A phase I clinical trial of dTCApFs, a derivative of a novel human hormone peptide, for the treatment of advanced/metastatic solid tumors.

The aim of the present phase I first-in-human study was to investigate the safety/efficacy of dTCApFs (a novel hormone peptide that enters cells through the T1/ST2 receptor), in advanced/metastatic solid tumors. The primary objective of this open-label dose-escalation study was to determine the safety profile of dTCApFs. The study enrolled patients (aged ≥18 years) with pathologically confirmed locally advanced/metastatic solid malignancies, who experienced treatment failure or were unable to tolerate previous standard therapy. The study included 17 patients (64% male; median age, 65 years; 47% colorectal cancer, 29% pancreatic cancer). The patients received 1-3 cycles of escalating dTCApFs doses (6-96 mg/m2). The mean number ± standard deviation of treatment cycles/patient was 3.2±1.4; no dose-limiting toxicities were observed up to a dose of 96 mg/m2, and the maximum tolerated dose was not reached. Half-life, maximal plasma concentration, and dTCApFs exposure were found to be linearly correlated with dose. Five patients were treated for ≥3 months (12, 24, 48 mg/m2) and experienced stable disease throughout the treatment period, and 1 experienced pathological complete response. Analysis of serum biomarkers revealed decreased levels of angiogenic factors at dTCApFs concentrations of 12-48 mg/m2, increased levels of anticancer cytokines, and induction of the endoplasmic reticulum (ER) stress biomarker GRP78/BiP. Efficacy and biomarker data suggest that patients whose tumors were T1/ST2-positive exhibited a better response to dTCApFs. In conclusion, dTCApFs was found to be safe/well-tolerated, and potentially efficacious, with linear pharmacokinetics. Consistent with preclinical studies, the mechanism through which dTCApFs exerts anticancer effects appears to involve induction of ER stress, suppression of angiogenesis, and activation of the innate immune response. However, further studies are warranted.

Introduction

dTCApFs (Nerofe™, Immune System Key Ltd., Jerusalem, Israel) is a novel hormone peptide (14 amino acids) with a demonstrated anticancer activity in the preclinical setting (personal communication with Dr Devary's laboratory, ISK Ltd.). dTCApFs is a derivative of the tumor cell apoptosis factor (TCApF), a 84-amino acid hormone peptide naturally expressed in the thymus, colon and frontal lobe of the brain (1).

Studies in pancreatic, breast and ovarian cell lines investigating the mechanism of action (MOA) through which dTCApFs exerts its anticancer effects, revealed that dTCApFs enters the cells through the T1/ST2 receptor (a member of the Toll/interleukin-1 receptor superfamily), and leads to apoptosis of cancer cells through a novel MOA involving induction of two opposing effects: Induction of structural changes in the Golgi apparatus, loss of Golgi function and induction of endoplasmic reticulum (ER) stress, along with downregulation of the ER stress repair mechanism (personal communication).

We herein report the results of the first-in-human study investigating the safety and efficacy of dTCApFs for the treatment of advanced/metastatic solid tumors.

Patients and methods

Patients

The present study included adult patients (aged ≥18 years) with pathologically confirmed locally advanced and/or metastatic solid malignancies, who experienced treatment failure or were unable to tolerate previous standard therapy. The key inclusion criteria included evaluable/measurable disease and Eastern Cooperative Oncology Group performance status ≤1. Patients with liver cancer/hepatic metastases were considered eligible if liver function met certain criteria, and patients with brain metastases were considered eligible if radiation therapy was completed ≥4 weeks prior to enrollment and the patient received ≤4 mg/day of dexamethasone. The key exclusion criteria included receiving anticancer treatment 14 days prior to the initiation of the study drug, and a life expectancy of <16 weeks.

Study design

This was a formal open-label phase I dose-escalation study. The primary objective was to determine the maximum tolerated dose (MTD) and safety profile of dTCApFs. Assessments included drug exposure, adverse events (AEs) graded according to the Common Terminology Criteria for Adverse Events, version 4.0 (https://evs.nci.nih.gov/ftp1/CTCAE/CTCAE_4.03_2010-06-14_QuickReference_5×7.pdf), and characterization of dose-limiting toxicities (DLTs). Other objectives included assessment of serum levels of angiogenic factors following dTCApFs administration, pharmacokinetics (PK) and pharmacodynamics (PD) analyses, as well as assessment of receptor staining and tumor response.

