Daniel S O'Neil1, Nancy L Keating1, Jean Marie V Dusengimana1, Vedaste Hategekimana1, Aline Umwizera1, Tharcisse Mpunga1, Lawrence N Shulman1, Lydia E Pace1. 1. Daniel S. O'Neil, Columbia University Medical Center, New York, NY; Nancy L. Keating and Lydia E. Pace, Brigham and Women's Hospital and Harvard Medical School, Boston, MA; Jean Marie V. Dusengimana, Partners in Health/Inshuti Mu Buzima, Rwinkwavu; Vedaste Hategekimana, Aline Umwizera, and Tharcisse Mpunga, Ministry of Health, Kigali, Rwanda; Lawrence N. Shulman, Abramson Cancer Center, University of Pennsylvania, Philadelphia, PA.
Abstract
PURPOSE: As breast cancer incidence and mortality rise in sub-Saharan Africa, it is critical to identify strategies for delivery of high-quality breast cancer care in settings with limited resources and few oncology specialists. We investigated the quality of treatments received by a cohort of patients with breast cancer at Butaro Cancer Center of Excellence (BCCOE), Rwanda's first public cancer center. PATIENTS AND METHODS: We reviewed medical records of all female patients diagnosed with invasive breast cancer at BCCOE between July 2012 and December 2013. We evaluated the provision of chemotherapy, endocrine therapy, surgery, and chemotherapy dose densities. We also applied modified international quality metrics and estimated overall survival using interval-censored analysis. RESULTS: Among 150 patients, 28 presented with early-stage, 64 with locally advanced, and 53 with metastatic disease. Among potentially curable patients (ie, those with early-stage or locally advanced disease), 74% received at least four cycles of chemotherapy and 63% received surgery. Among hormone receptor-positive patients, 83% received endocrine therapy within 1 year of diagnosis. Fifty-seven percent of potentially curable patients completed surgery and chemotherapy and initiated endocrine therapy if indicated within 1 year of biopsy. Radiotherapy was not available. At the end of follow-up, 62% of potentially curable patients were alive, 24% were dead, and 14% were lost to follow-up. CONCLUSION: Appropriate delivery of chemotherapy and endocrine therapy for breast cancer is possible in rural sub-Saharan African even without oncologists based on site. Performing timely surgery and ensuring treatment completion were key challenges after the opening of BCCOE. Further investigation should examine persistent quality gaps and the relationship between treatment quality and survival.
PURPOSE: As breast cancer incidence and mortality rise in sub-Saharan Africa, it is critical to identify strategies for delivery of high-quality breast cancer care in settings with limited resources and few oncology specialists. We investigated the quality of treatments received by a cohort of patients with breast cancer at Butaro Cancer Center of Excellence (BCCOE), Rwanda's first public cancer center. PATIENTS AND METHODS: We reviewed medical records of all female patients diagnosed with invasive breast cancer at BCCOE between July 2012 and December 2013. We evaluated the provision of chemotherapy, endocrine therapy, surgery, and chemotherapy dose densities. We also applied modified international quality metrics and estimated overall survival using interval-censored analysis. RESULTS: Among 150 patients, 28 presented with early-stage, 64 with locally advanced, and 53 with metastatic disease. Among potentially curable patients (ie, those with early-stage or locally advanced disease), 74% received at least four cycles of chemotherapy and 63% received surgery. Among hormone receptor-positive patients, 83% received endocrine therapy within 1 year of diagnosis. Fifty-seven percent of potentially curable patients completed surgery and chemotherapy and initiated endocrine therapy if indicated within 1 year of biopsy. Radiotherapy was not available. At the end of follow-up, 62% of potentially curable patients were alive, 24% were dead, and 14% were lost to follow-up. CONCLUSION: Appropriate delivery of chemotherapy and endocrine therapy for breast cancer is possible in rural sub-Saharan African even without oncologists based on site. Performing timely surgery and ensuring treatment completion were key challenges after the opening of BCCOE. Further investigation should examine persistent quality gaps and the relationship between treatment quality and survival.
