A Mameli1, M A Verheijen1, A J M Mackus1, W M M Kessels1, F Roozeboom1,2. 1. Department of Applied Physics , Eindhoven University of Technology , P.O. Box 513, Eindhoven 5600 MB , The Netherlands. 2. TNO-Holst Centre , High Tech Campus 21 , Eindhoven 5656 AE , The Netherlands.
Abstract
Atomic layer etching (ALE) provides Ångström-level control over material removal and holds potential for addressing the challenges in nanomanufacturing faced by conventional etching techniques. Recent research has led to the development of two main classes of ALE: ion-driven plasma processes yielding anisotropic (or directional) etch profiles and thermally driven processes for isotropic material removal. In this work, we extend the possibilities to obtain isotropic etching by introducing a plasma-based ALE process for ZnO which is radical-driven and utilizes acetylacetone (Hacac) and O2 plasma as reactants. In situ spectroscopic ellipsometry measurements indicate self-limiting half-reactions with etch rates ranging from 0.5 to 1.3 Å/cycle at temperatures between 100 and 250 °C. The ALE process was demonstrated on planar and three-dimensional substrates consisting of a regular array of semiconductor nanowires (NWs) conformally covered using atomic layer deposition of ZnO. Transmission electron microscopy studies conducted on the ZnO-covered NWs before and after ALE proved the isotropic nature and the damage-free characteristics of the process. In situ infrared spectroscopy measurements were used to elucidate the self-limiting nature of the ALE half-reactions and the reaction mechanism. During the Hacac etching reaction that is assumed to produce Zn(acac)2, carbonaceous species adsorbed on the ZnO surface are suggested as the cause of the self-limiting behavior. The subsequent O2 plasma step resets the surface for the next ALE cycle. High etch selectivities (∼80:1) over SiO2 and HfO2 were demonstrated. Preliminary results indicate that the etching process can be extended to other oxides such as Al2O3.
Atomic layer etching (ALE) provides Ångström-level control over material removal and holds potential for addressing the challenges in nanomanufacturing faced by conventional etching techniques. Recent research has led to the development of two main classes of ALE: ion-driven plasma processes yielding anisotropic (or directional) etch profiles and thermally driven processes for isotropic material removal. In this work, we extend the possibilities to obtain isotropic etching by introducing a plasma-based ALE process for ZnO which is radical-driven and utilizes acetylacetone (Hacac) and O2 plasma as reactants. In situ spectroscopic ellipsometry measurements indicate self-limiting half-reactions with etch rates ranging from 0.5 to 1.3 Å/cycle at temperatures between 100 and 250 °C. The ALE process was demonstrated on planar and three-dimensional substrates consisting of a regular array of semiconductor nanowires (NWs) conformally covered using atomic layer deposition of ZnO. Transmission electron microscopy studies conducted on the ZnO-covered NWs before and after ALE proved the isotropic nature and the damage-free characteristics of the process. In situ infrared spectroscopy measurements were used to elucidate the self-limiting nature of the ALE half-reactions and the reaction mechanism. During the Hacac etching reaction that is assumed to produce Zn(acac)2, carbonaceous species adsorbed on the ZnO surface are suggested as the cause of the self-limiting behavior. The subsequent O2 plasma step resets the surface for the next ALE cycle. High etch selectivities (∼80:1) over SiO2 and HfO2 were demonstrated. Preliminary results indicate that the etching process can be extended to other oxides such as Al2O3.
As the smallest features in semiconductor
devices continue shrinking
toward single-digit nanometer dimensions in order to enable ever-higher
performance and cost-effective electronics, techniques for precise
material deposition and/or removal are of paramount importance.[1−4] Aggressive scaling of silicon-based devices has been enabled by
the availability of advanced processing techniques. Here, an example
is the so-called self-aligned multiple patterning that allows to pattern
structures far below the limits of immersion lithography, and it is
currently implemented during flash memory and multigate [fin field-effect
transistor (finFET)] fabrication.[5] Looking
further ahead, atomic-scale processing will become a necessity in
order to enable technological leaps forward such as in the Internet
of Things and artificial intelligence.[6] For example, the development of advanced computing methods such
as neuromorphic and quantum computing requires to process atomically
thin and other exotic materials into complex architectures.[7−9] Here, precise deposition and etching techniques are imperative to
create and manipulate low-dimensional structures such as two-dimensional
materials, nanowire (NW) arrays, or quantum dots into functional device
structures.[6]In the past decades,
atomic layer deposition (ALD) has become an
established technique to provide unparalleled control over thin-film
deposition, even on the high-aspect ratio structures that are increasingly
used in the semiconductor industry. On the other hand, its etching
counterpart, that is, atomic layer etching (ALE), is only recently
emerging as an enabling technique for advanced etch applications.
