Literature DB >> 30003192

Current status of immunotherapy against gastrointestinal cancers and its biomarkers: Perspective for precision immunotherapy.

Shoichi Hazama1, Koji Tamada2, Yoshiyuki Yamaguchi3, Yutaka Kawakami4, Hiroaki Nagano5.   

Abstract

Immunotherapy has shown encouraging results for some types of tumor. Although enormous efforts have been made toward the development of specific immunotherapeutic strategies against gastrointestinal cancers, such as adoptive T-cell transfer, peptide vaccines, or dendritic cell vaccines, the efficacy of immunotherapies prior to the introduction of immune checkpoint inhibitors was not substantial. This article reviews immunotherapy for gastrointestinal malignancies, including cell therapy, peptide vaccine, and immune checkpoint inhibitors, and attempts to resolve the immunosuppressive conditions surrounding the tumor microenvironment, and to construct novel combination immunotherapies beyond immune checkpoint inhibitors.

Entities:  

Keywords:  gastrointestinal cancer; immune checkpoint inhibitor; immunity; microenvironment; precision immunotherapy

Year:  2018        PMID: 30003192      PMCID: PMC6036392          DOI: 10.1002/ags3.12180

Source DB:  PubMed          Journal:  Ann Gastroenterol Surg        ISSN: 2475-0328


INTRODUCTION

Gastrointestinal (GI) cancers are the most common human tumor worldwide, and the incidence and mortality are increasing every year.1 Several treatment strategies have been developed for GI cancers, including surgery, chemotherapy, radiotherapy, and molecularly targeted therapy. However, the overall survival (OS) of patients with GI cancer remains poor. Novel approaches to the treatment of GI cancer are thus needed.2 Immunotherapy is a novel treatment strategy that is emerging as an effective and promising treatment option against several types of cancer.3 The first immunological treatments were carried out by Coley using a bacterial immunotoxin to patients with malignancy in 1891.4 The first notion of a role of immunity in cancer was postulated in 1909 by Smith,5 speculating that the immune system could repress the growth of carcinomas by recognizing tumor cells as foreign. In 1970, the concept of immunological surveillance was presented by Burnet,6 and an antigen recognized by cytolytic T lymphocytes on a human melanoma was finally reported by van der Bruggen et al.7 Progress in this field is largely attributable to the identification of new immune‐based targets, based on continued advances in the understanding of tumor immunology and the tumor microenvironment.8 Many types of immunomodulatory therapies have been demonstrated in the treatment of GI cancers, including non‐specific biological response modifiers (OK432,9 lentinan,10 PSK11), interleukin (IL)‐2‐activated lymphocytes,12 tumor‐specific reactive CD8+ T‐lymphocyte transfer,13 dendritic cell (DC) vaccines,14, 15 and tumor‐associated antigen (TAA)‐derived peptides.16, 17, 18, 19 These immunotherapies have shown a certain degree of efficacy, but not durable objective responses.20 Confidence in the efficacy of immunotherapies was given a boost with the advent of immune checkpoint inhibitors, which was selected as a “Breakthrough of the Year 2013” by Science.21 Immunotherapy is now becoming mainstream as a treatment for GI cancer. In the present study, we review immunotherapies for GI malignancies, including immune cell transfer therapy, peptide vaccine, immune checkpoint inhibitors, and combination immunotherapy beyond immune checkpoint inhibitors, by clarifying suppressive immune biomarkers surrounding the tumor microenvironment.

IMMUNOTHERAPY AGAINST GI CANCERS

Adoptive T‐cell transfer

The concept of adoptive immunotherapy (AIT) for cancer treatment was presented by Mule et al22 in the form of IL‐2 generated lymphokine‐activated killer (LAK) cells combined with repeated injections of recombinant IL‐2 (Table 1). Although LAK cells are non‐specific killer cells that were considered effective against various types of tumor, the efficacy of LAK cells combined with high‐dose IL‐2 proved limited against metastatic GI cancer. The objective response rate (ORR) including complete response (CR) or partial response (PR) for colorectal cancer (CRC) was 11% (3 of 27 patients), and 0% (0/1) for esophageal cancer. Furthermore, severe toxicities were observed as a result of high‐dose IL‐2, which induces a vascular permeability leak that leads to fluid retention and interstitial edema, and results in circulatory failure, lung edema, and renal dysfunction. Hence, they made the shift to tumor‐infiltrating lymphocytes (TIL), which are specific to tumor antigens and appear to offer far greater therapeutic potency than LAK cells.28
Table 1

Previous studies on gastrointestinal cancers discussed in the present review

Tumor typeTargetKey drug and study designTreatment linePhaseAllocationSample sizeClinical efficacyirAEReference
CRCNon‐specificLAK with IL‐2LatePilotReview in an institute273 PR of 27 (11%)SAE as a result of high‐dose IL‐2: fluid retention, circulatory failure, lung edema, and renal dysfunction 22
HCCNon‐specificActivated killer cellsAdjuvantIIRandomized150Longer DFS (P = .01) and DSS (P = .04) than controlNo severe irAE 23
Liver tumora Autologous tumorCTL, HAILatePilotRetrospective152 CR and 3 PR of 15 (33%)No severe irAE 24
PDACMUC1MUC1‐CTL and gemcitabineAdjuvantPilotRetrospective21DFS, 15.8 M, OS 24.7 M (median)No severe irAE 25
PDACMUC1MUC1‐CTL, MUC1‐DC, and gemcitabine1stPilotRetrospective42MST, 13.9 M; 1 CR (2.4%), 3 PR (7.1%) and 22 SD (52.4%)No severe irAE 15
HCCHSP70HSP70‐DCLateIDose escalation122 CR (17%), 5 SDGrade 3 liver abscess 14
CRCOncoantigensPeptide cocktail with IFALateIDose escalation18MST, 13.5 M; 1 CR (6%), 6 SD (33%)No severe irAE 26
CRCOncoantigensFOLFOX + peptide cocktail with IFA1stIIOne arm, HLA‐blind96ORR and OS did not differ from control groupGrade 5 IP, 2 in study group, 1 in control group 17
PDACOncoantigensGemcitabine + peptide cocktail with IFAAdjuvantIIOne arm30Median DFS, 15.8 MNo severe irAE 18
HCCGPC3GPC3 peptide with IFAAdjuvantIIOne arm41Recurrence rate, 28.6% (1 year), 39.4% (2 years)No severe irAE 27
CRCTumor specificTSA with various adjuvantsLateI/IIReview5271 CR and 4 PR (ORR, 0.9%)Not evaluated 20

Liver tumora: HCC 13 patients, CRC 2 patients.

CR, complete response; CRC, colorectal cancer; CTL, cytotoxic T cell; DFS, disease‐free survival; DSS, disease‐specific survival; GPC3, glypican‐3; HAI, hepatic arterial infusion; HCC, hepatocellular carcinoma; HLA, human leukocyte antigen; HSP, heat‐shock protein; HSP70‐DC, dendritic cells transfected with HSP70 mRNA; IFA, incomplete Freund's adjuvant; IL‐2, interleukin‐2; IP, interstitial pneumonia; irAE, immune‐related adverse effects; LAK, lymphokine‐activated killer cells; M, month; MST, median survival time; MUC1‐DC, dendritic cells transfected with MUC1 mRNA; ORR, objective response rate; OS, overall survival; PDAC, pancreatic ductal adenocarcinoma; PR, partial response; SAE, severe adverse event; SD, stable disease; TSA, tumor‐specific antigen.

