Kaisa Rautaniemi1, Elina Vuorimaa-Laukkanen1, Clare J Strachan2, Timo Laaksonen1. 1. Laboratory of Chemistry and Bioengineering , Tampere University of Technology , Korkeakoulunkatu 8 , 33720 Tampere , Finland. 2. Division of Pharmaceutical Chemistry and Technology, Faculty of Pharmacy , University of Helsinki , Viikinkaari 5 E , 00014 Helsinki , Finland.
Abstract
Pharmaceutical scientists are increasingly interested in amorphous drug formulations especially because of their higher dissolution rates. Consequently, the thorough characterization and analysis of these formulations are becoming more and more important for the pharmaceutical industry. Here, fluorescence-lifetime-imaging microscopy (FLIM) was used to monitor the crystallization of an amorphous pharmaceutical compound, indomethacin. Initially, we identified different solid indomethacin forms, amorphous and γ- and α-crystalline, on the basis of their time-resolved fluorescence. All of the studied indomethacin forms showed biexponential decays with characteristic fluorescence lifetimes and amplitudes. Using this information, the crystallization of amorphous indomethacin upon storage in 60 °C was monitored for 10 days with FLIM. The progress of crystallization was detected as lifetime changes both in the FLIM images and in the fluorescence-decay curves extracted from the images. The fluorescence-lifetime amplitudes were used for quantitative analysis of the crystallization process. We also demonstrated that the fluorescence-lifetime distribution of the sample changed during crystallization, and when the sample was not moved between measuring times, the lifetime distribution could also be used for the analysis of the reaction kinetics. Our results clearly show that FLIM is a sensitive and nondestructive method for monitoring solid-state transformations on the surfaces of fluorescent samples.
Pharmaceutical scientists are increasingly interested in amorphous drug formulations especially because of their higher dissolution rates. Consequently, the thorough characterization and analysis of these formulations are becoming more and more important for the pharmaceutical industry. Here, fluorescence-lifetime-imaging microscopy (FLIM) was used to monitor the crystallization of an amorphous pharmaceutical compound, indomethacin. Initially, we identified different solid indomethacin forms, amorphous and γ- and α-crystalline, on the basis of their time-resolved fluorescence. All of the studied indomethacin forms showed biexponential decays with characteristic fluorescence lifetimes and amplitudes. Using this information, the crystallization of amorphous indomethacin upon storage in 60 °C was monitored for 10 days with FLIM. The progress of crystallization was detected as lifetime changes both in the FLIM images and in the fluorescence-decay curves extracted from the images. The fluorescence-lifetime amplitudes were used for quantitative analysis of the crystallization process. We also demonstrated that the fluorescence-lifetime distribution of the sample changed during crystallization, and when the sample was not moved between measuring times, the lifetime distribution could also be used for the analysis of the reaction kinetics. Our results clearly show that FLIM is a sensitive and nondestructive method for monitoring solid-state transformations on the surfaces of fluorescent samples.
Poor water solubility and dissolution
are major challenges in drug
development. Most new drug candidates exhibit such behavior, which
may result in poor oral bioavailability. A promising approach to solve
this challenge is to utilize a drug’s amorphous form, which
lacks long-range molecular order and has different properties compared
with its crystalline counterparts, including higher water solubility
and a higher dissolution rate.[1,2] Unfortunately, the amorphous
form is unstable and tends to crystallize into more stable crystalline
forms. The crystallization can occur during the mechanical processing
of the pharmaceutical product,[3] during
storage,[4,5] or during dissolution.[6] The rate of crystallization depends on several factors,
such as the method used to prepare the amorphous form,[6,7] the surface areas of the crystallizing particles,[8] and the storage conditions.[4,5]Crystallization
kinetics are traditionally monitored by X-ray powder
diffraction (XRPD) and differential-scanning calorimetry (DSC).[2] Spectroscopic methods, including nuclear magnetic
resonance[9] and Raman spectroscopy (FT-Raman[10] and low-frequency Raman[11]), are also used for quantifying amorphous contents in solid forms.