ALE is still in its infancy, and further advancement in this research
field will be necessary to expand the capabilities and the toolbox of atomic-scale processing.[5] In ALE, atomic-scale control during material removal is achieved
through the use of alternated and self-limiting half-reactions that
are interleaved by purge steps. Because of this characteristic, ALE
allows to achieve Ångström-level control, high uniformity,
and extreme pattern fidelity over material removal.[10−14]ALE is usually classified into two categories:
anisotropic (directional)
and isotropic etching, depending on the targeted application. Of these, anisotropic ALE is being largely investigated as it holds
promise for pattern transferring, etching of sacrificial layers during
self-aligned multiple patterning, and patterning of gate spacers during
finFET fabrication.[13,15−17] On the other
hand, with the increasing number of complex three-dimensional (3D)
structures that are created for device fabrication, the need for isotropic ALE is getting increasing attention. Isotropic
ALE is deemed essential for patterning of the gate spacer in future
gate-all-around FETs where highly selective and conformal material
removal is required.[18] Moreover, isotropic
ALE has been proposed for achieving high-resolution nanoimprint lithography[19] and lateral etching in 3D-NAND flash memories
fabrication.[20] ALE has also great potential
in replacing wet etching processes where the liquid etchants with
their critical surface tensions may cause capillary effects that make
nanometer-sized patterns collapse.[20] Furthermore,
ALE may also find applications in fine-tuning the transport properties
of NW–metal contacts by nanoscale removal of the native semiconductor
material at the edge of the nanocontact.[21]Anisotropic ALE is generally associated with plasma-based
processing.
Here, the ionic component of a plasma is harnessed to provide directionality.
This is typically achieved by applying an external bias voltage to
the substrate table, during the plasma-based half-reaction. Because
of the negative bias voltage applied, ions are accelerated in the
plasma sheath and thus impinge normally to the surface (ion-driven
plasma-based reaction).[22] During the first
half-reaction (A), the surface of the target material is modified
in a self-limiting manner by the exposure to a reagent. In the second
half-reaction (B), the modified material is removed by means of ion-driven
plasma-based reactions. Provided the ion energy is below the sputtering
threshold, only subsurface bonds are broken and volatile products
are released from the surface of the target material.[10,11,13,14,23,24]On the
other hand, isotropic ALE is achieved by employing nondirectional
species in both half-reactions. Recently, George and co-workers introduced
thermal ALE, where sequential and self-limiting thermochemical (i.e.,
without the use of plasma species) half-reactions are alternated in
a cyclic fashion.[2,12,25−28] During half-reaction A, the surface of the target material is modified
in a self-limiting manner by the exposure to a reagent and subsequently
removed by means of a suitable “coreactant” in the half-reaction
B.Isotropic ALE can also be carried out by using a plasma-based
process,
as long as the plasma is operated in a regime that harnesses the isotropic
nature of reactive plasma radicals. In contrast to ions which are
charged and are accelerated over the plasma sheath, neutral radical
species diffuse toward the surface, therefore initiating isotropic
surface reactions (radical-driven plasma-based reaction). This regime,
which will be the focus of this work, has been less explored for ALE.[18,29,30]The possibilities for achieving
ALE are manifold, and different
processing steps could also be combined (e.g., ion-driven reactions,
neutral beams, radical-driven reactions, thermochemical reactions,
annealing steps, etc.)[2,6−9,13,14,20−28] to achieve the required etch profile, etch selectivity, and process
compatibility. Figure illustrates some of the possible ALE approaches which are categorized
by the following:
Figure 1
Schematic overview of
several approaches for ALE categorized into
anisotropic and plasma-based; isotropic and plasma-based; and isotropic
and purely thermally driven. Anisotropic ALE can be obtained by employing
(a) plasma radical-driven reaction to modify the material surface
(half-reaction A) and plasma-generated ions or neutral beams to directionally
remove the modified layer (B); (b) thermochemical reaction to modify
the material surface (A) and plasma-generated ions or neutral beams
to directionally remove the modified layer (B). Isotropic ALE can
be obtained using (c) thermochemical reaction to remove the material,
while surface modification takes place (A), and a radical-driven plasma
step to reset the surface (B); (d) plasma radical-driven reaction
to modify the material surface (A) and a thermal annealing step to
desorb the modified layer (B); (e) thermochemical reaction to modify
the surface (A) and a second thermochemical reaction to remove the
modified surface layer (B); or (f) thermochemical reaction to modify
the surface (A) and a thermal annealing step to desorb the modified
layer (B). Examples of the approaches are given in refs (11, 13, 14) for (a);
ref (24) for (b); this
work for (c); refs (18, 20, 31) for (d);
refs (13, 16) for (e); and ref (32) for (f).
