| Literature DB >> 30003192 |
Shoichi Hazama1, Koji Tamada2, Yoshiyuki Yamaguchi3, Yutaka Kawakami4, Hiroaki Nagano5.
Abstract
Immunotherapy has shown encouraging results for some types of tumor. Although enormous efforts have been made toward the development of specific immunotherapeutic strategies against gastrointestinal cancers, such as adoptive T-cell transfer, peptide vaccines, or dendritic cell vaccines, the efficacy of immunotherapies prior to the introduction of immune checkpoint inhibitors was not substantial. This article reviews immunotherapy for gastrointestinal malignancies, including cell therapy, peptide vaccine, and immune checkpoint inhibitors, and attempts to resolve the immunosuppressive conditions surrounding the tumor microenvironment, and to construct novel combination immunotherapies beyond immune checkpoint inhibitors.Entities:
Keywords: gastrointestinal cancer; immune checkpoint inhibitor; immunity; microenvironment; precision immunotherapy
Year: 2018 PMID: 30003192 PMCID: PMC6036392 DOI: 10.1002/ags3.12180
Source DB: PubMed Journal: Ann Gastroenterol Surg ISSN: 2475-0328
Previous studies on gastrointestinal cancers discussed in the present review
| Tumor type | Target | Key drug and study design | Treatment line | Phase | Allocation | Sample size | Clinical efficacy | irAE | Reference |
|---|---|---|---|---|---|---|---|---|---|
| CRC | Non‐specific | LAK with IL‐2 | Late | Pilot | Review in an institute | 27 | 3 PR of 27 (11%) | SAE as a result of high‐dose IL‐2: fluid retention, circulatory failure, lung edema, and renal dysfunction |
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| HCC | Non‐specific | Activated killer cells | Adjuvant | II | Randomized | 150 | Longer DFS ( | No severe irAE |
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| Liver tumora | Autologous tumor | CTL, HAI | Late | Pilot | Retrospective | 15 | 2 CR and 3 PR of 15 (33%) | No severe irAE |
|
| PDAC | MUC1 | MUC1‐CTL and gemcitabine | Adjuvant | Pilot | Retrospective | 21 | DFS, 15.8 M, OS 24.7 M (median) | No severe irAE |
|
| PDAC | MUC1 | MUC1‐CTL, MUC1‐DC, and gemcitabine | 1st | Pilot | Retrospective | 42 | MST, 13.9 M; 1 CR (2.4%), 3 PR (7.1%) and 22 SD (52.4%) | No severe irAE |
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| HCC | HSP70 | HSP70‐DC | Late | I | Dose escalation | 12 | 2 CR (17%), 5 SD | Grade 3 liver abscess |
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| CRC | Oncoantigens | Peptide cocktail with IFA | Late | I | Dose escalation | 18 | MST, 13.5 M; 1 CR (6%), 6 SD (33%) | No severe irAE |
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| CRC | Oncoantigens | FOLFOX + peptide cocktail with IFA | 1st | II | One arm, HLA‐blind | 96 | ORR and OS did not differ from control group | Grade 5 IP, 2 in study group, 1 in control group |
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| PDAC | Oncoantigens | Gemcitabine + peptide cocktail with IFA | Adjuvant | II | One arm | 30 | Median DFS, 15.8 M | No severe irAE |
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| HCC | GPC3 | GPC3 peptide with IFA | Adjuvant | II | One arm | 41 | Recurrence rate, 28.6% (1 year), 39.4% (2 years) | No severe irAE |
|
| CRC | Tumor specific | TSA with various adjuvants | Late | I/II | Review | 527 | 1 CR and 4 PR (ORR, 0.9%) | Not evaluated |
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Liver tumora: HCC 13 patients, CRC 2 patients.
CR, complete response; CRC, colorectal cancer; CTL, cytotoxic T cell; DFS, disease‐free survival; DSS, disease‐specific survival; GPC3, glypican‐3; HAI, hepatic arterial infusion; HCC, hepatocellular carcinoma; HLA, human leukocyte antigen; HSP, heat‐shock protein; HSP70‐DC, dendritic cells transfected with HSP70 mRNA; IFA, incomplete Freund's adjuvant; IL‐2, interleukin‐2; IP, interstitial pneumonia; irAE, immune‐related adverse effects; LAK, lymphokine‐activated killer cells; M, month; MST, median survival time; MUC1‐DC, dendritic cells transfected with MUC1 mRNA; ORR, objective response rate; OS, overall survival; PDAC, pancreatic ductal adenocarcinoma; PR, partial response; SAE, severe adverse event; SD, stable disease; TSA, tumor‐specific antigen.
