Adjuvants are key to shaping the immune response to vaccination, but to date, no adjuvant suitable for human use has been developed for intradermal vaccines. These vaccines could be self-administered and sent through the mail as they do not require long needles or technical expertise in immunization. In the event of a pandemic outbreak, this approach could alleviate the congregation of patients in health centers and thus reduce the potential of these centers to enhance the spread of lethal infection. A reliable and potent vaccine system for self-administration would provide an effective countermeasure for delivery through existing product distribution infrastructure. We report results from preclinical and clinical trials that demonstrate the feasibility of an adjuvanted, intradermal vaccine that induced single shot protection in ferrets and seroprotection in humans against one of the more lethal strains of pandemic flu, Indonesia H5N1. In the human trial, the vaccine was safe and clinical responses were above approvable endpoints for a protective flu vaccine. Inclusion of a modern TLR4 (Toll-like receptor 4) agonist-based adjuvant was critical to the development of the response in the intradermal groups. In humans, this is the first report of a safe and effective intradermal adjuvant, GLA-AF (aqueous formulation of glucopyranosyl lipid adjuvant), and provides a future path for developing a vaccine-device combination for distribution by mail and self-administration in case of a pandemic.
RCT Entities:
Adjuvants are key to shaping the immune response to vaccination, but to date, no adjuvant suitable for human use has been developed for intradermal vaccines. These vaccines could be self-administered and sent through the mail as they do not require long needles or technical expertise in immunization. In the event of a pandemic outbreak, this approach could alleviate the congregation of patients in health centers and thus reduce the potential of these centers to enhance the spread of lethal infection. A reliable and potent vaccine system for self-administration would provide an effective countermeasure for delivery through existing product distribution infrastructure. We report results from preclinical and clinical trials that demonstrate the feasibility of an adjuvanted, intradermal vaccine that induced single shot protection in ferrets and seroprotection in humans against one of the more lethal strains of pandemic flu, Indonesia H5N1. In the human trial, the vaccine was safe and clinical responses were above approvable endpoints for a protective flu vaccine. Inclusion of a modern TLR4 (Toll-like receptor 4) agonist-based adjuvant was critical to the development of the response in the intradermal groups. In humans, this is the first report of a safe and effective intradermal adjuvant, GLA-AF (aqueous formulation of glucopyranosyl lipid adjuvant), and provides a future path for developing a vaccine-device combination for distribution by mail and self-administration in case of a pandemic.
An effective response to an emerging pandemic on a global scale will require a
combination of technologies to enable sufficient vaccine supply, distribution, and
effectiveness. Modern manufacturing approaches rely on producing defined antigens in
recombinant systems including mammalian cells (, ), Escherichia coli (), baculovirus (), and plants (, ).Influenza virus–like particles (VLPs)—noninfectious particles
resembling the influenza virus—represent a promising alternative to
inactivated and split-influenza virions as antigens. These VLPs are expressed using
the exact hemagglutinin (HA) sequences of the recommended wild-type influenza
viruses. The multi-array arrangement of HA antigens in particle-based vaccines
allows for better antigen presentation and uptake by antigen-presenting cells. These
antigens can thus induce a more potent immune response through both humoral and
cellular components of the immune system ().Medicago has developed a plant-based transient influenza VLP manufacturing platform
capable of producing VLPs with unprecedented speed, with the ability to deliver the
first vaccine doses 19 days after a new strain sequence is identified (). This platform thus has the
potential to respond to strain mismatch. Immune responses generated by influenza VLP
vaccines can also provide cross-protection against strains different from those
included in the vaccine, another advantage of the product for both seasonal and
pandemic flu (, ).Moreover, adding to the challenges of rapid production and distribution in the
general population, vaccines against influenza strains with pandemic potential, such
as those from avian origin, generally elicit poor antibody responses compared to
vaccines against strains that cause seasonal flu. To compensate for this limitation,
the inclusion of adjuvants and alternative delivery routes are being investigated to
reduce the required dose of vaccine, broaden the immune response, and increase
vaccine effectiveness (–).Intradermal (ID) vaccination has been at the forefront of vaccine improvement (). It has primarily been
explored for its ability to generate equivalent antibody responses at lower doses
(“dose-sparing”) (), which is especially important in addressing
high-surge situations, such as flu pandemics, and in global health problems, such as
polio, where antigen prices limit population-wide coverage (, ). ID vaccination holds promise to trigger
enhanced immune responses compared to other routes of immunization when the same
dose is given—as has been demonstrated in influenza and other viruses (, ). Using microneedles to harness skin
immunity will allow the development of self-administration devices. Since these
devices are deemed painless and could not penetrate deep tissue or blood vessels,
user error is eliminated or reduced. In addition, microneedle patches can be made
with dried antigen and adjuvant, providing further stability benefits ().Adjuvants provide signals to innate immune cells to generate an appropriate milieu
for the rapid maturation of an adaptive response capable of protecting the host
organism from disease ().