the resulting etch profile: anisotropic
or isotropic, andthe employed surface reactions: plasma-based
or purely thermally driven.Schematic overview of
several approaches for ALE categorized into
anisotropic and plasma-based; isotropic and plasma-based; and isotropic
and purely thermally driven. Anisotropic ALE can be obtained by employing
(a) plasma radical-driven reaction to modify the material surface
(half-reaction A) and plasma-generated ions or neutral beams to directionally
remove the modified layer (B); (b) thermochemical reaction to modify
the material surface (A) and plasma-generated ions or neutral beams
to directionally remove the modified layer (B). Isotropic ALE can
be obtained using (c) thermochemical reaction to remove the material,
while surface modification takes place (A), and a radical-driven plasma
step to reset the surface (B); (d) plasma radical-driven reaction
to modify the material surface (A) and a thermal annealing step to
desorb the modified layer (B); (e) thermochemical reaction to modify
the surface (A) and a second thermochemical reaction to remove the
modified surface layer (B); or (f) thermochemical reaction to modify
the surface (A) and a thermal annealing step to desorb the modified
layer (B). Examples of the approaches are given in refs (11, 13, 14) for (a);
ref (24) for (b); this
work for (c); refs (18, 20, 31) for (d);
refs (13, 16) for (e); and ref (32) for (f).In this work, we introduce a novel approach for isotropic
ALE by
combining a thermochemical half-reaction with a plasma radical-driven
half-reaction (see Figure c). In particular, a thermochemical reaction (half-reaction
A) that employs acetylacetone (Hacac) is used to remove the material.
This reaction appears to be self-terminating because of the formation
of a carbonaceous surface layer that inhibits further etching. Next,
a radical-driven O2 plasma pulse (half-reaction B) is used
to restore the surface for the next ALE cycle. The process concept
is inspired by the use of Sn(acac)2 in thermal ALE[2,26,33] and β-diketones in organic
vapor-phase etching.[34−39]ALD-grown polycrystalline ZnO layers were chosen for demonstrating
the feasibility of our process. This plasma-based ALE process can
serve as an alternative approach to thermal ALE of ZnO using trimethylaluminum
(TMA) and fluorine-based chemistry, which was recently conducted on
planar substrates by Zywotko et al.[27]We observed that alternating dosage of Hacac and O2 plasma
led to a reproducible etch per cycle (EPC) of 1.3 Å. Furthermore,
the isotropic nature of the ALE process presented in this work was
demonstrated by etching ZnO that was predeposited on an array of vertical
NWs. A reaction mechanism is proposed on the basis of in situ Fourier
transform infrared (FTIR) measurements. Finally, we discuss the possibility
of extending this process to other oxide films, such as Al2O3, and show high etch selectivities (∼80:1) over
SiO2 and HfO2.
Experimental
Section
ZnO Preparation by ALD
ZnO thin films were deposited
on 2 × 2 cm2 c-Si wafer coupons using ALD in an OpAL
reactor from Oxford Instruments equipped with a 200 mm substrate table.
Diethylzinc (DEZ) and water (H2O) were employed as the
precursor and the coreactant, respectively, at a substrate temperature
of 250 °C. The recipe consisted of 40 ms of DEZ and 100 ms of
H2O exposure interleaved by 5 s argon purges. The same
recipe was also employed to deposit conformal layers of ZnO on substrates
with GaP NWs, having a 7% Ge-doped Si (Si/Ge) shell.From separate
studies on the bare NWs, it is known that these wires exhibit atomically
flat sidewall facets, making them an excellent substrate for etch
profile studies.[40] The temperature was
150 °C during the deposition on the NW samples.
ALE Process
of ZnO
The etching experiments were carried
out in an Oxford Instruments FlexAL reactor, equipped with a remote
inductively coupled plasma (ICP) source (13.56 MHz), a 200 mm substrate
table, a turbomolecular pump, and a loadlock. Prior to all etching
experiments, the samples were subjected to a 3 min O2 plasma
cleaning step at a pressure of ∼10 mTorr and a power of 200
W.Hacac (≥99% ReagentPlus; CAS 123-54-6) from Sigma-Aldrich
was employed without further purification. Hacac was kept at room
temperature in a stainless-steel container and vapor-drawn into the
chamber using multiple pulses of 2 s each and a 1 s hold step (∼400
mTorr), interleaved by 5 s long intermittent Ar purges (300 sccm).
