Camilla d'Angelo1,2, Dawn M Eagle1,2, Cristina-M Coman3, Trevor W Robbins1,2. 1. Department of Psychology, University of Cambridge, Cambridge, UK. 2. Behavioural and Clinical Neuroscience Institute (BCNI), University of Cambridge, Cambridge, UK. 3. Université Paris-Saclay, Saint-Aubin, France.
Abstract
BACKGROUND: Excessive checking is a common, debilitating symptom of obsessive-compulsive disorder. To further examine cognitive processes underpinning checking behaviour, and clarify how and why checking develops, we designed a novel operant paradigm for rats, the observing response task. The present study used the observing response task to investigate checking behaviour following excitotoxic lesions of the medial prefrontal cortex, nucleus accumbens core and dorsal striatum, brain regions considered to be of relevance to obsessive-compulsive disorder. METHODS: In the observing response task, rats pressed an 'observing' lever for information (provided by light onset) about the location of an 'active' lever that provided food reinforcement. Following training, rats received excitotoxic lesions of the regions described above and performance was evaluated post-operatively before histological processing. RESULTS: Medial prefrontal cortex lesions selectively increased functional checking with a less-prominent effect on non-functional checking and reduced discrimination accuracy during light information periods. Rats with nucleus accumbens core lesions made significantly more checking responses than sham-lesioned rats, including both functional and non-functional checking. Dorsal striatum lesions had no direct effect on checking per se, but reduced both active and inactive lever presses, and therefore changed the relative balance between checking responses and instrumental responses. CONCLUSIONS: These results suggest that the medial prefrontal cortex and nucleus accumbens core are important in the control of checking, perhaps via their role in processing uncertainty of reinforcement, and that dysfunction of these regions may therefore promote excessive checking behaviour, possibly relevant to obsessive-compulsive disorder.
BACKGROUND: Excessive checking is a common, debilitating symptom of obsessive-compulsive disorder. To further examine cognitive processes underpinning checking behaviour, and clarify how and why checking develops, we designed a novel operant paradigm for rats, the observing response task. The present study used the observing response task to investigate checking behaviour following excitotoxic lesions of the medial prefrontal cortex, nucleus accumbens core and dorsal striatum, brain regions considered to be of relevance to obsessive-compulsive disorder. METHODS: In the observing response task, rats pressed an 'observing' lever for information (provided by light onset) about the location of an 'active' lever that provided food reinforcement. Following training, rats received excitotoxic lesions of the regions described above and performance was evaluated post-operatively before histological processing. RESULTS: Medial prefrontal cortex lesions selectively increased functional checking with a less-prominent effect on non-functional checking and reduced discrimination accuracy during light information periods. Rats with nucleus accumbens core lesions made significantly more checking responses than sham-lesioned rats, including both functional and non-functional checking. Dorsal striatum lesions had no direct effect on checking per se, but reduced both active and inactive lever presses, and therefore changed the relative balance between checking responses and instrumental responses. CONCLUSIONS: These results suggest that the medial prefrontal cortex and nucleus accumbens core are important in the control of checking, perhaps via their role in processing uncertainty of reinforcement, and that dysfunction of these regions may therefore promote excessive checking behaviour, possibly relevant to obsessive-compulsive disorder.
Excessive checking is a common, debilitating symptom of obsessive–compulsive disorder
(OCD) (Fontenelle et al.,
2006). However, the neural mechanisms that underlie the development of
excessive checking are not fully understood.Functional neuroimaging and neuropsychological studies suggest that OCD is related to
cortico-striatal hyperactivity (Graybiel and Rauch, 2000), particularly within the
orbitofrontal-striatal circuitry (Menzies et al., 2008). Recent studies have
implicated a wider network of regions in OCD pathology, including the nucleus
accumbens (NAc), amygdala and the anterior cingulate cortical (ACC) region of the
medial prefrontal cortex (mPFC) (Figee et al., 2011; Milad and Rauch, 2012). The NAc is clearly and directly implicated in
OCD; OCD patients show altered ventral striatal activity when anticipating reward
(Figee et al., 2011;
Marsh et al., 2015;
Remijnse et al.,
2006) and effective deep-brain stimulation targets for treatment-refractory
OCD patients are often in or around the ventral striatum (Greenberg et al., 2010). Although there is
less direct evidence for ACC involvement in the OCD phenotype, ACC dysfunction is
relevant to OCD development in a number of important ways. For example, ACC is
involved in error detection and conflict monitoring (Van Veen and Carter, 2002) and
electrophysiological and functional neuroimaging studies demonstrated increased
error-related negativity (i.e. error detection) in OCD patients (Fitzgerald et al., 2005;
Gehring et al., 2000;
Ursu et al., 2003).
Dysfunction of mPFC may also impair goal-directed control, leading to excessive
habit formation, which may contribute to OCD symptoms (Gillan and Robbins, 2014). In rats, lesions
to either the prelimbic cortex (PL), or its projection regions within the
dorsomedial striatum, prevent acquisition of goal-directed learning and render
performance habitual (Corbit and
Balleine, 2003; Yin
et al., 2005).We recently established the observing response task (ORT) as a translational, operant
test of checking behaviour, to examine the cognitive processes underpinning
compulsive checking and its development (Eagle et al., 2014). In the ORT, rats can
press a lever (the observing/checking response) that gives information about the
location of future rewards. Uncertainty about which lever is reinforced can be
reduced using the light-cue information provided by the ‘observing’ response; thus,
checking can increase as a consequence of increased outcome uncertainty. Treatment
with the dopamine D2/D3 receptor agonist quinpirole increased both ‘functional’ (for
information) and also ‘non-functional’ (perseverative) checking in the ORT (Eagle et al., 2014). This
quinpirole-induced checking is comparable with findings from a well-established
open-field model of checking in rodents (Szechtman et al., 1998), in which excessive
returns to a ‘home base’ in the open-field are interpreted as ‘checking behaviour’.
Evidence from open-field checking also clearly implicates the NAc core in control of
the vigour or extent of checking (Ballester González et al., 2015; Dvorkin et al., 2010). NAc core lesions
increased ‘checking’ to an extent comparable with checking in unlesioned,
quinpirole-treated rats (Dvorkin
et al., 2010) and delayed, but did not prevent, the development of
checking (Ballester González et
al., 2015). Cortical input into the neural circuitry of checking is less
clear; in contrast with NAc lesions, orbitofrontal cortex (OFC) lesions did not
directly increase checking but produced changes in goal-directed activity in the
open-field checking task. However, both the ACC and PL project to the NAc core
(Brog et al., 1993;
Vertes, 2004) and
either may be a critical component of the cortico-striatal circuitry that normally
moderates excessive checking. The role of these cortical structures to control
checking behaviour remains to be investigated, alongside the role of their alternate
striatal projection, the dorsal striatum (DStr).NAc, DStr and mPFC are all potential sites-of-action for quinpirole in the ORT given
their high concentration of D2 receptors. Subchronic quinpirole increased dopamine
synthesis in the DStr and the NAc (Rowlett et al., 1995) but decreased
dopamine levels in the mPFC (infralimbic cortex (IL), prelimbic cortex (PL) and ACC)
(Sullivan et al.,
1998). Similarly, there is reduced neuronal activity in the NAc core,
DStr and mPFC of rats sensitised to quinpirole (Carpenter et al., 2003; Richards et al., 2005).In the present study, we investigated the effects of inactivation of DStr, NAc core
and mPFC, in ORT checking behaviour, using excitoxic (fibre-sparing) lesions of
these structures, to determine the role of these regions in the neural circuitry
underpinning control of checking behaviour.