Different methods observe the low percentages of crystalline or amorphous
forms in samples differently. For example, a sample that appears completely
amorphous when observed with XRPD might not be Raman- or DSC-amorphous.[12] Recently, fluorescence spectroscopy has been
used for monitoring the crystallization of pure amorphous indomethacin.[13] Although fluorescence methods are mainly used
for characterizing pharmaceuticals in solutions, they have also been
utilized in solid-state contexts; the amounts of pharmaceuticals in
tablet formulations have been estimated with fluorescence spectroscopy,[14−16] and fluorescence microscopy has been used to determine the miscibility
of pharmaceutical-polymer solid dispersions.[17]Fluorescence-lifetime-imaging microscopy (FLIM) is a method
that
maps the spatial distributions of excited-state lifetimes in microscopic
samples. Therefore, it gives additional information compared with
confocal or fluorescence microscopy. The fluorescence lifetime is
an intrinsic property of the fluorescent molecule, and unlike fluorescence
intensity, it does not depend on the concentration of the fluorophore
in the sample; photobleaching; or issues related to the equipment,
such as light scattering, the excitation intensity, or the sample’s
position. FLIM does not need high excitation intensities and is a
noninvasive method; hence, it is used widely in biomedical applications.[18,19] FLIM has several advantages compared with traditional methods for
monitoring crystallization. FLIM images show the distributions of
lifetimes and fluorescence intensities in the sample, and therefore
the method combines the advantages of spectral techniques and imaging
techniques. As FLIM does not need high excitation intensities, it
is less likely to destroy the sample with the excitation light than,
for example, Raman spectroscopy.[10] The
intrinsic nature of the fluorescence lifetime benefits quantitative
analysis. Fluorescence lifetimes and their amplitudes are proportional
to each other, even in situations when the fluorescence intensities
might not be. For example, if the sample is moved, or the fluorescent
pharmaceutical is unevenly distributed in a pharmaceutical product,
the fluorescence intensity changes but the lifetime stays constant.We now present the first attempt to monitor solid-state transformations
quantitatively by fluorescence-lifetime-imaging microscopy. Indomethacin
(Figure a), whose
solid-state forms can be distinguished by their fluorescence,[13] was chosen as a model drug. Indomethacin is
a nonsteroidal anti-inflammatory drug (NSAID) that has several well-characterized
solid forms: the amorphous form and the α- and γ-crystalline
forms.[20] The γ-form is the most stable
in ambient conditions, but amorphous indomethacin can crystallize
to either of these two crystalline forms depending on the preparation
method[7] and storage conditions.[4,5] We were able to identify amorphous and γ- and α-crystalline
indomethacin according to their time-resolved fluorescences. This
information was used for following the crystallization of amorphous
indomethacin upon storage. The progress of the crystallization was
seen in the FLIM images and the fluorescence-decay curves as lifetime
changes, and the decay data was used for a quantitative analysis of
crystallization. Amorphous indomethacin was also crystallized rapidly
with a drop of ethanol. In this arrangement, the sample was not moved
between measurements. Thus, the intensities of the FLIM images were
proportional to each other, and the progress of crystallization could
be followed from the fluorescence-lifetime distributions.
Figure 1
(a) Molecular
structure of indomethacin. (b) Normalized excitation
(dashed line) and emission (solid line) spectra for different forms
of indomethacin. For the excitation spectra, the monitoring wavelengths
were 460 (γ), 480 (α), and 505 nm (amorphous). Fluorescence
spectra were measured with an excitation at 340 nm. (c) Normalized
fluorescence-decay curves measured by FLIM using an excitation at
405 nm. The fluorescence was monitored at 430–900 nm wavelengths.
The decays were calculated from 30 × 30 μm areas for the
crystalline forms and a 15 × 15 μm area for the amorphous
form. The colors are the same in (b) and (c).
(a) Molecular
structure of indomethacin. (b) Normalized excitation
(dashed line) and emission (solid line) spectra for different forms
of indomethacin. For the excitation spectra, the monitoring wavelengths
were 460 (γ), 480 (α), and 505 nm (amorphous). Fluorescence
spectra were measured with an excitation at 340 nm. (c) Normalized
fluorescence-decay curves measured by FLIM using an excitation at
405 nm. The fluorescence was monitored at 430–900 nm wavelengths.
The decays were calculated from 30 × 30 μm areas for the
crystalline forms and a 15 × 15 μm area for the amorphous
form. The colors are the same in (b) and (c).
Experimental Section
Materials
Indomethacin (Orion Finland)
was obtained
in the γ-crystalline form and used as received. The amorphous
form was obtained by melting γ-indomethacin on a glass microscope
slide or aluminum pan at 175 °C on a heating plate. The completely
melted indomethacin was cooled down at room temperature on a metallic
surface for a few minutes and then transferred to a desiccator. Amorphous
indomethacin was stored over NaOH (0% relative humidity, RH) in a
desiccator for at least an hour before further treatment. α-Indomethacin
was prepared from γ-indomethacin dissolved in ethanol, using
a recrystallization method modified from the method used by Kaneniwa
et al.[21] as follows. A saturated indomethacinethanol solution at 80 °C was quickly added to room temperature
water. Indomethacin crystallized immediately. The crystals were removed
by filtration and dried over NaOH in a desiccator for at least 24
h.The different indomethacin forms were characterized by differential-scanning
calorimetry (DSC, Mettler Toledo DSC821e). The samples (2.7–3.5
mg) were heated from 10 to 180 °C at 10 °C min–1. The DSC results are presented in Table . The melting points and enthalpies for γ-
and α-indomethacin were similar to those published in the literature.[22,23] The amorphous form showed a glass-transition temperature around
45 °C, a crystallization exotherm, and two endothermic melting
peaks, which correspond to the melting of α- and γ-crystalline
indomethacin. The DSC results for amorphous indomethacin are consistent
with other studies.[6,7,24] The
calibration of the DSC equipment was checked with an indium calibration
sample.