Previous studies on gastrointestinal cancers discussed in the present review Liver tumora: HCC 13 patients, CRC 2 patients. CR, complete response; CRC, colorectal cancer; CTL, cytotoxic T cell; DFS, disease‐free survival; DSS, disease‐specific survival; GPC3, glypican‐3; HAI, hepatic arterial infusion; HCC, hepatocellular carcinoma; HLA, human leukocyte antigen; HSP, heat‐shock protein; HSP70‐DC, dendritic cells transfected with HSP70 mRNA; IFA, incomplete Freund's adjuvant; IL‐2, interleukin‐2; IP, interstitial pneumonia; irAE, immune‐related adverse effects; LAK, lymphokine‐activated killer cells; M, month; MST, median survival time; MUC1‐DC, dendritic cells transfected with MUC1 mRNA; ORR, objective response rate; OS, overall survival; PDAC, pancreatic ductal adenocarcinoma; PR, partial response; SAE, severe adverse event; SD, stable disease; TSA, tumor‐specific antigen. Takayama et al conducted a randomized study to evaluate the efficacy of autologous lymphocytes activated in vitro with recombinant IL‐2 and solid‐phase antibody to CD3 as adjuvant therapy for curatively resected HCC. A total of 150 patients who had undergone curative resection for HCC were assigned to receive either AIT (n = 76) or no adjuvant treatment (n = 74). The immunotherapy group showed significantly longer DFS (P = .01) and disease‐specific survival (P = .04) than the control group. No patients experienced grade 3 or 4 adverse events.23 These results suggested that transfer of non‐specific‐activated killer cells might be effective in preventing the intrahepatic recurrence of cancer. The next advance was antigen‐specific cytotoxic T lymphocytes (CTL) for the management of effector cells as treatment.24 In Japan, Aruga et al reported autologous tumor‐specific CTL, induced from peripheral blood mononuclear cells (PBMC) cultured with autologous tumor cells. These CTL were injected through the hepatic artery into patients with unresectable liver tumors. Among 15 treated patients (13 with hepatocellular carcinoma [HCC] and 2 with metastatic liver cancer), two CR, three PR, and four minor responses were observed without any severe treatment‐associated systemic adverse events.29 We have assessed the efficacy of CTL against pancreatic ductal adenocarcinoma (PDAC). Patients with curatively resected PDAC received AIT with CTL stimulated using MUC1‐expressing human cell lines (MUC1‐CTL), and the results indicated that MUC1‐CTL might prevent liver metastasis.30 For the next step, combination therapy using MUC1‐CTL and gemcitabine was carried out. A total of 43 patients who underwent radical pancreatectomy received treatment with MUC1‐CTL and gemcitabine after surgery. MUC1‐CTL were induced and given i.v. three times, and gemcitabine was given according to the standard regimen for 6 months. No severe treatment‐associated systemic adverse events were encountered in the 43 treated patients. In the adequate treatment group (n = 21) in which the relative dose intensity of gemcitabine was ≥50% and ≥2 MUC1‐CTL treatments were provided, disease‐free survival (DFS) was 15.8 months, and OS was 24.7 months. Liver metastasis was found in seven patients only (33%), and local recurrence occurred in four patients (19%). Combination therapy with AIT and GEM might prevent liver metastasis and local recurrence.25 As described above, adoptive immunotherapies have shown a certain degree of efficacy (Table 1). To obtain more effective arms, revolutions in technologies are needed; these include expanding neoantigen recognized TIL or genetically engineered T cells such as T‐cell receptor (TCR) T cells and chimeric antigen receptor (CAR) T cells.31 So‐called CAR‐T therapy was also selected as a “Breakthrough of the Year 2013” by Science.21 CAR‐modified T cells (CAR‐T) targeting CD19 showed durable effects against leukemia, achieving complete remission.32 For gastrointestinal tumor, CAR‐T therapies remain experimental.33 In clinical studies of CRC34 and biliary tract and pancreatic cancers,35 some promising results have been reported in the form of PR and long‐term stable disease without uncontrollable toxicities. The novel next‐generation CAR‐T therapy was reported by Adachi et al.36 They engineered CAR‐T cells to express IL‐7 and chemokine (C‐C motif) ligand 19 (CCL19) (7 × 19 CAR‐T cells), as these factors are essential for the maintenance of T‐cell zones in lymphoid organs. In mice, 7 × 19 CAR‐T cells achieved complete regression of pre‐established solid tumors with anti‐tumor activity superior to that of conventional CAR‐T cells. Histopathological analyses showed increased infiltration of DC and T cells into tumor tissues following 7 × 19 CAR‐T‐cell therapy,36 which might be adapted against gastrointestinal cancers in the near future.

Dendritic cell vaccines

Dendritic cells are antigen‐presenting cells specialized for the induction of a primary T‐cell response. A clinical pilot study reported generation of DC in the presence of granulocyte‐macrophage colony‐stimulating factor and IL‐4. These cells were pulsed with tumor lysate or a cocktail of TAA‐derived peptides. This method to induce DC has been used as a standard worldwide.37 The study analyzed 16 patients with advanced melanoma, and objective responses were evident in five of these 16 evaluated patients. For patients with PDAC, the clinical efficacy of immunotherapy using both DC transfected with MUC1 mRNA (MUC1‐DC) and MUC1‐CTL was evaluated in a pilot study with gemcitabine. Forty‐two patients with unresectable or recurrent PDAC were enrolled, and median survival time was 13.9 months, with a 1‐year survival rate of 51.1%. Of the 42 patients, one patient achieved CR (2.4%), three patients had PR (7.1%), and 22 patients had stable disease (SD) (52.4%). The disease control rate (DCR) was thus 61.9%. No severe toxicities were associated with cell transfer. MUC1‐DC and MUC1‐CTL plus gemcitabine might offer an effective treatment for PDAC.15 Another target of DC therapy is HCC. A phase I trial was conducted on the basis of a previous basic study that reported overexpression of heat‐shock protein (HSP) 70 in HCC using proteomic profiling and immunohistochemical staining.38 DC transfected with HSP70 mRNA (HSP70‐DC) by electroporation were injected intradermally. Patients were treated three times every 3 weeks, and the number of HSP70‐DC injected was dose‐escalated in a three‐patient method, from 1 × 107 to 2 × 107, and finally to 3 × 107. No adverse effects at grade III/IV were observed, except for one case of grade III liver abscess at the 3 × 107 dose, and three patients were therefore added to confirm the safety of the 3 × 107 dosage. CR without any recurrence was achieved in two patients (for at least 44 and 33 months) and SD in five patients. That study indicated that HSP70‐DC therapy is both safe and effective in patients with HCC.14 DC vaccines might gain a place in novel combination immunotherapy.