The dose escalation study followed a traditional ‘3+3’ scheme and included doses of 6, 12, 24, 48 and 96 mg/m2 of intravenous (IV) dTCApFs, 3 times/week in consecutive 28-day cycles. The patient's allocation is presented in Fig. 1. In all 3-patient cohorts, there was an interval of 2 weeks between the first dose for the first and second patients, and ≥1 week for the third patient. New dose levels started after a follow-up of ≥28 days for the 3 patients at the previous level. MTD was defined as the highest dose level at which ≥1 of the 3 subjects experienced a DLT during their first cycle of treatment. Patients who did not complete their first cycle of treatment for reasons unrelated to AEs were replaced. In addition, PK parameters, including area under the curve (AUC), maximal plasma concentration (Cmax) and plasma half-life (t1/2) were determined. PK parameters were estimated using non-compartmental models.

Figure 1.

Schematic representation of patient randomization and allocation.

The clinical activity of dTCApFs was assessed every 8 weeks by physical examination, computed tomography (CT), or magnetic resonance imaging techniques (for evaluable disease only), using the Response Evaluation Criteria In Solid Tumors v1.1 (https://ctep.cancer.gov/protocoldevelopment/docs/recist_guideline.pdf); where appropriate, informative tumor markers were measured in every cycle.

This study was approved by the Institutional Review Board of Rabin Medical Center and the Ministry of Health of Israel, and was conducted at the Davidoff Center, Rabin Medical Center in accordance with the principles of the Declaration of Helsinki. All the patients signed an informed consent prior to enrollment. The study was registered at ClinicalTrials.gov (NCT01690741).

Biomarker analysis

Blood samples were collected from patients and placed on ice for 10 min. Serum samples were collected by centrifugation at 1,000 × g for 10 min at 4°C, kept in separate vials at ≤-20°C, and shipped to Immune System Key Ltd. at −20°C, where they were thawed, aliquoted, and stored at ≤-20°C. Repeated freeze-thaw cycles were avoided.

Immunohistochemistry (IHC) staining was performed for T1/ST2 receptor using a full-length anti-ST2 antibody (GenMed, Plymouth, MN, USA). Serum levels of various factors were measured with enzyme-linked immunosorbent assay (ELISA). The measured factors included vascular endothelial growth factor (VEGF), VEGF-D, epidermal growth factor, angiopoietin-1, fibroblast growth factor (FGF)-1, FGF-2, platelet-derived growth factor (PDGF)-AA, PDGF-BB, transforming growth factor (TGF)-β (all using ELISA kits by R&D systems, Abingdon, UK); granulocyte-macrophage colony-stimulating factor (GM-CSF), interleukin (IL)-2, IL-12p70, IL-21 and tumor necrosis factor (TNF)-α (Millipore, Billerica, MA, USA); and glucose-regulated protein 78 (GRP78)/BiP (Enzo, New York, NY, USA).

Statistical analysis

Descriptive statistics were used for all analyses and were performed with SAS® software, version 9.1 (SAS Institute Inc., Cary, NC, USA). Regression analysis was used to study 2-way correlation between tumor change per month, administered doses of dTCApF, and levels of the ER-stress biomarker (BiP). The statistical significance of the correlation was validated using F-statistics.

Results

A total of 39 patients were screened, of whom were 17 enrolled and completed the study. The majority of the patients (64%) were male, and the median age (range) was 65 (51–94) years. Almost half of the patients (47%) had colorectal cancer and 29% had pancreatic cancer. Apart from 1 patient, all other patients had received several lines of anticancer therapy (e.g., chemotherapy, radiotherapy and biological therapy) prior to enrolment (Table I). The patients received 1–3 cycles of escalating dTCApFs doses (6, 12, 24, 48 and 96 mg/m2), as detailed in Fig. 1.

Table I.