Table 1
Thermal Properties for γ- and
α-Crystalline Indomethacin (N = 2) and Amorphous
Indomethacin (N = 3)a
form
Tg (°C)
Tc (°C)
Tm (°C)
ΔHm (J g–1 °C–1)
γ
—
—
159.75 ± 0.02
–109.30 ± 0.03
α
—
—
150.46 ± 0.09
–90 ± 3
amorphous
44.6 ± 0.6
117 ± 5
156, 161
–90 ± 5
The glass-transition
temperature, Tg (midpoint); crystallization
temperature, Tc (onset); melting temperature, Tm (onset); and melting enthalpy, ΔHm, were measured by DSC at a heating rate of
10 °C
min–1.
The glass-transition
temperature, Tg (midpoint); crystallization
temperature, Tc (onset); melting temperature, Tm (onset); and melting enthalpy, ΔHm, were measured by DSC at a heating rate of
10 °C
min–1.
Monitoring
Crystallization
Fresh amorphous samples
were stored in a desiccator at room temperature at 0% RH maintained
by NaOH. For the simulated-storage experiment, four fresh amorphous
samples were prepared on glass microscope slides. The intrinsic crystallization
of the samples in the storage conditions, 60 °C and 0% RH, was
monitored by FLIM for 10 days. Two of the freshly prepared samples
were measured to represent t = 0 before the samples
were subjected to the storage conditions. Because one measurement
sequence took about 1 h, two of the samples were measured after 3
h of storage at 60 °C and 0% RH, and the two other samples were
measured after 6 h of storage. After that, three of the previous samples
were chosen and these samples were measured at every time point. Three
FLIM images representing the different samples for each time point
were chosen for the analysis.Crystallization was also induced
by adding a drop of ethanol to the microscope slide and placing a
fragment of amorphous indomethacin on top of the ethanol droplet.
Crystallization was thus induced between the microscope slide and
indomethacin fragment, which enabled the imaging of the crystallizing
surface of the sample. Ethanol-induced crystallization was monitored
for 95 min. The sample was not moved between imaging points in order
to avoid external factors (e.g., the focal plane or imaged area) affecting
the fluorescence intensity.
Fluorescence Properties
The fluorescence
and excitation
spectra were measured with a Fluorolog Yobin Yvon-SPEX spectrofluorometer
(Horiba Scientific) for all of the indomethacin forms. A solid sample
was pressed between two glass slides, and its emission was measured
at a 20° angle relative to the excitation light (front-face geometry).
The monitoring wavelengths for the excitation spectra were 505 nm
(γ), 480 nm (α), and 460 nm (amorphous). The excitation
wavelength for the emission spectra was 340 nm for all the indomethacin
forms.The FLIM measurements were performed with a MicroTime
200 (PicoQuant) fluorescence-lifetime microscope coupled to an inverted
Olympus IX-71 (Olympus) microscope. The samples were imaged with a
100× oil objective (numerical aperture, NA = 1.4) or a 40×
air objective (NA = 0.65). A pulsed diode laser LDH-P-C-405 (PicoQuant)
emitting at 405 nm with a 60 ps resolution was used for the fluorescence
excitation. The maximum scan area of the equipment was 80 × 80
μm, and the spatial resolution was approximately 300 nm. For
the present samples, the estimated laser-penetration depth was 500
nm. SymPhoTime version 4.7 software was used to calculate the lifetime-map
images. The lifetime analyses were calculated using the whole FLIM
image or smaller areas (the regions of interest, ROIs) if the fit
was clearly better for the smaller area (for amorphous indomethacin)
or if there were regions with different lifetimes in the same image.
The fluorescence lifetimes, τ,
and their amplitudes, a, were calculated by the iterative least-squares tail-fitting method,
in which the sums of the exponentials (eq ) were fitted to the experimental-decay curves.The quality of the fit was evaluated in terms
of the weighted-mean-square-deviation χ2-test. The
intensity-modulated FLIM images showed both the fluorescence-lifetimes
and intensity distributions in the image. The FLIM images without
intensity modulation showed only the lifetimes.