Peptide vaccines

Since the first clinical trial of a melanoma antigen gene‐1‐derived peptide‐based vaccine was reported in 1995,39 various types of next‐generation peptide vaccine are currently under development.16 Here, we present some successful reports from among these numerous studies. We conducted phase I and phase II trials using HLA‐A*24:02‐restricted peptides, three derived from oncoantigens and two from vascular endothelial growth factor receptors (VEGFR) against CRC. In the phase I study, 18 HLA‐A*2402‐positive CRC patients for whom standard therapy had failed were enrolled, and 0.5 mg, 1.0 mg, or 3.0 mg each of the peptides was mixed with incomplete Freund's adjuvant (IFA) and then s.c. injected. Vaccine treatment was well tolerated without any severe treatment‐associated systemic adverse events.26 One patient who achieved CR remains alive without recurrence more than 10 years after the initial vaccinations, and six patients showed stable disease for 4‐7 months. Median overall survival time (MST) was 13.5 months. The phase II study was conducted to evaluate the efficacy of this approach in combination with oxaliplatin‐based chemotherapy as a first‐line therapy. Ninety‐six chemotherapy‐naïve CRC patients with measurable metastatic or unresectable lesions were enrolled under masking of HLA‐A status. Although ORR and OS did not differ between the HLA‐A*2402‐matched and unmatched groups, a significantly delayed response was observed in the subgroup with a neutrophil‐to‐lymphocyte ratio (NLR) <3.0 according to the Harrington‐Fleming method. Although the incidences of serious adverse events (SAE) were broadly similar between groups, that of neutropenia was relatively higher in the HLA‐A*2402‐matched group than in the unmatched group. Interstitial pneumonia that led to death was observed in two cases in the HLA‐matched group and in one case in the HLA‐unmatched group.17 In the adjuvant setting, Miyazawa et al reported that 30 patients with resected PDAC were treated using a peptide cocktail vaccine containing epitope peptides derived from KIF20A, VEGFR1, and VEGFR2 combined with gemcitabine as a single‐arm multicenter phase II study. No serious (more than grade 3) immune‐related adverse events (irAE) were encountered. Median DFS was 15.8 months. This study also conducted comparisons with 15 patients treated using gemcitabine alone as a prospective control group that did not meet eligibility criteria as a result of HLA‐A type only, for whom the median DFS was 12.0 months. No significant difference was seen between the two groups (P = .504). Significant differences in DFS were apparent between patients with and without KIF20A‐specific CTL responses (P = .027), and between patients with and without KIF20A expression (P = .014). In addition, all four patients who underwent R0 resection with KIF20A expression showed no recurrence with KIF20A‐specific CTL responses.18 Sawada et al identified in glypican‐3 (GPC‐3) an HLA‐A*24, HLA‐A*02 restriction peptide with extreme cancer specificity. In a phase I study, they reported safety, and immunological and clinical responses.40 A subsequent trial showed a durable effect against giant HCC, although the patients died from circulatory failure as a result of tumor thrombus, which occupied most of the right atrium.41 In the next phase II study of GPC3 peptide vaccine as an adjuvant therapy for HCC, no significant difference in recurrence rate was found between 35 patients treated with surgery plus vaccination and 33 patients who underwent surgery alone (28.6% vs 54.3% at 1 year and 39.4% vs 54.5% at 2 years, respectively; P = .346, .983). In a subgroup analysis, 25 patients treated with vaccination showed GPC3‐positive tumors and a significantly lower recurrence rate compared to that in the 21 GPC3‐positive patients who received surgery alone (24% vs 48% at 1 year and 52.4% vs 61.9% at 2 years, respectively; P = .047, .387). GPC3 peptide vaccine improved the 1‐year recurrence rate in patients with GPC3‐positive tumors.27 Although tumor‐associated antigen‐derived peptide vaccines have been shown to provide effective induction of antigen‐specific immunity, the clinical efficacy has not proven durable (Table 1). As a result, no peptides are covered by the National Health Insurance. Pooled results of clinical trials show a very weak clinical response rate of <1% for the active specific immunization procedures currently available for advanced CRC.20 Rosenberg et al reported that the objective response rate was low (2.6%) in their cancer vaccine trials of 440 patients, even though the main target was melanoma, which is highly immunogenic.42 Combination immunotherapy appears needed for peptide vaccinations such as immune checkpoint inhibitors,43 novel immune adjuvants,44 COX‐2 inhibitors,45 and anti‐epidermal growth factor receptor (EGFR) antibodies.46 Such novel approaches are described in detail in later sections. Neoantigens, a class of HLA‐bound peptides that arise from tumor‐specific mutations, are highly immunogenic because they are not present in normal tissues and hence bypass central thymic tolerance. Ott et al demonstrated the feasibility, safety, and immunogenicity of a vaccine targeting up to 20 predicted personal tumor neoantigens using machine learning approaches to reliably predict those mutated peptides with high‐affinity binding of autologous HLA molecules. Of six vaccinated patients, four showed no recurrence at 25 months after vaccination, whereas two with recurrent disease were subsequently treated with anti‐programmed cell death protein 1 (PD‐1) therapy and achieved CR, with expansion of the repertoire of neoantigen‐specific T cells. These data provide a strong rationale for further development of this approach alone and in combination with checkpoint blockade or other immunotherapies.47 Simultaneously, the first in‐human application of this concept was carried out in melanoma using an RNA‐based poly‐neo‐epitope approach comprising computational prediction of neo‐epitopes, and design and manufacturing of a vaccine unique to each patient. All patients developed T‐cell responses against multiple vaccine neo‐epitopes at up to high single‐digit percentages. Cumulative rate of metastatic events was significantly reduced after the start of vaccination, resulting in sustained progression‐free survival (PFS). Two of the five patients with metastatic disease experienced vaccine‐related objective responses. A third patient developed CR to vaccination in combination with PD‐1 blockade therapy.48 Although these reports involved melanoma, this strategy holds promise for the treatment of gastrointestinal cancers.

IMMUNE CHECKPOINT INHIBITORS

Recently, the effectiveness of immunotherapy targeting immune checkpoints in the treatment of numerous forms of cancer has been studied. In 2011, the Food and Drug Administration in the USA approved ipilimumab, an anti‐cytotoxic T‐lymphocyte‐associated antigen 4 (CTLA‐4) treatment for metastatic melanoma. In 2012, Topalian et al49 reported results for PD‐1 therapy in nearly 300 people, and an update was provided in 2013.50 Tumors shrunk by about half or more in 31% of those with melanoma, in 29% with kidney cancer, and in 17% with lung cancer. Immune checkpoint inhibitors have also been applied to gastrointestinal cancers (Tables 2, 3, 4).
Table 2

Published studies of immune checkpoint inhibitors for gastrointestinal cancers discussed in the present review

Tumor typeTargetKey drug and trial identifierTreatment linePhaseAllocationSample sizeClinical efficacyirAEReference
ESCCPD‐1 Nivolumab, ONO‐4538‐07 LateIISingle arm64ORR, 11 of 64 (17%)Lung infection (4), dehydration (2), IP (2) of 65No treatment‐related deaths 51
GC or GEJCPD‐1 Nivolumab, ATTRACTION‐2 3rd or moreIIIRandomized, double‐blind493 (330 vs 163)ORR, 30 (11.2%) of 268, 1Y OS: 26.2% (Nivo) vs 10.9% (Place)Grade 3 or 4 irAE in 34 (10%); irAE led to death in 5 (2%) 52
PD‐L1 +  GC or GEJC PD‐1 Pembrolizumab, KEYNOTE‐012 LateIbSingle arm39ORR, 22% (8 of 36)Grade 3, 2 fatigue, 1 PG, 1 hypothyroidism, 1 PSN; Grade 4, 1 IP No treatment‐related deaths 53
GC or GEJCPD‐1 Pembrolizumab, KEYNOTE‐059‐Cohort 1 3rd or moreIISingle arm259ORR, 15.5% in PD‐L1+ pts, 5.5% in PD‐L1– ptsGrade 3‐5 irAE in 43 (16.6%), discontinuation in 2 (LFT, BDS), fatal in 2 (AKI, PE) 54
dMMR/MSI‐H CRCPD‐1 Pembrolizumab, CT01876511 LateIISingle arm28ORR, 40% (4 of 10) for dMMR/MSI‐H CRC, 0% (0 of 18) for pMMR CRCGrade 3 and 4 irAE, anemia (17%), lymphopenia (20%), diarrhea (5%), BO (7%) 55
dMMR/MSI‐H tumorsa PD‐1 Pembrolizumab, CT01876511 2nd or moreIISingle arm86ORR, 53%; CR, 21%irAE were manageable74% had AE (Grade 1 or more), hypothyroidism (21%) managed with THR 56
dMMR/MSI‐H CRCPD‐1 Nivolumab, CheckMate 142 2nd or moreIISingle arm74ORR, 31.1% (23 of 74)Common grade 3 or 4 irAE, elevation of lipase (6) and amylase (2). No treatment‐related deaths 57
dMMR/MSI‐H CRC PD‐1 CTLA‐4 Nivolumab + ipilimumab CheckMate 142 2nd or moreIISingle arm119ORR, 55% (65 of 119), 4 CR, 61 PRGrade 3 irAE in 32, AST or ALT (11%), lipase (4%), anemia or colitis (3%), hypothyroidism (1%). No treatment‐related deaths 58
HCCPD‐1 Nivolumab, CheckMate 040 1st or moreI/IIDose escalation and expansion P I, 48 P II, 214 ORR, 15% (3 CR, 4 PR of 48) in P I, 20% in P II (3 CR, 39 PR of 214)12 (25%) of 48 had grade 3/4 irAE; 3 (6%) had serious AE (PG, adrenal insufficiency, liver disorder) 59
PDACPD‐L1 BMS‐936559, CT00729664 1st or moreIDose escalation Total, 207 PDAC, 16 PDAC, 0 of 14 (0%)MTD was not reachedirAE, 81 of 207 (39%), included rash, hypothyroidism, hepatitis, diabetes mellitus 60

dMMR tumorsa: 12 different tumor types.