Inflammatory signals induced by the inclusion of the widely used alum salts (, ) and the more modern squalene-based
emulsions can boost the magnitude of the response (), and their combination with specific
stimulators of the innate immune system such as Toll-like receptor (TLR) agonists
has been used to enhance adaptive antibody maturation and diversification (, , ), but certain formulations may not be suitable
for ID vaccination because of potential reactogenicity (). Because some TLRs are highly expressed by
dermal dendritic cells and because of their responsiveness to TLR4 agonists (), we decided to explore the
synergy of combining a novel TLR4 agonist–based adjuvant with ID
delivery.In our research, we evaluated the synergies of combining three technologies to
demonstrate proof of concept for a system that could be rapidly deployed and
profoundly affect the death toll in the case of a pandemic outbreak: (i) a hollow
microneedle that can deliver vaccine to the immunologically rich dermis, resulting
in the potential ability to self-administer and spare doses of antigen (); (ii) recombinant flu VLPs
that are being manufactured by Medicago, enabling rapid response to newly identified
antigen sequences in drifted flu strains (); and (iii) a platform adjuvant technology based
on a synthetic TLR4 ligand that stimulates the immune system and boosts the
effectiveness of recombinant vaccines, enabling dose-sparing and overcoming immune
senescence (, ). In these preclinical and
clinical studies, our aim was to produce a vaccine candidate with the potential for
dose-sparing and self-administration; thus, we focused on combining the VLP with
adjuvant formulations suitable for ID use.Previous studies had demonstrated that the Medicago plant-based production technology
can produce a safe and effective VLP vaccine antigen (, ) and that glucopyranosyl lipid adjuvant
(GLA)–based adjuvants can provide powerful immune-stimulating effects in
humans (, ). Medicago produced the
H5-VLP pandemic influenza vaccine antigen by transient expression of a recombinant
protein in nontransgenic plants, using an agrobacterial expression vector. The
A/Indonesia/5/05 strain was selected because it was recommended by the World Health
Organization (WHO) as a candidate vaccine, in addition to it being one of the most
virulent H5N1 strains, having a mortality rate of 80% with 141 confirmed cases in
2008 ().
RESULTS
Murine immunogenicity studies
Initial studies using the Medicago H5-VLP formulated in GLA-based adjuvants
injected subcutaneously demonstrated potent immune responses in mice. Overall,
antibody titers in the adjuvanted groups were markedly higher than those in the
groups immunized in the absence of these agonists with almost three orders of
magnitude enhancement of IgG2C titers, consistent with the T helper cell 1
(TH1) biasing effect of these adjuvants (Fig. 1A). The agonists also enabled a durable immune
response as bone marrow–derived plasma cells were only detected in the
TLR4-containing vaccine groups (Fig. 1B).
Finally, in terms of functional antibody, hemagglutination inhibition (HAI)
titers were detected in the adjuvanted groups against the homologous virus and
in the GLA-AF (aqueous formulation of GLA)–adjuvanted group not only
against the homologous virus but also against a drifted strain (Fig. 1C).
Fig. 1
Immunogenicity in mice.
(A) Antibody endpoint titers. Following the boost
immunization, the H5-specific total IgG, IgG1, and IgG2C titers were
determined. As expected, the adjuvants enhanced titers across groups
with high IgG2C titers, which are indicative of a TH1-type
immune response, observed in groups containing the TLR4 agonist GLA.