Published studies of immune checkpoint inhibitors for gastrointestinal cancers discussed in the present review
| Tumor type | Target | Key drug and trial identifier | Treatment line | Phase | Allocation | Sample size | Clinical efficacy | irAE | Reference |
|---|---|---|---|---|---|---|---|---|---|
| ESCC | PD‐1 |
Nivolumab, | Late | II | Single arm | 64 | ORR, 11 of 64 (17%) | Lung infection (4), dehydration (2), IP (2) of 65No treatment‐related deaths |
|
| GC or GEJC | PD‐1 |
Nivolumab, | 3rd or more | III | Randomized, double‐blind | 493 (330 vs 163) | ORR, 30 (11.2%) of 268, 1Y OS: 26.2% (Nivo) vs 10.9% (Place) | Grade 3 or 4 irAE in 34 (10%); irAE led to death in 5 (2%) |
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|
PD‐L1 + | PD‐1 |
Pembrolizumab, | Late | Ib | Single arm | 39 | ORR, 22% (8 of 36) | Grade 3, 2 fatigue, 1 PG, 1 hypothyroidism, 1 PSN; Grade 4, 1 IP No treatment‐related deaths |
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| GC or GEJC | PD‐1 |
Pembrolizumab, | 3rd or more | II | Single arm | 259 | ORR, 15.5% in PD‐L1+ pts, 5.5% in PD‐L1– pts | Grade 3‐5 irAE in 43 (16.6%), discontinuation in 2 (LFT, BDS), fatal in 2 (AKI, PE) |
|
| dMMR/MSI‐H CRC | PD‐1 |
Pembrolizumab, | Late | II | Single arm | 28 | ORR, 40% (4 of 10) for dMMR/MSI‐H CRC, 0% (0 of 18) for pMMR CRC | Grade 3 and 4 irAE, anemia (17%), lymphopenia (20%), diarrhea (5%), BO (7%) |
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| dMMR/MSI‐H tumorsa | PD‐1 |
Pembrolizumab, | 2nd or more | II | Single arm | 86 | ORR, 53%; CR, 21% | irAE were manageable74% had AE (Grade 1 or more), hypothyroidism (21%) managed with THR |
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| dMMR/MSI‐H CRC | PD‐1 |
Nivolumab, | 2nd or more | II | Single arm | 74 | ORR, 31.1% (23 of 74) | Common grade 3 or 4 irAE, elevation of lipase (6) and amylase (2). No treatment‐related deaths |
|
| dMMR/MSI‐H CRC |
PD‐1 |
Nivolumab + ipilimumab | 2nd or more | II | Single arm | 119 | ORR, 55% (65 of 119), 4 CR, 61 PR | Grade 3 irAE in 32, AST or ALT (11%), lipase (4%), anemia or colitis (3%), hypothyroidism (1%). No treatment‐related deaths |
|
| HCC | PD‐1 |
Nivolumab, | 1st or more | I/II | Dose escalation and expansion |
P I, 48 | ORR, 15% (3 CR, 4 PR of 48) in P I, 20% in P II (3 CR, 39 PR of 214) | 12 (25%) of 48 had grade 3/4 irAE; 3 (6%) had serious AE (PG, adrenal insufficiency, liver disorder) |
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| PDAC | PD‐L1 |
BMS‐936559, | 1st or more | I | Dose escalation |
Total, 207 | PDAC, 0 of 14 (0%) | MTD was not reachedirAE, 81 of 207 (39%), included rash, hypothyroidism, hepatitis, diabetes mellitus |
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dMMR tumorsa: 12 different tumor types.
AKI, acute kidney injury; BDS, bile duct stenosis; BO, bowel obstruction; CR, complete response; CRC, colorectal cancer; CTLA‐4, cytotoxic T‐lymphocyte‐associated protein 4; dMMR, defective mismatch repair; ESCC, esophageal squamous cell carcinoma; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; IP, interstitial pneumonia; irAE, immune‐related adverse effect; Late, standard therapy failure; LFT, liver function test; MSI‐H, microsatellite instability‐high; MTD, maximum tolerated dose; Nivo, nivolumab; ORR, objective response rate; PD‐1, programmed cell death 1; PDAC, pancreatic ductal adenocarcinoma; PD‐L1, programmed cell death ligand 1; PE, pleural effusion; PG, pemphigoid; Place, placebo; pMMR, proficient mismatch repair; PR, partial response; PSN, peripheral sensory neuropathy; pts, patients; THR, thyroid hormone replacement.