Materials and methods
Subjects
Subjects were adult male Lister hooded rats sourced from Charles River, UK. Rats
weighed 227 ± 8 g initially and 338 ± 21 g at the time of surgery (Experiment
1). Rats weighed 268 ± 2 g initially and 411 ± 5 g at the time of surgery
(Experiment 2). Rats were housed in groups of four, in cages enriched with
cardboard tubes, in a temperature-controlled room (minimum 22°C) under a
reversed 12 h light-dark cycle (lights on 19:00; lights off 07:00). Rats were
maintained at approximately 95% of their free-feeding weight and received
15–20 g of food daily (task reinforcer pellets plus laboratory chow given 1–2 h
following the daily test session); this restricted weight gain to approximately
5 g per week. Water was available ad libitum for the duration of the procedures.
All experiments were conducted in accordance with the United Kingdom Animals
(Scientific Procedures) Act, 1986.
Apparatus
The apparatus and testing procedure have been described previously (Eagle et al., 2014).
Testing took place in 12 operant-conditioning chambers (Med Associates). The
chamber configuration is shown in Figure 1. Each chamber had two
retractable levers, with a light above each, to the left and right of a central
food well (Figure 1(a)).
Illumination of the light above a lever signalled that the lever was currently
active and delivered food pellets when pressed (Figure 1(b)). A third lever, the
observing lever, was located in the centre panel of the back wall at the same
height above the chamber floor as the active/inactive levers. If the observing
lever was extended, a lever press turned on the light above the active lever if
it was previously unlit (Figure
1(c)). A house light in the chamber roof was illuminated throughout
the session. A pellet dispenser delivered 45 mg Noyes formula P pellets
(TestDiet; Purina) into the food well when the active lever was pressed. Chamber
operation and on-line data collection were controlled with the Observing
Response Task program (written by A.C. Mar) and the Whisker server software
(Cardinal and Aitken,
2010). Rats were tested between 5 and 7 days per week.
Figure 1.
(a–d) The observing response task: (a) Training 1. The observing lever
(i) on the back panel of the box was retracted. Rats were trained to
press two levers (ii) on the front panel of the chamber. A light was
illuminated above each lever to indicate ‘active’ status (iii).
Completion of lever presses requirement gave a food pellet in a central
food well (iv), (b) Training 2: lever discrimination. One front panel
lever was active and the light above was illuminated (v); the other
lever was inactive and the light above was unlit. The active lever and
illuminated-light location switched on a pre-determined schedule (vi),
(c) Observing response task. Both levers were extended but neither light
was lit above (vii). The observing lever was extended, and a single
press on the observing lever (viii) illuminated the light above the
active lever for 15 s and (d) extra observing lever presses (EOLPs)
(ix); when the active-lever light was illuminated, any further observing
lever presses had no consequence, but were recorded as extra observing
lever presses.
(a–d) The observing response task: (a) Training 1. The observing lever
(i) on the back panel of the box was retracted. Rats were trained to
press two levers (ii) on the front panel of the chamber. A light was
illuminated above each lever to indicate ‘active’ status (iii).
Completion of lever presses requirement gave a food pellet in a central
food well (iv), (b) Training 2: lever discrimination. One front panel
lever was active and the light above was illuminated (v); the other
lever was inactive and the light above was unlit. The active lever and
illuminated-light location switched on a pre-determined schedule (vi),
(c) Observing response task. Both levers were extended but neither light
was lit above (vii). The observing lever was extended, and a single
press on the observing lever (viii) illuminated the light above the
active lever for 15 s and (d) extra observing lever presses (EOLPs)
(ix); when the active-lever light was illuminated, any further observing
lever presses had no consequence, but were recorded as extra observing
lever presses.
Behavioural training
Rats received two training sessions per day for 15 training days (sessions 1–30),
and one session per day during and subsequent to the last 3 days of observing
lever training.
Training 1 – lever acquisition
Rats were trained to lever press for food pellets. Both front panel levers
were presented and active (i.e. resulted in pellet delivery). The light
above each lever was illuminated for the whole session. The observing lever
remained retracted. Rats were reinforced with a food pellet on a fixed ratio
(FR) 1 (sessions 1–2) or FR3 (session 3) schedule for completing the
required presses on one or the other lever. Each session was terminated
after 21 min or 200 rewards, whichever was sooner.
Training 2 – lever discrimination
Rats were trained to discriminate active from inactive levers. Both front
panel levers were presented, one active and one inactive. The observing
lever remained retracted. The light above the active lever was lit and the
light above the inactive lever was unlit. The position of the active
lever/light switched on a fixed time (FT) of 90 s schedule. The sequence
always began with left lever active, which promoted more rapid learning; the
rats could begin each session with predictably rewarded active lever
location. Left and right levers were active for equal duration per session.
An active lever press delivered food pellets on a pre-determined schedule of
reinforcement (see below). Inactive lever pressing gave no consequence. If a
rat switched from active to inactive lever, the active lever responses
within a partially completed ratio were not reset to zero. However, the
schedule requirement was restarted following a switch in location of active
lever. Sessions ended after 21 min or 200 reward pellets. Rats were
reinforced under the following schedules: FR3 increasing to FR10, variable
ratio (VR) 5–15 increasing to VR10–20.
The observing response task
Rats were trained to make observing responses that ‘produce discriminative
stimuli associated with the conditions of availability of primary
reinforcement, but do not alter the availability of primary reinforcement’
(Wyckoff,
1952). At the beginning of the session, both front panel levers
were presented, but there was no light illuminated above either lever. The
observing lever was extended. One observing lever press (Figure 1(c))
illuminated the light above the currently active lever for a pre-determined
period (30 s during training down to 15 s during the final version of the
task). If the active lever switched location during the observing period,
the light position switched correspondingly. While the active lever light
was illuminated, any further observing lever presses had no consequence, but
were recorded as extra observing lever presses (EOLPs; Figure 1(d)). EOLPs did not extend
the period of light illumination. The active lever switched sides under an
FT90s schedule. Rats were reinforced for active lever presses on a VR10–20
schedule. The session ended after 21 min or 200 reward pellets, whichever
was sooner. Rats received nine sessions of observing lever training. Rats
were trained twice a day (days 1–3; observing light duration of 30 s),
decreasing to once a day (days 4–6; observing light duration of 15 s). A
mean of sessions 31–33 constituted the pre-lesion baseline session.
Behavioural challenges
Rats were challenged with manipulations of task contingencies in order to assess
the effects of changing reward uncertainty on observing.
Unpredicted reward omission
Unpredicted reward omission (removal of expected reward) has previously been
shown to significantly increase checking responses (Eagle et al., 2014). We tested the
hypothesis that removal of reward/reinforcement pellets, when reward was
expected, during a single reward omission session would increase checking.
During reward omission, the session was identical to baseline (FT90s,
VR10–20, OLP FR1 (15 s)), but the food reinforcer was delivered outside the
test chamber (so all food delivery cues were identical except for food
availability in the magazine).
Combined uncertainty of active lever location and contingency
degradation
Because the effect of the mPFC lesion was small, we decided to test this
group under an uncertainty schedule. We therefore tested the hypothesis that
increased uncertainty about active lever location and response requirement
would increase observing responses in this group. Uncertainty was increased
by switching active/inactive lever location less predictably – from a FT90s
to a variable time (VT) of 20–120 s schedule. For the contingency
degradation, the response requirement changed from VR10–20 to variable
interval (VI) of 10–20, and so behaviour became less linked to
reinforcement. Thus, during reward uncertainty, the schedule was VT20-120s,
VI10-20s, OLP FR1 (15 s). Combined unpredictability of active/inactive lever
location (VT20–120s from VT90s) and effective contingency degradation
(VI10–20s from VR10–20) was shown to significantly increase checking
responses (d’Angelo PhD thesis, unpublished observations).