(B) Bone marrow enzyme-linked immunosorbent spots
(ELISPOTs). Similarly, H5-specific antibody–secreting plasma
cells were increased with H5-VLP + GLA-AF. ****P <
0.0001 for H5-VLP + GLA-AF versus other groups. ***P
< 0.001 for H5-VLP + GLA-liposomes versus other groups not containing
GLA. (C) HAI titers. HAI titers are the standard
measurement for functional antibody in flu. The A/Indonesia/5/2005 virus
strain was not available for testing; however, two different clades,
either the “homologous” clade 2.3.4 A/Anhui/1/2005 or the
“drifted” clade 2.1 A/Duck/Hunan/795/2002, were tested to
determine whether these adjuvants could induce cross-reactive titers.
****P < 0.0001 for H5-VLP + GLA-AF versus all
other groups; ***P < 0.001 for H5-VLP + GLA AF
versus all other groups.
Immunogenicity in mice.
(A) Antibody endpoint titers. Following the boost
immunization, the H5-specific total IgG, IgG1, and IgG2C titers were
determined. As expected, the adjuvants enhanced titers across groups
with high IgG2C titers, which are indicative of a TH1-type
immune response, observed in groups containing the TLR4 agonist GLA.
(B) Bone marrow enzyme-linked immunosorbent spots
(ELISPOTs). Similarly, H5-specific antibody–secreting plasma
cells were increased with H5-VLP + GLA-AF. ****P <
0.0001 for H5-VLP + GLA-AF versus other groups. ***P
< 0.001 for H5-VLP + GLA-liposomes versus other groups not containing
GLA. (C) HAI titers. HAI titers are the standard
measurement for functional antibody in flu. The A/Indonesia/5/2005 virus
strain was not available for testing; however, two different clades,
either the “homologous” clade 2.3.4 A/Anhui/1/2005 or the
“drifted” clade 2.1 A/Duck/Hunan/795/2002, were tested to
determine whether these adjuvants could induce cross-reactive titers.
****P < 0.0001 for H5-VLP + GLA-AF versus all
other groups; ***P < 0.001 for H5-VLP + GLAAF
versus all other groups.
Safety studies in guinea pigs
All H5-VLP vaccines were considered safe, as measured by skin reactions,
temperatures, and weights. The skin reactogenicity was observed primarily with
the H5-VLP vaccines combined with GLA-AF, SE (stable emulsion), or GLA-SE
formulations; no adverse temperature spikes or decreases in weight were observed
in any of the vaccine groups. GLA-SE had significantly higher erythema and edema
scores than any of the other formulations (fig. S1); it was therefore decided to
proceed with GLA-AF intradermally as the lead candidate.
Ferret challenge studies
Next, we tested protective efficacy in the ferret challenge model. Since the
pandemic vaccine is intended for rapid response to a pandemic threat, efficacy
was tested after a single administration of the vaccine, the desired scenario
for the self-administered pandemic response. Groups of ferrets were given the
H5-VLP intradermally or intramuscularly with and without GLA-AF, a formulation
suitable for ID delivery, or an alum adjuvanted control formulation given
intramuscularly. There were no adverse responses observed with any of the
vaccines at the site of injection. Similarly, there was no increase in body
temperature with any of the vaccines tested. In these studies, a single ID
administration of the H5-VLP antigen formulated in GLA-AF completely protected
ferrets against lethality after heterologous challenge with pandemic influenza
(Fig. 2A). Notably, this level of
protection was seen after a single vaccination with antigen derived from
sequences of the A/Indonesia/5/05 virus strain and challenged with an
A/Vietnam/1203/04 H5N1 virus—that is, a clade 2.1.3.2 immunization
showing protection against a virus from clade 1. Other parameters were measured
following challenge, including clinical scores and viral titers in nasal lavages
(Fig. 2, B and C). While all adjuvanted
vaccine groups demonstrated at least 80% survival, the adjuvanted ID group had
100% survival and was not inferior to the IM groups. On the basis of these
observations, it was determined that an intradermally administered, adjuvanted
pandemic flu vaccine was feasible for human use and the H5-VLP + GLA-AF was
selected for inclusion in a GLP (Good Laboratory Practices) rabbittoxicity
study and for human clinical trials.
