| Literature DB >> 29666131 |
Carolin Sehlbach1, Marjan J Govaerts1, Sharon Mitchell2, Gernot G U Rohde3, Frank W J M Smeenk1,4, Erik W Driessen1.
Abstract
OBJECTIVES: With increased cross-border movement, ensuring safe and high-quality healthcare has gained primacy. The purpose of recertification is to ensure quality of care through periodically attesting doctors' professional proficiency in their field. Professional migration and facilitated cross-border recognition of qualifications, however, make us question the fitness of national policies for safeguarding patient care and the international accountability of doctors. DESIGN ANDEntities:
Keywords: continuing professional development; patient safety; performance assessment; professional mobility; quality assurance; recertification
Mesh:
Year: 2018 PMID: 29666131 PMCID: PMC5905769 DOI: 10.1136/bmjopen-2017-019963
Source DB: PubMed Journal: BMJ Open ISSN: 2044-6055 Impact factor: 2.692
Sampling criteria
| Sampling criterion | Specification of criterion |
| Geographical spread | Include countries of different sizes, demographic make-up, with different cultures and from a range of geographical locations (Northern, Eastern, Southern, Western and Central Europe). |
| Migration profile and position | Include countries that have different levels of health professional migration (inflow and outflow) and rely more or less on foreign doctors; include both ‘junior’ (EU12) and ‘senior’ EU member states (EU15) as indicated by the length of EU membership. |
| Different healthcare systems | Include countries with different structures of healthcare services in terms of how they are financed and covered by the insurance system (publicly, privately or both). |
EU2, countries which joined the EU in 2007: Bulgaria and Romania.
EU10, countries which joined the EU in 2004: Cyprus, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia and Slovenia.
EU12, EU2 and EU10 countries: Cyprus, Czech Republic, Bulgaria, Estonia, Hungary, Latvia, Lithuania, Poland, Romania, Slovakia and Slovenia.
EU15, countries which were already EU member states in 2003: Austria, Belgium, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Luxembourg, the Netherlands, Portugal, Spain, Sweden and the UK.
EU, European Union.
Overview of selected countries and their health insurance systems, their coverage and the existence of a gatekeeper system49–57
| Country | Geographical location | Net migration rate (migrants/1000 inhabitants) | % of foreign-trained doctors, latest yearavailable | Type of health insurance system | Financing of healthcare |
| Denmark | North | 2.25 | 5.27 | Decentralised, offers universal and nearly free access. | Taxation. |
| Germany | Central | 1.06 | 10.26 | Mix of compulsory public and voluntary private health insurance; highly decentralised. | Statutory insurance, taxation, out-of-pocket payments and private health insurance. |
| Hungary | East | 1.34 | 7.79 | National Health Insurance Fund is state owned and offers complete coverage, partly free of charge. | Taxation and social health insurance contributions. |
| Ireland | West | 3.31 | 41.6 | National Healthcare System, mix of public and voluntary private health insurance. | Taxation and supported by copayments for specialist’s treatment from insurance providers. |
| Poland | East | −0.47 | 1.8 | Decentralised, mandatory health insurance system. | National Health Funds. |
| Portugal | South | 2.74 | 7.74 | National Health Service | Taxation, public and private insurance schemes, and direct payment. |
| Spain | South | 7.24 | 9.4 | National Health Service | Taxation and payroll contributions. |
| Switzerland | Central | 5.43 | 27.05 | Obligatory, statutory, decentralised insurance system | Compulsory health insurance premiums and out-of-pocket payments. |
| The Netherlands | Central | 1.97 | 2.13 | Mixed model of compulsory social and voluntary private insurance. | Health Insurance, taxation and direct payments. |
| UK | West | 2.56 | 28.07 | Mix of public and voluntary private health insurance. | National Health Service, taxation and national insurance contributions. |
Number and profile of respondents per country