Behavioural measures
The main measures on the ORT are detailed in the following:Active lever presses, light on (ALP on).
Responses on the active lever gave access to food pellets. Active lever
presses completed when the light above the active lever was
illuminated.Active lever presses, light off (ALP off).
Active lever presses completed when the light above the active lever was
unlit.Inactive lever presses, light on (ILP on).
Responses on the inactive lever had no consequence. Inactive lever
presses completed when the light above the active lever was
illuminated.Inactive lever presses, light off (ILP
off). Inactive lever presses completed when the light above
the active lever was unlit.Observing lever presses (OLPs). Presses on
the observing lever that turned on the active lever light.Extra observing lever presses (EOLPs).
Non-functional observing lever presses, completed during the period when
the active lever light was illuminated, and that had no further
consequence. These responses were perseverative, in the sense of being
superfluous or non-functional, and could occur throughout the active
lever light period.Rewards. Total reward pellets per
session.% Active light on. % Active lever presses
during the periods when the light above the active lever was lit,
calculated as [100 × active/(active + inactive)]. %
Active light on measured accuracy of responding on the
active versus inactive lever during periods when the light gave
information about which lever was currently active. We tested the
hypothesis that rats were able to use the information from pressing the
observing lever (i.e. turning on the light above the active lever) to
locate, and therefore press, the active lever for food reward.% Active light off. Calculated as in
% Active light on above, but for the
periods of the session when the light above the active lever was
unlit.
Surgery
Experiment 1
Following training, rats were allocated to three groups matched for baseline
task performance of OLPs, EOLPs, active lever presses and rewards earned.
Animals received lesions of the NAc core (n = 12), DStr (n = 12) or sham
lesions (NAc core site, n = 6; DStr site, n = 6; total, n = 12). Rats were
anaesthetised and secured in a stereotaxic frame (David Kopf Instruments).
For all surgeries, the incisor bar was adjusted until the heights of lambda
and bregma were equal so as to obtain a flat skull position. Rats were
anaesthetised with inhaled isoflurane carried in medical oxygen, induced at
5% and maintained at 1%–4% concentrations at a flow rate of 2 L/min. Upon
exposure of the skull, a dental drill was used to make small holes in the
skull above the sites of microinjection. Lesion coordinates were derived
using a stereotaxic atlas (Paxinos and Watson, 2005), using
bregma as the origin. The dorsoventral reading was taken from dura. Animals
were allowed up to 2 weeks to recover prior to behavioural re-training. For
the first 24 h post-surgery, rats were singly housed and then returned to
their pre-surgical groups. For 3 days post-surgery, rats received meloxicam
analgesia in their drinking water (30 mg/L).Excitotoxic lesions were made using 0.09 M quinolinic acid dissolved in 0.1 M
phosphate-buffered saline (PBS; vehicle), with pH adjusted to 7.2–7.4 using
0.1 M NaOH. The toxin was infused using a 31-gauge stainless steel injector
(Cooper’s Needle Works) connected via polyethylene tubing to a 10 μL glass
Hamilton syringe (Hamilton Bonaduz AG) mounted on a microinfusion pump
(Harvard Apparatus, Ltd.). Lesions were made according to parameters in
Table 1. The
injector was left in place at each site for a determined period following
infusion in order to allow the diffusion of the toxin away from the
injection site. Sham surgery was carried out in the same manner, except that
vehicle was infused instead of toxin.
Table 1.
Lesion coordinates used for lesions of the DStr, NAc core and
mPFC.
DV coordinates are from dura. Toxin infusion parameters:
quinolinic acid, 0.09 M, via cannula.
Lesion coordinates used for lesions of the DStr, NAc core and
mPFC.DStr: dorsal striatum; NAc core: nucleus accumbens core; mPFC:
medial prefrontal cortex; AP: anterior-posterior; ML:
medial-lateral; DV:dorsoventral.DV coordinates are from dura. Toxin infusion parameters:
quinolinic acid, 0.09 M, via cannula.
Experiment 2
Following training, rats were allocated to two groups matched for pre-lesion
task performance of OLPs, EOLPs, active lever presses and rewards earned.
Animals received lesions of the mPFC (n = 16) or sham lesions (n = 14). The
apparatus and procedures were similar to those in Experiment 1. Lesions were
made according to parameters in Table 1.Post-operatively, rats with sham lesions to each of the two different lesion
sites were compared to assess whether they could be treated as one group for
further analysis. Within these control groups, there was no evidence that
the site of vehicle infusion had any effect on the primary measures of ORT
performance. The NAc core group made more EOLPs than the DStr group
pre-operatively (F1,9 = 5.698,
p = .044). However, there were no
significant pre-operative differences in any other behavioural measure
(p > .05). Post-operatively, there were
no significant differences between the control groups in any behavioural
measure (group, p > .05). Sham-operated
rats were therefore treated as one group for subsequent analyses.
Histology
Rats were terminally anaesthetised with sodium pentobarbitone and perfused
transcardially with 0.01 M PBS followed by formaldehyde solution (Experiment
1%–4% paraformaldehyde in PBS; Experiment 2%–10% neutral buffered formalin).
Brains were removed, postfixed in the respective fixative and transferred into
20% sucrose in 0.01 M PBS before sectioning on a freezing microtome. Coronal
sections (60 μm) were stained with cresyl violet and lesion locations were
mapped onto standardised sections of the rat brain (Paxinos and Watson, 2005).
Data analysis
Data were initially explored using box-plots and tests of homogeneity of variance
so that outliers were identified and removed. Behavioural data were subjected to
analysis of variance (ANOVA). A significance level of p < .05 was used for all analyses. Overall ANOVA was carried
out on the data followed, where appropriate, by post hoc analysis. Analyses
involving a single between-subjects factor and no within-subjects variables used
the one-way ANOVA procedure. For repeated measures analyses, homogeneity of
variance across groups was assessed by the Mauchly sphericity test and the
degrees of freedom corrected to more conservative values using the Huynh–Feldt
epsilon (Huynh, 1970)
for any terms involving factors in which the sphericity assumption was violated.
Significant main effects of interest were investigated further using pairwise
comparisons with a Šidák correction. Where significant interactions were found,
separate ANOVAs were conducted to establish simple effects.
Results
Histological analysis
Lesions were classified as acceptable if they showed significant damage or
gliosis to the target area, with damage in both hemispheres, and no significant
bilateral damage to the neighbouring structures.Representative photomicrographs of both lesions and sham controls, and
schematic representations of the extent of damage to the striatum caused by
quinolinic acid infusions, are shown in Figure 2 (NAc core) and Figure 3 (DStr). (a)
Five out of 12 rats with NAc core lesions were excluded as follows: Two rats
had significant unilateral damage to the DStr. Three rats had significant
damage to the NAc shell region, sparing most of the NAc core region. Seven
of 12 NAc core lesion rats were determined to have appropriate lesions. The
lesion started at approximately bregma +1.7 and extended to bregma +0.2. For
all rats, the lesion encroached slightly into the lateral NAc shell. (b) Six
of 12 DStr rats were excluded as the lesion extended bilaterally into the
NAc core. Six of 12 DStr rats were determined to have appropriate lesions.
The lesion started at approximately bregma +2.2 and extended to bregma –0.4.
(c) One of 12 sham lesion rats was excluded due to extensive unilateral
damage throughout the whole striatum. In all lesioned animals, there was
considerable cell loss and gliosis in the lesioned regions, accompanied by
striatal shrinkage. In DStr-lesioned rats, the extensive tissue shrinkage
resulted in a visible widening of the lateral ventricles. One rat had
baseline OLPs more than 2 standard deviations higher than the respective
group mean OLPs and was removed from further analysis. Therefore, final
group sizes for this experiment were Sham, n = 10; NAc core, n = 7; DStr,
n = 6.