Patient demographics and baseline characteristics.

	dTCApFs dose, mg/m2
Characteristics	6 (n=3)	12 (n=3)	24 (n=3)	48 (n=3)	96 (n=5)
Age, years
Median (range)	63 (62–77)	61 (58–62)	65 (57–67)	72 (51–94)	64 (55–77)
Mean (SE)	68 (5)	67 (4)	67 (2)	72 (8)	64 (9)
Sex, n (male/female)	3/0	2/1	1/2	2/1	3/2
Tumor type, n
Colorectal	3	2	0	2	1
Pancreatic	0	0	1	0	4
Other[a]	0	1	2	1	0
Prior therapies, n
Chemotherapy	3	4	4	1	3
Radiotherapy	1	2	1	1	0
Surgery	2	2	1	1	2
Treatment with biological agents	0	0	1	0	0
Treatment with small molecules, such as TKIs.	0	0	0	1	0

Includes neoplasms in the small intestine, lung, liver, and spinal cord. SE, standard error; TKIs, tyrosine kinase inhibitors.

Safety and tolerability

The mean number of treatment cycles per patient was 3.2±1.4. No DLTs were observed in any patient up to cohort 5. The AEs are summarized in Table II. None were related to the study drug. Hypertension, anemia, vomiting, diarrhea and abdominal pain were the most frequently reported grade 2 AEs, and hypertension was the most frequently reported grade 3 AE. Vomiting was the only grade 4 AE, reported in 1 patient. The majority of the AEs were self-resolving. Overall, treatment with dTCApFs was well-tolerated, with no cumulative toxicity. MTD was not reached.

Table II.

Summary of adverse events by dTCApFs dose group.

	dTCApFs dose, mg/m2
Adverse events	6 (n=3)	12 (n=3)	24 (n=3)	48 (n=3)	96 (n=5)
Grade 1
Blood disorders
Anemia	3	0	0	0	0
Increased INR	0	0	0	1	0
GI disorders
Abdominal pain	0	1	2	0	0
Bowel obstruction	1	0	0	0	0
Diarrhea	0	2	0	0	2
GI hemorrhage	1	0	0	0	0
Vomiting	2	0	0	0	1
General disorders
Dehydration	0	0	0	0	1
Fatigue	0	1	0	1	0
Hypertension	3	1	1	0	1
Nervous system disorders
Neuropathy	0	1	1	0	0
Grade 2
Pain
Pain, leg	0	2	0	0	0
Pain, upper back	0	0	0	0	1
Respiratory system disorders
Cough	0	1	0	0	0
Skin disorders
Pruritus	0	0	0	0	1
Urticaria	0	0	0	0	1
Hepatic and urinary disorders
ALT increase	0	0	0	0	1
AST increase	0	0	0	0	1
Bilirubin increase	0	0	0	1	1
Liver dysfunction	0	0	0	0	1
Urinary tract infection	0	1	0	0	0
Grade 3
Blood disorders
Increased INR	0	0	0	1	0
General disorders
Hypertension	2	1	1	0	2
Hepatic and urinary disorders
Bilirubin increase	0	0	0	1	1
GI disorders
Bowel obstruction	1	0	0	0	0
Diarrhea	0	1	0	0	1
GI hemorrhage	1	0	0	0	0
Grade 4
GI disorders
Vomiting	0	0	0	0	1

ALT, alanine transaminase; AST, aspartate aminotransferase; GI, gastrointestinal; INR, international normalized ratio.

PK results

The PK results for the first day of cycles 1 and 2 are summarized in Table III; t1/2, Cmax and AUC0 were found to be linearly correlated with dose. Dose-dependent plasma concentrations of dTCApFs were observed (Fig. 2).

Table III.

Pharmacokinetics of dTCApFs on the first day of cycles 1 and 2 (each cycle was 28 days).

	Cycle 1, day 1					Cycle 2, day 1
dTCApFs dose, mg/m2	6 (n=3)	12 (n=4)	24 (n=4)	48 (n=4)	96 (n=3)	6 (n=3)	12 (n=4)	24 (n=4)	48 (n=4)	96 (n=3)
AUC0, ng·h/ml	3,813	12,905	49,630	79,935	206,742	9,719	11,452	57,069	100,093	294,682
Cmax, ng/ml	1,209	6,048	14,609	18,267	32,964	1,536	6,048	14,609	22,113	32,016
t1/2, h	2.3	2.1	3.2	4.9	6.0	2.8	2.0	3.7	4.6	8.5

AUC, area under the curve; Cmax, maximal plasma concentration; t1/2, plasma half-life.