The ALE cycle was completed by a 5 s O2 plasma step at
a pressure of ∼10 mTorr (stabilized by a preliminary 3 s O2 flow in conjunction with a butterfly valve before the turbopump)
and an ICP power of 200 W, followed by a separate 5 s Ar purge (100
sccm). For a schematic of the cycle, see the Supporting Information (Figure S1). The etching experiments
were conducted at substrate temperatures of 100, 150, 200, or 250
°C.
Analytical Methods
In situ and ex situ spectroscopic
ellipsometry (SE) was performed using a J.A. Woollam M2000D ellipsometer.
A Cauchy parameterization was used to model the ψ- and δ-values
measured by SE. X-ray photoelectron spectroscopy measurements were
carried out using a K-Alpha system from ThermoFisher Scientific. To
study the resulting etch profile of this ALE process, an array of
NWs were covered with ZnO layers using ALD (see above). Part of this
array was subjected to the ALE process and compared with nonetched
NW samples using transmission electron microscopy (TEM). Several NWs
were taken and analyzed using TEM to determine the ZnO thickness before
and after ALE. The TEM measurements were conducted in high-angle annular
dark-field (HAADF)–scanning TEM (STEM) and high-resolution
TEM modes using a probe-corrected TEM system (JEOL JEM ARM 200F).
The ZnO thickness was measured at distinct regions separated by 1
μm along the length of each NW sample using ImageJ software.[41] Twenty thickness measurements were taken at
each region and averaged to account for the ZnO surface roughness.In situ FTIR transmission spectroscopy experiments were carried
out in a home-built ALD setup (which is similar to the reactor used
for the ALE experiments), using a Bruker Vector FTIR spectrometer
with a mid-infrared light source (Globar ≈ 10 000–50
cm–1) and a liquid N2-cooled mercurycadmium telluride detector with a spectral range of 12 000–550
cm–1. FTIR measurements were performed on ZnO nanopowder
(<100 nm particle size) that was pellet-pressed on a tungsten mesh.
The powder was heated to 150 °C by passing a current through
the mesh. The reaction chamber was pressurized with Hacac vapor and
held at a constant pressure of ∼1 Torr for 30 s to ensure adsorption
of Hacac on the powder. The pressure during the plasma step was ∼10
mTorr.
Results and Discussion
ZnO ALE on Planar Substrates
The etching behavior was
investigated using in situ SE by monitoring the ZnO film thickness
upon exposure to three different pulse sequences: (1) alternated pulses
of Hacac and O2 gas, (2) alternated pulses of Hacac and
O2 plasma, and (3) multiple pulses of only O2 plasma. The O2 gas pulses in sequence 1 were included
to keep the cycle time constant and as a control experiment to assess
whether the O2 plasma is necessary to achieve etching. Figure shows the ZnO thickness
variation for pulse sequences 1, 2, and 3 for a process temperature
of 250 °C. Pulsing sequences 1 and 3 resulted in no significant
ZnO thickness change (Figure a,c), whereas sequence 2 induced a linear thickness decrease
(Figure b). An EPC
value of 1.31 ± 0.08 Å was calculated by linear regression
of the data shown in Figure b. These results demonstrate the unique synergy of the alternated
dosing of Hacac and O2 plasma (sequence 2) that is required
to achieve ZnO etching, whereas no significant ZnO etching is observed
when dosing only one of the two reactants. Looking in more detail
at sequence 1 in Figure a, we note that upon exposure to Hacac an apparent thickness increase
of ∼2 Å was detected after the first 10 cycles, whereas
the thickness decreases slightly afterward. This apparent thickness
increase can be attributed to the adsorption of Hacac molecules onto
the ZnO surface, similarly to what has been observed on Al2O3 substrates for the ABC-type area-selective ALD of SiO2.[42] The subsequent thickness decrease
might be due to partial decomposition of acac species on the ZnO surface
as will be discussed below. Note that the measured thickness does
not decrease below the starting ZnO thickness during sequence 1.
Figure 2
ZnO thickness
evolution as a function of the number of cycles for
(a) sequence 1: Hacac and O2 gas (circles); (b) sequence
2: Hacac and O2 plasma (squares); and (c) sequence 3: only
O2 plasma pulses (diamonds). Significant ZnO thickness
decrease was observed only for sequence 2. All of the experiments
were carried out at a temperature of 250 °C.