AKI, acute kidney injury; BDS, bile duct stenosis; BO, bowel obstruction; CR, complete response; CRC, colorectal cancer; CTLA‐4, cytotoxic T‐lymphocyte‐associated protein 4; dMMR, defective mismatch repair; ESCC, esophageal squamous cell carcinoma; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; IP, interstitial pneumonia; irAE, immune‐related adverse effect; Late, standard therapy failure; LFT, liver function test; MSI‐H, microsatellite instability‐high; MTD, maximum tolerated dose; Nivo, nivolumab; ORR, objective response rate; PD‐1, programmed cell death 1; PDAC, pancreatic ductal adenocarcinoma; PD‐L1, programmed cell death ligand 1; PE, pleural effusion; PG, pemphigoid; Place, placebo; pMMR, proficient mismatch repair; PR, partial response; PSN, peripheral sensory neuropathy; pts, patients; THR, thyroid hormone replacement.

Table 3

Approved immune checkpoint inhibitors for gastrointestinal cancers

DateTargetDrugTumor typeIndicationApprovalReference
22 Sep 17PD‐1NivolumabHCCHCC previously treated with sorafenibFDA 59
1 Aug 17PD‐1NivolumabCRC with MSI‐H or dMMRMSI‐H or dMMR metastatic CRC that has progressed following treatmentFDA 57
22 Sep 17PD‐1PembrolizumabGC or GEJCPreviously treated patients with recurrent locally advanced or metastatic GC or GEJC whose tumors express PD‐L1FDA 54
23 May 17PD‐1PembrolizumabAny solid tumor with dMMR or MSI‐HFirst cancer treatment for any solid tumor with dMMR or MSI‐HFDA 56
28 Sep 17PD‐1NivolumabGC or GEJCPreviously treated patients with advanced GC or GEJCJapan 52

CRC, colorectal cancer; dMMR, defective mismatch repair; FDA, Food & Drug Administration; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1.

Table 4

Ongoing studies of immune checkpoint inhibitors

Tumor typeTargetKey drugTrial design (arm)Trial identifierTreatment linePhaseAllocationStatusSample sizeStudy start dateEstimated primary completion date
dMMR or MSI‐H CRCPD‐1PembrolizumabPembrolizumabKeynote 1771stIIIRandomizedActive,30030 Nov 1515 Aug 19
Standard 1st‐line therapy for CRCNCT02563002not recruiting
dMMR or MSI‐H CRCPD‐1PembrolizumabPembrolizumabKeynote 1642nd or moreIISingle armActive,12425 Aug 1509 Sep 19
NCT02460198not recruiting
GC or GEJCPD‐1NivolumabNivolumab + chemotherapy (SOX or CapeOX)ONO‐4538‐371stIIIRandomizedRecruiting680Mar 16Aug 20
Placebo + chemotherapy (SOX or CapeOX)NCT02746796
GC or GEJCPD‐1, CTLA‐4Nivolumab + ipilimumabNivolumab + ipilimumabCheckMate6491stIIIRandomizedRecruiting134904 Oct 1612 Mar 20
XELOX or FOLFOXNCT02872116
Nivolumab + XELOX or FOLFOX
GCPD‐1NivolumabNivolumab + chemotherapy (S‐1 or CapeOX)ONO‐4538‐38adjuvantIIIRandomizedRecruiting700Jan 17Jun 21
Placebo + chemotherapy (S‐1 or CapeOX)NCT03006705
GC or GEJCPD‐1PembrolizumabPembrolizumab monotherapyKEYNOTE‐0621stIIIRandomizedActive, not recruiting76431 Jul 1505 Feb 19
Pembrolizumab + cisplatin + 5‐FUNCT02494583
Placebo + cisplatin + 5‐FU
GC or GEJCPD‐1PembrolizumabPembrolizumabKEYNOTE‐0632ndIIIRandomizedActive, not recruiting36016 Feb 1717 Aug 19
PaclitaxelNCT03019588
GC or GEJCPD‐1PembrolizumabPembrolizumab + XP or FPKEYNOTE‐585NeoadjuvantIIIRandomizedRecruiting86009 Oct 1726 Jul 23
Placebo + XP or FPNCT03221426Adjuvant
GC or GEJCPD‐L1AvelumabInduction phase: FOLFOX or CapeOXJAVELIN Gastric 1001stIIIRandomizedActive, not recruiting49924 Dec 1513 Mar 19
Maintenance phase: avelumabNCT02625610
Induction phase: FOLFOX or CapeOX
Maintenance phase: FOLFOX or CapeOX
ESCCPD‐1NivolumabNivolumabONO‐4538‐242ndIIIRandomizedActive, not recruiting390Dec 15Sep 19
Docetaxel or paclitaxelNCT02569242
ESCCPD‐1Nivolumab + ipilimumabNivolumab + ipilimumabCheckMate 6481stIIIRandomizedRecruiting93919 Jun 1725 May 20
CTLA‐4Nivolumab + cisplatin + fluorouracilNCT03143153
Cisplatin + fluorouracil
ESCCPD‐1PembrolizumabPembrolizumabKEYNOTE‐1812ndIIIRandomizedRecruiting72001 Dec 1525 Sep 19
Paclitaxel or docetaxel or irinotecanNCT02564263
EC or EGJCPD‐1PembrolizumabPembrolizumab + cisplatin + 5‐FUKEYNOTE‐5901stIIIRandomizedRecruiting70025 Jul 1722 Aug 21
Placebo + cisplatin + 5‐FUNCT03189719
HCCPD‐1NivolumabNivolumabCheckMate 9DXAdjuvantIIIRandomizedRecruiting53018 Dec 1717 Apr 22
PlaceboNCT03383458
HCCPD‐1NivolumabNivolumabCheckMate 4592ndIIIRandomizedActive, not recruiting72625 Nov 1516 Oct 18
SorafenibNCT02576509
HCCPD‐1PembrolizumabPembrolizumab + BSCKEYNOTE‐3942nd or moreIIIRandomizedRecruiting33027 Apr 1723 Dec 19
Placebo + BSCNCT03062358
HCCPD‐1PembrolizumabPembrolizumab + BSCKEYNOTE‐2402nd or moreIIIRandomizedActive, not recruiting40826 May 1601 Feb 19
Placebo + BSC

BSC, best supportive care; CRC, colorectal cancer; dMMR, defective mismatch repair; EC or EGJC, adenocarcinoma or squamous cell carcinoma of the esophagus or advanced/metastatic Siewert type 1 adenocarcinoma of the esophagogastric junction; ESCC, esophageal squamous cell carcinoma; FP, cisplatin + 5‐fluorouracil; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; XP, cisplatin + capecitabine.