| Country investigated | No of interviews |
| Netherlands | 1 |
| Switzerland | 2 |
| Germany | 3 |
| UK | 2 |
| Ireland | 2 |
| Denmark | 2 |
| Hungary | 1 |
| Poland | 2 |
| Portugal | 2 |
| Spain | 2 |
Strategies embedded in recertification, affecting assessment quality
| Criterion | Features |
| What is assessed? | |
| Programme of assessment | Inclusion of competency domain(s) or domain(s) of professional practice (including lifelong learning) |
| When is it assessed? | |
| Frequency of recertification cycle | Yearly |
| Who assesses? | |
| Stakeholders involved in the assessment | Individual (self-assessment) |
| How is it assessed? | |
| Assessment methods | Competence level according to Miller’s assessment pyramid (cognition versus performance) |
| Regulations | Voluntary versus mandatory |
| What are the objectives? | |
| Assessment goal | Quality of care and patient safety |
| Consequences of non-compliance | Loss of licence |
Competence assessment in recertification systems of investigated cases
| Case | Purpose* | Focus† | Based on competency framework | Frequency | Assessment methods‡ | Who decides on activities to be followed? | Stakeholders involved in the assessment | How is internal quality of assessment assured? | |||||||
| LLL | PP | Mandatory (yes/no) | After … credits | Every … year(s) | Individual doctor | Employers | Doctor him/herself | Colleagues | Patients | Employers | |||||
| The Netherlands | 1, 3 | + | + | + | + | 200 | 5 | 1.4–1.7; | + | − | |||||
| Switzerland | 1, 2 | + | + | + | N/A | 150 | 3 | 1.1–1.7; | + | − | + | + | − | − | N/A |
| Germany | 1, 3 | + | − | + | N/A | 250 | 5 | 1.1–1.4; 1.6–1.8 | + | − | + | − | − | − | Accreditation of CPD providers |
| UK | 1, 2, 3 | + | + | + | + | ~250 | 5 | 1.1–1.4; 1.6; 1.7; | + | − | + | + | + | + | Independent assessors, information triangulation, audits |
| Ireland | 3 | + | + | + | + | 50 | 1 | 1.2–1.6; | + | − | + | − | − | − | N/A |
| Denmark | 1, 2 | − | + | − | − | N/A | 1 | 1; | + | + | + | − | − | + | Local management |
| Hungary | 2 | + | − | + | N/A | 250 | 5 | 1.1; 1.2; 1.6–1.8; | + | − | + | − | − | − | More credits for CPD activities with examinations |
| Poland | 3 | + | − | + | N/A | 200 | 4 | 1.1; 1.2; 1.4–1.7 | + | − | + | − | − | − | Accreditation of CME providers |
| Portugal | 4 | + | + | − | N/A | N/A | 5 | 4 | + | − | − | + | − | (+) | N/A |
| Spain | 4 | + | + | − | + | N/A | 3 | 1.2; | + | − | + | + | − | + | Organisation’ s quality control |
*Recertification purpose: 1. Quality of care; 2. Patient safety; 3. Maintenance of doctors’ knowledge and skills; 4. Career.
†Focus of recertification: LLL, lifelong learning; PP, practice performance.
‡Assessment methods: 1. CPD (1.1 speciality-specific CPD course; 1.2 general CPD course (communication skills); 1.3 individual learning (reading); 1.4 conference attendance; 1.5 teaching; 1.6 research and scientific publications; 1.7 E-learning; 1.8 time spent as visiting professional); 2. clinical audit; 3. appraisal/peer reviews; 4. portfolio; 5. minimum hours of patient contact; 6. mandatory intensive course; 7. significant events.
−, no; +, yes; CPD, continuing professional development; N/A, not applicable.
Regulation of recertification process in the countries under scrutiny
| Case | Who sets rules for recertification? | Potential consequences of non-compliance‡ | |||
| Medical specialities | Ministry of Health | Medical Authority* | Type of obligation† | ||
| The Netherlands | Yes | Yes | Yes | 1 | (1), 2 |
| Switzerland | Yes | No | No | 1, 2 | 3, 4 |
| Germany | No | Yes | Yes | 1, 2 | 1, 3 |
| UK | No | No | Yes | 1, 2 | 1, 2 |
| Ireland | Yes | No | Yes | 1 | 4, 5 |
| Denmark | / | / | Yes | 2 | 4 |
| Hungary | / | Yes | Yes | 1 | 1 |
| Poland | / | Yes | Yes | 1 | 4 |
| Portugal | / | / | / | / | 4 |
| Spain | Yes | / | Yes | 1 | 4 |
*Medical Authority such as the General Medical Council.
†Type of obligation: 1. legal; 2. professional.
‡Potential consequences of non-compliance are: 1. work supervised or suspension of licence; 2. suspension of licence with possibility to restore licence; 3. financial sanctions; 4. no formal consequences/licence for lifetime; 5. follow-up.