stimulation profiles. b, Percentage of
primary afferents that are recruited when applying the estimated spatiotemporal
stimulation profile and during continuous stimulation. c, Impact of
the estimated spatiotemporal stimulation profile on the modulation of muscle
spindle feedback circuits from flexor and extensor muscles, including from left
to right: group-Ia afferents firings, bar plots reporting the averaged mean
firing rate and modulation depth of primary afferents (mean ± SEM., n =
11 gait cycles), overall percentage of sensory information erased by EES,
modulation of Ia-inhibitory interneurons, and motoneuron activity (mean ±
SEM., n = 11 gait cycles). For comparison, the impact of continuous EES on the
group-Ia afferent firings is also reported. Results of simulations are shown for
a range of EES amplitudes. Conventions are the same as in Figure 5.
Simulations revealed that this strategy erased proprioceptive
information to a similar extent as continuous EES (Figure 7c). Due to the continuous match between the natural
proprioception and stimulation profile, however, the proprioceptive signals
reaching the spinal cord contained the same amount of information.
Naturally-generated APs annihilated by antidromic collision were replaced by
EES-produced orthodromic APs. While the percentage of erased information
increased with EES amplitude (Figure 7c),
the depth of proprioceptive afferent modulation remained preserved, or even
increased for higher stimulation amplitudes. Consequently, the stimulation
artificially drove the reciprocal modulation of Ia-inhibitory interneurons, as
would the natural proprioception during walking (Figure 7c). Scaling up EES amplitude led to a proportional increase
in the firing rates of proprioceptive afferents, which augmented the excitation
delivered to motoneurons. Since this excitation was restricted to the active
phase of each motoneuron pool, increasing EES parameters enabled a linear
modulation of motoneuron firing rates (Figure
7c).These results suggest that encoding the profile of proprioceptive
afferent activity into the spatiotemporal structure of EES protocols may expand
and refine the control over the amplitude of motoneuron activity while also
reinforcing the modulation of reciprocal inhibitory networks, thereby enhancing
the facilitation of walking compared to continuous EES.
High-frequency low-amplitude EES alleviates the disruptive effects of
continuous EES
We finally explored whether alternative strategies based on continuous
EES could alleviate the cancellation of proprioception.We sought to design a stimulation strategy that minimizes the amount of
erased proprioceptive information during continuous EES while providing high
post-synaptic excitation to motoneurons. Each Ia-afferent synapses onto every
motoneuron that innervates the homonymous muscle31,32. Moreover,
high-frequency stimulation of nerve afferents leads to a temporal summation of
excitatory post-synaptic potentials (EPSP) delivered to the targeted cell33–35. We concluded that recruiting a limited number of Ia-afferents
with a stimulation burst of low amplitude but high frequency could theoretically
deliver the same excitation to motoneurons as the recruitment of a large number
of Ia-afferents with single pulses of high amplitude. We thus hypothesized that
each pulse of EES could be replaced by a high-frequency, low-amplitude burst of
EES that would provide the same overall excitation to motoneurons while reducing
the overall amount of erased proprioceptive information. Indeed, while the
proprioceptive information traveling along the recruited fibers would still be
blocked by the stimulation, the reduced number of electrically recruited
afferents would ensure that a large amount of fibers remain able to convey
sensory signals to the spinal cord. Finally, the excitation delivered to motor
pools could then be controlled by adjusting the inter-burst interval.We tested the hypotheses underlying this stimulation strategy using
computer simulations with multicompartmental motoneuron models and realistic
distribution of Ia-afferent synaptic contacts (Figure 8a). As predicted, the temporal summation of EPSPs elicited
by high-frequency low-amplitude bursts of stimulation enabled recruiting the
same number of motoneurons as single pulses of high amplitude EES (Figure 8b).
Figure 8
High-frequency low-amplitude bursts of EES recruit motoneurons through
temporal summation of EPSPs.
a, Multicompartmental model of alpha motoneurons
with realistic strength and distribution of group-Ia synaptic
contacts. b, Simulations showing the response of motoneurons to a
single pulse of EES at an amplitude recruiting 45% of the afferent population,
and to high-frequency bursts (5 pulses, 600 Hz) at an amplitude recruiting 15%
of the afferent population. Windows show a zoomed view of the motoneuron
membrane potential depolarizations in response to the pulses of EES (arrows).
Right: plots showing the percentage of recruited motoneurons and the average
(mean ± SEM, n = 5 simulations with different random seed) latency before
the onset of an action potential. c, Responses recorded from the
tibialis anterior muscle following a single pulse of EES (left) and
high-frequency bursts of EES (right) applied to the rat lumbar (L2) spinal cord
with severe contusion SCI over a range of amplitudes and burst frequencies (rat
#1, shown for all rats in d). The grey arrow indicates the
responses induced by a single pulse of EES at the motor response threshold
amplitude, emphasizing the need to deliver high amplitudes to elicit responses
with single pulses compared to high-frequency bursts. d, Heatmaps
representing the average power of motor responses (n=4) to single pulses (column
on the left) and high-frequency bursts (matrix on the right) of EES over a range
of EES amplitudes and bursts frequencies, for 5 rats. EES amplitude is reported
as a multiple of motor response threshold, amplitude corresponding to the
response highlighted by the black box. The highlighted column corresponds to the
bursts with a frequency inducing the largest motor responses. Right, latencies
of motor responses elicited by EES bursts with the frequency highlighted in the
black boxes, at increasing amplitudes. e, Motor responses recorded
from the vastus lateralis muscle induced by single pulses (bottom) and
high-frequency bursts of EES for different stimulation amplitudes (subject #1).