Kinetic Analysis
from Fluorescence Data
The fluorescence
lifetimes and their amplitudes were first determined for pure crystalline
and amorphous samples, and these lifetimes were used as controls for
determining the crystallinities of the stored samples. The time-resolved
fluorescence of each pure form was calculated as an average of 10
parallel FLIM images. For the kinetic analysis, the degree of conversion,
α, was calculated by[25]where a0 is the
fluorescence-lifetime amplitude at t = 0, a is the amplitude at t, and a∞ is the amplitude
when the crystallization is complete.For the ethanol-induced
crystallization, the conversion was calculated by the changes in the
lifetime distributions. The intensity at 1.74 ns, Ia, was assumed to correspond to the proportion of the
amorphous form, and the intensity at 2.21 ns, Ic, was assumed to correspond to that of the crystalline form.
Thus, the initial degree of conversion α′ was calculated
asThe shape and intensity of the fluorescence-lifetime distribution
depends on the focal plane, sample distribution, and imaged area.
Exact reproducibility for fluorescence-lifetime distributions is difficult,
and the lifetime distributions of the pure samples could not be used
as controls. The first FLIM image at t = 5 min was
chosen to be α = 0. The ethanol had not completely evaporated
from the sample during the first few minutes, which supports us choosing t = 5 min as the onset of crystallization instead of t = 0. Because the crystallization was not complete at t = 95 min, the degree of conversion at the end of the monitoring
period was estimated according to eq with the fluorescence decays extracted from the FLIM-image
areas where the conversion was clearest. α′ was normalized
between this value and 0 to obtain the degree of conversion.
Results
and Discussion
Amorphous indomethacin and α-indomethacin
were prepared from
γ-indomethacin as described above in the Experimental
Section. The purities of the studied indomethacin forms were
checked via their thermal properties, and they were further characterized
spectroscopically. Both the steady-state and time-resolved fluorescences
were distinctive for each of the forms (Table ). The excitation and emission spectra are
shown in Figure b.
The excitation spectra were highly overlapping for the crystalline
indomethacin forms, with an excitation maximum at around 370 nm, and
the excitation spectrum for amorphous indomethacin was shifted to
longer wavelengths, with a maximum at 395 nm. The fluorescence maximum
of α-indomethacin was red-shifted by 30 nm, and the fluorescence
maximum of amorphous indomethacin was red-shifted by 60 nm compared
with that of γ-indomethacin, which were in agreement with previous
studies.[13] The spectra for the crystalline
forms were narrower than that of the amorphous form, which indicated
a greater level of order. The amorphous form exhibited more intra-
and intermolecular conformational variation and had more vibrational
modes, which were seen as the broader spectrum.
Table 2
Fluorescence Lifetimes, τ; Amplitudes, a; and Excitation and Emission
Maximum Wavelengths,
λex,max and λem,max, of the Studied
Indomethacin Formsa
form
τ1 (ns)
a1
τ2 (ns)
a2
λex,max (nm)
λem,max (nm)
γ
1.66 ± 0.02
0.93
6.2 ± 0.3
0.07
365
460
α
1.19 ± 0.01
0.97
5.2 ± 0.3
0.03
370
490
amorphous
1.07 ± 0.06
0.79
2.7 ± 0.2
0.21
395
520
The time-resolved fluorescence data
was measured by FLIM using excitation at 405 nm and monitoring the
fluorescence at 430–900 nm wavelengths. The time-resolved fluorescence
for each indomethacin form is presented as an average of 10 parallel
FLIM images. The decay curves were extracted from 30 × 30 μm
areas of FLIM images for the crystalline forms and a 15 × 15
μm area for the amorphous form. Excitation maxima were measured
by monitoring wavelengths of 460 nm (γ), 480 nm (α), and
505 nm (amorphous), and fluorescence maxima were measured using excitation
at 340 nm.
The time-resolved fluorescence data
was measured by FLIM using excitation at 405 nm and monitoring the
fluorescence at 430–900 nm wavelengths. The time-resolved fluorescence
for each indomethacin form is presented as an average of 10 parallel
FLIM images. The decay curves were extracted from 30 × 30 μm
areas of FLIM images for the crystalline forms and a 15 × 15
μm area for the amorphous form. Excitation maxima were measured
by monitoring wavelengths of 460 nm (γ), 480 nm (α), and
505 nm (amorphous), and fluorescence maxima were measured using excitation
at 340 nm.The time-resolved
fluorescence properties were measured by FLIM.
All of the measured indomethacin forms showed biexponential fluorescence
decays (Figure c)
because of the different indomethacin isomers and hydrogen-bonding
patterns in the solid states.[20,26−28] The fluorescence lifetimes, τ1 and τ2, and their amplitudes, a1 and a2, calculated by biexponential fits, are presented
in Table . The shorter-lived
component lasted between 1 and 2 ns for all the indomethacin forms.