Figure 2.
Histological analysis of NAc core lesions: (a) schematic diagrams of
NAc core lesions. Grey scale shading indicates extent of neuronal
loss across subjects, with each subject represented as a separate
stacked layer. Diagrams are modified from Paxinos and Watson (2005)
and (b) photomicrographs of cresyl-stained coronal sections,
depicting typical lesions of NAc core-lesioned (left) and
sham-lesioned (right) rats. Arrows indicate the site of lesion.
Figure 3.
Histological analysis of DStr lesions: (a) schematic diagrams of DStr
lesions. Grey scale shading indicates extent of neuronal loss across
subjects, with each subject represented as a separate stacked layer.
Diagrams are modified from Paxinos and Watson (2005)
and (b) photomicrographs of cresyl-stained coronal sections,
depicting typical lesions of DStr-lesioned (top) and sham-lesioned
(bottom) rats. Arrows indicate the site of lesion.
Histological analysis of NAc core lesions: (a) schematic diagrams of
NAc core lesions. Grey scale shading indicates extent of neuronal
loss across subjects, with each subject represented as a separate
stacked layer. Diagrams are modified from Paxinos and Watson (2005)
and (b) photomicrographs of cresyl-stained coronal sections,
depicting typical lesions of NAc core-lesioned (left) and
sham-lesioned (right) rats. Arrows indicate the site of lesion.Histological analysis of DStr lesions: (a) schematic diagrams of DStr
lesions. Grey scale shading indicates extent of neuronal loss across
subjects, with each subject represented as a separate stacked layer.
Diagrams are modified from Paxinos and Watson (2005)
and (b) photomicrographs of cresyl-stained coronal sections,
depicting typical lesions of DStr-lesioned (top) and sham-lesioned
(bottom) rats. Arrows indicate the site of lesion.Representative photomicrographs of both mPFC lesions and sham-lesioned
controls and schematic representations of the extent of damage to the mPFC
caused by quinolinic acid infusions are shown in Figure 4. Two of 16 rats with mPFC
lesions were excluded because they had little or no apparent damage to the
target regions of the mPFC. For all of the remaining rats in the mPFC group,
each had significant damage to the anterior cingulate and prelimbic cortex,
in both hemispheres. In two cases, there was minor encroachment of the
lesion into medial orbital cortex. In six cases, there was minor unilateral
encroachment of the lesion into the dorsal infralimbic cortex. There was no
damage to the anterior parts of the striatum in any of the lesion group. For
the control group, there was no evidence of lesion damage to the target
area. Two rats (one lesion and one sham) had baseline OLPs more than 2
standard deviations higher than their respective group mean OLPs and were
removed from further analysis. Therefore, final group sizes for this
experiment were Sham, n = 13; mPFC, n = 13.
Figure 4.
Histological analysis of mPFC lesions: (a) schematic diagrams of mPFC
lesions. Grey scale shading indicates extent of neuronal loss across
subjects, with each subject represented as a separate stacked layer.
Diagrams are modified from Paxinos and Watson (28) and (b)
photomicrographs of cresyl-stained coronal sections, depicting
typical lesions of mPFC-lesioned (left) and sham-lesioned (right)
rats. Arrows indicate the site of lesion.
Histological analysis of mPFC lesions: (a) schematic diagrams of mPFC
lesions. Grey scale shading indicates extent of neuronal loss across
subjects, with each subject represented as a separate stacked layer.
Diagrams are modified from Paxinos and Watson (28) and (b)
photomicrographs of cresyl-stained coronal sections, depicting
typical lesions of mPFC-lesioned (left) and sham-lesioned (right)
rats. Arrows indicate the site of lesion.
Pre-surgical ORT performance
Pre-operatively, prospective lesion groups were matched for OLPs, EOLPs, total
active lever presses and rewards earned. Following removal of subjects, there
were no significant baseline differences in pre-operative performance between
groups with respect to any measure (Table 2; all Fs < 1; except Experiment 2: ILP on,
F1,25 = 4.369, p = .047).
Table 2.
Pre-surgical ORT performance.
Measure
Experiment 1
Experiment 2
Sham
NAc core
DStr
Sham
mPFC
OLPs
0.18 ± 0.04
0.22 ± 0.06
0.26 ± 0.08
0.15 ± 0.02
0.19 ± 0.05
EOLPs
0.13 ± 0.04
0.12 ± 0.04
0.23 ± 0.11
0.2 ± 0.05
0.28 ± 0.07
ALP on
24.89 ± 6.2
26.4 ± 6.15
23.56 ± 6.81
36.69 ± 7.99
32.13 ± 5.41
ALP off
64 ± 4.8
59.59 ± 7.68
57.69 ± 7.38
63.86 ± 6.23
68.8 ± 6.2
ILP on
5.34 ± 1.52
8.17 ± 3.55
11.34 ± 3.91
9.12 ± 1.42
14.36 ± 2.07
ILP off
20.92 ± 0.81
21.53 ± 2.33
21.17 ± 1.45
22.24 ± 1.08
22.46 ± 1.43
Rewards
3.96 ± 0.31
3.7 ± 0.47
3.48 ± 0.4
4.03 ± 0.41
4.28 ± 0.4
% Active on
61.5 ± 10.05
73.3 ± 6.65
72.46 ± 7.88
66.05 ± 6.98
59.99 ± 7.1
% Active off
74.64 ± 1.63
71.78 ± 3.57
72.14 ± 2.83
72.32 ± 2.52
73.66 ± 2.61
NAc core: nucleus accumbens core; DStr: dorsal striatum; mPFC: medial
prefrontal cortex; OLPs: observing lever presses; EOLPs: extra
observing lever presses; ALP on: active lever presses, light on; ALP
off: active lever presses, light off; ILP on: inactive lever
presses, light on; ILP off: inactive lever presses, light off;
Experiment 1: lesions of the NAc core, DStr and controls. Experiment
2: lesions of the mPFC and controls.
Data are expressed as mean ± SEM.
Pre-surgical ORT performance.NAc core: nucleus accumbens core; DStr: dorsal striatum; mPFC: medial
prefrontal cortex; OLPs: observing lever presses; EOLPs: extra
observing lever presses; ALP on: active lever presses, light on; ALP
off: active lever presses, light off; ILP on: inactive lever
presses, light on; ILP off: inactive lever presses, light off;
Experiment 1: lesions of the NAc core, DStr and controls. Experiment
2: lesions of the mPFC and controls.Data are expressed as mean ± SEM.
Post-surgical ORT performance
Following recovery from surgery, rats were tested for 20 daily sessions under the
standard schedule of the task (FT90s, VR10-20, OLP FR1 (15 s)).
Effects on checking
Functional checking (OLPs)
Experiment 1.
Figure 5(a)
shows that NAc core lesions significantly increased functional checking,
in particular during the final 10 sessions post-lesion (pre-post
block × lesion, group × block: F2.188,32.824 = 4.706, p = .014; pre-post block, block 3: F1,15 = 7.781, p = .014; block 4: F1,15 = 9.619, p = .007). During this time, rats with NAc core lesions made
significantly more OLPs than controls (group, block 3: F1,15 = 4.63, p = .048; block 4: F1,15 = 6.392, p = .023). In contrast, control rats significantly reduced
their rate of checking relative to pre-lesion baseline during the last
five sessions (pre-post block × lesion, block 4: F1,9 = 5.739, p = .04). Figure 5(b) shows that there was no effect of DStr lesions
on functional checking (pre-post block × lesion, block 1: F1,14 = 1.601, p = .226; blocks 2–4: F < 1).