Shaded curves represent single trials (n = 4 for each amplitude tested), solid
curves represent the average responses. Arrows indicate the onset of the
stimulation. f, Plots representing the response peak to peak amplitudes (mean
± SEM, n = 4 for each amplitude tested) as a function of EES amplitude,
for both single pulses (black) and high-frequency bursts (pink) and for the
different subjects. In subject #1, EES amplitudes higher than 7 mA elicited
uncomfortably powerful contractions and were thus not tested.
To validate these results experimentally, we conducted
electrophysiological experiments in five rats. Figure 8c shows motor responses recorded in the tibialis anterior
during single pulses and single bursts of EES (25 ms duration, frequencies: 100
to 1000 Hz) at increasing amplitudes. Compared to single pulses, high-frequency
burst stimulation decreased the threshold to elicit a motor response by 39.8%
(SEM: ± 4.4%). The largest reductions were obtained towards 500 Hz (SEM:
± 54.8 Hz). Decreases in EES burst amplitude led to increased latencies
of motor responses, suggesting that a higher number of pulses was necessary to
recruit motoneurons through the temporal summation of EPSPs (Figure 8d).The pulse generator implanted in the participants could generate
waveforms with a maximum frequency of 125 Hz. However, the simultaneous delivery
of interleaved waveforms (2 ms hard-coded delay) enabled the configuration of
single bursts composed of 4 pulses delivered at 500 Hz. This feature allowed us
to evaluate the concept of high-frequency EES in humans. As observed in rats,
high-frequency bursts of EES required markedly reduced stimulation amplitudes to
elicit a motor response compared to single pulses (Figure 8e,f).We implemented this stimulation strategy into the computational model.
We delivered EES bursts consisting of 5 pulses at 600 Hz with a stimulation
amplitude recruiting 20% of all primary afferents. Compared to continuous EES,
this stimulation reduced the amount of erased proprioceptive information (Supplementary Figure 6).
Decreasing the time between each EES burst led to a proportional increase in the
excitation delivered to motoneurons.These results suggest that high-frequency, low-amplitude stimulation
protocols may alleviate the detrimental impact of continuous EES on the
modulation of proprioceptive feedback circuits in humans.
Discussion
We have accumulated evidence that the antidromic recruitment of
proprioceptive afferents during continuous EES blocks the propagation of
naturally-generated proprioceptive signals to the brain and spinal cord. Computer
simulations suggest that this cancellation of proprioceptive information disrupts
the natural modulation of reciprocal inhibitory networks that is essential to
produce alternating recruitment of antagonist motor pools during locomotion.
Consequently, only a narrow range of EES parameters can facilitate movement in
people with SCI, which is insufficient to enable locomotion without extensive
rehabilitation10,11. Computer simulations guided the identification of EES
protocols that not only preserve proprioceptive information but also enable a robust
control over motoneuron activity. Here, we discuss the significance of these
results, stress the dramatic consequences of the transient proprioceptive
deafferentation during EES, and envision the avenues for translating these new
stimulation protocols clinically.
EES erases proprioceptive information in humans, but not in rats
Evidence indicates that EES primarily recruits large-diameter afferents
within the posterior roots15. These
afferents originate from proprioceptive organs, which sense changes in muscle
length and tension, and to a lesser extent, mechanoreceptors within the skin.
EES elicits orthodromic action potentials along the recruited afferents that
mediate the therapeutic effects of the stimulation18. However, we show that EES also induces antidromic
action potentials that travel in the opposite direction. Indeed, recordings of
peripheral nerve activity identified antidromic volleys propagating toward
sensory organs in response to EES in humans. Previous studies documented the
presence of antidromic action potentials traveling along the sensory fibers of
the sciatic, peroneal and sural nerves in rats, dogs, nonhuman primates and
humans in response to EES applied to thoracic segments19–21. Here,
we establish the high occurrence of antidromic action potentials when EES
targets the lumbar posterior roots.We reasoned that EES-induced antidromic action potentials may collide
with APs conveying proprioceptive information. The annihilation of APs following
these collisions is due to the refractory period of Ranvier’s nodes.
Computer simulations predicted a high occurrence probability of these collisions
along the recruited afferents when EES is delivered at frequencies commonly used
in human studies to facilitate movements after SCI. Due to the longer length and
therefore larger propagation time of APs along human proprioceptive afferents,
the incidence of these collisions is considerably higher than in rats. These
results suggest that EES may partially cancel proprioceptive information in
humans.To assess this possibility, we conducted experiments that highlighted
the consequences of these collisions on the integration of proprioceptive
information in the brain and spinal cord of humans. First, we found that the
delivery of continuous EES abolishes the conscious perception of leg position
and displacement. Second, we showed that proprioceptive information drives the
modulation of spinal circuits during movement and the cancellation of this
information during continuous EES disrupts this modulation.Over the past two decades, EES has been applied to thousands of people
for pain alleviation, and to improve motor function after SCI8–13,36. For pain treatments,
the stimulation is applied at the thoracic level at low intensities.
Consequently, there was no obvious loss of sensation in the legs during EES. For
SCI, the participants exhibited no or limited sensation in the legs, which may
explain why this unexpected cancellation of proprioception information remained
unnoticed. However, this phenomenon has far-reaching implications for the
development of a therapy to restore locomotion with EES. Indeed, this transient
proprioceptive deafferentation not only alters the conscious control of movement
and the modulation of spinal circuits with EES, but may also compromise the
reorganization of residual descending pathways during rehabilitation enabled by
EES.