The longer lifetime was 5–6 ns for the crystalline forms and
less than 3 ns for the amorphous indomethacin. The less-ordered structure
leads to the excited states in the amorphous form decaying via vibrational
relaxation more often than those in the crystalline forms, which shortens
their lifetimes compared with those of the crystalline counterparts.
Although the indomethacin forms could be identified by their varying
lifetimes, the change in amplitudes between the amorphous and crystalline
forms was more distinct and reliable. The amplitudes for the shorter
lifetimes were 0.93 (γ) and 0.97 (α) for the crystalline
forms and 0.79 for the amorphous form. Therefore, changes in amplitude
were used to represent the degree of crystallinity in the sample.The different indomethacin forms could be distinguished from each
other in the FLIM images, as seen in Figure . It is important to note that the images
in Figure are the
raw images, and they display the average arrival time of the fluorescence
photons after the excitation pulse at each pixel. Thus, the lifetime
distributions differ somewhat from the fitted lifetimes. However,
these images also provide the best contrast between the different
forms of indomethacin and are thus utilized to visualize the crystallization
processes. The color scale in Figure visualizes the γ-crystalline form as red, the
α-crystalline as blue, and the amorphous form as green. In the
partly crystalline image in Figure , the γ-crystalline form (bright red area) is
clearly observed in the middle of the surrounding amorphous indomethacin.
Figure 2
FLIM images
of γ- and α-crystalline, amorphous, and
partially crystallized amorphous indomethacin. Images were taken using
100× magnification and oil immersion (for the pure indomethacin
forms) or 40× magnification and air immersion (for the partially
crystallized sample). The excitation wavelength was 405 nm, and the
fluorescence was monitored at 430–900 nm wavelengths. The color
scale for the fluorescence lifetimes is the same in all the images
and is presented at the bottom right.
FLIM images
of γ- and α-crystalline, amorphous, and
partially crystallized amorphous indomethacin. Images were taken using
100× magnification and oil immersion (for the pure indomethacin
forms) or 40× magnification and air immersion (for the partially
crystallized sample). The excitation wavelength was 405 nm, and the
fluorescence was monitored at 430–900 nm wavelengths. The color
scale for the fluorescence lifetimes is the same in all the images
and is presented at the bottom right.On the basis of these results, it was concluded that the
crystalline
and amorphous forms of indomethacin could be differentiated in the
FLIM images on the basis of their distinctive fluorescence lifetimes
and amplitudes.
Crystallization during Storage
Next, the potential
of the method to follow the crystallization of indomethacin during
simulated storage conditions was investigated. This is a more complex
system than that of the pure components studied above, as changes
in storage can be fairly gradual, and detecting low levels of crystallinity
is both important and challenging. To facilitate the detection of
crystallization, crystallization was accelerated by storing the initially
amorphous samples at an elevated temperature.The crystallization
of amorphous indomethacin at 60 °C and 0% RH was monitored for
10 days with FLIM. Thus, amorphous indomethacin samples were stored
in a rubbery state, above their glass-transition temperature, Tg (ca. 45 °C[29]). In these conditions, indomethacin has been reported to crystallize
completely in 50 days.[4] As we were interested
in detecting the early stages of crystallization, a 10 day monitoring
period was considered sufficient. The surfaces of the samples appeared
to be partially covered by a crystalline layer after 24 h and almost
completely covered after 48 h when observed via optical microscopy
(Figure ). This rapid
surface crystallization above Tg is characteristic
for γ-indomethacin crystallization.[30] During the rest of the storage period, the visual appearances of
the samples changed only slightly. When monitored with FLIM, the changes
in the samples during storage were more distinct than when they were
monitored by optical microscopy, as seen in Figure . During the first few hours, the samples
still resembled fresh amorphous indomethacin. As the crystalline layer
started to cover the sample surfaces, the surfaces became uneven,
which was also reflected in the FLIM images. The area of the sample
in the focal plane has a higher fluorescence intensity than the areas
outside the focal plane (Figure a), and the areas with low fluorescence intensities
are tinged blue in the FLIM images without intensity modulation (Figure b).
Figure 3
Optical-microscope images
of the amorphous indomethacin samples
stored at 60 °C and 0% RH for 10 days. The samples were imaged
with 40× magnification and air immersion. The sizes of the images
are approximately 300 × 300 μm.
Figure 4
FLIM images (80 × 80 μm) of the amorphous indomethacin
stored at 60 °C and 0% RH for 10 days. The same FLIM images are
presented with (a) and without (b) intensity modulation. The images
were taken with 40× magnification and air immersion. The excitation
wavelength was 405 nm, and the fluorescence was monitored at 430–900
nm wavelengths. The color scale for the fluorescence lifetimes is
the same in all the images and is presented at the bottom right.