Figure 5.
The effect of NAc core, DStr and mPFC lesions on checking.
Figures show pre-surgery baseline sessions (three sessions) and
20 post-surgical sessions for NAc core (left), DStr lesion
(middle) and mPFC (right) rats and sham-operated controls. (a,
b, c) functional OLPs; (d, e, f) non-functional EOLPs.
Significance is denoted as follows: #p < 0.05, ##p < 0.01 versus baseline in the lesion groups;
*p < 0.05 between
groups.
The effect of NAc core, DStr and mPFC lesions on checking.
Figures show pre-surgery baseline sessions (three sessions) and
20 post-surgical sessions for NAc core (left), DStr lesion
(middle) and mPFC (right) rats and sham-operated controls. (a,
b, c) functional OLPs; (d, e, f) non-functional EOLPs.
Significance is denoted as follows: #p < 0.05, ##p < 0.01 versus baseline in the lesion groups;
*p < 0.05 between
groups.Experiment 2.
Figure 5(c)
shows that mPFC lesions significantly increased functional checking, in
particular during the first 10 sessions post-lesion (pre-post
block × lesion, block × lesion: F2.868,68.821 = 4.112, p = .011; block 1: F1,24 = 14.653, p = .001; block 2: F1,24 = 12.536, p = .002). During this time, rats with mPFC lesions made
significantly more OLPs relative to pre-lesion baseline (pre vs post
block 1: F1,12 = 18.996,
p = .001; block 2: F1,12 = 9.184, p = .01), whereas control rats did not (pre vs post block,
1: F < 1; block 2: F1,12 = 3.39, p = .09, Not Significant (NS)). Rats with mPFC lesions also
made significantly more OLPs than controls (group, block 1: F1,25 = 5.268, p = .031; block 2: F1,25 = 5.652, p = .026; block 3: F1,25 = 4.913, p = .036; block 4: F1,25 = 3.567, p = .071, NS). mPFC rats tended to reduce checking across time
compared with immediate post-surgery effects (pre-post block × lesion,
block 3: F1,12 = 2.342, p = .152, NS; block 4: F < 1). Control rats also reduced their rate of
checking relative to pre-lesion during the last two blocks (pre-post
block × lesion, block 3: F1,12 = 27.38, p = .0002; block 4: F1,12 = 23.567, p = .0003).
Non-functional checking (EOLPs)
Experiment 1. The finding that EOLPs
transiently increased after surgery for both groups suggests that rats
may not have fully recovered from surgery, and that this was an effect
of inflammation. Thus, any effects of lesion may only be evident later
on in training, when EOLPs have had time to stabilise. When sessions 1–5
are excluded from analysis, Figure 5(d) shows that NAc core
lesions significantly increased non-functional checking, in particular
during the final 10 sessions post-lesion (pre-post block × lesion,
F3,45 = 4.765, p = .006; pre-post block, block 3: F1,15 = 8.736, p = .01; block 4: F1,15 = 11.335, p = .004). During this time, rats with NAc core lesions made
significantly more EOLPs relative to pre-lesion baseline (pre vs post,
block 3: F1,6 = 11.24, p = .015; block 4: F1,6 = 8.612, p = .026), whereas control rats did not (pre vs post, block 3:
F < 1; block 4: F1,9 = 3.282, p = .103, NS). During the last five sessions, rats with
NAc core lesions also made significantly more EOLPs than controls
(group, F1,15 = 4.837, p = .044). As seen in Figure 5(e), there was no effect
of DStr lesion on non-functional checking (pre-post block × lesion,
block × lesion F < 1; block, F1.996,27.938 = 1.972, p = .158, NS).Experiment 2.
Figure 5(f)
shows that mPFC lesions had no significant effect on non-functional
checking (pre-post block × lesion, block × lesion: F < 1, NS). However, there was a significant main
effect of block (F1.847,44.329 = 3.546, p = .041). Further analysis revealed that during the last
10 sessions, all rats reduced their rate of EOLPs relative to pre-lesion
baseline (pre vs post, block 3: F1,24 = 4.296, p = .049; block 4: F1,24 = 4.471, p = .045).Figure
6(a) shows that NAc core lesions significantly
reduced the rate of active lever presses during periods when the
active lever light was unlit (pre-post block × lesion,
block × lesion: F2.852,42.784 = 6.52, p = .001; block 1: F1,15 = 20.92, p = .000365; block 2: F1,15 = 19.736, p = .000475; block 3: F1,15 = 18.28, p = .001; block 4: F1,15 = 14.958, p = .002). During this time, rats with
NAc core lesions made fewer active lever presses relative to
pre-lesion baseline; however, this was only significant during
the first block (pre vs post, block 1: F1,6 = 8.715, p = .026; block 2: F1,6 = 3.024, p = .133, NS; block 3: F1,6 = 4.094, p = .089, NS; block 4: F < 1). By contrast, control rats increased
their rate of active lever presses relative to pre-lesion
baseline (pre vs post, block 1: F1,9 = 11.808, p = .007; block 2: F1,9 = 26.547, p = .001; block 3: F1,9 = 18.040, p = .002; block 4: F1,9 = 28.228, p = .000485). During this period, rats with NAc
core lesions made significantly fewer active lever presses than
controls (group, block 1: F1,16 = 8.727, p = .01; block 2: F1,16 = 7.939, p = .013; block 3: F1,16 = 9.004, p = .009; block 4: F1,16 = 5.966, p = .027). This resulted in a reduction in task
accuracy during periods when the light was unlit (% Active off)
during the first block (pre-post block × lesion, F1,15 = 9.364, p = .008) (Figure 6(d)). During this
time, rats with NAc core lesions reduced their accuracy relative
to pre-lesion baseline (pre vs post, block 1, F1,6 = 8.05, p = .03) and were less accurate
relative to controls (group, F1,16 = 9.05, p = .009). There was no effect of NAc core lesion
on any other measure of instrumental responding (pre-post
block × lesion, all measures, F < 1; Figure 6(b) and (c),
Figure S1 and for full analyses see Table S1), except for a slight reduction in the
rate of inactive lever presses during periods without
information but only during block 3 (Figure 6(b)).
Figure 6.
The effect of NAc core lesions on instrumental responding. Figure
shows pre-surgery baseline (three sessions) and 20 post-surgical
sessions for NAc core rats and sham-operated controls: (a) ALP
off, (b) ILP off, (c) % Active on and (d) % Active off.
Significance is denoted as follows: #p < 0.05, versus baseline in the NAc core
group; *p < 0.05, **p < 0.01 between groups.
Figure 7
indicates that DStr lesions led to a significant impairment in
instrumental responding, both when the active lever light was
lit and when it was unlit.
Figure 7.
The effect of DStr lesions on instrumental responding. Figures
show pre-surgery baseline sessions (three sessions) and 20
post-surgical sessions for DStr lesion rats and sham-operated
controls: (a) ALP on, (b) ALP off, (c) ILP on, (d) ILP off, (e)
% Active on and (f) % Active off. Significance is denoted as
follows: #p < 0.05, ##p < 0.01 versus baseline in the
DStr group; *p < 0.05,
**p < 0.01, ***p < 0.001 between groups.
The effect of NAc core lesions on instrumental responding. Figure
shows pre-surgery baseline (three sessions) and 20 post-surgical
sessions for NAc core rats and sham-operated controls: (a) ALP
off, (b) ILP off, (c) % Active on and (d) % Active off.