Figure 2.

Serum concentrations of dTCApFs over time by dose group. Error bars represent standard deviation.

Efficacy

Of the 17 patients who were treated for ≥3 months (12, 24 and 48 mg/m2), 5 experienced stable disease (SD) throughout the treatment period. Notably, 1 patient was suffering from lower back pain, weakness and referred pain in the left extremity, due to a spinal cord neoplasia compressing the spinal cord (Ki-67, 30%; ST2-positive staining). Treatment with painkillers (e.g., tramadol, oxycodone/naloxone, morphine and pregabalin) was unsuccessful, and the patient used a walker. After 6 months of treatment (12, 24 and 48 mg/m2), the patient's walking improved without the need for any painkiller medication. Surgery was performed after 11 months of treatment. At surgery, no malignancy was observed; however, scar tissue and bleeding were noted, and the histopathological analysis revealed strong presence of natural killer (NK) cells and dendritic cells. A second patient who entered the study with progressive disease after receiving 4 prior lines of chemotherapy treatment, maintained SD through 6 cycles of dTCApFs (6 and 12 mg/m2).

Progression-free survival (PFS) analysis revealed that 6 patients experienced a longer PFS on dTCApFs compared with their prior regimen, and 1 patient had a PFS that was comparable to that on his prior regimen; 1 patient who had not receive prior treatments was able to remain on the study drug for 330 days (Table IV). A regression analysis [robust regression model (2,3)] computing F statistics P-values revealed a statistically significant correlation between changes in tumor size and the administered dTCApFs doses (Fig. 3).

Table IV.

PFS on the last regimen before enrolling the study and on dTCApFs.

Patient no.	PFS on the last regimen pre-enrollment, days	PFS on dTCApFs, days
1	480	53
2	134	25
3	110	170
4	0	330
5	52	51
6	384	110
7	54	90
8	80	52
9	375	60
10	1,800	14
11	41	52
12	42	50
13	96	42
14	365	40
15	1	80
16	105	45
17	564	41

Rows with bold print represent patients who experienced PFS on dTCApFs, which was comparable with or exceeded that of their last regimen pre-enrollment. PFS, progression-free survival.

Figure 3.

Correlation between changes in tumor size and the administered dTCApFs dose. A total of 14 patients who underwent computed tomography examination at 8 weeks were included in the analysis.

Treatment with dTCApFs at a dose of 6 mg/m2 led to an increase in serum levels of angiopoietin-1, FGF-1, FGF-2, PDGF-AA, PDGF-BB, VEGF-D, TGF-β and VEGF. At doses of 12–48 mg/m2, a decrease in the serum levels of these factors was observed, and at 96 mg/m2, an increase in all factors, except for VEGF-D, was noted. In addition, the serum levels of all anticancer cytokines, such as GM-CSF, IL2, IL-12p70, IL-21 and TNF-α, increased with dTCApFs administration in all dose levels (Table V).

Table V.

Mean change (%) in serum levels of angiogenic factors and cytokines pre- to post- treatment with dTCApFs.

	dTCApFs dose, mg/m2
Factors	6 (n=3)	12 (n=3)	24 (n=3)	48 (n=3)	96 (n=5)
Angiogenic factors
Angiopoietin-1	+960	−80	−77	−50	+70
FGF-1	+120	−62	−20	−27	+457
FGF-2	+199	−74	−34	−13	+44
PDGF-AA	+1,379	−92	−79	−73	+57
PDGF-BB	+2,271	−95	−82	−78	+185
VEGF-A	+265	−47	−62	−72	−2
TGF-β1	+18	−80	−59	−20	No data
VEGF-D	+117	−40	−54	−63	+3
Cytokines
GM-CSF	+2,173	−97	+11	+5,613	+974
IL-12-p70	+469	−76	+83	+477	+332
IL-2	No data	−100	No data	+242	+577
IL-21	+100	−61	+84	+1,326	+29
TNF-α	+4	−5	+31	+74	+97

FGF, fibroblast growth factor; GM-CSF, granulocyte-macrophage colony-stimulating factor; IL, interleukin; PDGF, platelet-derived growth factor; TGF, transforming growth factor; VEGF, vascular endothelial growth factor; TNF, tumor necrosis factor.