Breast cancer incidence and mortality are increasing in low- and middle-income
countries (LMICs). In sub-Saharan Africa, incidence has risen by approximately 30%
in the past two decades.[1] With
advanced presentations and limited access to high-quality treatment, breast cancer
outcomes in LMICs, including sub-Saharan Africa, are far inferior to outcomes in the
United States.[2]There are few studies examining the quality of breast cancer care in sub-Saharan
Africa, but significant barriers to effective care clearly exist. Women typically
present with advanced cancers.[3-5] Pathology services are sparse and
sometimes of low quality.[6] Access
to mastectomy can be limited; chemotherapy is underused and often
incomplete.[7-11] More than half of African
countries have no radiotherapy capacity.[12] Patients often travel far from home for care or cannot
afford indicated treatment.[13-15]Successful strategies for management of breast cancer in sub-Saharan Africa are
urgently needed. The Butaro Cancer Center of Excellence (BCCOE) in Rwanda is one
facility using an innovative model to address some of these challenges. BCCOE was
established by the Rwandan Ministry of Health in collaboration with the
international nongovernmental organization Partners in Health and with Dana-Farber
Cancer Institute (Boston, MA). BCCOE opened in July 2012 within a rural district
hospital and serves as the primary center for the Rwandan public cancer care system.
Most care is provided by local and international generalists, internists, and
pediatricians using evidence-based and contextually relevant protocols. Remotely
based oncologists provide support via teleconferences and e-mail. Specialized
nursing and pharmacy services are provided by the local Ministry of Health staff
(with additional training) as well as by international volunteers. Rwanda has a
national health insurance program with sliding-scale fees, and cancer treatment at
Butaro is additionally subsidized through philanthropic support. Patients do not pay
for chemotherapy or other cancer-specific care. Additional financial support (eg,
for transport costs) is available to patients who are especially
vulnerable.[16]Rigorous assessments of the quality of breast cancer care and outcomes at BCCOE are
needed to guide program improvement and understand its potential as a model for
cancer care in similar settings. However, most available breast cancer quality
measures have been developed for high-resource countries.[17-20]
Context-appropriate measures could guide assessment at BCCOE and be adapted to
similar settings.[21]In this study, we investigated the quality of breast cancer care provided during the
first 3 years after the opening of BCCOE using a set of metrics relevant to BCCOE,
including evidence-based breast cancer care quality measures adapted from measures
used in high-income countries, measurements of chemotherapy dose-intensity,
assessment of treatment completion, and early overall survival rates. We also hoped
to refine our understanding of the utility of such measures in assessing the quality
of breast cancer care in Rwanda and similar settings.
PATIENTS AND METHODS
Patients and Data Sources
Our retrospective cohort included all women with pathologically confirmed
invasive breast cancer diagnosed at BCCOE between July 1, 2012, and December 31,
2013. Data on demographic and clinical characteristics, treatment, and outcomes
were collected from patient records.
Available Diagnostic and Treatment Services
Breast cancer services at BCCOE include biopsy, pathology evaluation,
chemotherapy, endocrine therapies, and basic diagnostic radiology. During our
study period, breast biopsies were taken via core needle or incision. Samples
were fixed in formalin and by 2013 had been processed into paraffin blocks on
site using a standard protocol to minimize tissue ischemia time. Pathologists at
Brigham and Women’s Hospital (Boston, MA) analyzed the blocks, including
performing immunohistochemistry analysis. Now immunohistochemistry is available
at BCCOE, and pathologic interpretations are made by an onsite
pathologist.[22] Breast
surgery has been intermittently available on site; otherwise, patients are
referred to other national hospitals. Radiotherapy and human epidermal growth
factor receptor 2 (HER2) –targeted therapies are not available.
Curative-intent chemotherapy consists of doxorubicin and cyclophosphamide
combination therapy followed by paclitaxel. Single-agent chemotherapy is used
for palliation (Appendix Fig A1, online
only).