Significance is denoted as follows: #p < 0.05, versus baseline in the NAc core
group; *p < 0.05, **p < 0.01 between groups.The effect of DStr lesions on instrumental responding. Figures
show pre-surgery baseline sessions (three sessions) and 20
post-surgical sessions for DStr lesion rats and sham-operated
controls: (a) ALP on, (b) ALP off, (c) ILP on, (d) ILP off, (e)
% Active on and (f) % Active off. Significance is denoted as
follows: #p < 0.05, ##p < 0.01 versus baseline in the
DStr group; *p < 0.05,
**p < 0.01, ***p < 0.001 between groups.
Periods when the active lever light was lit
Figure 7(a) indicates
that DStr lesions reduced the rate of active lever presses during periods
when the active lever light was lit (pre-post block × lesion, block 1:
F1,14 = 5.967, p = .028; block 2: F1,14 = 10.256, p = .006; block 3: F1,14 = 6.202, p = .026;
block 4: F1,14 = 10.47, p = .006). During the post-surgical period, rats
with DStr lesions made fewer active lever presses relative to pre-lesion
baseline, and this was significant during block 1 (pre vs post, F1,5 = 9.486, p = .027) and block 3 (pre vs post, F1,5 = 11.66, p = .019). In contrast, by block 4, control rats increased their
rate of active lever presses relative to pre-lesion baseline (pre vs post,
F1,9 = 6.548, p = .031). During this period, rats with DStr
lesions made significantly fewer active lever presses than controls (group,
block 1: F1,15 = 8.122, p = .013; block 2: F1,15 = 12.274, p = .004; block 3: F1,15 = 4.928, p = .043;
block 4: F1,15 = 8.865, p = .01). Despite reducing their rate of active
lever presses, rats with DStr lesions were not statistically significantly
impaired in discrimination accuracy during periods of light illumination
relative to controls (pre-post block × lesion, all p > .05) (Figure 7(e)). However, by block 4, their discrimination
approximated 50%, suggesting that they were not discriminating between
levers.Although rats with DStr lesions reduced their rate of inactive lever presses
relative to pre-lesion baseline during periods when the active lever light
was lit, this was not statistically significant (Figure 7 (c); pre vs post, all blocks
p > .05). During block 3, however, DStr
rats made fewer inactive lever presses relative to controls (group, F1,15 = 9.832, p = .007). In contrast, by blocks 3 and 4, control rats
increased their rate of inactive lever presses relative to pre-lesion
baseline (pre vs post, block 3: F1,9 = 13.895, p = .005; block 4: F1,8 = 11.948, p = .009).
Periods when the active lever light was unlit
Figure 7(b) indicates
that DStr lesions reduced the rate of active lever presses during periods
when the active lever light was unlit (pre-post block × lesion, block 1:
F1,14 = 46.385, p < .0001; block 2: F1,14 = 41.426, p < .0001; block 3: F1,14 = 45.313, p < .0001; block 4: F1,14 = 47.452, p < .0001). During the post-surgical period, rats with DStr
lesions made fewer active lever presses relative to pre-lesion baseline (pre
vs post, block 1: F1,5 = 22.658,
p = .005; block 2: F1,5 = 15.667, p = .011; block 3: F1,5 = 20.011, p = .007;
block 4: F1,5 = 17.818, p = .008). By contrast, control rats increased
their rate of active lever presses relative to pre-lesion baseline (pre vs
post, block 1: F1,9 = 11.808,
p = .007; block 2: F1,9 = 26.547, p = .001; block 3: F1,9 = 18.04, p = .002;
block 4: F1,9 = 28.228, p = .001). Furthermore, during this period, rats
with DStr lesions made significantly fewer active lever presses than
controls (group, block 1: F1,15 = 50.921, p < .0001; block 2: F1,15 = 44.932, p < .0001; block 3: F1,15 = 58.068, p < .0001; block 4: F1,15 = 42.51, p < .0001).Similarly, Figure
7(d) shows that DStr lesions reduced the rate of inactive lever
presses during periods when the active lever light was unlit (pre-post
block × lesion, block 1: F1,14 = 58.33, p = .012;
block 2: F1,14 = 4.949, p = .043; block 3: F1,14 = 11.335, p = .005; block 4: F1,14 = 7.99, p = .013).
Although DStr rats showed no change in the rate of inactive lever presses
relative to pre-lesion baseline (pre vs post, block 1: F1,5 = 3.583, p = .117; block 2: F1,5 = 1.84, p = .233;
block 3: F1,5 = 2.744, p = .159; block 4: F1,5 = 1.629, p = .258, all NS), control rats increased their rate of inactive
lever presses relative to pre-lesion baseline (pre vs post, block 1: F1,9 = 4.893, p = .054, NS; block 2: F1,9 = 5.454, p = .044; block 3: F1,9 = 28.173, p = .001;
block 4: F1,9 = 22.579, p = .001). Furthermore, during this period, rats
with DStr lesions made significantly fewer inactive lever presses than
controls (group, block 1: F1,15 = 17.462, p = .001;
block 2: F1,15 = 6.974, p = .019; block 3: F1,15 = 17.462, p = .001; block 4: F1,15 = 10.885, p = .005).Figure 7(f) shows
that during periods when the light was unlit, the impairment in instrumental
responding led to an impairment in discrimination accuracy (pre-post
block × lesion, block 1: F1,14 = 8.438, p < .0001; block 2: F1,14 = 75.701, p < .0001; block 3: F1,14 = 81.991, p < .0001; block 4: F1,14 = 32.08, p < .0001). During the post-surgical period, rats with DStr
lesions were less accurate relative to pre-lesion baseline (pre vs post,
block 1: F1,5 = 46.036, p = .001; block 2: F1,5 = 52.259, p = .001; block 3: F1,5 = 118.61, p = .001;
block 4: F1,5 = 39.96, p = .001). Furthermore, during this period, rats
with DStr lesions were significantly less accurate than controls (group,
block 1: F1,15 = 72.168, p < .0001; block 2: F1,15 = 50.502, p < .0001; block 3: F1,15 = 60.48, p < .0001; block 4: F1,15 = 28.173, p < .0001). Control rats showed no change in discrimination
accuracy relative to pre-lesion baseline (pre vs post, block 1: F < 1; block 2: F1,9 = 3.188, p = .108, NS; block 3: F < 1;
block 4: F < 1).
Experiment 2
Figure 8(b) shows
that mPFC lesions increased the rate of inactive lever presses, but only
during periods when the active lever light was lit (pre-post
block × lesion, block × lesion: F3.357,77.207 = 2.858, p = .037; block 1: F1,24 = 1.037, p = .319, NS; block 2: F1,24 = 7.105, p = .014; block 3: F1,24 = 5.394, p = .029; block 4: F1,23 = 1.707, p = .204, NS). During blocks 2 and 3, rats with mPFC lesions
made significantly more inactive lever presses relative to pre-lesion
baseline (pre vs post, block 2: F1,12 = 6.848, p = .023; block 3: F1,12 = 5.214, p = .041). During the last three blocks, rats with mPFC
lesions also made more inactive lever presses than controls (group,
block 2: F1,25 = 6.782, p = .016; block 3: F1,25 = 5.373, p = .029; block 4: F1,24 = 5.736, p = .025). However, Figure 8(c) shows that this did
not result in a significant reduction in task accuracy (% Active on)
(pre-post block × lesion, block × lesion: F < 1, NS; block: F3.172,69.795 = 1.522, p = .215, NS). Indeed, comparison of the percentage of
active versus inactive lever presses revealed that all groups made a
greater percentage of active lever presses compared with inactive lever
presses (both when the light was lit and unlit) during pre-lesion
baseline and each of the post-surgery blocks (all blocks, p ≤ .05; Figure S5; Table S5). There was no effect of mPFC lesion on any
other measure of instrumental responding (pre-post block × lesion, all
measures, F < 1; Figure 8(a) and (d), Figure S4 and for full analyses, see Table S4).