Optical-microscope images
of the amorphous indomethacin samples
stored at 60 °C and 0% RH for 10 days. The samples were imaged
with 40× magnification and air immersion. The sizes of the images
are approximately 300 × 300 μm.FLIM images (80 × 80 μm) of the amorphous indomethacin
stored at 60 °C and 0% RH for 10 days. The same FLIM images are
presented with (a) and without (b) intensity modulation. The images
were taken with 40× magnification and air immersion. The excitation
wavelength was 405 nm, and the fluorescence was monitored at 430–900
nm wavelengths. The color scale for the fluorescence lifetimes is
the same in all the images and is presented at the bottom right.As the crystallization proceeded,
the colors in the FLIM images
changed to be more red, which indicated longer lifetimes. The color
change was not strictly located in specific areas, nor did it follow
specific morphologies. Although the crystalline layer covered the
samples quickly, the changes in the FLIM images were more subtle during
the first few days. This indicated that the crystalline layers covering
the samples were very thin, and the majority of the fluorescence signals
in the FLIM images originated from the amorphous material under the
crystalline layers. As the crystallization proceeded, the thicknesses
of the crystalline layers increased, and the proportion of the fluorescence
from amorphous material decreased.The fluorescence-decay curves
extracted from the FLIM images in Figure are mixtures of
the decay curves of pure amorphous and γ-crystalline indomethacin.
The fluorescence decays of the pure forms (Figure c) and the lifetimes calculated from them
(Table ) are close
to each other. Therefore, a four-exponential fit with fixed lifetimes
for both the amorphous and γ-indomethacin did not give a reasonable
result, and a biexponential fit was used instead. The obtained fluorescence
lifetimes as a function of time are presented in Figure a. In the beginning, the lifetimes
(τ1 = 1.03 ± 0.02 ns and τ2 = 2.57 ± 0.04 ns) clearly corresponded to amorphous indomethacin
(Table ).
Figure 5
(a) Fluorescence
lifetimes, τ1 and τ2, obtained from
the biexponential fits to the decay curves
extracted from the FLIM images; (b) degree of conversion, α,
calculated from the amplitude of the longer living component, a2; (c) fit to the one-dimensional diffusion-limited
reaction model (eq );
and (d) fit to the three-dimensional diffusion-limited reaction model
(eq ) for the amorphous
indomethacin samples stored at 60 °C and 0% RH for 10 days. N = 2 for t = 0 and N =
3 for the other time points.
(a) Fluorescence
lifetimes, τ1 and τ2, obtained from
the biexponential fits to the decay curves
extracted from the FLIM images; (b) degree of conversion, α,
calculated from the amplitude of the longer living component, a2; (c) fit to the one-dimensional diffusion-limited
reaction model (eq );
and (d) fit to the three-dimensional diffusion-limited reaction model
(eq ) for the amorphous
indomethacin samples stored at 60 °C and 0% RH for 10 days. N = 2 for t = 0 and N =
3 for the other time points.Both τ1 and τ2 increased
closer
to the γ-indomethacin values as the crystallization progressed.
After 10 days, τ1 was 1.48 ± 0.05 ns, and τ2 was 5.41 ± 0.11 ns. The amplitudes of the decay components
changed during the crystallization process as well: the amplitude
of τ1 (a1) increased,
and that of τ2 (a2) decreased
as the sample crystallized. At t = 0, a1 was 0.74, and after 10 days, it was 0.90. Because of
the nature of the amorphous form, the amplitude values at t = 0 differed somewhat from the values presented in Table for amorphous indomethacin.
Regardless, the freshly prepared samples were clearly amorphous at
the beginning of the monitoring period. The change in amplitude was
rapid in the beginning of the experiment and slowed down gradually
as the crystallization proceeded, describing the progress of crystallization.
The degree of conversion, α, was calculated from a2 according to eq ,[25] where a0 was the a2 value at t = 0 and a∞ was the a2 value determined for pure γ-indomethacin (Table ). The degrees of
conversion at different times during storage are presented in Figure b.The crystallization
of indomethacin is usually consistent with
the Johnson–Mehl–Avrami–Erofeyev–Kolmogorov
(JMAEK) model.[4,5,11,13,31] This model
assumes that the crystallization process has two distinct steps, nucleation
and growth, and the conversion forms a sigmoidal curve as a function
of time. The shape of the conversion in this study is clearly not
sigmoidal, and the JMAEK-model does not describe the kinetics of the
monitored crystallization process. Hence, the present results were
fitted to several decelerating kinetic models described by Kwaham
et al.[25] The best agreement with our data
was obtained with the diffusion-controlled models. In diffusion-controlled
crystallization, the rate of the reaction decreases as the crystallized
layer on the surface of a film or particle increases. For a one-dimensional
reaction model, the reaction is assumed to occur on an infinite flat
surface. In this case, the degree of conversion is directly proportional
to crystalline-layer thickness, and the reaction model is written
aswhere k is a constant,
and t is time. The three-dimensional diffusion-controlled
model
is based on Fick’s first law for radial diffusion in a sphere.