Proprioceptive information must be preserved to enable locomotion with
EES
Bipedal locomotion requires the integration of information from a
multiplicity of sensory modalities, of which proprioception may be the most
important. Proprioceptive information gives rise to a conscious perception of
limb positions37 that plays a critical
role during walking38,39. For example, the sudden loss of
proprioception induces severe gait deficits40,41. Individuals with
chronic proprioceptive loss can learn to compensate using other sensory
modalities, especially vision41. While
this adaptation enables them to walk, the associated cognitive load obliges them
to rely on a wheelchair for daily life. All our participants reported a loss of
limb position awareness during EES. Consequently, this disruption of
proprioception strongly limits the clinical relevance of continuous EES to
support locomotion during daily living activities in people with SCI.In addition to its integration in the brain, the information derived
from proprioceptive organs is distributed throughout the spinal cord via a dense
network of afferent feedback circuits that directly activate motoneurons and
shape motor pattern formation during locomotion. Signals from muscle spindles
and Golgi tendon organs determine the timing of phase transitions, substantially
contribute to leg motoneuron pool recruitment, and coordinate the adaptions of
leg movements to unpredictable perturbations and task-specific requirements42–45. Our results suggest that these key mechanisms of motor control
are obstructed during continuous EES. Moreover, the interruption of descending
pathways reinforces the critical role of these proprioceptive feedback circuits,
which become the primary source of control for motor pattern formation46. For example, the integration of
proprioceptive information enables the spinal cord to coordinate locomotion
across a broad range of speeds, loads and directions in animal models of
complete SCI23. The disruption of
proprioceptive information during EES would severely deteriorate this ability of
the spinal cord to coordinate motor pattern formation after SCI.We previously documented some of the mechanisms through which EES
facilitates locomotion in rats. In particular, we showed that the modulation of
reciprocal inhibitory circuits via proprioceptive feedback during each phase of
gait directs the excitatory drive elicited by EES towards the motoneuron pools
that are functionally relevant at this specific time18. This mechanism transforms the unspecific excitatory
drive into a spatially and temporally specific pattern of excitation delivered
alternatingly to the motoneuron pools whose activation is required in the
flexion and extension phases of the step cycle. The spinal cord thus acts as an
elegant filter that endows EES with the necessary specificity for therapeutic
applications. Due to the cancellation of proprioceptive information in humans,
only narrow ranges of EES frequencies and amplitudes can take advantage of this
mechanism. Computer simulations indicate that EES disrupts movement-related
modulation of reciprocal inhibitory circuits as soon as the stimulation elicits
responses in muscles. The resulting destabilization of the network leads to an
imbalance in the excitation of antagonist motor pools, favoring one motor pool
over the other. Consequently, the modulation of EES parameters failed to enable
the graded control over motoneuron activity that was observed in the rodent
computational model. Experimental recordings confirmed these results, both in
rodents and humans with SCI. We previously showed that this controllability
enables targeting lesion-specific gait deficits and mediating task-specific
adjustments of leg movements through closed-loop controllers and brain-spine
interfaces in rats and nonhuman primates3,5,18. These features may be essential to facilitate the
complex postural and propulsive requirements underlying the bipedal gait of
humans.Finally, input from proprioceptive organs plays a determinant role in
steering the reorganization of residual descending pathways that helps restore
locomotion after SCI. Genetically modified mice lacking functional
proprioceptive circuits display defective rearrangements of descending
projections after SCI, which abolishes the extensive recovery occurring
spontaneously in wild-type mice after the same injury47. Similarly, clinical studies reported that the
preservation of proprioceptive information is a key predictor of recovery after
neurotrauma48, suggesting that this
specific sensory channel may also contribute to steering the reorganization of
residual neuronal pathways in humans. Therefore, the disruption of natural
proprioception may reduce the ability of EES to augment neuroplasticity and
recovery when delivered during rehabilitation.The multifaceted roles of proprioceptive information for coordinating
locomotor functions and steering functional recovery after SCI emphasize the
critical importance of identifying EES protocols that preserve proprioceptive
information in order to fulfill the therapeutic potential of this treatment
paradigm for clinical applications.
EES strategies that replace or preserve proprioceptive information
We exploited this new understanding to design sensory-compliant EES
protocols that circumvent the cancellation of natural proprioception during
EES.We first conceptualized a strategy that aims to replace the cancelled
proprioceptive information with a spatiotemporal stimulation profile that
encodes the natural firing rates of proprioceptive afferents from each muscle
during locomotion. Computer simulations confirmed that this EES protocol not
only preserves proprioceptive information but also augments the control over
motoneuron activity, while preserving the alternation between antagonist
muscles. Realistically, the afferents originating from a single muscle cannot be
targeted specifically with current stimulation technologies. However, these
stimulation protocols could be approximated with EES bursts delivered over
spatially–selective spinal cord regions using a temporal sequence
coinciding with the firing profile of the proprioceptive afferents innervating
these specific spinal cord regions. This approach shares similarities with EES
protocols that encode the spatiotemporal sequence of motoneuron activation
during locomotion27. Compared to
continuous EES, this targeted stimulation strategy enables a markedly higher
degree of control over motoneuron activity in animal models of SCI5,27.