Fig. 2
Efficacy study in ferrets.
Ferrets were immunized (either intradermally or intramuscularly, as
indicated) once at day 0 and challenged with the heterologous
A/Vietnam/1203/04 H5N1 strain of flu virus 3 weeks later.
(A) Survival data. All ferrets that were immunized
intradermally with H5-VLP/GLA-AF survived the heterologous challenge.
All the ferrets succumbed to infection in the saline-treated group and
in the group that received an intramuscular (IM) immunization with the
unadjuvanted H5-VLP, whereas one ferret survived in the intradermally
immunized group that received unadjuvanted H5-VLP. (B)
Viral titers. Nasal swabs were performed to measure virus in the upper
airways on the days indicated. Paralleling the survival data, the
adjuvanted groups appeared to control the infection and rapidly
demonstrated lower viral titers than those found in all the unadjuvanted
groups. (C) Clinical scores. Clinical signs of morbidity
including lethargy, body temperature, anorexia, and dyspnea were
monitored daily. PFU, plaque-forming units.
Efficacy study in ferrets.
Ferrets were immunized (either intradermally or intramuscularly, as
indicated) once at day 0 and challenged with the heterologous
A/Vietnam/1203/04 H5N1 strain of flu virus 3 weeks later.
(A) Survival data. All ferrets that were immunized
intradermally with H5-VLP/GLA-AF survived the heterologous challenge.
All the ferrets succumbed to infection in the saline-treated group and
in the group that received an intramuscular (IM) immunization with the
unadjuvanted H5-VLP, whereas one ferret survived in the intradermally
immunized group that received unadjuvanted H5-VLP. (B)
Viral titers. Nasal swabs were performed to measure virus in the upper
airways on the days indicated. Paralleling the survival data, the
adjuvanted groups appeared to control the infection and rapidly
demonstrated lower viral titers than those found in all the unadjuvanted
groups. (C) Clinical scores. Clinical signs of morbidity
including lethargy, body temperature, anorexia, and dyspnea were
monitored daily. PFU, plaque-forming units.
Human clinical study
A first-in-man, phase 1, multicenter, randomized, open-label trial of the
pandemic influenza vaccine H5-VLP and GLA-AF was completed in more than 100
volunteers to evaluate the safety, tolerability, and immunogenicity of the
adjuvanted H5-VLP vaccine following IM or ID administration in healthy adult
subjects. The licensed H5N1 vaccine from the Strategic National Stockpile
[influenza virus vaccine, H5N1 (Sanofi Pasteur)] was included as a control group
(see Table 1 for groups and treatment
assignments).
Table 1
Treatment assignments.
The table depicts the number of subjects in each group and the treatment
regimen, dose, and dose timing for each group. One hundred subjects were
enrolled across three study sites and randomly assigned to one of five
treatment groups for a total goal of 20 subjects in each of the five
groups. An additional five subjects were screened and enrolled to
replace five subjects who withdrew from the study for reasons other than
dose-limiting toxicity before day 21. A total of 105 subjects were
enrolled, as shown in the table.
Group
Treatmentassignment
Route
Volume
Timing
ofinjections
N
= 100*
N
= 105†
1
20 μg of H5-VLP +2.5
of μg GLA-AF
ID
0.2 ml
Days 0 and 21
20
20
2
20 μg of H5-VLP +2.5
μg of GLA-AF
IM
0.2 ml
Days 0 and 21
20
23
3
20 μg of
H5-VLPalone
ID
0.2 ml
Days 0 and 21
20
22
4
20 μg of H5-VLP +1 mg
of alhydrogel‡
IM
0.2 ml
Days 0 and 21
20
20
5
90 μg of
influenzavirus vaccine, H5N1(Sanofi
Pasteur)
IM
1.0 ml
Days 0 and 21
20
20
*Planned enrollment.
†Total including replacements.
‡Al+3 content of 1 mg of alhydrogel = 0.5 mg.
Treatment assignments.