The model is expressed asand
is known as the shrinking-core reaction
model. The shrinking-core model is based on the assumption that the
crystallizing particles are spherical and that crystallization starts
at the surface of the particle. The limiting step in both models is
the diffusion of the reagent through the production layer to the unreacted
part of the sample.The conversion is fitted to these models,
and the fits are presented
in Figure c,d (one-dimensional, R2 = 0.973, and three-dimensional, R2 = 0.987, respectively). The three-dimensional model
gave the best fit, especially at the beginning of the crystallization
process. However, there is no clear physical explanation for this
result. Three-dimensional diffusion models are found to describe heterogeneous
processes such as hydrate formation[32,33] and dissolution
kinetics[34] but not usually crystallization
from an amorphous phase. As the samples were single, solid amorphous
pieces on microscope slides, it is unlikely that the sample would
consist of spherical crystallizing particles. The one-dimensional
crystallization model describing the thickening of the crystalline
layer on an infinite plane is more consistent with the visual observation
of the crystallization process, even though the fit to this model
is not quite as good as that to the three-dimensional diffusion-controlled
model. Although the samples were stored in the 0% RH desiccator, they
were exposed to humidity regularly during measurements. Water is known
to enhance molecular mobility and thus the crystallization rate in
the amorphous form,[5] so it is possible
that the model describes the reaction kinetics limited by the diffusion
of water through the crystalline layer.The observed crystallization
occurred mostly on the sample surface,
so the degree of crystallization for the whole sample was still low
at the end of the monitoring period. Some amorphous-forming organic
molecules, including indomethacin, are found to have different crystallizing
mechanisms on the surface and in the bulk.[30,35,36] Surface crystallization is usually faster,
and even a very thin crystalline layer on an otherwise amorphous material
can affect the solubility and dissolution properties of the product.[37] In this study, we detected crystallization on
the sample surface quantitatively and were able to follow the rate
of crystalline-layer thickening.
Ethanol-Induced Crystallization
In the storage study
above, the samples were measured at different times and stored in
a desiccator between measurements. This means that the fluorescence
intensity varied slightly from one measurement to the next. This was
not an issue here and actually showed one of the benefits of following
the fluorescence lifetime instead of the intensity. The lifetime is
not dependent on the intensity. Therefore, we did not need to pay
attention to having the same sample orientation in each measurement.
However, we also wanted to see what the results would look like if
we could follow the same spot throughout the crystallization process.
For this purpose, we needed to have faster crystallization for practical
purposes. Here, amorphous indomethacin was crystallized rapidly with
a drop of ethanol. The amorphous sample dissolved partially in the
ethanol, and crystallization started from the ethanol solution (solution-mediated
crystallization). The whole imaged area was initially wetted with
ethanol. In these measurements, the sample was not moved between the
measurements, and the fluorescence intensities of the FLIM images
were proportional to each other. This meant that the lifetime distributions
presenting the average arrival-time distributions of the photons could
be used for quantitative measurements.In this experiment, there
were two different areas present in the FLIM images: an area where
the time-resolved fluorescence stayed almost unchanged, and an area
where the fluorescence lifetime increased. The clearest difference
between these two areas was again seen in the fluorescence-lifetime
amplitudes (Figure a). The time-resolved fluorescence from the stable area was closest
to that of pure α-indomethacin (τ1 = 1.15 ns, a1 = 0.96; τ2 = 3.6 ns, a2 = 0.04). It is known that crystallization
in supersaturated ethanol solutions can result in the α-form
instead of the more stable γ-form.[38] At t = 5 min, the time-resolved fluorescence extracted
from the unstable area of the FLIM image resembled that of amorphous
indomethacin (τ1 = 0.69 ns, a1 = 0.78; τ2 = 2.0 ns, a2 = 0.22). In reality, the sample consisted of indomethacin
in its crystalline and amorphous forms as well as indomethacin dissolved
in ethanol. For the analysis, this area was assumed to correspond
to amorphous indomethacin. After 95 min, the fluorescence lifetime
in the unstable area more closely resembled that of crystalline indomethacin
than that of amorphous indomethacin (Figure b). The fitting of the decay curves extracted
from the whole image area did not give reasonable results because
of the multiple fluorescence lifetimes present in the same FLIM image.