The alternation of spatially-selective bursts also preserves the natural
proprioceptive information flowing in the dorsal/posterior roots that are not
engaged by the stimulation. Our simulations suggest that the delivery of EES
bursts should coincide with the profile of proprioceptive afferent firing, which
can be partially out of phase with motoneuron activity. However, we believe that
this protocol would enhance the control over motoneuron activity and maximize
the amount of preserved proprioceptive information. Such a stimulation strategy
shares striking similarities with biomimetic approaches developed for the
delivery of realistic tactile sensations in human amputees49.We found that the delivery of EES bursts with a low amplitude, but high
frequency, may be an alternative or complementary stimulation strategy to
minimize the cancellation of proprioceptive information. Due to the low
amplitude, the stimulation recruits a limited number of afferents. Each
proprioceptive afferent synapses onto all the homonymous motoneurons31,32. Consequently, the repeated recruitment of these afferents with
EES bursts at high frequency leads to a summation of excitatory post-synaptic
potentials in motoneurons, which receive an overall amount of excitation
equivalent to that induced by continuous EES at high amplitude and low
frequency. However, all the non-recruited afferents continue providing essential
information about muscle length and tension changes. These results have general
implications for EES protocols. First, the modulation of EES bursts allows them
to augment the amount of excitation delivered to motoneurons without the need to
increase the stimulation amplitude. Second, the lower amplitude requirements
would improve the spatial selectivity of the stimulation, since the volume of
the electrical field is proportional to the current amplitude.These novel stimulation protocols require dedicated implantable pulse
generators that allow the delivery of EES bursts with high-frequency resolution
through independent current sources that are controllable independently in
real-time. Various companies are developing next-generation implantable pulse
generators that partially meet these requirements.In parallel, we are conducting a clinical study using a commercially
available stimulator that we upgraded to enable real-time control of
spatially-selective EES train. We found that within one week, spatiotemporal
stimulation enables independent weight-bearing locomotion in the three
participants of the present study50.These combined findings stress the necessity of developing new
neurotechnologies that support the implementation of strategies that preserve
proprioception in order to facilitate motor control and steer plasticity with
EES in humans.
Materials and Methods
Computer Simulations
Computer simulations were performed in python 2.7 using the NEURON51 simulation environment to run the
spiking neural network models and OpenSim52 for the biomechanical model of rats and humans. Both the NEURON
simulation environment and OpenSim are open-source programs.
Model of a proprioceptive afferent fiber recruited by EES
The afferent fiber model was characterized by two parameters: (i)
the propagation time required by an action potential to travel the whole
length of the fiber, and (ii) the firing rate at which action potentials are
generated by the sensory organ. These parameters were adjusted to meet the
properties of all the modeled afferent fibers. For each action potential
(AP), we simulated the propagation from the sensory organ of origin to the
spinal cord and the refractory dynamics (mean refractory period ±
standard deviation: 1.6 ± 0.16 ms) along the fiber. We modeled EES as
a periodic event recruiting the most proximal portion of the fiber. The
recruitment only occurred when the fiber was not under refractory period.
When a fiber was electrically activated, an antidromic AP propagated towards
the distal end of the fiber. The encounter of this antidromic AP with a
sensory AP traveling towards the spinal cord led to an antidromic collision
that cancelled both APs.
Estimation of antidromic collisions probability
The developed fiber model was used to assess the probability of
antidromic collisions based on EES frequency, the firing rate of the sensory
organs, and the propagation time required by an AP to travel along the whole
length of the fiber. Propagation times were set to 2 ms in rat afferents.
Due to the extended length of axons in humans, we modeled human afferents
innervating proximal (10 ms) and distal (20 ms) muscles. Antidromic
collision probability was defined as the probability of a natural sensory AP
to collide with an EES-induced antidromic AP within a single fiber. For each
tested model parameter and stimulation frequency, we integrated the dynamic
of the fiber over 60 seconds and evaluated the number of antidromic
collisions occurring within this time period. To estimate antidromic
collisions probability, we averaged the results of 50 simulations
initialized with different EES onset delays varying between 0 and 10 ms.
Rat model of proprioceptive feedback circuits
The rat model of proprioceptive feedback circuits was elaborated
from a previously validated model18,
which we modified to integrate a simpler and faster model of the motoneurons
and the new model of proprioceptive afferents that considers the occurrence
of antidromic collisions.Briefly, this model is composed of four components: (i) a spiking
neural network reproducing the proprioceptive feedback circuits associated
with a pair of antagonist muscles, (ii) a muscle spindle model, (iii) a
musculoskeletal model of the rat hindlimb, and (iv) a finite element method
model of EES of the rat lumbar spinal cord (Figure 4A).The spiking neural network includes populations of group-Ia and
group-II afferent fibers, Ia-inhibitory interneurons, group-II excitatory
interneurons, and pools of alpha motoneurons. The number of cells, the
number and the strength of the synapses contacting the different populations
of neurons, and the characteristics of the cell models are described in our
previous work18. To speed up the
simulation time, we replaced our previous multicompartmental motoneuron
model with an integrate and fire cell model designed to reproduce the
realistic membrane response dynamics to excitatory and inhibitory
stimuli53–56. Specifically, we set the refractory
period to 20 ± 1 ms and the membrane time constant
τmembrane to 6 ± 0.3 ms. Excitatory synapses
were modeled as instantaneous changes in current exponentially decaying with
time constant τexcitatory 0.25 ms. Inhibitory synapses
were modeled as alpha functions with a rise time constant
τinhibitory_1 of 2 ms, and a decay time constant
τinhibitory_2 of 4.5 ms (Supplementary Figure
7a). We adjusted the motoneurons synaptic weights to match
experimental excitatory and inhibitory post-synaptic potentials
(EPSPs/IPSPs). For this, we normalized experimental EPSPs54,55 and IPSPs56 to the
minimum depolarization necessary to induce an AP in our multicompartmental
model (Supplementary
Figure 7b,c). Afferent fibers were modeled with an AP propagation
time of 2 ms. This parameter was estimated to represent rat afferent fibers
innervating the antagonist muscles of the ankle.The musculoskeletal57,58 and muscle spindle30 models were used to calculate the
firing rate profiles of group-Ia and group-II afferent fibers innervating
the flexor (tibialis anterior) and extensor (gastrocnemius medialis) muscles
of the ankle during locomotion. For this purpose, we steered the
musculoskeletal model with previously obtained recordings of the rat
hindlimb kinematics during locomotion to estimate the ankle muscles stretch
profiles through inverse kinematics. We then used the muscle spindle model
to compute the firing rate profiles. To mimic the alpha-gamma linkage,
muscles stretch and stretch velocity were linked to the envelope of EMG
activity from the homonymous muscle (Equations 1 and 230). The estimated
afferent firing rate profiles drove the activity of the modeled
proprioceptive afferents.A validated finite element method model of EES of the lumbar spinal
cord15 was finally used to
estimate the proportion of afferent and efferent fibers recruited at a given
stimulation amplitude. Realistic interactions between EES and the natural
sensory activity along the modeled afferent fibers were integrated using the
developed proprioceptive afferent model.