The table depicts the number of subjects in each group and the treatment
regimen, dose, and dose timing for each group. One hundred subjects were
enrolled across three study sites and randomly assigned to one of five
treatment groups for a total goal of 20 subjects in each of the five
groups. An additional five subjects were screened and enrolled to
replace five subjects who withdrew from the study for reasons other than
dose-limiting toxicity before day 21. A total of 105 subjects were
enrolled, as shown in the table.*Planned enrollment.†Total including replacements.‡Al+3 content of 1 mg of alhydrogel = 0.5 mg.
Safety
The vaccines were safe and well tolerated in this study, with the main
notable difference—as expected—being the fact that transient
erythema was seen in the ID groups. No serious adverse events (AEs) or AEs
of special interest were reported. All study injection–related AEs
occurred during period I and were of grade 1 or grade 2 severity. The most
frequent study injection–related AEs were injection site tenderness,
injection site pain, fatigue, headache, and injection site erythema/redness
(tables S2 and S3).
Immunogenicity
HAI titers are a commonly used efficacy surrogate accepted by both U.S. and
European regulatory bodies for influenza vaccines. High HAI titers have been
observed to correlate with clinical protection. Individual subjects’
HAI geometric mean titers (GMTs) were calculated from assay replicates and
are summarized in Fig. 3.
Seroconversion, seroprotection, and GMT fold increases were defined on the
basis of CHMP (Committee for Medicinal Products for Human Use) criteria for
seasonal flu re-licensure (). While there were no statistically
significant differences in seroprotection and seroconversion rates (Table 2), statistically significant
differences were observed in GMTs. The group receiving H5-VLP + GLA-AF by
the ID route had the highest HAI titers; the increased immunogenicity
compared to the group receiving H5-VLP alone demonstrated the utility of the
GLA-AF adjuvant when given intradermally. No statistically significant
differences were observed when comparing the adjuvanted ID vaccine to the
GLA or alum adjuvanted IM groups. Both groups demonstrated comparable HAI
responses after one immunization with good rates of seroprotection at day 21
and were similar to the other control groups with a trend of higher
responses in the ID group. To examine the breadth of vaccine responses, we
tested HAI against different strains: a clade 1 virus (Vietnam), a clade 2.1
virus (Indonesia), and a clade 2.3.4 virus (Anhui). The Indonesia
A/Indonesia/5/05 strain is homologous to the Medicago H5-VLP antigen. This
strain shares 98.9% similarity with the in-clade Anhui strain and has 97.9%
similarity to the clade 1 Vietnam strain. The Vietnam and Anhui strains are
97.7% similar to each other. When looking at antibody responses that could
recognize drifted strains, the adjuvanted ID groups looked more potent at
providing human immune responses to strains not present in the vaccine
preparation (Fig. 4). In the GLA ID
groups, more than 40% (the approvable endpoint for flu vaccines) of subjects
seroconverted to the more Indonesia H5–related Anhui virus, and this
group also had a significant portion of subjects who also recognized an even
further drifted Vietnam H5 virus, demonstrating the ability of the
adjuvanted vaccine to provide broadened protection when given
intradermally.
Fig. 3
HAI titers from a human clinical study.
The immunogenicity of the vaccine was evaluated by comparing HAI
antibody responses of subjects in each treatment group. GMTs of HAI
antibody responses were evaluated on days 0, 21, and 42, as shown
below the x axis. Each group of three bars
corresponds to these timepoints. Error bars indicate 95% confidence
intervals. *P < 0.05 between indicated groups.
Statistically significant differences were only achieved at the day
42 timepoint.
Table 2
Seroconversion and seroprotection rates by serum HAI response
in humans.
Seroconversion was defined as the proportion of subjects in a
given treatment group with either a ≥4-fold increase in
HAI titers or a rise of an undetectable HAI titer (that is,
<8) before vaccination to an HAI titer of ≥32 after
vaccination. Seroprotection was defined as the proportion of
subjects in a given treatment group attaining an HAI titer of
≥32 after vaccination. Statistical differences were found
among the treatment groups at day 42 (P = 0.036
for seroconversion and P = 0.014 for
seroprotection), but pairwise comparisons with multiplicity
adjustments failed to reach significance.