Fig A1
Treatment outline for (A) disease localized to breast and axilla and (B)
metastatic disease beyond axillary lymph nodes or disease that is
surgically unresectable despite systemic therapy. A, doxorubicin; C,
cyclophosphamide; ER, estrogen receptor; FU, fluorouracil; PR,
progesterone receptor; T, paclitaxel. (*) A 60 mg/m2
and C 600 mg/m2 every 21 days. (†) T 175
mg/m2 every 21 days. (‡) T 80 mg/m2
every 7 days or 175 mg/m2 every 21 days. (§) FU 500
mg/m2 every 7 days with leucovorin. (‖) A 20
mg/m2 every 7 days or 60 mg/m2 every 21 days.
(¶) C 600 mg/m2 every 21 days.
Key Variables
Patients at BCCOE were staged based on physical examination, chest x-ray, and
abdominal ultrasound. BCCOE protocols grouped patients as having early-stage,
locally advanced, or metastatic disease. For this analysis, we defined patients
meeting criteria for American Joint Committee on Cancer, seventh edition, stage
I to II disease as having early-stage disease, stage IIIa to IIIb as having
locally advanced disease, and stage IIIc to IV as having metastatic
disease.[23] Patients
with early-stage or locally advanced disease were regarded as potentially
curable.For chemotherapy, we collected administration dates, doses, and reasons for delay
or dose reduction. We captured chemotherapy adverse events, but documentation
was insufficient to grade severity except in the case of neutropenia. We also
recorded endocrine therapies prescribed and dates initiated. Endocrine therapy
adverse events were sparsely documented and are not reported.Data on surgery date and type were collected but were sometimes unavailable. If
only the month of surgery was known, the midpoint of the month was used as the
estimated date of surgery. If no date was available, the midpoint between the
last presurgery and first postsurgery visits was used. A surgical pathology
report describing lymph nodes or provider documentation of modified radical
mastectomy or axillary lymph node dissection (ALND) was considered evidence that
ALND was performed.We recorded the date of death for decedents and the last known date alive for all
patients. Date of death was recorded in the medical record if a patient died at
BCCOE. However, when death was confirmed by a family member via telephone,
sometimes only the month and year of death were recorded in the medical record.
If no timing information was documented, death was only known to have occurred
between the last visit and the day of telephone contact.
Quality Measures
We adapted breast cancer quality measures previously developed for the American
Society of Clinical Oncologists/National Comprehensive Cancer Network and the
European Society of Breast Cancer Specialists.[18,19] We
selected measures applicable to treatments available at BCCOE and adapted these
based on the nature of available data (Table
1).
Table 1
Adapted Quality Metrics and Sources
Adapted Quality Metrics and SourcesAdditionally, we developed a measure to assess receipt of three recommended
treatments for those with early-stage or locally advanced disease: surgery, at
least four cycles of chemotherapy, and initiation of endocrine therapy within 1
year of first biopsy. Patients whose planned chemotherapy was truncated after
disease progression (ie, progression, recurrence, or death within 180 days of
their last treatment) were excluded from consideration. Thus, patients were
defined as having not completed treatment if they were lost from care for at
least 180 days (including progression, recurrence, or death at > 180 days
from last documented treatment) or entirely before completing indicated
treatment.
Chemotherapy Dose-Intensity
We calculated the delivered and relative dose-intensities of chemotherapy as a
function of dose and the time over which it was administered. Delivered
dose-intensity only considers administered chemotherapy and measures the extent
to which toxicities and logistical challenges delayed or limited chemotherapy
administration.[24]
Relative dose-intensity includes consideration of planned cycles that were
missed entirely, thereby capturing dose-intensity reductions resulting from
incomplete treatment or loss to follow-up. Receipt of a relative dose-intensity
of at least 0.85 corresponds with greater likelihood of breast cancer
survival.[25]All dose-intensity calculations relied on the summation dose-intensity method
outlined by Hryniuk et al.[26]
If a patient only received neoadjuvant or adjuvant chemotherapy, all indicated
chemotherapy was evaluated as if planned for neoadjuvant or adjuvant delivery,
respectively. If a patient received both neoadjuvant and adjuvant treatments,
the number of neoadjuvant cycles received was considered the planned number, and
the remainder of specified cycles was considered planned for adjuvant delivery.