ZnO thickness
evolution as a function of the number of cycles for
(a) sequence 1: Hacac and O2 gas (circles); (b) sequence
2: Hacac and O2 plasma (squares); and (c) sequence 3: only
O2 plasma pulses (diamonds). Significant ZnO thickness
decrease was observed only for sequence 2. All of the experiments
were carried out at a temperature of 250 °C.To investigate the self-limiting nature of the ALE half-reactions,
in situ SE was used to measure the EPC at a fixed exposure time of
the first half-reaction, while varying the exposure time of the second
half-reaction and vice versa. Figure a,b shows the measured EPC values as a function of
the Hacac and O2 plasma exposures, respectively. The EPC
as a function of the Hacac exposure was observed to saturate at a
value of 1.31 ± 0.08 Å for a total Hacac exposure time of
27 s (including the hold steps as described in the Experimental Section). The EPC as a function of the O2 plasma exposure time shows saturation already after 2 s.
Longer O2 plasma exposures result in EPC values that lie
within the error range. Taken together, these data demonstrate the
self-limiting nature of the two half-reactions employed.
Figure 3
(a) EPC as
a function of the Hacac exposure time for a fixed O2 plasma
step of 5 s. Saturation (self-limiting behavior) was
reached for a total Hacac exposure of 27 s, resulting in an EPC of
1.31 Å/cycle. (b) EPC as a function of the O2 plasma
exposure time for a fixed Hacac dose of 27 s. A saturated EPC value
was measured for all the investigated O2 plasma exposure
times (≥2 s). The processing temperature was 250 °C. The
dashed lines serve as a guide to the eye.
(a) EPC as
a function of the Hacac exposure time for a fixed O2 plasma
step of 5 s. Saturation (self-limiting behavior) was
reached for a total Hacac exposure of 27 s, resulting in an EPC of
1.31 Å/cycle. (b) EPC as a function of the O2 plasma
exposure time for a fixed Hacac dose of 27 s. A saturated EPC value
was measured for all the investigated O2 plasma exposure
times (≥2 s). The processing temperature was 250 °C. The
dashed lines serve as a guide to the eye.Figure displays
the ZnO thickness as a function of the number of ALE cycles for temperatures
in a range of 100–250 °C. The ZnO thickness was found
to decrease linearly with the number of ALE cycles for each temperature,
in line with a layer-by-layer etching mechanism. The EPCs were determined
to be 0.54 ± 0.05, 0.97 ± 0.07, 1.25 ± 0.08, and 1.31
± 0.08 Å for processing temperatures of 100, 150, 200, and
250 °C, respectively.
Figure 4
ZnO thickness as a function of the number of
ALE cycles for temperatures
between 100 and 250 °C, as measured by in situ SE.
ZnO thickness as a function of the number of
ALE cycles for temperatures
between 100 and 250 °C, as measured by in situ SE.The surface of the ZnO thin films, before and after
ALE, was investigated
by ex situ XPS to check for possible stoichiometry alterations and
for the presence of surface contamination (see the Supporting Information, Table S1). The stoichiometry, as in
the ratio Zn/O, was found to be preserved over 100 ALE cycles. A comparable
amount of carbon (12–13 at. %) was measured on both surfaces,
which can be attributed to the adsorption of adventitious carbon on
the sample upon exposure to atmosphere.
ZnO ALE on 3D Substrates
The ALE process was also tested
on a 3D substrate consisting of a regular array of vertical NWs (see
the Supporting Information, Figure S2),
conformally covered with a 60 ± 2 nm thick polycrystalline ZnO
layer. The NWs were then subjected to 120 cycles of the ALE process
at 250 °C. Figure a,b shows the TEM images of a pair of 7 μm long NWs, one before
and one after ALE. For each of those NWs, high-magnification STEM
images were acquired every 1 μm along the length of the NW.
For the complete set of STEM images, see the Supporting Information (Figure S3).
Figure 5
Low-magnification HAADF–STEM image
of a ZnO-covered NW together
with high-magnification images of the top, center, and bottom regions
(a) before and (b) after ALE. (c) Averaged ZnO thicknesses as measured
every micrometer along the NWs before and after ALE. The standard
deviation of the measurements is taken as the error. (d) High-magnification
TEM image of the ZnO layer after the ALE process. Lattice fringes
are observable up to the top surface, indicating that no surface amorphization
occurs during the ALE process.
Low-magnification HAADF–STEM image
of a ZnO-covered NW together
with high-magnification images of the top, center, and bottom regions
(a) before and (b) after ALE. (c) Averaged ZnO thicknesses as measured
every micrometer along the NWs before and after ALE. The standard
deviation of the measurements is taken as the error. (d) High-magnification
TEM image of the ZnO layer after the ALE process. Lattice fringes
are observable up to the top surface, indicating that no surface amorphization
occurs during the ALE process.Figure a,b
also
displays high-magnification STEM images recorded at the top, center,
and bottom regions of each NW. STEM images of an extra independent
pair of NWs from the same array, before and after ALE, are shown in
the Supporting Information (Figure S4),
together with the measured ZnO thicknesses.The STEM images
reveal a decrease in ZnO thickness after the ALE
process. The film thickness reduction (15 ± 2 nm) is comparable
at all regions of the NW, as depicted in Figure c. From the STEM-measured thickness differences
(before and after ALE), an averaged EPC of 1.3 ± 0.2 Å was
obtained across the full length of the NW. This EPC value is in excellent
agreement with the EPC measured by in situ SE (i.e., 1.31 Å/cycle).