Timepoint
H5-VLP +
GLA-AF (ID)
H5-VLP +
GLA-AF (IM)
H5-VLP
(ID)
H5-VLP +
alum (IM)
Control
vaccine
Seroconversion
Day 21
30.0%
19.0%
30.0%
20.0%
21.1%
Day 42
65.0%
84.2%
52.6%
83.3%
43.8%
Seroprotection
Day 21
35.0%
23.8%
30.0%
25.0%
26.3%
Day 42
70.0%
89.5%
52.6%
88.9%
50.0%
Fig. 4
Diversity of the immune response.
HAI antibody responses of subjects in each treatment group were
determined against a homologous virus, A/Indonesia/5/2005 (H5N1); a
drifted virus within the homologous clade, A/Anhui/1/2005 (H5N1);
and a drifted virus outside the clade, A/Vietnam/1203/2004 (H5N1).
GMTs of HAI antibody responses were compared between days 0 and 42
to calculate geometric mean increases (GMI, top row), and the
percentage of subjects seroconverting was plotted below. Adjuvanted
injection groups are drawn in blue.
Seroconversion was defined as the proportion of subjects in a
given treatment group with either a ≥4-fold increase in
HAI titers or a rise of an undetectable HAI titer (that is,
<8) before vaccination to an HAI titer of ≥32 after
vaccination. Seroprotection was defined as the proportion of
subjects in a given treatment group attaining an HAI titer of
≥32 after vaccination. Statistical differences were found
among the treatment groups at day 42 (P = 0.036
for seroconversion and P = 0.014 for
seroprotection), but pairwise comparisons with multiplicity
adjustments failed to reach significance.
HAI titers from a human clinical study.
The immunogenicity of the vaccine was evaluated by comparing HAI
antibody responses of subjects in each treatment group. GMTs of HAI
antibody responses were evaluated on days 0, 21, and 42, as shown
below the x axis. Each group of three bars
corresponds to these timepoints. Error bars indicate 95% confidence
intervals. *P < 0.05 between indicated groups.
Statistically significant differences were only achieved at the day
42 timepoint.
Diversity of the immune response.
HAI antibody responses of subjects in each treatment group were
determined against a homologous virus, A/Indonesia/5/2005 (H5N1); a
drifted virus within the homologous clade, A/Anhui/1/2005 (H5N1);
and a drifted virus outside the clade, A/Vietnam/1203/2004 (H5N1).
GMTs of HAI antibody responses were compared between days 0 and 42
to calculate geometric mean increases (GMI, top row), and the
percentage of subjects seroconverting was plotted below. Adjuvanted
injection groups are drawn in blue.
Seroconversion and seroprotection rates by serum HAI response
in humans.
Seroconversion was defined as the proportion of subjects in a
given treatment group with either a ≥4-fold increase in
HAI titers or a rise of an undetectable HAI titer (that is,
<8) before vaccination to an HAI titer of ≥32 after
vaccination. Seroprotection was defined as the proportion of
subjects in a given treatment group attaining an HAI titer of
≥32 after vaccination. Statistical differences were found
among the treatment groups at day 42 (P = 0.036
for seroconversion and P = 0.014 for
seroprotection), but pairwise comparisons with multiplicity
adjustments failed to reach significance.