Figure 8.
The effect of mPFC lesions on instrumental responding. Figure
shows pre-surgery baseline sessions (three sessions) and 20
post-surgical sessions for mPFC lesion rats and sham-operated
controls: (a) ALP on, (b) ILP on, (c) % Active on and (d) %
Active off. Significance is denoted as follows: #p < 0.05 versus baseline in the
mPFC group; *p < 0.05 between
groups.
The effect of mPFC lesions on instrumental responding. Figure
shows pre-surgery baseline sessions (three sessions) and 20
post-surgical sessions for mPFC lesion rats and sham-operated
controls: (a) ALP on, (b) ILP on, (c) % Active on and (d) %
Active off. Significance is denoted as follows: #p < 0.05 versus baseline in the
mPFC group; *p < 0.05 between
groups.
Performance during unpredicted reinforcer omission
Following post-surgical testing, rats completed one omission-of-reinforcer
session and five (Experiment 1) or three (Experiment 2) recovery baseline
sessions under the standard schedule of the task (see Supplementary Material).
Performance during uncertainty
Experiment 2. Following three recovery baseline
sessions under the standard schedule of the task, rats were tested for 25 daily
sessions under the following schedule: VT20-120s, VI10-20, OLP FR1 (15 s).
Uncertainty blocks were compared with the data from the three recovery baseline
sessions, which served as the new baseline for the following analyses.Figure 9(a) shows
that the uncertainty manipulation increased OLP irrespective of lesion
group (pre-post block × lesion, block, F5,120 = 7.835, p = .0001; block × group, F2.174,52.186 = 1.68, p = .199, NS; group, F1,24 = 3.299, p = .082, NS). Post hoc analysis compared baseline to the
average of blocks 1 to 5, irrespective of group, and showed a
significant difference (pre-post block, F1,29 = 10.719, p = .003).
Figure 9.
Effects of uncertainty on checking. Figures show baseline
sessions (three sessions under the standard schedule of the
task) and 25 sessions of uncertainty for mPFC lesion rats and
sham-operated controls: (a) OLPs and (b) EOLPs. Significance is
denoted as follows: **p < 0.01
between Baseline and the mean of Blocks 1–5 (Block effect).
Effects of uncertainty on checking. Figures show baseline
sessions (three sessions under the standard schedule of the
task) and 25 sessions of uncertainty for mPFC lesion rats and
sham-operated controls: (a) OLPs and (b) EOLPs. Significance is
denoted as follows: **p < 0.01
between Baseline and the mean of Blocks 1–5 (Block effect).However, as evident in Figure 9(a), there was a strong trend for the mPFC lesion
group to exhibit more OLP than the Shams, as had been shown previously
(Figure
5(c)).Figure 9(b) shows
that there was no effect of uncertainty on the rate of non-functional
checking in either group (pre-post block × lesion, block, F2.727,65.458 = 1.625, p = .196, NS; block × group, F < 1, NS; group, F1,24 = 3.282, p = .083, NS).
Effects on instrumental responding
Figure S6 shows that when reinforcement was made more
uncertain, there was no effect of uncertainty on any measure of instrumental
responding (pre-post block × lesion, all measures, F < 1) (for full analyses, see Table S6). Figure S6(c) shows that rats with mPFC lesions made more
inactive lever presses than controls during periods of light illumination
(pre-post block × lesion, group: F1,18 = 113.58, p = .0001; block 1: F1,24 = 7.966, p = .01;
block 2: F1,24 = 10.341, p = .004; block 3: F1,24 = 5.144, p = .033; block 4: F1,23 = 12.567, p = .002;
block 5: F1,21 = 11.342, p = .003); however, this was not a selective
effect of uncertainty (pre-post block × lesion, block × lesion: F < 1, NS).Summary of behavioural effects of NAc core, DStr and mPFC lesions on the
ORT during all experimental challenges.NAc core: nucleus accumbens core; DStr: dorsal striatum; mPFC: medial
prefrontal cortex; OLPs: observing lever presses; EOLPs: extra
observing lever presses; ALP on: active lever presses, light on; ALP
off: active lever presses, light off; ILP on: inactive lever
presses, light on; ILP off: inactive lever presses, light off; -: no
significant difference relative to Shams; ↓: significant decrease
relative to Shams; ↑: significant increase relative to Shams; +:
significant increase relative to recovery baseline.
Discussion
Selective excitotoxic damage to the mPFC significantly increased functional and
non-functional checking and reduced discrimination accuracy during light information
periods. NAc core lesions significantly increased both functional and non-functional
checking, as well as transiently impairing accuracy during periods without
information. DStr lesions led to a substantial reduction in instrumental responding,
producing profound changes in task performance.
Neural substrates of checking
mPFC and NAc core implicated in functional checking behaviour
The finding that both mPFC- and NAc core-lesioned rats increased functional
checking behaviour suggests that these regions, because of their known
anatomical interconnectivity, form a functional PFC–striatal circuit that is
critical for the control of checking. The dorsal mPFC projects to both the
NAc core and the medial DStr (Heidbreder and Groenewegen, 2003),
and it is possible that both sectors of the striatum are implicated in
checking. The present findings are consistent with those of ‘open-field’
checking (Szechtman et
al., 1998), in which the NAc core appears to exert inhibitory
control over certain components of compulsive checking (Ballester González et al.,
2015; Dvorkin
et al., 2010; Tucci et al., 2014). In the case of NAc core lesions, there were
also a later developing increase in non-functional checking which may relate
to models of OCD. For mPFC lesions, lesioned rats did exhibit increased mean
levels of non-functional checking (Figure 5(f)), although the high
variability in this measure precluded attainment of statistical
significance. Overall, these findings support that NAc core-mPFC circuitry
may contribute to maladaptive non-functional checking behaviour, with a
possible focus on the nucleus accumbens.
DStr and checking
DStr-lesioned rats, unlike NAc core-lesioned rats, were not different from
controls in their rate of checking. However, the large size of these DStr
lesions, which encompassed both the medial and lateral striatum, makes
interpretation of the results less straightforward, given the substantial
evidence of functional heterogeneity between striatal subregions (Devan et al., 2011;
White, 2009).
Analysis of the data indicates that although DStr lesions did not increase
or decrease checking numerically, they did substantially reduce instrumental
responding, and consequently, the ratio of checking to instrumental
responding was greatly increased. Thus, DStr lesions produced a
qualitatively similar effect on checking to that of NAc core lesions –
although in the latter, a weaker reduction in instrumental responding was
accompanied by a genuine increase in checking. Therefore, although
superficially different, both NAc core and DStr lesions induced a similar
behavioural profile in the ORT.
Theories that might explain increased functional checking
Conditioned reinforcement versus information-seeking
Two key hypotheses exist regarding the maintenance of observing or checking.
The conditioned reinforcement hypothesis posits that discriminative stimuli
maintain observing responses because these stimuli are associated with
primary reinforcement (Dinsmoor, 1983). By contrast, the information or uncertainty
reduction hypothesis argues that observing is maintained because it predicts
the availability and non-availability of reinforcement (Berlyne, 1960). The
profile of ORT performance supports the hypothesis that rather than
responding for conditioned reinforcement, rats may be checking for
information (potentially to reduce uncertainty) about the location of the
active (i.e. currently rewarded) lever, consistent with Berlyne’s
information-seeking hypothesis of observing. First, checking increased
during periods of reward uncertainty or reward omission, when rats were
potentially no longer receiving expected feedback for correct responses.