The result clearly demonstrates the accurate etch control and the
isotropic nature of the ALE process. Figure d shows a high-resolution TEM image of the
top ZnO layers after the ALE process. Lattice fringes are visible
up to the top surface layer, demonstrating that the ZnO surface retains
its crystallinity upon ALE.[43] This result
indicates that no significant damage or amorphization occurs during
the ALE process. The observed isotropic etch profile and the fact
that the ZnO surface is not damaged or amorphized are in line with
a negligible role of ions in the ALE mechanism, illustrating that
the O2 plasma ALE half-reaction is predominantly driven
by radicals. Indeed, for the employed plasma conditions described
in the Experimental Section (ALE process of
ZnO), ion energies of only ∼20 eV can be expected,[44] which makes sputtering of ZnO through ion-induced
collisions unlikely.
Proposed Reaction Mechanism
In situ
FTIR spectroscopy
was used to elucidate the self-limiting behavior of the ALE process. Figure a,b shows the FTIR
spectra after three consecutive Hacac or O2 plasma exposures
on the pellet-pressed ZnO powder at a temperature of 150 °C.
After the first Hacac dose, adsorption of Hacac is shown by the appearance
of positive peaks between 900 and 1600 cm–1 (Figure a). These peaks can
be assigned to acac species bonded to Zn2+ sites.[45−47] Most likely, Hacac adsorbs through a proton-transfer reaction.[42]
Figure 6
Difference infrared spectra for three consecutive exposures
of
(a) Hacac and (b) O2 plasma on ZnO powder at 150 °C.
The reference spectrum for the Hacac doses was the bare ZnO powder.
For the O2 plasma pulses, the spectra were referenced to
the preceding Hacac exposure (third Hacac dose); therefore, the removal
of species shows up as negative peaks. The spectrum baselines have
been equally shifted for clarity. (c) Difference spectrum between
the third Hacac dose and the 15 min O2 plasma exposure,
indicating the presence of residual acac species on the ZnO surface.
Peak assignment, after ref (47): 1 ν(C=O); 2 ν(C=C) + ν(C=O),
ν(C=O) + δ(C–H); 3 δ(C–H) +
δ(CH3); 4 ν(C–C) + ν(C–CH3); 5 δ(CH3); 6 δ(C–CH3)+ ν(C=O), where ν and δ indicate stretching
and bending, respectively.
Difference infrared spectra for three consecutive exposures
of
(a) Hacac and (b) O2 plasma on ZnO powder at 150 °C.
The reference spectrum for the Hacac doses was the bare ZnO powder.
For the O2 plasma pulses, the spectra were referenced to
the preceding Hacac exposure (third Hacac dose); therefore, the removal
of species shows up as negative peaks. The spectrum baselines have
been equally shifted for clarity. (c) Difference spectrum between
the third Hacac dose and the 15 min O2 plasma exposure,
indicating the presence of residual acac species on the ZnO surface.
Peak assignment, after ref (47): 1 ν(C=O); 2 ν(C=C) + ν(C=O),
ν(C=O) + δ(C–H); 3 δ(C–H) +
δ(CH3); 4 ν(C–C) + ν(C–CH3); 5 δ(CH3); 6 δ(C–CH3)+ ν(C=O), where ν and δ indicate stretching
and bending, respectively.Figure a
shows
that the peak intensities remain constant after the first exposure,
indicating saturation behavior for the Hacac adsorption on ZnO. The
ZnO stretching modes (∼480 cm–1) fall outside
the detection range of the setup and could not be monitored during
the in situ measurements. Figure b reveals that upon O2 plasma exposure,
acac species are removed from the ZnO surface. In this case, the spectra
are referenced to the preceding Hacac exposure (third Hacac dose);
therefore, the same absorption features show up as negative peaks,
pointing at the removal of acac species from the surface. The removal
most likely takes place through combustion reactions. Prolonged O2 plasma exposure caused a slight increase in the absorbance
of the negative peaks, indicating further acac-species elimination.