DISCUSSION
Various strategies have been developed to date to bolster and broaden immunogenicity,
including increasing the dose, adjuvantation with alum or modern adjuvants, and
applying the vaccine intradermally, although there has been no report in humans of a
successful combination of these approaches. The lack of success to date may be due
to the lack of adjuvants suitable for ID administration that could enable defined
vaccine antigens to elicit a potent immune response when given intradermally. We
present here GLA-AF as an adjuvant that safely enhances human immune responses to ID
vaccination.Developing an effective vaccine for an emerging pandemic presents numerous
challenges: The protein sequence of the antigen is not known a priori; thus,
stockpiling vaccine is an issue since the time between identification of the antigen
and deployment of the vaccine is more limited than in any other setting. Attempts to
switch from the current egg-based systems to a recombinant system where a rapid
production response could be feasible have been made. However, the antigens produced
in these systems have not been highly immunogenic and still require syringe/needle
administration. Implementing a population-wide program at the peak of a pandemic
will be problematic owing to the burden on health care workers who themselves may
become infected. In addition, subjects congregating to receive vaccines could infect
each other, accelerating the spread of the disease. An overburdened health care
system could result in a devastating death toll if a highly contagious and lethal
pathogen were to emerge.Here, three technologies that complement each other enable a pandemic countermeasure
that could be deployed using existing infrastructure. The first is a plant-based
expression system, not reliant on genetically engineered plants, and that can
initiate vaccine manufacturing in less than 3 weeks after identification of the
pandemic strain and match its exact HA sequence. The second is an adjuvant system
that has been specifically formulated to be administered intradermally and, as we
show here, that boosts responses to a point where they are as good as or better than
those achieved by IM administration. The third is a commercially registered hollow
microneedle device for efficient and consistent ID injections. This noninferiority
of the ID route is an important finding in that it would allow the development of a
device for pandemic response that could be distributed by existing postal
infrastructure and be self-administered.Another important finding of the research presented is the ability of appropriately
stimulated dermal cells to generate an immune response that has the ability to
neutralize drifted viral strains, as was seen in the studies here with single shot
protection in the ferret heterologous challenge. A difficult problem with pandemic
preparedness is the inability to predict exactly which strain of pathogen may cause
a pandemic outbreak. Notably, the influenza H5 stockpile consists of a flu vaccine
based on the Vietnam H5 virus, but if a drifted viral strain were to emerge, then it
would be difficult to predict whether the stockpile would be able to provide
satisfactory protection against the emerging pathogen. Each of the platform
technologies combined herein has demonstrated some ability to broaden protection,
and we believe that combining these together would be a prominent step toward a much
broader protection of pandemic strains. The ability of the adjuvanted ID vaccine to
provide both noninferior protection to the IM injection and broader protection
against other strains of virus makes this route particularly interesting as a
pandemic countermeasure. The ability of dermal cell populations like Langerhans
cells to present to CD4+ T cells and induce T follicular helper cells has
been recently investigated, and these interactions are probably critical for
efficient germinal cell formation and hypermutation, leading to the broadening of
protection (, ).We have developed a prototype approach that combines ID administration, an adjuvant
for ID use, and plant-produced, recombinant VLPs. The study presented here shows the
feasibility of ID immunization, and while the technology will need further
optimization to protect against pandemic flu, future studies can move this platform
toward human implementation. The technologies will synergize to produce a potent
immune response in humans with protection against drifted pathogens in an embodiment
that allows self-administration. The GLA-AF adjuvant powers this approach by
enhancing intradermally administered vaccines and may enable government
countermeasures that are delivered to users to eliminate congregation at clinical
sites in case of a pandemic.
MATERIALS AND METHODS
All murine and guinea pig experiments and protocols used in this study were approved
by the Infectious Disease Research Institute’s Institutional Animal Care and
Use Committee (IACUC). The ferret experimental protocols used in this study were
approved by the Colorado State University IACUC.
Murine experiments
Female C57BL/6 mice (purchased from Charles River Laboratories) were maintained
under specific pathogen-free conditions and in accordance with animal procedures
approved by the Infectious Disease Research Institute’s IACUC. Mice
entered experiments at 6 to 8 weeks of age and were immunized by subcutaneous
injection at the base of the tail. Mice were injected a total of two times in a
3-week interval. Prebleed samples were taken at day −6, with immunization
occurring at day 0. At days 14 and 40, sera were collected for HAI and
enzyme-linked immunosorbent assay. Bone marrow was harvested for detection of
long-lived plasma cells. Antigen-specific mouse bone marrow plasma cells were
quantified by ELISPOT as previously described, 3 weeks after the second
immunization (). A
purified rH5 antigen (Indonesia strain) purchased from Protein Sciences was used
in the ELISPOT. HAIs were performed by MRIGlobal.
Guinea pig studies
The objective of this experiment was to test dose-sparing and reactogenicity of
the formulations using ID delivery. Five female Hartley guinea pigs (purchased
from Charles River Laboratories) were used per group. ID delivery was achieved
using NanoPass MicronJet microneedles, as described below. Guinea pigs were
immunized two times, 3 weeks apart (day 0 and day 21), and injection sites were
scored for erythema and edema at 4, 24, 48, and 72 hours after injection. Body
weights and temperatures were also monitored during the study. All experimental
procedures were carried out using approved anesthesia protocols.