To assess the MOA of dTCApFs, patients were examined by their T1/ST2 status, as dTCApFs has been shown to enter the cells through this receptor (personal communication). A total of 14 patients underwent CT at 8 weeks and were evaluable for this analysis. We observed that patients whose tumors were T1/ST2-positive (by IHC) remained in the trial longer compared with those whose tumors were T1/ST2-negative (Fig. 4A) and experienced SD on dTCApFs treatment. Therefore, the patient population was re-analyzed (changes in tumor size vs. administered dTCApFs dose), after excluding T1/ST2-positive patients (n=9). In this re-analysis, the correlation coefficient increased from 0.56 to 0.76, and the standard deviation for tumor size decreased from 4.6 to 2.6 (P=0.02). A separate statistically valid regression analysis for the subpopulation of T1/ST2-positive patients could not be performed due to the small sample size (n=4). The serum levels of the GRP78/BiP protein (ER stress biomarker) were also measured prior to the initiation of dTCApFs treatment and after 29 days of treatment. A statistically significant correlation was observed between administered dTCApFs doses and change in serum GRP78/BiP levels (P≤0.05), as well as between changes in tumor size and change in serum GRP78/BiP levels (P≤0.002), suggesting that dTCApFs induced ER stress (Fig. 4B and C). These correlation analyses were then repeated after excluding T1/ST2-negative patients, and an increase in the correlation coefficients (for dTCApFs vs. change in GRP78/BiP levels, from 0.57 to 0.75; for change in GRP78/BiP levels vs. changes in tumor size, from 0.79 to 0.83) were observed, along with a decrease in the standard deviation for GRP78/BiP changes (from 184 to 67 and from 148 to 36, respectively). These changes were statistically significant (P≤0.01).

Figure 4.

(A) Number of days in trial for patients according to T1/ST2 expression on immunohistochemistry. (B) Correlation between change in serum levels of the endoplasmic reticulum (ER) stress marker BiP and dTCApFs dose. (C) Correlation between change in serum levels of BiP and change in tumor size. A total of 14 patients who underwent computed tomography examination at 8 weeks were included in the analysis.

Discussion

The aim of the present phase I dose-escalation study was to investigate dTCApFs, a novel hormone peptide, whose activity is driven by its interaction with the T1/ST2 receptor and its anticancer activity is exerted through several MOAs, including a unique MOA involving ER stress induction and downregulation of the ER stress repair mechanism. Intravenous dTCApFs was found to be safe, well-tolerated and potentially efficacious in treating advanced/metastatic solid tumors. Furthermore, the PK examinations revealed that t1/2, Cmax, AUC0 and plasma concentrations of dTCApFs were linearly correlated with dose. In addition, that dTCApFs was found to have anti-angiogenic activity, as well as the ability to induce ER stress and expression of anticancer cytokines.