However, Figure c
shows that complete removal is not achieved. This is probably due
to the high surface area and complex topography of the ZnO powder
that hamper the plasma reactions in the “bulk” of the
powder.The in situ FTIR data can be used to propose a reaction
mechanism
and hence an explanation for the self-limiting nature of the ALE process.
As schematically depicted in Figure , volatile Zn(acac)2 is assumed to be the
etching product of the first half-reaction (A), that is, ZnO starts
to be etched. At the same time, the FTIR data in Figure a indicate that during this
etching reaction, stable surface acac species build up on the ZnO
surface. It can be speculated that acac-species binding in a chelate
configuration (the two oxygen atoms of the same Hacac binding to the
same Zn atom) can lead to the formation of volatile Zn(acac)2 upon further reaction with another Hacac molecule (see reaction
pathway 1, Figure S5). On the contrary,
acac species adsorbed in a bidentate configuration (the two oxygen
atoms of the same Hacac binding to neighboring Zn atoms at the surface)
cannot form a volatile product (see reaction pathway 2, Figure S5). The bidental acac surface species
can remain stable on the surface (and account for the surface acac
species observed by FTIR, Figure a), or they may partially decompose into hydrocarbon
fragments. These inhibiting species remaining after half-reaction
A constitute a carbonaceous layer that effectively blocks continuous
etching of ZnO, which explains the self-limiting nature of the process.
Similar conclusions were also drawn by Lee et al. for the thermal
ALE of AlF3 using Sn(acac)2 and hydrogen fluoride
(HF).[12] They also ascribe the self-limiting
etching of AlF3 to the presence of acac-containing surface
species that inhibit the main etching reaction. In addition, Helms
et al. have proposed that part of the Hacac may decompose on the metaloxide surfaces and form a carbonaceous layer that can also contribute
to inhibiting the etching reaction.[48]
Figure 7
Schematic
of the proposed reaction mechanism for ALE of ZnO. During
half-reaction A, volatile Zn(acac)2 is assumed to form
from Hacac and ZnO, while leaving residual acac species and other
possible carbonaceous fragments. During half-reaction B, an O2 plasma combusts the carbonaceous surface species and resets
the ZnO surface for the next cycle.
Schematic
of the proposed reaction mechanism for ALE of ZnO. During
half-reaction A, volatile Zn(acac)2 is assumed to form
from Hacac and ZnO, while leaving residual acac species and other
possible carbonaceous fragments. During half-reaction B, an O2 plasma combusts the carbonaceous surface species and resets
the ZnO surface for the next cycle.In the second half-reaction (B), acac groups and/or related
carbonaceous
inhibiting species are removed from the ZnO surface by the O2 plasma step, as corroborated by the FTIR data in Figure b. Therefore, the role of the
O2 plasma may be primarily to remove the carbonaceous inhibiting
layer that is formed during the half-reaction A, thereby allowing
etching in a cyclic fashion.
Extension to Other Materials and Etch Selectivity
The
possibilities of extending this ALE process to other materials were
also explored. To this end, substrates with ALD-prepared ZnO, HfO2, and Al2O3 thin films and a 90 nm thermally
grown SiO2 layer were subjected to 120 cycles of the ALE
process at a temperature of 250 °C within the same run. Their
thicknesses were measured by ex situ SE, before and after ALE. Virtually,
no thickness reduction (∼0.2 nm) was observed for SiO2 and HfO2, whereas a decrease in the thickness of 1.8
nm was observed for Al2O3 and ∼16.0 nm
for ZnO. These results translate into high etch selectivities (∼80:1)
for ZnO over SiO2 and HfO2 at 250 °C.The absence of SiO2 etching can be explained by density
functional theory simulations that we performed for the chemisorption
reaction of Hacac on SiO2.[42] On this surface, the Hacac chemisorption was found to be thermodynamically
unfavorable; therefore, SiO2 etching was not expected.
The etching of HfO2, on which Hacac does adsorb,[42] would require the formation of Hf(acac)4, which we believe is unlikely on a surface because of steric
reasons.On Al2O3, the measured thickness
difference
translates into a formal EPC value of 0.15 Å. Similar EPC values
between 0.14 and 0.61 Å (at 150 and 250 °C, respectively)
have been reported for the thermal ALE of Al2O3 using Sn(acac)2 and HF.[3] Our
results indicate that the ALE process introduced in this work may
be explored and optimized (temperature, dosing time, etc.) to enable
the etching of materials other than ZnO.Considering the proposed
reaction mechanism (Figure ), it can be inferred that metal oxides that
coordinate up to three acac– ligands may be etched
using this process. As described by George et al., Al2O3, Sc2O3, Fe2O3, Ga2O3, and Co2O3 can
all form volatile compounds with Hacac having vapor pressures ranging
from 1 to 4 Torr at 150 °C.[2,49] Therefore, it should
be possible to achieve etching of these materials. Conversely, no
etching should be expected in the case of metal oxides in which the
metal cation is in the 4+ oxidation state.