Published studies of immune checkpoint inhibitors for gastrointestinal cancers discussed in the present review dMMR tumorsa: 12 different tumor types. AKI, acute kidney injury; BDS, bile duct stenosis; BO, bowel obstruction; CR, complete response; CRC, colorectal cancer; CTLA‐4, cytotoxic T‐lymphocyte‐associated protein 4; dMMR, defective mismatch repair; ESCC, esophageal squamous cell carcinoma; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; IP, interstitial pneumonia; irAE, immune‐related adverse effect; Late, standard therapy failure; LFT, liver function test; MSI‐H, microsatellite instability‐high; MTD, maximum tolerated dose; Nivo, nivolumab; ORR, objective response rate; PD‐1, programmed cell death 1; PDAC, pancreatic ductal adenocarcinoma; PD‐L1, programmed cell death ligand 1; PE, pleural effusion; PG, pemphigoid; Place, placebo; pMMR, proficient mismatch repair; PR, partial response; PSN, peripheral sensory neuropathy; pts, patients; THR, thyroid hormone replacement. Approved immune checkpoint inhibitors for gastrointestinal cancers CRC, colorectal cancer; dMMR, defective mismatch repair; FDA, Food & Drug Administration; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1. Ongoing studies of immune checkpoint inhibitors BSC, best supportive care; CRC, colorectal cancer; dMMR, defective mismatch repair; EC or EGJC, adenocarcinoma or squamous cell carcinoma of the esophagus or advanced/metastatic Siewert type 1 adenocarcinoma of the esophagogastric junction; ESCC, esophageal squamous cell carcinoma; FP, cisplatin + 5‐fluorouracil; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; XP, cisplatin + capecitabine.

Esophageal cancer

Compared with other solid tumors, esophageal squamous cell carcinoma (ESCC) has a very high somatic mutation rate.61, 62 The high mutation load in esophageal tumors has been associated with the clinical benefit of PD‐1 blockade.63 Nivolumab is a human monoclonal immunoglobulin (Ig)G4 antibody that seals PD‐1 expressed on activated T cells. This drug was applied to treatment‐refractory esophageal cancer in an open‐label, multicenter, phase II trial (Table 2). Nivolumab showed promising activity with a manageable safety profile.51 PD‐1/PD‐L1 blockade alone or in combination with radiotherapy and chemotherapy will be a direction for future research in the treatment of advanced esophageal cancer (Table 4).

Gastric cancer

To assess the efficacy and safety of nivolumab in patients with advanced gastric cancer (GC) or gastroesophageal junction cancer (GEJC) refractory to, or intolerant of, two or more previous regimens of chemotherapy, a randomized, double‐blind, placebo‐controlled, phase III trial was carried out (Table 2). In that phase III study, survival benefits indicated that nivolumab might represent a new treatment option for heavily pretreated patients with advanced GC or GEJC. Based on that study, nivolumab was approved in Japan for unresectable advanced or recurrent gastric cancer that has progressed after chemotherapy (Table 3).52 Pembrolizumab uses another developmental strategy to target patients with programmed death ligand 1 (PD‐L1)‐positive advanced gastric cancer. A phase Ib trial designed to assess the safety and activity of pembrolizumab was carried out in patients with PD‐L1‐positive recurrent or metastatic GC or GEJC. Patients received i.v. pembrolizumab at 10 mg/kg once every 2 weeks (Table 2). Pembrolizumab showed a manageable toxicity profile and promising antitumor activity.53 The FDA approved pembrolizumab for previously treated patients with recurrent locally advanced or metastatic GC or GEJC whose tumors express PD‐L1. This decision was based on data from a global multicohort trial, KEYNOTE‐059, which indicated a superior response in patients with tumors that expressed PD‐L1 (Tables 2,3).54 Ongoing trials are investigating various settings and earlier treatment lines for GC or GEJC (Table 4).

Colorectal cancer

In early‐phase studies, responses of CRC to PD‐1/PD‐L1 inhibitors were not promising.60 No objective response was seen in patients treated with PD‐1 inhibitors (0/19)49 or PD‐L1 inhibitors (0/16). Surprisingly, updated reports have indicated that patients with metastatic CRC who harbored the microsatellite instability‐high (MSI‐H) genotype achieved objective responses after disease progression on an intermittent dosing regimen of PD‐1 inhibitors and finally achieved complete responses.50 The majority of colorectal cancers are proficient mismatch repair (pMMR) tumors, and approximately 15% show defective mismatch repair (dMMR), which can be measured by either the five‐marker panel with fluorescent multiplex assay64 or by the lack of DNA mismatch repair proteins.65 Tumors with dMMR can have MSI‐H and a somatic mutation frequency of more than 10‐ to 100‐fold that of pMMR tumors.66 Hence, dMMR (MSI‐H) tumor is thought to have the potential to encode “non‐self” immunogenic antigens and predict responsiveness to the immune checkpoint blockade (Tables 2, 3, 4). Based on this perspective, a phase II study was conducted to evaluate the clinical activity of pembrolizumab, an anti‐PD‐1 immune checkpoint inhibitor, and 32 patients with progressive metastatic carcinoma with or without dMMR were enrolled and received i.v. pembrolizumab. Objective response rates (ORR) were 40% for dMMR colorectal cancers and 0% for pMMR colorectal cancers. Median PFS and OS were not reached in the cohort with dMMR CRC, but were 2.2 months and 5.0 months, respectively, in the cohort with pMMR CRC. Whole‐exome sequencing showed a mean of 1782 somatic mutations per tumor in dMMR tumors, as compared with 73 in pMMR tumors, and high somatic mutation loads were associated with prolonged PFS (P = .02). This study showed that patients with dMMR are good candidates for receiving immune checkpoint blockade (Table 2).55 Next, this study was expanded to evaluate the efficacy of PD‐1 blockade in patients with advanced dMMR cancers across 12 different tumor types. Responses were durable with median PFS and OS still not reached. These data support the hypothesis that the large proportion of mutant neoantigens in dMMR cancers make them sensitive to immune checkpoint blockade, regardless of the tissue of origin for the cancer,56 and the FDA approved the use of pembrolizumab in the treatment of patients with MSI‐H or dMMR (Tables 2, 3). Similar results were obtained from an open‐label, phase II study of nivolumab in patients with dMMR/MSI‐H metastatic CRC. Patients were given nivolumab at 3 mg/kg every 2 weeks until disease progression or unacceptable toxic effects (Table 2).57 The FDA approved nivolumab use in the treatment for MSI‐H or dMMR metastatic colorectal cancer that has progressed following treatment (Table 3). Studies of immune checkpoint inhibitors are ongoing to indicate potential efficacy as first‐line agents (Table 4).

Hepatocellular carcinoma

The only evidence‐based systemic treatment option is sorafenib, a small‐molecule multikinase inhibitor, for patients with advanced hepatocellular carcinoma (HCC).67 The presence of tumor‐infiltrating lymphocytes expressing PD‐1 in HCC lesions and their correlation with outcome suggest that immunotherapeutic approaches might be useful in this setting.68 To assess the safety and efficacy of nivolumab, a phase I/II dose escalation and expansion trial was designed in patients with advanced HCC with or without chronic viral hepatitis. Eligible patients had Child‐Pugh scores of 7 or less (Child‐Pugh A or B7) for the dose‐escalation phase and 6 or less (Child‐Pugh A) for the dose‐expansion phase. Patients with hepatitis B virus (HBV) infection had to be receiving effective antiviral therapy (viral load <100 IU/mL), but antiviral therapy was not required for patients with hepatitis C virus (HCV) infection. Patients received i.v. nivolumab at 0.1‐10 mg/kg every 2 weeks in the dose‐escalation phase (3 + 3 design). Nivolumab 3 mg/kg was given every 2 weeks in the dose‐expansion phase to patients in four cohorts: sorafenib untreated or intolerant without viral hepatitis; sorafenib failure without viral hepatitis; HCV infected; and HBV infected. A total of 262 eligible patients were treated. During dose escalation, nivolumab showed a manageable safety profile, including acceptable tolerability. Incidence of treatment‐related adverse events did not seem to be associated with dose and no maximum tolerated dose was reached, and nivolumab 3 mg/kg was chosen for dose expansion. Durable objective responses show the potential for nivolumab in the treatment of advanced HCC (Table 2),59 and nivolumab received FDA approval for the treatment of hepatocellular carcinoma patients previously treated with sorafenib (Table 3).