Approved immune checkpoint inhibitors for gastrointestinal cancers
| Date | Target | Drug | Tumor type | Indication | Approval | Reference |
|---|---|---|---|---|---|---|
| 22 Sep 17 | PD‐1 | Nivolumab | HCC | HCC previously treated with sorafenib | FDA |
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| 1 Aug 17 | PD‐1 | Nivolumab | CRC with MSI‐H or dMMR | MSI‐H or dMMR metastatic CRC that has progressed following treatment | FDA |
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| 22 Sep 17 | PD‐1 | Pembrolizumab | GC or GEJC | Previously treated patients with recurrent locally advanced or metastatic GC or GEJC whose tumors express PD‐L1 | FDA |
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| 23 May 17 | PD‐1 | Pembrolizumab | Any solid tumor with dMMR or MSI‐H | First cancer treatment for any solid tumor with dMMR or MSI‐H | FDA |
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| 28 Sep 17 | PD‐1 | Nivolumab | GC or GEJC | Previously treated patients with advanced GC or GEJC | Japan |
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CRC, colorectal cancer; dMMR, defective mismatch repair; FDA, Food & Drug Administration; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1.
Ongoing studies of immune checkpoint inhibitors
| Tumor type | Target | Key drug | Trial design (arm) | Trial identifier | Treatment line | Phase | Allocation | Status | Sample size | Study start date | Estimated primary completion date |
|---|---|---|---|---|---|---|---|---|---|---|---|
| dMMR or MSI‐H CRC | PD‐1 | Pembrolizumab | Pembrolizumab | Keynote 177 | 1st | III | Randomized | Active, | 300 | 30 Nov 15 | 15 Aug 19 |
| Standard 1st‐line therapy for CRC | NCT02563002 | not recruiting | |||||||||
| dMMR or MSI‐H CRC | PD‐1 | Pembrolizumab | Pembrolizumab | Keynote 164 | 2nd or more | II | Single arm | Active, | 124 | 25 Aug 15 | 09 Sep 19 |
| NCT02460198 | not recruiting | ||||||||||
| GC or GEJC | PD‐1 | Nivolumab | Nivolumab + chemotherapy (SOX or CapeOX) | ONO‐4538‐37 | 1st | III | Randomized | Recruiting | 680 | Mar 16 | Aug 20 |
| Placebo + chemotherapy (SOX or CapeOX) | NCT02746796 | ||||||||||
| GC or GEJC | PD‐1, CTLA‐4 | Nivolumab + ipilimumab | Nivolumab + ipilimumab | CheckMate649 | 1st | III | Randomized | Recruiting | 1349 | 04 Oct 16 | 12 Mar 20 |
| XELOX or FOLFOX | NCT02872116 | ||||||||||
| Nivolumab + XELOX or FOLFOX | |||||||||||
| GC | PD‐1 | Nivolumab | Nivolumab + chemotherapy (S‐1 or CapeOX) | ONO‐4538‐38 | adjuvant | III | Randomized | Recruiting | 700 | Jan 17 | Jun 21 |
| Placebo + chemotherapy (S‐1 or CapeOX) | NCT03006705 | ||||||||||
| GC or GEJC | PD‐1 | Pembrolizumab | Pembrolizumab monotherapy | KEYNOTE‐062 | 1st | III | Randomized | Active, not recruiting | 764 | 31 Jul 15 | 05 Feb 19 |
| Pembrolizumab + cisplatin + 5‐FU | NCT02494583 | ||||||||||
| Placebo + cisplatin + 5‐FU | |||||||||||
| GC or GEJC | PD‐1 | Pembrolizumab | Pembrolizumab | KEYNOTE‐063 | 2nd | III | Randomized | Active, not recruiting | 360 | 16 Feb 17 | 17 Aug 19 |
| Paclitaxel | NCT03019588 | ||||||||||
| GC or GEJC | PD‐1 | Pembrolizumab | Pembrolizumab + XP or FP | KEYNOTE‐585 | Neoadjuvant | III | Randomized | Recruiting | 860 | 09 Oct 17 | 26 Jul 23 |
| Placebo + XP or FP | NCT03221426 | Adjuvant | |||||||||
| GC or GEJC | PD‐L1 | Avelumab | Induction phase: FOLFOX or CapeOX | JAVELIN Gastric 100 | 1st | III | Randomized | Active, not recruiting | 499 | 24 Dec 15 | 13 Mar 19 |
| Maintenance phase: avelumab | NCT02625610 | ||||||||||
| Induction phase: FOLFOX or CapeOX | |||||||||||
| Maintenance phase: FOLFOX or CapeOX | |||||||||||
| ESCC | PD‐1 | Nivolumab | Nivolumab | ONO‐4538‐24 | 2nd | III | Randomized | Active, not recruiting | 390 | Dec 15 | Sep 19 |
| Docetaxel or paclitaxel | NCT02569242 | ||||||||||
| ESCC | PD‐1 | Nivolumab + ipilimumab | Nivolumab + ipilimumab | CheckMate 648 | 1st | III | Randomized | Recruiting | 939 | 19 Jun 17 | 25 May 20 |
| CTLA‐4 | Nivolumab + cisplatin + fluorouracil | NCT03143153 | |||||||||
| Cisplatin + fluorouracil | |||||||||||
| ESCC | PD‐1 | Pembrolizumab | Pembrolizumab | KEYNOTE‐181 | 2nd | III | Randomized | Recruiting | 720 | 01 Dec 15 | 25 Sep 19 |
| Paclitaxel or docetaxel or irinotecan | NCT02564263 | ||||||||||