Merits and
Opportunities Provided by the Approach
When
comparing the plasma-based ALE process presented in this work with
the complementary thermal ALE process of ZnO using TMA and HF,[27] several differences can be highlighted. Although
the thermal ALE process was reported to leave residual Al and F impurities
on the ZnO surface,[27] this plasma-based
ALE approach shows no significant surface contamination, thereby suggesting
a cleaner etching chemistry. In the case of thermal ALE, no ZnO etching
was observed for temperatures below 220 °C; conversely, the plasma-based
ALE can be used to etch ZnO at temperatures as low as 100 °C.
Furthermore, the two ALE processes allow for different and complementary
etch selectivities, thereby expanding the possibilities of ALE. For
example, the thermal ALE process, using TMA and HF, can be used to
achieve etching of ZnO, Al2O3, SiO2, and HfO2.[27,50,51] Conversely, the plasma-based ALE process, using Hacac and O2 plasma, can be used to etch ZnO and Al2O3, with high etch selectivities over SiO2 and HfO2. This complementary difference in etch selectivity represents a
valuable addition to the isotropic ALE toolbox.In addition,
the versatility of a plasma reactant can be used to tune the same
etching chemistry from an isotropic to an anisotropic mode by carefully
adjusting the plasma conditions.[29] During
the plasma step, an external bias voltage can be applied to the substrate
to provide directionality, if required. Alternatively, the ALE process
can be extended by introducing a third step, consisting of a separate
anisotropic plasma.Finally, the use of different plasma chemistries
can pave the way
to the processing of other materials than oxides, for example, nitrides,
sulfides, and so forth.
Conclusions
A novel isotropic plasma-based
approach for the ALE of ZnO was
demonstrated. This process employs alternating exposures of the ZnO
surface to Hacac and O2 plasma. The self-limiting behavior
was verified for both half-reactions using in situ SE measurements.
Furthermore, the isotropic nature of this process was established
by carrying out ALE on a ZnO-covered 3D nanostructured substrate consisting
of a vertical NW array. Controlled and uniform decrease of the ZnO
film thickness across the entire NW length was demonstrated. Damage-free
(no amorphization) ALE was corroborated by showing that the uppermost
ZnO layers remained crystalline after 120 cycles.A reaction
mechanism was proposed for the ZnO ALE process in which
Hacac is assumed to produce volatile Zn(acac)2. In addition,
the Hacac pulse also results in acac species adsorbed on the ZnO surface
and possibly other carbonaceous species that quench the etching reaction.
The O2 plasma coreactant removes the adsorbed organic species
and resets the ZnO surface, allowing for subsequent etching in the
next cycle. Furthermore, etching of Al2O3 and
a high etch selectivity (∼80:1) over SiO2 and HfO2 were demonstrated.When compared to isotropic thermal
ALE processes in the literature,
the isotropic plasma-based ALE process presented in this work exhibits
different etch selectivities and a wider temperature window. Therefore,
we believe that this novel plasma-based approach will provide additional
pathways for achieving isotropic ALE and holds potential for future
applications involving high surface area and complex 3D structures
for which Ångström-level control over material removal
is imperative.
Authors: Alex M Lord; Quentin M Ramasse; Despoina M Kepaptsoglou; Jonathan E Evans; Philip R Davies; Michael B Ward; Steve P Wilks Journal: Nano Lett Date: 2017-01-03 Impact factor: 11.189
Authors: Håkon Ikaros T Hauge; Sonia Conesa-Boj; Marcel A Verheijen; Sebastian Koelling; Erik P A M Bakkers Journal: Nano Lett Date: 2016-12-27 Impact factor: 11.189
Authors: Lingyu Kong; Yi Song; Jeong Dong Kim; Lan Yu; Daniel Wasserman; Wai Kin Chim; Sing Yang Chiam; Xiuling Li Journal: ACS Nano Date: 2017-09-29 Impact factor: 15.881
Authors: Alfredo Mameli; Marc J M Merkx; Bora Karasulu; Fred Roozeboom; Wilhelmus Erwin M M Kessels; Adriaan J M Mackus Journal: ACS Nano Date: 2017-09-07 Impact factor: 15.881
Authors: Suresh Kondati Natarajan; Michael Nolan; Patrick Theofanis; Charles Mokhtarzadeh; Scott B Clendenning Journal: ACS Appl Mater Interfaces Date: 2020-07-28 Impact factor: 9.229