However, the observed fluorescence-lifetime distribution (Figure a) changed uniformly
as the crystallization proceeded. With the exception of t = 5 min, the lifetime distributions crossed each other at the isosbestic
point at 1.78 ns, indicating the existence of two species contributing
to the lifetime distributions. At t = 5 min, there
was most probably still a significant amount of indomethacin dissolved
in ethanol present in the sample, which would explain why the curve
does not go through the isosbestic point. The intensity of the band
at 1.47 ns was assumed to correspond to the amount of amorphous indomethacin
in the sample, and that of the band at 2.21 ns was assumed to correspond
to that of crystalline indomethacin. The initial degree of conversion
was calculated from the intensities of these bands according to eq . Determining the onset
of crystallization and the final conversion was not possible from
the fluorescence-lifetime distributions. The actual conversion was
calculated from the initial conversion, as described in the Experimental Section. It is presented in Figure b. The conversion
gave a reasonable fit to the first-order reaction model (R2 = 0.977). The fit is presented in Figure c. A similar analysis was done to the fluorescence-decay
curves extracted from the unstable areas of the FLIM images during
the crystallization process, with similar results (not presented).
Figure 6
(a) Fluorescence-lifetime
amplitudes, a2, for the unstable and stable
areas of the FLIM images and (b) fluorescence
lifetimes, τ1 and τ2, for the unstable
areas in the FLIM images as a function of time for the ethanol-induced
crystallization. The fluorescence lifetimes and their amplitudes were
obtained from a biexponential fit to the decay curves extracted from
FLIM images.
Figure 7
(a) Fluorescence-lifetime
distributions extracted from the FLIM
images of the ethanol-induced crystallization. For clarity, the lifetime
distributions for t = 25, 45, and 75 min are not
presented. (b) Degree of conversion, α, calculated from the
lifetime distributions. (c) Fit to the first-order reaction model
for the amorphous indomethacin crystallized by ethanol.
(a) Fluorescence-lifetime
amplitudes, a2, for the unstable and stable
areas of the FLIM images and (b) fluorescence
lifetimes, τ1 and τ2, for the unstable
areas in the FLIM images as a function of time for the ethanol-induced
crystallization. The fluorescence lifetimes and their amplitudes were
obtained from a biexponential fit to the decay curves extracted from
FLIM images.(a) Fluorescence-lifetime
distributions extracted from the FLIM
images of the ethanol-induced crystallization. For clarity, the lifetime
distributions for t = 25, 45, and 75 min are not
presented. (b) Degree of conversion, α, calculated from the
lifetime distributions. (c) Fit to the first-order reaction model
for the amorphous indomethacin crystallized by ethanol.To detect the fluorescence-lifetime distribution
change, as in
this example, the crystallization rate of the monitored area should
be feasible for detection with the experimental equipment. As one
measurement can take up to 5 min, it is not reasonable to try to detect
the crystallization rates of the samples that crystallize completely
in 5–15 min. The maximum scan area of our equipment was 80
× 80 μm, and in most of the attempts to monitor the ethanol-induced
crystallization, the sample crystallized too fast in the monitored
area for kinetic analysis. This can be avoided by using FLIM equipment
with a larger scanning area or faster data acquisition. However, our
results clearly indicate that it is possible to monitor the crystallization
process using FLIM images with several fluorescence lifetimes when
the FLIM-image intensities are proportional to each other.
Conclusions
We were able to identify different solid indomethacin forms (amorphous
and γ- and α-crystalline) and monitor the crystallization
of the amorphous form by fluorescence-lifetime-imaging microscopy
(FLIM). According to our results, there are two possible approaches
for the kinetic analysis of FLIM data. If the crystallization is rapid
enough, and there is no need to move the sample during crystallization,
the crystallization kinetics can be obtained from a fluorescence-lifetime-distribution
analysis. A lifetime-distribution analysis can be used even if there
are several different fluorescence lifetimes present in the sample,
as presented in this study. The second method for kinetic analysis
is to use the fluorescence-lifetime amplitudes calculated from the
decay curves for kinetic analysis. Although the fluorescence intensity
is sensitive to external factors such as the sample orientation and
focal plane, fluorescence lifetimes and their amplitudes are unaffected,
as demonstrated during the 10 day monitoring period. This allows the
removal of the samples from the equipment between measurements, and
the same sample can be monitored quantitatively as long as needed.
In future studies, it would be interesting to compare the FLIM method
to other imaging techniques, such as Raman, CARS, or FTIR microscopy.
In short, we have demonstrated that FLIM is a sensitive and nondestructive
method for monitoring crystallization on the surface of a sample.
Authors: Eva Woltmann; Hans Meyer; Diana Weigel; Heinz Pritzke; Tjorben N Posch; Pablo A Kler; Klaus Schürmann; Jörg Roscher; Carolin Huhn Journal: Anal Bioanal Chem Date: 2014-08-09 Impact factor: 4.142
Authors: M Savolainen; K Kogermann; A Heinz; J Aaltonen; L Peltonen; C Strachan; J Yliruusi Journal: Eur J Pharm Biopharm Date: 2008-06-12 Impact factor: 5.571