Human model of proprioceptive feedback circuits
The layout of the rat model served as a basis to build the human
model of proprioceptive feedback circuits. To take into account the specific
anatomical and physiological features of humans, we adapted the
musculoskeletal model, the muscle spindle model, the weights of the synapses
in the network, the length of the modeled afferent fibers, and the output of
the finite element method model of EES (Figure
4a).To estimate the stretch of flexor (tibialis anterior) and extensor
(soleus) muscles spanning the ankle joints, we used the 3DGaitModel2392
OpenSim lower limb model59 and
kinematic data of healthy subjects during locomotion on a treadmill28,60. We tuned the muscle spindle model to account for the lower
firing rates of human proprioceptive afferents compared to those of
rodents22,61. Specifically, we scaled Equations 1 and 2 down by 0.2 and 0.25,
respectively, to produce firing rates that remained within the range of
values generally observed in humans (rarely exceeding 30 Impulse/second22,30,62). The envelopes of
EMG activity were extracted from the same subjects from whom we also
extracted the kinematic data28,60.We assumed that if the occurrence probability of antidromic
collisions would be the same in humans and rodents, the human model should
reproduce results that are qualitatively similar to the simulations obtained
in rats. Hence, we optimized the weight of the synaptic connections between
the afferent fibers and their target spinal neurons by driving the network
with the estimated human afferent firings but without modifying the
propagation time required by sensory APs to reach the spinal cord — a
parameter proportional to the occurrence probability of antidromic
collisions (Supplementary
Figure 8a). To this purpose we performed a systematic search by
progressively increasing the synaptic weights of connections from afferent
fibers. EES frequency and percentage of Ia-afferents recruited by EES were
set to 60 Hz and to 60%, respectively. We defined a set of fitness functions
and relative minimum scores to define the range of synaptic weights that
produce the desired behavior of the network (Equation 3) and selected one set of weights for further
simulations (Supplementary
Figure 8b,c).We then modified the AP propagation time parameter of the afferent
fiber models to 16 ms, which is a representative value for the
proprioceptive afferents of the ankle muscles in humans63.We assumed that the ratio between the amount of primary and
secondary afferent fibers recruited by EES while increasing the stimulation
amplitude is similar in rats and humans. We thus used the finite element
method model of the rat spinal cord to estimate the percentage of primary
and secondary afferents recruited by the stimulation. However, to take into
account the considerably larger distance of the ventral roots from the
epidural electrodes, we did not simulate the direct recruitment of motor
axons. This phenomenon commonly occurs in rats but is limited in humans14,15. While this decision was taken in order to build a more
realistic model, simulating the direct recruitment of motor axons as in the
rat model would have not influenced the significance of the presented
results. Indeed, given the low amplitudes tested in this work, only 7% of
the simulated rat motoneuron axons were recruited directly by EES at the
highest stimulation amplitude tested (Figure
5a).
Spatiotemporal stimulation profiles
Spatiotemporal EES profiles encoding the natural proprioceptive
information originating from a pair of antagonist muscles spanning the ankle
joint were estimated in two steps. First, we computed the normalized average
firing rate profiles of group-Ia, group-II and group-Ib afferents over a
gait cycle. Second, these three profiles were averaged to produce a
stimulation profile that encodes the global proprioceptive information
(Figure 7a). Since group-Ib
afferent firing is closely correlated to the activity of the muscle along
which the associated Golgi tendon organ is connected30, we approximated the firing rates of group-Ib
afferents with the envelope of the EMG activity from the homonymous muscle
during gait. Simulations were conducted using the estimated stimulation
profile for each muscle. EES amplitude was adjusted proportionally to the
changes in the estimated stimulation profile while the length of the
stimulation profile was adjusted based on the duration of each gait
cycle.
High-frequency low-amplitude EES model
To assess the effect of high-frequency low-amplitude EES on the
membrane potentials of motoneurons, we used our previously validated
multicompartmental motoneuron model that integrates realistic synaptic
boutons from group-Ia afferents18
(Figure 8a,b). However, simulations
on the effect of high-frequency low-amplitude EES on the muscle spindle
feedback circuits were still performed using the simplified integrate and
fire motoneuron model (Supplementary Figure 7). The more realistic multicompartmental model was used in order to obtain a more
accurate estimate of motoneurons’ soma responses to
high-frequency bursts of EES.