Pancreatic ductal adenocarcinoma

Pancreatic ductal adenocarcinoma (PDAC) is one of the most lethal malignancies worldwide. Desmoplasia (abundant fibrotic stroma) is a typical feature of PDAC in humans, and stromal activation commonly starts around precancerous lesions. Cancer‐stroma interactions affect tumorigenesis, angiogenesis, therapy resistance and, possibly, the metastatic spread of tumor cells.69 In fact, no objective response was observed in 14 pancreatic cancer (PC) patients treated with BMS‐936559, an anti‐PD‐L1 antibody (Table 2).60 Therefore, targeting the tumor stroma offers a promising new option for the treatment of PDAC. The immunosuppressive environment surrounding PDAC appears to be one of the major obstacles to the development of successful therapies for this fatal disease.69

COMBINATION IMMUNOTHERAPY BASED ON PRECISION MEDICINE: BEYOND IMMUNE CHECKPOINT INHIBITORS

Digestive cancers are tough targets for immunotherapy. ORR of PD‐1/PD‐L1 blockade were 17% for ESCC,51 11.2% for GC,52, 54 20% for HCC,59 and 0% for PDAC.60 dMMR tumors can be MSI‐H and show a somatic mutation frequency of more than 10‐100‐fold those of pMMR/microsatellite‐stable (MSS) tumors.66 Hence, dMMR/MSI‐H tumor is thought to have the potential to encode “non‐self” immunogenic antigens and is thought to respond well to immune checkpoint blockade. An interesting phase II study was evaluated for the clinical activity of pembrolizumab, an anti‐PD‐1 inhibitor. ORR was 40% for dMMR CRC, 71% for dMMR non‐CRC, and 0% for pMMR CRC.55 Blockade of PD‐1/PD‐L1 signaling brings durable efficacy for a subset of patients showing high tumor mutation burden (TMB) across almost all types of cancer, including many rare tumor types, characterized by dMMR/MSI‐H.62 The combination of nivolumab (PD‐1 blocker) plus ipilimumab (CTLA‐4 blocker) in dMMR/MSI‐H CRC was recently reported. Patients had an ORR of 55% and a DCR of 80%.58 However, not all patients with dMMR/MSI‐H achieved cure, even with the combination of immune checkpoint inhibitors, because of insufficient neoantigens, high tumor burden, suppressive immunity of the tumor microenvironment, or exhaustion of systemic immunosurveillance.70 These results clearly indicate that suppressive immunity should be controlled using a multidisciplinary approach (Table 5). PD‐L1 expression, CD8+ tumor‐infiltrating lymphocytes, and tumor mutation load are well‐known biomarkers of immune checkpoint inhibitors.86, 87
Table 5

List of suppressive immunity and its resolution methods

Suppressive immunityTherapeutic strategiesReferences
TregCyclophosphamide, metformin 71, 72, 73, 74
MDSCCOX2 inhibitors, cimetidine 71, 75, 76
TIM‐3 expression on T cells (immune exhaustion)Metformin, poly(I:C) plus LAG‐3‐Ig 44, 77
IL‐6COX2 inhibitors, anti‐IL‐6 antibody 78, 79
TGF‐βTGF‐β receptor inhibitor 80
PGE2COX2 inhibitors 71, 81
CAFFAK inhibition 82
TAMTGF‐β‐activated kinase‐1 inhibitor 83
Poor CTL infiltrationCetuximab, activate CD4+ lymphocytes, cancer antigen‐specific immunotherapy 17, 46, 47, 48, 84
PD‐1 expression on T cellsPD‐1 blockade, poly(I:C) plus LAG‐3‐Ig 44, 49
PD‐L1 expression on tumor cellsPD‐1/PD‐L1 blockade 49, 60
IDOIDO inhibitor 85

CAF, cancer‐associated fibroblast; COX, cyclooxygenase; FAK, focal adhesion kinase; IDO, indoleamine‐2,3‐dioxygenase; Ig, immunoglobulin; IL‐6, interleukin‐6; LAG, lymphocyte activation gene; MDSC, myeloid‐derived suppressor cell; PD‐1, programmed cell death 1; PD‐L1, programmed cell death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF, transforming growth factor; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell.

List of suppressive immunity and its resolution methods CAF, cancer‐associated fibroblast; COX, cyclooxygenase; FAK, focal adhesion kinase; IDO, indoleamine‐2,3‐dioxygenase; Ig, immunoglobulin; IL‐6, interleukin‐6; LAG, lymphocyte activation gene; MDSC, myeloid‐derived suppressor cell; PD‐1, programmed cell death 1; PD‐L1, programmed cell death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF, transforming growth factor; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell. Recent immune checkpoint blockade therapy has basically shown two mechanisms of immunosuppression. First, through the production of secreted suppressive molecules such as transforming growth factor (TGF)‐β, IL‐6, and prostaglandin E2 (PGE2) and, second, through various immunosuppressive cells such as regulatory T cells (Treg), myeloid‐derived suppressor cells (MDSC), tumor‐associated macrophages (TAM), and cancer‐associated fibroblasts (CAF), which are partly induced by the secreted factors mentioned above (Figure 1A‐C). These molecules and cells are supplied to lymph nodes where anti‐tumor T cells are induced and are subsequently immunologically suppressed in patients with cancer (Figure 1D,E).8
Figure 1

Concept of immunological status of various tumors or patients and implications for immunotherapy. A, Hot tumor might respond well to immune checkpoint inhibitors. B, Dark tumor might need immune checkpoint inhibitors and agents to resolve suppressive immunity. C, Cold tumor might require combination therapies comprising an agent to create an immunogenic tumor microenvironment plus immune checkpoint inhibitors and agents to resolve suppressive immunity. D, Patients without immune exhaustion might not need additional treatment. E, Patients with immune exhaustion might need additional treatment to resolve exhaustion. CAF, cancer‐associated fibroblasts; CRP, C‐reactive protein; IDO, indoleamine‐2,3‐dioxygenase; IL, interleukin; MDSC, myeloid‐derived suppressor cells; NLR, neutrophil‐to‐lymphocyte ratio; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF‐β, transforming growth factor beta; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell

Concept of immunological status of various tumors or patients and implications for immunotherapy. A, Hot tumor might respond well to immune checkpoint inhibitors. B, Dark tumor might need immune checkpoint inhibitors and agents to resolve suppressive immunity. C, Cold tumor might require combination therapies comprising an agent to create an immunogenic tumor microenvironment plus immune checkpoint inhibitors and agents to resolve suppressive immunity. D, Patients without immune exhaustion might not need additional treatment. E, Patients with immune exhaustion might need additional treatment to resolve exhaustion. CAF, cancer‐associated fibroblasts; CRP, C‐reactive protein; IDO, indoleamine‐2,3‐dioxygenase; IL, interleukin; MDSC, myeloid‐derived suppressor cells; NLR, neutrophil‐to‐lymphocyte ratio; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF‐β, transforming growth factor beta; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell One way to achieve successful immunotherapies is to establish biomarkers for excluding those patients unlikely to respond to immunotherapy (Figure 1E). The old‐new biomarker is NLR, which is prognostic in many oncological settings. NLR kinetics in patients with advanced solid tumors treated with PD‐1/PD‐L1 inhibitors showed that the median OS for patients with a high NLR was 8.5 months, compared to 19.4 for patients with low NLR (P = .01).88 The importance of NLR was also reported in a study of a peptide vaccine against CRC.17 Circulating CD8+ T cells are incontrovertibly important. Huang et al70 reported that the T‐cell invigoration‐to‐tumor burden ratio was associated with anti‐PD‐1 response, and T‐cell invigoration could be monitored as low expression of Ki‐67 on circulating CD8 T cells. To alter the T‐cell invigoration‐to‐tumor burden ratio, chemotherapy or radiation might be useful strategies in combination with immune checkpoint inhibitors, and numerous phase studies of such combination therapy are ongoing. Another way to achieve successful immunotherapies is to alter tumor microenvironments and host immunosurveillance. So‐called “hot tumor” with massive infiltration of CD8+ cells and without suppressive immunity could respond well to immune checkpoint inhibitor alone (Figure 1A,D). Each of “dark tumor” (Figure 1B), which is highly immunogenic but with suppressive immunity, “cold tumor” (Figure 1C), which shows low immunogenicity with suppressive immunity, and patients with immune exhaustion (Figure 1E) might require a multidisciplinary approach (Table 5). The immunosuppressive environment surrounding PDAC might be one of the major obstacles to the development of successful therapies for this fatal disease.69 Advances in our understanding of the immunosuppressive mechanisms in PDAC might lead to promising immunotherapeutic approaches. PDAC patients displayed an increased number of Treg and MDSC.71 Cyclophosphamide72 and metformin73 could downregulate the number and function of Treg, and cyclooxygenase (COX)‐2 inhibitors75 and cimetidine76 could regulate MDSC. Metformin is also reported to have a direct effect on CD8+ T cells for protection against the inevitable functional exhaustion marker T‐cell immunoglobulin and mucin domain‐containing protein‐3 (Tim‐3) in the tumor microenvironment.77 The production of secreted suppressive molecules such as IL‐6 leads to the limited efficacy of immune checkpoint inhibitors in PDAC, so IL‐6 blockade would modulate the immunological features of PDAC. An experimental study of combined IL‐6 and PD‐L1 blockade elicited efficacy in mice bearing s.c. tumors, accompanied by increased intratumoral effector T lymphocytes. These preclinical results indicate that targeted inhibition of IL‐6 may enhance the efficacy of anti‐PD‐L1 in PDAC (Table 5).78 Other inhibitory factors in the tumor microenvironment, such as TGF‐β80 and PGE275, 81 and its inhibitors, are summarized in Table 5. Another problem is the presence of a uniquely desmoplastic stroma that functions as a barrier to T‐cell infiltration (Figure 1B,C). Hyperactivated focal adhesion kinase (FAK) activity in PDAC cells is an important regulator of the fibrotic and immunosuppressive microenvironments. FAK activity is elevated in human PDAC tissues and correlates with high levels of fibrosis and poor CD8+ cytotoxic T‐cell infiltration.82 Single‐agent FAK inhibition using the selective FAK inhibitor VS‐4718 substantially limited tumor progression, resulting in a doubling of survival in a mouse model of human PDAC. This delay in tumor progression was associated with markedly reduced CAF and decreased numbers of tumor‐infiltrating immunosuppressive cells.82 TAM83 are also an inhibitory factor in tumor microenvironments, and associated therapeutic strategies are shown in Table 5. Tumor tissues that lack expression of many immunological markers may indicate a non‐immunogenic tumor microenvironment (Figure 1C), which may require combination therapies consisting of an agent to create an immunogenic tumor microenvironment plus an immune checkpoint agent to further enhance immune responses for clinical benefit.86 Conventional cancer therapies such as chemotherapy or radiation may also lead to tumor cell death and release of antigens to initiate activation of T cells, which may then migrate into tumor tissues. Combination studies using conventional agents and immune checkpoint therapies should thus clarify the conditions needed to create an “immunogenic” tumor microenvironment with subsequent clinical benefit for patients.86 We have reported that cetuximab strongly enhances immune cell infiltration into liver metastatic sites in CRC.46 Cetuximab induces antibody‐dependent cell‐mediated cytotoxicity and immunogenic cell death. We assessed immune cell infiltration into liver metastatic sites of 53 CRC patients treated with chemotherapy and cetuximab, chemotherapy without cetuximab, and no chemotherapy. Of note, inflammatory cells were found in intratumoral areas, and the destruction of cancer cell foci was observed in the cetuximab group. Moreover, higher infiltration of CD8+ (P = .003) and CD56+ (P = .001) cells was observed in the cetuximab group. The immune‐related mechanism of cetuximab may enhance the efficacy of combination therapy using immune checkpoint inhibitors and/or therapeutic peptides.46 Although no objective responder to pembrolizumab is seen in pMMR/MSS‐CRC, some patients obtained SD lasting more than 3 months according to tumor markers as well as radiographical evaluation,55 indicating that some groups of MSS‐CRC could respond to PD‐1 blockade. Galon et al89 attested that MSS colon cancer is divided into tumors with or without massive CD8+ T‐cell infiltration. The reason why metastatic MSS‐CRC did not respond well to immune checkpoint inhibitors might be divided into two patterns, owing to the highly immunosuppressive state of the “dark tumor” microenvironment (Figure 1B) and the low immunogenicity in the “cold tumor” microenvironment (Figure 1C). For dark tumors, a combination of immune checkpoint inhibitors and the modalities summarized in Table 5 to resolve the suppressive immunity might prove effective. For cold tumors (Figure 1C), additional use of methods to induce immune cells to the tumor site would be needed, as described above. The combination of neoantigen‐derived vaccination and cetuximab might be one of the most promising strategies. Hence, combination immunotherapy should be selected as a precision medicine based on comprehensive analyses using whole‐exome sequencing and RNA sequences. Moreover, novel immune checkpoints might not yet have been detected. Absolutely effective combination strategies might be just around the corner.

DISCLOSURE

Funding: This study was carried out as a research program of the Project for Development of Innovative Research on Cancer Therapeutics (P‐DIRECT; 11039020), The Japan Agency for Medical Research and Development (AMED; 15cm0106085 h0005), and this study was supported in part by a grant for Leading Advanced Projects for Medical Innovation (LEAP; 16am0001006 h0003) from the Japan Agency for Medical Research and Development.Conflicts of Interest: Shoichi Hazama received research funding from NEC Corporation and Toyo Kohan Corporation. Koji Tamada has a leadership role in, and owns stock of, Noile‐ImmuneBioteck, Inc., and received research funding from Noile‐ImmuneBioteck, Inc. and NEC Corporation. Yoshiyuki Yamaguchi received research funding from Chugai Pharmaceutical Company, Yakult Honsha Company, Kyowa Hakko Kirin Company, Takeda Pharmaceutical Company, Daiichi Sankyo Healthcare Company, Ono Pharmaceutical Company, Taiho Pharmaceutical Company, and Bristol‐Myers Squibb, and lecture fees from Chugai Pharmaceutical Company, Ono Pharmaceutical Company. Yutaka Kawakami received research funding and lecture fees and manuscript payments from Ono Pharmaceutical Company and Bristol‐Myers Squibb.
  88 in total

1.  IL-6 and PD-L1 antibody blockade combination therapy reduces tumour progression in murine models of pancreatic cancer.

Authors:  Thomas A Mace; Reena Shakya; Jason R Pitarresi; Benjamin Swanson; Christopher W McQuinn; Shannon Loftus; Emily Nordquist; Zobeida Cruz-Monserrate; Lianbo Yu; Gregory Young; Xiaoling Zhong; Teresa A Zimmers; Michael C Ostrowski; Thomas Ludwig; Mark Bloomston; Tanios Bekaii-Saab; Gregory B Lesinski
Journal:  Gut       Date:  2016-10-21       Impact factor: 23.059

2.  Pembrolizumab for patients with PD-L1-positive advanced gastric cancer (KEYNOTE-012): a multicentre, open-label, phase 1b trial.