Thus, rats had learned the meaning of the observing light but, under
baseline task conditions, were choosing alternative strategies. Second,
lesions of the NAc core have been shown to reduce the ability of a
food-associated conditioned reinforcer to support the acquisition of a new
instrumental response (Parkinson et al., 1999). Had the observing light acquired
general affective value (through being associated with food availability),
then NAc core lesions should have abolished, or at least reduced, checking,
but increases were in fact observed. Therefore, the evidence is in favour of
functional checking representing information-seeking and uncertainty
reduction in rodents.
Deficient inhibitory response control
Increased functional checking could also possibly result from enhanced
exploration or greater impulsivity, perhaps due to failures of behavioural
inhibition mechanisms leading to hyperactivity (Maldonado-Irizarry and Kelley,
1994; Wu et al.,
1993) or impulsivity (Dalley et al., 2011). However,
increased checking was unlikely to reflect a generalised increase in
responding, since in contrast to the increase in checking, NAc core lesions
reduced instrumental responding for food and the NAc core group was not
different from controls in a test of locomotor activity. It is also unlikely
that increased checking in mPFC-lesioned rats was the result of generalised
hyperactivity as lesioned rats did not make more instrumental responses
during periods without information compared with controls.
Increased checking is functional, arising from impaired discrimination of
reward contingencies
NAc core lesions impaired rats’ ability to discriminate without information (when
the active lever light was unlit). Therefore, the increased checking produced by
these lesions may have arisen to compensate for this deficit by providing
additional discriminatory information and is in fact fully functional. Optimal
ORT performance requires rats to retrieve information about the likely location
of the active lever in the absence of the exteroceptive visual cue (i.e. lever
light). Therefore, they must use internally generated cues, including recent
experience of reinforcement contingencies (spatio-temporal associations with
reward) to guide response choice. Such a failure of discrimination performance
is consistent with impairments following NAc core lesions in several studies of
spatial discrimination learning (Annett et al., 1989; Klein et al., 2004;
Schacter et al.,
1989; Seamans and
Phillips, 1994; Smith-Roe et al., 1999), although some of those studies found
effects in the nucleus accumbens shell region rather than the core.The DStr lesion produced a similar profile to the NAc core lesion in terms of
impaired discrimination and preserved checking behaviour but the deficit in the
uncued instrumental discrimination in the DStr group was very large compared to
that seen following NAc core lesions, suggesting that the DStr group failed to
compensate for this discrimination incapacity by elevating functional checking
behaviour. Alternatively, high levels of motor output were disproportionately
reduced by the DStr lesion, preventing any potential compensatory increases in
observing.
Effects of mPFC and striatal lesions on instrumental responding
The reduction in instrumental responding for food following NAc core lesions is
unlikely to reflect impaired motor output (see above) or motivational impairment
(Cardinal et al.,
2002; Parkinson
et al., 2000), given the intact approach responses to the active
lever when lit and the unimpaired progressive ratio performance in these animals
(see Supplementary Material). The impaired spatial discrimination of
reinforcement contingencies may reflect specific impairments in spatial
processing or in the use of interoceptive discriminative cues in relationship to
reward. Thus, they may arise because of a failure of working memory for recent
reward outcomes following responding in the absence of the explicit light
cue.The extensive nature of the DStr lesion makes it likely that several processes
contributing to the maintenance and discrimination of instrumental responding
were impaired. Not only were these DStr-lesioned rats less active but they also
had reduced breakpoints on the progressive ratio schedule (see Supplementary Material). However, a primary motivational deficit
seems unlikely given their normal rates of food consumption and maintenance of
body weight. These findings are consistent with an extensive literature showing
specific deficits in motor and motivational function following more discrete
DStr lesions (Eagle et al.,
1999; Fricker et
al., 1996; Pisa,
1988; Whishaw et
al., 1986). It is likely that the profound instrumental
discrimination impairment was caused by fundamental impairments in
action-outcome processing known to be produced by selective dorsomedial striatal
lesions (Yin et al.,
2004, 2005, 2006),
possibly in combination with spatial working memory deficits as above.The deficit in instrumental discrimination by the mPFC-lesioned rats appeared to
be relatively selective in the absence of overall reductions in instrumental
responding. Thus, mPFC-lesioned rats made more presses on the ‘inactive’ lever
during information periods, suggestive of either a basic impairment in memory
for the rule concerning reinforcement availability, a mild attentional deficit
in relation to the informative visual cue or an impairment of cognitive control.
There is previous evidence of a role for the mPFC in attentional functions
(Birrell and Brown,
2000; Muir et
al., 1996; Ragozzino et al., 1999); however, the extended duration of the
visual cue implies that the attentional load in this task was relatively small.
Moreover, although the increased responding on the inactive lever during the
explicit visual cue is suggestive of impaired inhibitory response control, there
were no other indications of such a general executive deficit. Therefore, given
the role of the mPFC, specifically the prelimbic cortex (Corbit and Balleine, 2003), in
action-outcome learning, it seems likely that the present deficits in
reinforcement discrimination are a consequence of impairments in this inhibitory
control process. The behavioural effects of mPFC lesions appeared to show some
recovery with repeated testing. However, when reinforcement was made more
uncertain, some of the original increases in observing became more evident in
the mPFC group (Figures
9(a)). In general, reinforcement uncertainty increased observing,
consistent with the hypothesis that this behaviour arises from a need to sample
information under uncertainty.
General implications
In terms of providing an adequate model of OCD, it is important to distinguish
functional from non-functional checking, the severe symptoms of OCD checking
presumably relating to the former. The present study has not demonstrated
unequivocal non-functional checking as the increased observing could in most
instances be attributed to impairments of uncertainty processing. However, there
is considerable individual variability in the proportion of functional to
non-functional checking and quinpirole treatment can certainly greatly enhance
the latter. Therefore, the present ORT paradigm may be useful for determining
how normal information-seeking can become pathological, as expressed by
non-functional checking. By implementing the ORT paradigm, we have been able in
this study to begin to define the neural networks controlling normal
information-seeking in the context of reward and how this potentially may lead
to aberrant checking behaviour.In summary, we have shown that damage to the NAc core and mPFC significantly
increased functional checking in the ORT. This is consistent with increased
checking following NAc core lesions in the ‘open-field’ model of checking (Dvorkin et al., 2010).
The results imply that the NAc core and mPFC form a functional PFC–striatal
circuit that is critical for the control of checking behaviour and also provide
support for an information-seeking account of checking in the ORT.
Table 3.
Summary of behavioural effects of NAc core, DStr and mPFC lesions on the
ORT during all experimental challenges.
Post-operative
baseline
Uncertainty
NAc core
DStr
mPFC
mPFC
OLPs
↑
-
↑
+
EOLPs
↑
-
↑
-
ALP on
-
↓
-
-
ALP off
↓
↓
-
-
ILP on
-
-
↑
↑
ILP off
-
↓
-
-
% Active on
-
-
-
-
% Active off
↓
↓
-
↓
NAc core: nucleus accumbens core; DStr: dorsal striatum; mPFC: medial
prefrontal cortex; OLPs: observing lever presses; EOLPs: extra
observing lever presses; ALP on: active lever presses, light on; ALP
off: active lever presses, light off; ILP on: inactive lever
presses, light on; ILP off: inactive lever presses, light off; -: no
significant difference relative to Shams; ↓: significant decrease
relative to Shams; ↑: significant increase relative to Shams; +:
significant increase relative to recovery baseline.
Authors: Lara Menzies; Samuel R Chamberlain; Angela R Laird; Sarah M Thelen; Barbara J Sahakian; Ed T Bullmore Journal: Neurosci Biobehav Rev Date: 2007-10-17 Impact factor: 8.989
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