Limitations of the human computational model
Microneurographic recordings of group-Ia and group-II afferents
during slow movements reported that firing rates rarely exceed 30 Imp/s in
humans22,64,65. In the
human computational model, we thus limited muscle spindle firing to 50 Imp/s
during gait, which is markedly lower than peak firings of up to 200 Imp/s
reported during locomotion in quadrupedal mammals. Nevertheless, we cannot
exclude the possibility that human muscle spindle afferents fire at higher
rates during gait. Indeed, locomotion involves higher movement speeds than
those commonly used during microneurographic recordings in humans.
Consequently, the actual range of firing rates underlying the activity of
group-Ia fibers during human gait remains unknown. While higher firing rates
might affect the predictions of our model, the overall conclusions would
remain unchanged, since EES would still block a significant amount of
proprioceptive information for high firing rates. Therefore, the degree of
disruption may scale with the actual range of afferent firings, but the
conclusion derived from this model would still hold.
Experimental Procedures in Humans
Spinal cord stimulation system implanted in human subjects with
SCI
Experiments conducted in human subjects with SCI were carried out
within the framework of an ongoing clinical study (ClinicalTrials.gov
Identifier: NCT02936453) that has been approved by Swiss authorities
(Swissethics protocol number 04/2014 ProjectID: PB_2016-00886, Swissmedic
protocol 2016-MD-0002), and were in compliance with all relevant clinical
regulations. The study is conducted at the Lausanne University Hospital
(CHUV). All subjects signed written inform consent prior to their
participation. The subjects were surgically implanted with a spinal cord
stimulation system comprising an implantable pulse generator (Activa™
RC, Medtronic plc, Fridley, Minnesota, SA) connected to a 16-electrode
paddle array (Medtronic Specify™ 5-6-5 surgical lead) that was placed
over the lumbosacral segments of the spinal cord. Subject related data and
details on their neurological status at their entry into the clinical study,
evaluated according to the International Standards for Neurological
Classification of Spinal Cord Injury, are provided in the Life Sciences
Reporting Summary and in Supplementary Table 1. Subjects’ recruitment process is
described in the Life Sciences Reporting Summary.
Recording of EES-induced antidromic activity along human
afferents
Recordings of the neural activity induced by EES were performed with
the NIM Eclipse system (Medtronic plc, Fridley, Minnesota, USA). The
activity of the soleus muscle was recorded with surface EMG electrodes (Ambu
Neuroline 715, Ambu Sarl, Bordeaux, France), while the activity of the sural
and of the proximal and distal branches of the tibial nerve were recorded
using percutaneous disposable needle electrodes (Ambu Neuroline Twisted Pair
Subdermal 12 x 0.4 mm, Ambu Sarl, Bordeaux, France). The proximal branch of
the tibial nerve was recorded at the level of the popliteal fossa (Figure 2a). The recording needle
electrode insertion point was at the site that elicited an H-reflex at the
lowest stimulation amplitude, identified by using a stimulation probe. The
distal branch of the tibial nerve was recorded at the level of the medial
malleolus (Figure 2a). The recording
electrode position was determined by applying electrical stimulation to this
site and by verifying the evoked potentials at the level of the proximal
branch of the tibial nerve. The sural nerve was recorded at the level of the
lateral malleolus. The specific location of the electrode was defined
following the same procedure as for the distal branch of the tibial nerve.
Neural and EMG signals were sampled at 10000 Hz, amplified, and band-pass
filtered (30-1000 Hz) online. For the entire duration of the experiment,
participants remained relaxed in a supine position. EES was delivered at 20
Hz for 60 seconds in order to collect a total of approximately 1200 pulses.
We selected EES sites that mainly recruited the posterior root innervating
the S1 spinal segment, as verified in the presence of reflex responses in
the soleus muscle following each pulse of EES. For the experiment, the
stimulation amplitude was reduced until no muscle contraction was noticeable
to avoid contaminating neural recordings with electromyographic activity or
movement artifacts. To verify that the stimulation amplitude was sufficient
to recruit afferent fibers in the recorded nerves, we controlled that the
stimulation elicited a sensation of tingling in the corresponding dermatome.
We recorded EES artifacts with surface electrodes positioned over the
vertebral levels of the implanted paddle array. The artifacts were used as
triggers to extract and average the evoked potentials.
Assessment of proprioceptive function during EES
The threshold to detection of passive movement test66 was performed with the Humac Norm
Cybex system (Computer Sports Medicine Inc., Stoughton, US). Subjects were
first tested without EES and then during continuous EES. Throughout the
experiment, participants’ tactile, visual, and aural information were
occluded by using foam cushions, blindfolds, and headphones with pink noise.
The experimental protocol was tailored for each participant, since each of
them presented distinct levels of residual proprioceptive functions. At the
beginning of each trial, the participant’s knee joint was moved to an
initial position of 45 degrees of extension. The participant was informed
with a tap on the shoulder that a new trial was about to start. The trial
was then started after a randomised time delay to assess false positive
detections. In subject #1, we imposed movements of knee extension or knee
flexion from the initial position at a constant angular velocity of 0.5
degrees per second. Flexion and extension were delivered randomly. The
participant was instructed to report the movement direction, as soon as he
became aware of it, by pushing a button. A maximum displacement of 15
degrees was allowed (Figure 2b).
Button-triggered digital signal and joint kinematics were recorded at a
sampling frequency of 5000 Hz. The trial was considered successful if the
direction of the movement was correctly identified. A trial was considered
unsuccessful when the movement was either misclassified or not perceived at
all within the limited range of movement. Subject #3 was not able to detect
the direction of the imposed movement, even in the absence of continuous
EES. To simplify the task, we limited the movement to knee extension only,
increased the movement speed to 1 degree per second, and allowed a maximum
displacement of 30 degrees (Figure 2b).