Authors:  Kei Muro; Hyun Cheol Chung; Veena Shankaran; Ravit Geva; Daniel Catenacci; Shilpa Gupta; Joseph Paul Eder; Talia Golan; Dung T Le; Barbara Burtness; Autumn J McRee; Chia-Chi Lin; Kumudu Pathiraja; Jared Lunceford; Kenneth Emancipator; Jonathan Juco; Minori Koshiji; Yung-Jue Bang
Journal:  Lancet Oncol       Date:  2016-05-03       Impact factor: 41.316

3.  Cimetidine suppresses lung tumor growth in mice through proapoptosis of myeloid-derived suppressor cells.

Authors:  Yisheng Zheng; Meng Xu; Xiao Li; Jinpeng Jia; Kexing Fan; Guoxiang Lai
Journal:  Mol Immunol       Date:  2012-12-05       Impact factor: 4.407

4.  An immunogenic personal neoantigen vaccine for patients with melanoma.

Authors:  Patrick A Ott; Zhuting Hu; Derin B Keskin; Sachet A Shukla; Jing Sun; David J Bozym; Wandi Zhang; Adrienne Luoma; Anita Giobbie-Hurder; Lauren Peter; Christina Chen; Oriol Olive; Todd A Carter; Shuqiang Li; David J Lieb; Thomas Eisenhaure; Evisa Gjini; Jonathan Stevens; William J Lane; Indu Javeri; Kaliappanadar Nellaiappan; Andres M Salazar; Heather Daley; Michael Seaman; Elizabeth I Buchbinder; Charles H Yoon; Maegan Harden; Niall Lennon; Stacey Gabriel; Scott J Rodig; Dan H Barouch; Jon C Aster; Gad Getz; Kai Wucherpfennig; Donna Neuberg; Jerome Ritz; Eric S Lander; Edward F Fritsch; Nir Hacohen; Catherine J Wu
Journal:  Nature       Date:  2017-07-05       Impact factor: 49.962

5.  Cancer incidence and mortality worldwide: sources, methods and major patterns in GLOBOCAN 2012.

Authors:  Jacques Ferlay; Isabelle Soerjomataram; Rajesh Dikshit; Sultan Eser; Colin Mathers; Marise Rebelo; Donald Maxwell Parkin; David Forman; Freddie Bray
Journal:  Int J Cancer       Date:  2014-10-09       Impact factor: 7.396

6.  Functional expression cloning identifies COX-2 as a suppressor of antigen-specific cancer immunity.

Authors:  C Göbel; F Breitenbuecher; H Kalkavan; P S Hähnel; S Kasper; S Hoffarth; K Merches; H Schild; K S Lang; M Schuler
Journal:  Cell Death Dis       Date:  2014-12-11       Impact factor: 8.469

7.  Analysis of 100,000 human cancer genomes reveals the landscape of tumor mutational burden.

Authors:  Zachary R Chalmers; Caitlin F Connelly; David Fabrizio; Laurie Gay; Siraj M Ali; Riley Ennis; Alexa Schrock; Brittany Campbell; Adam Shlien; Juliann Chmielecki; Franklin Huang; Yuting He; James Sun; Uri Tabori; Mark Kennedy; Daniel S Lieber; Steven Roels; Jared White; Geoffrey A Otto; Jeffrey S Ross; Levi Garraway; Vincent A Miller; Phillip J Stephens; Garrett M Frampton
Journal:  Genome Med       Date:  2017-04-19       Impact factor: 11.117

Review 8.  Cancer immunotherapy-targeted glypican-3 or neoantigens.

Authors:  Yasuhiro Shimizu; Toshihiro Suzuki; Toshiaki Yoshikawa; Nobuhiro Tsuchiya; Yu Sawada; Itaru Endo; Tetsuya Nakatsura
Journal:  Cancer Sci       Date:  2018-02-14       Impact factor: 6.716

9.  Targeting focal adhesion kinase renders pancreatic cancers responsive to checkpoint immunotherapy.

Authors:  Hong Jiang; Samarth Hegde; Brett L Knolhoff; Yu Zhu; John M Herndon; Melissa A Meyer; Timothy M Nywening; William G Hawkins; Irina M Shapiro; David T Weaver; Jonathan A Pachter; Andrea Wang-Gillam; David G DeNardo
Journal:  Nat Med       Date:  2016-07-04       Impact factor: 53.440

Review 10.  Role of modern immunotherapy in gastrointestinal malignancies: a review of current clinical progress.

Authors:  Zin W Myint; Gaurav Goel
Journal:  J Hematol Oncol       Date:  2017-04-24       Impact factor: 17.388

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  14 in total

Review 1.  Immunologic Biomarkers and Biomarkers for Immunotherapies in Gastrointestinal Cancer.

Authors:  Benedikt Martin; Bruno Märkl
Journal:  Visc Med       Date:  2019-02-04

Review 2.  Immunotherapy as a Therapeutic Strategy for Gastrointestinal Cancer-Current Treatment Options and Future Perspectives.

Authors:  Evangelos Koustas; Eleni-Myrto Trifylli; Panagiotis Sarantis; Nikolaos Papadopoulos; Eleni Karapedi; Georgios Aloizos; Christos Damaskos; Nikolaos Garmpis; Anna Garmpi; Kostas A Papavassiliou; Michalis V Karamouzis; Athanasios G Papavassiliou
Journal:  Int J Mol Sci       Date:  2022-06-15       Impact factor: 6.208

3.  Potent suppression of neuroendocrine tumors and gastrointestinal cancers by CDH17CAR T cells without toxicity to normal tissues.

Authors:  Zijie Feng; Xin He; Xuyao Zhang; Yuan Wu; Bowen Xing; Alison Knowles; Qiaonan Shan; Samuel Miller; Taylor Hojnacki; Jian Ma; Bryson W Katona; Terence P F Gade; Jörg Schrader; David C Metz; Carl H June; Xianxin Hua
Journal:  Nat Cancer       Date:  2022-03-21

4.  Comparison of PICC and TIVAP in chemotherapy for patients with thyroid cancer.

Authors:  Fangmei Qi; Hairong Cheng; Xiying Yuan; Li Zhang
Journal:  Oncol Lett       Date:  2020-06-15       Impact factor: 2.967

Review 5.  Oncolytic viruses and checkpoint inhibitors: combination therapy in clinical trials.

Authors:  Christopher J LaRocca; Susanne G Warner
Journal:  Clin Transl Med       Date:  2018-11-14

Review 6.  Combination regimens with PD-1/PD-L1 immune checkpoint inhibitors for gastrointestinal malignancies.

Authors:  Dongxu Wang; Jianzhen Lin; Xu Yang; Junyu Long; Yi Bai; Xiaobo Yang; Yilei Mao; Xinting Sang; Samuel Seery; Haitao Zhao
Journal:  J Hematol Oncol       Date:  2019-04-24       Impact factor: 17.388

Review 7.  Novel Biomarkers for Personalized Cancer Immunotherapy.

Authors:  Yoshitaro Shindo; Shoichi Hazama; Ryouichi Tsunedomi; Nobuaki Suzuki; Hiroaki Nagano
Journal:  Cancers (Basel)       Date:  2019-08-22       Impact factor: 6.639

8.  A phase I study of multi-HLA-binding peptides derived from heat shock protein 70/glypican-3 and a novel combination adjuvant of hLAG-3Ig and Poly-ICLC for patients with metastatic gastrointestinal cancers: YNP01 trial.

Authors:  Masao Nakajima; Shoichi Hazama; Koji Tamada; Keiko Udaka; Yasunobu Kouki; Toshinari Uematsu; Hideki Arima; Akira Saito; Shun Doi; Hiroto Matsui; Yoshitaro Shindo; Satoshi Matsukuma; Shinsuke Kanekiyo; Yukio Tokumitsu; Shinobu Tomochika; Michihisa Iida; Shin Yoshida; Yuki Nakagami; Nobuaki Suzuki; Shigeru Takeda; Shigeru Yamamoto; Shigefumi Yoshino; Tomio Ueno; Hiroaki Nagano
Journal:  Cancer Immunol Immunother       Date:  2020-03-26       Impact factor: 6.968

Review 9.  New Development of Biomarkers for Gastrointestinal Cancers: From Neoplastic Cells to Tumor Microenvironment.

Authors:  Jiajia Zhang; Shafat Quadri; Christopher L Wolfgang; Lei Zheng
Journal:  Biomedicines       Date:  2018-08-13

Review 10.  Conceptual Development of Immunotherapeutic Approaches to Gastrointestinal Cancer.

Authors:  Bilikis Aderonke Abolarinwa; Ridwan Babatunde Ibrahim; Yen-Hua Huang
Journal:  Int J Mol Sci       Date:  2019-09-18       Impact factor: 5.923

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