In cases of progression or death during curative-intent chemotherapy, planned
cycles only included those administered before progression. When planned cycles
were missed, a dose of 0 mg/m2 and the standard cycle length were
recorded.
Analysis
In our cohort, patient age, stage at presentation, tumor histologic type and
grade, estrogen and progesterone receptor (HR) status, HER2 status, and
treatments received were analyzed using descriptive statistics. The five
patients without a determined stage were excluded from analyses stratified by
stage. For each quality measure, we identified the percentage of eligible
patients whose care was concordant with the measure.To accommodate missing data regarding timing of death, as described in Key
Variables, we used an interval-censored survival analysis strategy to determine
overall survival rates. An expectation-maximization iterative convex minorant
algorithm was used to determine the nonparametric maximum likelihood estimator
of the survival functions of the cohort.[27,28] All analyses
were performed using SAS software (version 9.4; SAS Institute, Cary, NC).
Ethics
Ethical approval for this study was obtained from the Partners HealthCare
Institutional Review Board (Boston, MA) and the Rwanda National Ethics
Committee.
RESULTS
Patient and Tumor Characteristics
A total of 162 patients received a pathologic diagnosis of breast cancer during
the study period. Four male patients, four patients diagnosed with ductal
carcinoma in situ only, and three patients whose medical records could not be
located were excluded, leaving 150 patients in the final analysis. The median
age was 48 years. Twenty-eight patients were diagnosed with early-stage disease,
64 with locally advanced disease, and 53 with metastatic disease, and five had
no documented disease stage (Table 2).
The most common histologic type was invasive ductal carcinoma. Of 148 patients
with known HR status, 67.6% had HR-positive disease. HER2 status was not
routinely assessed for all patients, because directed therapies were not
available as a result of cost. However, of 38 patients with known HER2 status,
26% had HER2-positive tumors (Table
2).
Table 2
Clinical Characteristics of Female Patients Diagnosed With Breast Cancer
at BCCOE From July 2012 to December 2013
Clinical Characteristics of Female Patients Diagnosed With Breast Cancer
at BCCOE From July 2012 to December 2013
Treatments and Care Quality
Twenty-one patients with early-stage disease (75.0%) and 37 with locally advanced
disease (57.8%) underwent breast surgery (Table
3). The mean time to surgery from biopsy or completion of neoadjuvant
chemotherapy was 68 days (range, 0 to 434 days). Only 35.4% of potentially
curable patients (ie, those with early-stage or locally advanced disease)
received surgery within 60 days of first biopsy or end of neoadjuvant
chemotherapy.
Table 3
Rates and Types of Treatments Provided
Rates and Types of Treatments ProvidedAmong patients with early-stage disease, all but one had an indication for
chemotherapy based on national protocols, and 67.9% received chemotherapy. Of
eight cycles most commonly recommended, the mean number delivered was 6.9
(range, one to eight). In the locally advanced group, 85.9% received
chemotherapy, with a mean of 7.1 cycles (range, one to 12 cycles; Table 3). Twenty-five patients (47.2%) with
metastatic cancers received palliative chemotherapy (Table 3). Among HR-positive patients, 95.6% of those with
early-stage disease and 86.0% of those with locally advanced disease initiated
endocrine therapy (Table 3).Among patients with early-stage or locally advanced cancers, mean delivered
dose-intensities, which consider only administered chemotherapy, were 0.93 and
0.95 for neoadjuvant and adjuvant chemotherapy, respectively. Relative
dose-intensity, which considers administered and planned chemotherapy, was
greater than 0.85 in 50% of patients with early-stage disease and 61.9% of those
with locally advanced disease receiving neoadjuvant chemotherapy and 83.3% of
those with early-stage disease and 81.5% of those with locally advanced disease
receiving adjuvant chemotherapy (Table
4).