The present phase I study provides insight into the MOA by which dTCApFs exerts its anticancer effects. dTCApFs enters the cells through the T1/ST2 receptor (personal communication). T1/ST2 is a member of the IL-1 receptor family and IL-33, which regulate the Th1/Th2 immune responses in autoimmune and inflammatory conditions. Lipopolysaccharides have been shown to stimulate T1/ST2 expression in monocytes, muscle cells and splenocytes, both in vitro and in vivo (4). The T1/ST2 receptor is expressed in macrophages, dendritic cells, as well as in mast cells. This receptor is a stable marker of Th2 polarized thymocytes (but not of Th1 polarized thymocytes) and is important in the response of Th2 to viral antigens and allergens (5–7). T1/ST2 has been shown to play an important role in various diseases, including cancer, Alzheimer's disease, inflammatory diseases, trauma, sepsis, cardiovascular diseases and idiopathic pulmonary fibrosis (6–14). Knocking out this receptor in BALB/c mice bearing mammary carcinoma attenuated tumor growth and metastasis. In these knockout mice (compared with wild-type mice), the serum levels of IL-17, interferon-γ and TNF-α increased, along with higher ex vivo cytotoxic activity of splenocytes, NK cells and CD8+ T cells (1). In the present study, dTCApFs treatment led to increased serum levels of anticancer cytokines (e.g., GM-CSF, IL-12p70, IL-2, IL-21 and TNF-α), likely due to the downregulation of the T1/ST2 receptor. In addition, a correlation between the antitumor activity of dTCApFs and T1/ST2 expression status in the tumors was observed. A direct correlation was found between T1/ST2 positivity, tumor size changes and induction of ER stress. These findings are consistent with preclinical studies, where treating ST2 gene knockout OV-90 cells with dTCApFs did not result in ER stress. Taken together, these observations suggest that the T1/ST2 receptor may serve as a biomarker to select T1/ST2-positive patients who are more likely to respond to dTCApFs. Additionally, the biomarker analysis revealed that dTCApFs treatment increased the levels of IL-21 and IL12p70, which are known activators of NK cells (15,16), as well as the levels of GM-CSF and IL-2, which are known activators of dendritic cells (17,18). Furthermore, histopathological analysis of a post-treatment surgical specimen from a patient who achieved a complete response revealed strong presence of NK and dendritic cells. These findings suggest that dTCApFs may activate the innate immune response, consistent with prior studies showing such response with ST2 activation (19,20). Drugs with MOAs involving ST2 activation are currently being investigated (21,22). dTCApFs was also found to have broad anti-angiogenic properties (it reduced the expression of multiple angiogenic factors at levels of 12–48 mg/m2). Targeting angiogenesis is a well-established MOA in anticancer drugs, with commercially available and investigational drugs targeting factors such as VEGF and FGF receptors (5,23–25). It should be noted that, despite an observed increase in the levels of angiogenic factors with dTCApFs treatment at the highest investigated dose (96 mg/m2), the cytotoxic activity of dTCApFs was, in fact, enhanced at this dose level, possibly due to another MOA of dTCApFs.

Notably, the findings of dTCApFs-induced ER stress are consistent with our preclinical studies showing a novel mechanism involving two opposing effects of dTCApFs that together result in apoptosis: ER stress induction, and downregulation of the ER stress repair mechanism. Specifically, dTCApFs molecules enter the cells through the ST2 receptor. Subsequently, they bind to the sST2 soluble T1/ST2 receptor, enter the Golgi apparatus, and induce structural changes that lead to destruction of the Golgi apparatus and loss of Golgi function. This, in turn, leads to accumulation of proteins in the ER, resulting in ER stress. dTCApFs also downregulates sXBP1 and, thus, inhibits the ER stress repair mechanism, leading to apoptosis. Interestingly, over the last decade, the interaction between ER stress and tissue vascularization has been intensively investigated and a clear interaction between the stress-response mechanism and VEGF was observed in cancer, diabetic retinopathy, atherosclerosis and ischaemic renal disease (26). GRP78/BiP is as an ER stress marker, and its upregulation following anti-angiogenic therapy has been demonstrated in multiple studies. For example, Han et al, demonstrated that sunitinib treatment, which inhibits PDGF and vascular VEGFR receptors, induced hypoxia in Caki-1 xenografts, that was followed by elevated expression of GRP78/BiP in the treated group compared with the control group (27). It may be hypothesized that dTCApFS interrupts angiogenesis, thereby causing accumulation of unfolded proteins in the ER of the cancer cells, resulting in ER stress, leading to apoptosis.

In conclusion, treatment with intravenous dTCApFs (6–96 mg/m2, 3 times/week, in consecutive 28-day cycles) in locally advanced or metastatic solid tumors was found to be safe and well-tolerated, with a dose-dependent, linear PK. dTCApFs suppressed angiogenic factors, induced anticancer cytokine production and ER stress, which likely led to the clinical outcome observed in some of our patients. Positive T1/ST2 staining may serve as a predictive marker for response to dTCApFs. Further studies on the efficacy of dTCApFs in advanced malignancies expressing high levels of T1/ST2 are warranted.