A trial was considered successful if the movement was detected within the
allowed range of movement. Subject #2 was not able to perceive the imposed
movements and was thus excluded from this experiment.A minimum of 10 repetitions were performed to complete an assessment
for a given EES condition. The proportion between successful and
unsuccessful trials was used to compute participants’ error rate and
95% confidence interval by using the Clopper-Pearson interval method based
on Beta distribution.We adjusted the configuration of EES electrodes to target both
flexor and extensor muscles of the knee. Recordings of the EMG activity from
the vastus lateralis and semitendinosus muscles allowed the identification
of the minimum stimulation amplitude necessary to recruit these muscles. We
then assessed the proprioceptive functions of the subjects during continuous
EES that was delivered with amplitudes below (0.8 times) and above (1.5
times) the muscle response threshold. For both amplitudes, we tested a range
of frequencies: 10, 30, 50 and 100 Hz. At 1.5 the muscle response threshold
amplitude, frequencies below 50 Hz induced spastic contractions, and were
thus not tested. The sequence of the tested stimulation parameters was
randomized.
Assessment of EES-induced responses modulated during passive joint
movements
The Humac Norm Cybex was used to impose passive joint movements with
a sinusoidal profile of fixed amplitude and frequency, while continuous EES
was delivered to produce motor responses in the muscles spanning this joint.
The subjects were asked to relax, neither to resist, follow, nor facilitate
the movements. Muscle responses and EES artifacts were recorded with
wireless surface EMG electrodes (Myon 320, Myon AG, Schwarzenberg,
Switzerland) at a sampling frequency of 5000 Hz. Joint
kinematics was recorded with the Cybex system at 5000 Hz.
EES parameters, as well as the targeted joint, the angular velocity and the
amplitude of the movement were set depending on subject-specific constraints
(Figure 3a and Supplementary Figure
2). In subject #1, the Cybex system was used to produce flexion
and extension movements of the ankle joint at a frequency of 1.13 Hz and a
range of motion of 30 degrees. These parameters were chosen to be as large
as possible in order to maximize the amount of proprioceptive signals
generated from the targeted muscles while minimizing discomfort. EES
electrodes were configured in order to recruit the targeted muscles. EES was
delivered with frequencies ranging from 5 to 60 Hz, presented in a random
order. The stimulation amplitude was set to induce consistent muscle
responses across the range of tested frequencies, corresponded to 1.25 times
the muscle response threshold. For each condition tested, a minimum of 1
minute of recording was performed. Recording duration was extended to 2
minutes when EES was delivered at 5 Hz. In subject #2 and #3, we could not
find electrode configurations that recruited the targeted muscles without
causing discomfort at the required EES amplitudes and frequencies.
Therefore, we adapted the experiment and targeted the knee joint instead of
the ankle joint. Moreover, we limited the range of tested frequencies.
Specifically, for subject #3 we kept an oscillation frequency of 1.13 Hz,
set a movement range of 60 degrees, and limited the range of EES frequencies
from 10 to 60 Hz. These settings also led to spastic contractions in subject
#2. Consequently, we reduced the movement range and frequency to 50 degrees
and 0.9 Hz, respectively, and limited the range of EES frequencies between
20 and 60 Hz.To quantify the modulation of muscle responses during the passive
movements, we extracted the timing of each EES pulse with the recorded
stimulation artifacts. We then extracted the muscles responses and grouped
them according to the phase of the cyclic movement (n = 10 bins) (Figure 3b). When more than one EES pulse
occurred within a given bin, only the response with highest amplitude was
selected. We bootstrapped the normalized modulation depth median and 95%
confidence interval (Equation
4) by computing the median peak to peak amplitudes
(mP2Ps) of the responses occurred in the different
bins. Normalization was performed in order to account for
frequency-dependent depression of EES-induced muscle responses67–69.
Continuous EES during locomotion on a treadmill
The FLOAT robotic suspension system (Lutz Medical Engineering AG,
Rudlingen, Switzerland) was used to provide the participants with
personalized upward and forward forces to the trunk during locomotion on a
treadmill28,70. EES was delivered through four independent
configurations of electrodes. Each configuration involved one or multiple
anodes and cathodes. We configured these electrode combinations to target
the left and right posterior roots projecting to the L1 and L4 segments. For
this purpose, we searched the electrode configurations that activated
preferentially the iliopsoas and the tibialis anterior. These motor pools
spanned the L1/L2 segments and L4/L5 segments, respectively. The amplitude
and frequency of these four electrode configurations were optimized by
visual inspection of the induced EMG activity and facilitation of kinematics
when subjects were asked to step on the treadmill. Different EES frequencies
and amplitudes were tested to characterize the ability of EES to modulate
the motor output. The order of the tested parameters was randomized. EMG
recordings were performed with wireless surface electrodes (Myon 320, Myon
AG, Schwarzenberg, Switzerland) and recorded at 1000 Hz. Leg kinematics was
recorded using the Vicon motion capture system (Vicon Motion Systems,
Oxford, UK) at 100 Hz. Subjects were allowed to use the handrails of the
treadmill to facilitate their leg movements. Analysis of EMG activity and
kinematics was conducted using methods reported in details previously28.
Electrophysiological recordings of high-frequency low-amplitude
EES
EES was delivered through electrode configurations that were used to
facilitate locomotion. Motor responses to both single pulses and bursts of 4
pulses at 500 Hz were recorded from different lower limb muscles with
wireless surface electrodes at a sampling rate of 5000 Hz (Myon 320, Myon
AG, Schwarzenberg, Switzerland). The responses of the muscle that was
recruited the most were used for the analyses. During the experiment, the
participants were in the supine position.