Table 4
Delivered and Relative Dose-Intensities of Chemotherapy
Delivered and Relative Dose-Intensities of ChemotherapyThe most common causes for chemotherapy delay were neutropenia, patients missing
appointments, infection, and provider or hospital delays. The most common
reasons for chemotherapy dose reductions were neuropathy and neutropenia (Data
Supplement). The most commonly documented chemotherapy toxicities were
neutropenia, nausea, neuropathy, and vomiting (Data Supplement).Among all 150 patients, rates of documented histologic tumor type and HR status
were high (98.0%). Three quarters (74.7%) of patients initiated treatment within
8 weeks of biopsy. Most patients (83.3% of all HR-positive patients) received
endocrine therapy within 1 year of biopsy. Nearly three quarters of eligible
potentially curable patients (73.6%) received four or more cycles of
curative-intent chemotherapy. Of patients undergoing breast surgery, 87.9% had
evidence of ALND (Table 5).
Table 5
Performance on Care Delivery Quality Measures
Performance on Care Delivery Quality MeasuresAmong potentially curable patients who had no evidence of progression, 57.3%
received all indicated therapy (ie, surgery, chemotherapy, and/or initiation of
endocrine therapy) within 1 year of diagnosis (Table 5). The most frequently missing modality was surgery, with 31
patients having no documented surgery within 1 year of diagnosis. Reasons for
the lack of documented surgery were often not clear.
Outcomes
Median follow-up time was 18.3 months for all patients and 24.2 months for
potentially curable patients. Among the 28 patients with early-stage disease, 23
(82.1%) were alive at the end of follow-up, four (14.3%) had died, and one
(3.6%) had been lost to follow-up. Among the 64 patients with locally advanced
disease, 34 (53.1%) were alive, 18 (28.1%) had died, and 12 (18.8%) had been
lost to follow-up. Finally, among the 53 patients with metastatic disease, eight
(15.1%) were alive, 29 (54.7%) had died, and 16 (30.2%) had been lost to
follow-up. The median survival for the metastatic group fell between 10.6 and
12.4 months. Figure 1 displays the
interval-censored survival curves for each stage.
Fig 1
Overall survival by disease stage at diagnosis.
Overall survival by disease stage at diagnosis.
DISCUSSION
We examined the quality of breast cancer care provided in a rural public cancer
facility in Rwanda that operates through partnership between the government, an
international nongovernmental organization, and academic institutions. In this
setting, the quality of chemotherapy and endocrine therapy was high, whereas rates
of timely and appropriate surgical care were suboptimal.Rates of chemotherapy receipt were high; 74% of eligible patients received at least
four cycles of chemotherapy. This compares favorably to other African centers, where
reported adherence rates range from 29% to 84%.[8,11,29] The mean delivered dose-intensity of
curative-intent chemotherapy was greater than 0.90. This is notable, because the
incidence of grade 3 or 4 neutropenia was comparable to rates in other published
studies despite the lack of granulocyte colony-stimulating factor support.[30-32] When we included planned chemotherapy, the proportion of
patients receiving a relative dose-intensity greater than 0.85 was comparable to
rates in recent reports in North America and superior to rates from the
1990s.[34,35] Receipt of endocrine therapy was also high. More
than 85% of all patients with HR-positive tumors initiated endocrine therapy, with
nearly all starting within 1 year of diagnosis.Critically, provision of surgery was far less consistent in this early cohort. Only
63% of potentially curable patients underwent breast surgery. Reported mastectomy
rates in other sub-Saharan African centers range from 75% to 95% of
patients.[11,29,36] The relatively low rates of surgery that we observed are
partially explained by the infrequent availability of onsite surgery in the early
months after the opening of BCCOE, requiring referral to Rwanda’s
overburdened teaching hospitals. Retrospective studies in the United States have
suggested an association between undergoing surgery within 60 days of diagnosis and
longer survival,[37] but only 35% of
potentially curable patients at BCCOE received surgery within this timeframe. In
mid-2013, a full-time general surgeon was hired at BCCOE and received specialized
training from Boston-based oncologic surgeons. Patient volume, staff turnover, and
insurance reimbursement policies have meant that patients sometimes still require