Ferret studies
Ferrets were immunized once on day 0 (either intradermally or intramuscularly, as
indicated) and bled on days 0, 14, and 21 before challenge. HAI titers were
performed on the serum timepoints. QuantiGene assays were performed at prebleed
and at 4 and 24 hours after injection on whole blood for innate cytokine message
analysis. Draize scoring was performed to determine reactogenicity at 0, 4, 24,
48, 72 hours after injection. Ferrets were challenged 3 weeks after immunization
(day 21) with A/Vietnam/1203/04 H5N1. Clinical signs of morbidity, including
weight loss, lethargy, temperature elevation using temperature chips (Bio Medic
Data Systems), anorexia, and dyspnea, were collected daily. Nasal swabs were
taken to measure virus in the upper airways on days 1, 3, 5, 7, 9, and 11.
Ferrets were euthanized 14 days after challenge, and lungs, heart, brain,
kidneys, and spleen were harvested for viral titers. Histology was performed on
lungs, heart, brain, kidneys, and spleen.
Clinical trial
This study was conducted at Covance Clinical Research Unit centers in Madison,
WI, Dallas, TX, and Daytona Beach, FL (ClinicalTrials.gov identifier:
NCT01657929). H5-VLP, GLA-AF, and the stockpiled vaccine (Vietnam strain) were
administered at 20, 2.5, and 90 μg, respectively. Males and females
between 18 and ≤49 years of age were included in the study and immunized
in groups, as shown in Table 1. The
flowchart and table in fig. S2 and table S1 provide details on assessments and
timing of immunizations. Subjects had to be in good general health as confirmed
by a medical history and physical exam, vital signs, and screening laboratories
conducted no more than 30 days before study injection administration and had to
have a negative serum pregnancy test at screening. A further description of the
study population is provided in the Supplementary Materials.
Vaccine preparation
The H5-VLP pandemic influenza vaccine antigen was produced by Medicago by
transient expression of a recombinant protein, the HA from the A/Indonesia/5/05,
clade 2.1, H5N1 strain, in nontransgenic plants, using an agrobacterial
expression vector. The A/Indonesia/5/05 strain was selected because it was
recommended by the WHO as a candidate vaccine, in addition to it being one of
the most virulent H5N1 strains, having a mortality rate of 80% with 141
confirmed cases in 2008 (). Previous studies had demonstrated that the
Medicago plant-based production technology can produce a safe and effective
vaccine antigen (,
) and that
GLA-based adjuvants can provide powerful immune-stimulating effects in humans
(, ).
GLA-based adjuvants
GLA is a synthetic TLR4 agonist that was synthesized at Corden Pharma.
1,2-Dipalmitoyl-sn-glycero-3-phosphocholine (DPPC) was
purchased from Avanti Polar Lipids. GLA-AF was manufactured by mixing DPPC and
the TLR4 ligand at a 2:1 DPPC/GLA molar ratio in chloroform, which was then
evaporated. Ultrapure water was added to the resulting dried film, and the
mixture was sonicated in a VWR 75D or Crest Powersonic CP230D sonicating water
bath at ~60°C until the formulation was translucent.
ID delivery
ID injection was done using the NanoPass MicronJet600 device (NanoPass), which is
a disposable three-pronged, 0.6-mm hollow microneedle device that attaches to
any standard Luer lock or Luer tip syringe.
Immunogenicity analyses
Blood samples were obtained from subjects for HAI, which was performed as
described in () with
determinations on days 0, 21, and 42. Peripheral blood mononuclear cells were
collected on days 0, 10, and 31 (10 days after vaccination).
Statistical/bioinformatic analyses
Statistically significant differences between groups in the animal experiments
were determined by pairwise analysis of variance (ANOVA) comparisons with
Tukey’s multicomparison test in GraphPad Prism version 7.00 for Windows,
GraphPad Software (www.graphpad.com).
Bioinformatic sequence alignments were performed at the EMBL (European Molecular
Biology Laboratory) website using the EMBOSS (European Molecular Biology Open
Software Suite) needle algorithm ().
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