Experimental Procedures in Rats
Animal husbandry
All procedures and surgeries were approved by the Veterinary Office
of the canton of Geneva in Switzerland, and were in compliance with all
relevant ethical regulations. The experiments were conducted in 9,
11-week-old, female Lewis rats (~220 g body weight) and 4,
11-week-old, Long-Evans rats (~240 g body weight). Rats were housed
separately with a light/dark cycle of 12 hours.
Surgical procedures
Surgical procedures have been described in detail previously2,23. All the interventions were performed in aseptic conditions
and under general anesthesia. Briefly, rats received a severe thoracic (T8)
contusion SCI (250 kdyn) by using a force-controlled spinal cord impactor
(IH-0400 Impactor, Precision Systems and Instrumentation LLC, USA). During
the same surgery, EES electrodes were sutured to the dura overlying the
midline of S1 and L2 spinal segments in Lewis rats, and of L4 and L2 spinal
segments in Long-Evans rats. Electrodes were created by removing a small
part of insulation (~400 µm) from Teflon-coated
stainless-steel wires (AS632, Cooner Wire, USA). A common ground wire
electrode (~1 cm of active site) was placed subcutaneously over the
right shoulder. Finally, bipolar electrodes (same type as used for EES) were
implanted bilaterally in the left and right tibialis anterior muscles to
record the EMG activity.
Assessment of EES induced responses modulated during passive joint
movements
Lewis rats (n=4) were lightly anesthetized (Ketamine: 75 mg/kg
and Xylazine 5 mg/kg, ip) and positioned in a prone position
within a support system that let the hindlimbs hanging freely. The right paw
was secured within a 3D printed pedal connected to a stepper motor
(QSH4218-51-10-049, Trinamic Motion Control GmbH, Waterloohain, Germany). We
used this robotic platform to impose cyclic movements of the ankle with a
fixed amplitude (70 degrees) and frequency (0.54 Hz), while continuous EES
was delivered to evoke responses in the tibialis anterior muscle (Figure 3e). EES was delivered using an
IZ2H Stimulator controlled by a RZ2 BioAmp Processor (Tucker-Davis
Technologies, Alachua, US). EES amplitude was set to approximately 1.2 times
the muscle response threshold. We tested EES frequencies ranging from 5 to
100 Hz, delivered in a random order. EMG activity of the tibialis anterior
was amplified with a PZ3 Low Impedance Amplifier (Tucker-Davis Technologies,
Alachua, US) and recorded with the RZ2 BioAmp Processor at a sampling
frequency of 24414 Hz. Ankle kinematics was record with the
Vicon motion capture system at sampling frequency of 200 Hz. For each tested
EES condition a minimum of 1 minute of recording was performed. To analyze
the modulation of the muscle responses, we used the same procedures that we
adopted in the equivalent experiment carried out in human subjects.We tested the impact of high-frequency low-amplitude EES in 5 Lewis
rats. EES and EMG recordings were performed with the setup used for
assessing the modulation of muscle responses during passive movements. The
muscle response threshold was measured using single pulses of EES that were
delivered at amplitudes close to this threshold, thus allowing to obtain a
precise value. High-frequency bursts were then delivered at amplitudes below
the identified motor response threshold. The aim was to evaluate whether
high-frequency stimulation was able to recruit trans-synaptically
motoneurons at lower amplitudes than single pulses. For each amplitude, we
tested burst frequencies ranging from 100 to 1000 Hz. The duration of each
burst was kept constant at 25 ms. During the experiments, the rats were
held in a resting position with the hindlimbs hanging
freely.Behavioural experiments during locomotion were performed in 4
Long-Evans rats. Following one to two weeks of rehabilitation using
previously described procedures2,23, we evaluated the impact of
different EES frequencies on the modulation of muscle activity and hindlimb
kinematics during bipedal locomotion on a treadmill. Locomotion was recorded
without EES and with EES at frequencies ranging from 20 to 80 Hz, delivered
in a random order. EES amplitude was kept fixed at the optimal value found
during training. For each experimental condition, approximatively 10 gait
cycles or 20 seconds of minimal leg movements were recorded.Hindlimb kinematics was recorded with the Vicon motion capture
system (Vicon Motion Systems, Oxford, UK) at a sampling frequency of 200 Hz.
EMG signals were amplified and filtered online (10–10000 Hz
band-pass) by a Differential AC Amplifier (A-M System, Sequim, US) and
recorded at 2000 kHz with the Vicon system.
Statistics
No statistical methods were used to pre-determine sample sizes but
our sample sizes are similar to those reported in previous publications
using similar experimental procedures 13,15,18,66. Data collection and analysis were not performed blind to the
conditions of the experiments. No data were excluded from the analyses.
Different EES conditions were tested on the same animals or participants,
and thus no control groups were used. In each experiment, the order of the
tested EES conditions was randomized as described in the relevant Methods sections and in the Life Science Reporting
Summary. Data are reported as mean ± standard error of the
mean (SEM.) or median values ± 95% confidence interval (CI.).
Confidence intervals and significance were analyzed using the non-parametric
Wilcoxon rank-sum two-sided test with Bonferroni correction for multiple
comparisons, two-tailed Wald test, the Clopper-Pearson interval based on
Beta distribution method, or a bootstrapping approach based on the Monte
Carlo algorithm resampling scheme (n=10,000 iterations). Linear regression
between step height and EES frequency (Figure
6c) was performed assuming a normal distribution of the residuals
around zero, however this was not formally tested. No other assumptions were
performed.
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