referral to other hospitals for surgery. Because inadequate follow-up ensuring that
surgery is performed has hampered many referrals, stronger patient navigation
systems are being developed. Future analyses should examine the impact of onsite
surgical services and enhanced support of patients referred elsewhere on receipt of
timely breast surgery.Low surgery rates and loss to care were the main reasons for suboptimal rates of
treatment completion, with only 57% of potentially curable patients receiving all
indicated curative therapies. Community health workers in Rwanda have been highly
effective in retaining patients with HIV in care.[38] They have not been leveraged yet for cancer care,
but they may be a future resource. Fuller understanding of the logistical,
financial, and cultural barriers to care faced by patients at BCCOE will be critical
to developing targeted interventions to improve treatment completion rates.To be meaningful and pragmatic, quality process metrics should rely on routinely
collected data, address processes with potential for improvement, and they should be
based on evidence showing correlation with outcomes.[20,39] Our
adapted metrics met the first two criteria. All data were taken from clinical
documents, and no process, aside from pathology documentation, approached universal
performance. Studying the association between quality metric performance and
clinical outcomes in these settings is an important next step. Given the low
surgical rates in our study, simple receipt of surgery may be an essential
additional metric to track in the low-resource context.Care quality can also be judged by comparing patient outcomes with those at similar
centers. The median survival at BCCOE for patients with early-stage or locally
advanced disease exceeded 3.6 years. These results compare favorably to those at
other centers in Africa. Reports from Uganda show survival probabilities of 100%
among patients with stage I or II disease and 52% for those with stage III disease
at 36 months.[40] An Ethiopian
cohort had rates of metastasis-free survival at 2 years of 85% in patients with
stage I or II disease and 66% in those with stage III disease.[29] Unsurprisingly, BCCOE survival
rates were inferior to those in the United States, where the 5-year survival
probability is 99% for stage I cancers and 85% for stage II to IIIb
cancers.[41] Although lack
of radiotherapy and HER2-targeting agents likely contribute to this difference, our
results suggest that improvements in breast cancer survival could be achieved
through improving the quality of and retention in currently available care,
particularly regarding access to surgery.Our findings have several limitations. First, although data quality was excellent for
medical therapies, surgical data were suboptimal. It is possible that some patients
who were lost to follow-up on referral for surgery actually underwent mastectomy and
that surgical rates were higher than reported. Second, computed tomography was used
much less frequently for staging than in high-resource settings, potentially
resulting in a greater proportion of patients having undetected metastatic disease
at presentation and limiting comparison with outcomes in high-resource settings.
Third, our survival analysis assumed that all censoring was noninformative. However,
patients with late-stage disease were more likely to be lost to follow-up, and the
cohort of censored patients was likely at a higher risk for death. Nonetheless, our
overall loss to follow-up rate of 20% compares favorably to rates in other breast
cancer studies from sub-Saharan Africa, allowing comparison with regional
literature.[11,29,40] Finally, we focused on a single facility receiving heavy
investment from governmental and international partners. Ongoing work will determine
whether our results are generalizable to other centers.This study demonstrates that delivery of complete, appropriate dose-intensity
chemotherapy and prompt initiation of endocrine therapy are possible in a
low-resource setting in sub-Saharan Africa. Prompt access to surgery was a major
issue for the women diagnosed during the first 18 months after the opening of BCCOE.
Overall early survival rates compare favorably to other limited evidence from the
region. Future studies are planned to examine factors facilitating high-quality care
and assess the association between higher care quality and survival. These findings
can guide continued investment in breast cancer care in Rwanda and other sub-Saharan
African nations.
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