| EC or EGJC | PD‐1 | Pembrolizumab | Pembrolizumab + cisplatin + 5‐FU | KEYNOTE‐590 | 1st | III | Randomized | Recruiting | 700 | 25 Jul 17 | 22 Aug 21 |
| Placebo + cisplatin + 5‐FU | NCT03189719 | ||||||||||
| HCC | PD‐1 | Nivolumab | Nivolumab | CheckMate 9DX | Adjuvant | III | Randomized | Recruiting | 530 | 18 Dec 17 | 17 Apr 22 |
| Placebo | NCT03383458 | ||||||||||
| HCC | PD‐1 | Nivolumab | Nivolumab | CheckMate 459 | 2nd | III | Randomized | Active, not recruiting | 726 | 25 Nov 15 | 16 Oct 18 |
| Sorafenib | NCT02576509 | ||||||||||
| HCC | PD‐1 | Pembrolizumab | Pembrolizumab + BSC | KEYNOTE‐394 | 2nd or more | III | Randomized | Recruiting | 330 | 27 Apr 17 | 23 Dec 19 |
| Placebo + BSC | NCT03062358 | ||||||||||
| HCC | PD‐1 | Pembrolizumab | Pembrolizumab + BSC | KEYNOTE‐240 | 2nd or more | III | Randomized | Active, not recruiting | 408 | 26 May 16 | 01 Feb 19 |
| Placebo + BSC |
BSC, best supportive care; CRC, colorectal cancer; dMMR, defective mismatch repair; EC or EGJC, adenocarcinoma or squamous cell carcinoma of the esophagus or advanced/metastatic Siewert type 1 adenocarcinoma of the esophagogastric junction; ESCC, esophageal squamous cell carcinoma; FP, cisplatin + 5‐fluorouracil; GC or GEJC, gastric or gastroesophageal junction cancer; HCC, hepatocellular carcinoma; MSI‐H, microsatellite instability‐high; XP, cisplatin + capecitabine.
List of suppressive immunity and its resolution methods
| Suppressive immunity | Therapeutic strategies | References |
|---|---|---|
| Treg | Cyclophosphamide, metformin |
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| MDSC | COX2 inhibitors, cimetidine |
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| TIM‐3 expression on T cells (immune exhaustion) | Metformin, poly(I:C) plus LAG‐3‐Ig |
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| IL‐6 | COX2 inhibitors, anti‐IL‐6 antibody |
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| TGF‐β | TGF‐β receptor inhibitor |
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| PGE2 | COX2 inhibitors |
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| CAF | FAK inhibition |
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| TAM | TGF‐β‐activated kinase‐1 inhibitor |
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| Poor CTL infiltration | Cetuximab, activate CD4+ lymphocytes, cancer antigen‐specific immunotherapy |
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| PD‐1 expression on T cells | PD‐1 blockade, poly(I:C) plus LAG‐3‐Ig |
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| PD‐L1 expression on tumor cells | PD‐1/PD‐L1 blockade |
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| IDO | IDO inhibitor |
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CAF, cancer‐associated fibroblast; COX, cyclooxygenase; FAK, focal adhesion kinase; IDO, indoleamine‐2,3‐dioxygenase; Ig, immunoglobulin; IL‐6, interleukin‐6; LAG, lymphocyte activation gene; MDSC, myeloid‐derived suppressor cell; PD‐1, programmed cell death 1; PD‐L1, programmed cell death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF, transforming growth factor; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell.
Figure 1Concept of immunological status of various tumors or patients and implications for immunotherapy. A, Hot tumor might respond well to immune checkpoint inhibitors. B, Dark tumor might need immune checkpoint inhibitors and agents to resolve suppressive immunity. C, Cold tumor might require combination therapies comprising an agent to create an immunogenic tumor microenvironment plus immune checkpoint inhibitors and agents to resolve suppressive immunity. D, Patients without immune exhaustion might not need additional treatment. E, Patients with immune exhaustion might need additional treatment to resolve exhaustion. CAF, cancer‐associated fibroblasts; CRP, C‐reactive protein; IDO, indoleamine‐2,3‐dioxygenase; IL, interleukin; MDSC, myeloid‐derived suppressor cells; NLR, neutrophil‐to‐lymphocyte ratio; PD‐1, programmed cell death 1; PD‐L1, programmed death ligand 1; PGE2, prostaglandin E2; TAM, tumor‐associated macrophage; TGF‐β, transforming growth factor beta; TIM‐3, T‐cell immunoglobulin and mucin domain‐containing protein‐3; Treg, regulatory T cell