Hans-Eckhardt Schaefer1,2. 1. Tübingen University, Institute of Musicology, Tübingen, Germany. 2. Institute of Functional Matter and Quantum Technology, Stuttgart University, Stuttgart, Germany.
Abstract
The present study is focused on a review of the current state of investigating music-evoked emotions experimentally, theoretically and with respect to their therapeutic potentials. After a concise historical overview and a schematic of the hearing mechanisms, experimental studies on music listeners and on music performers are discussed, starting with the presentation of characteristic musical stimuli and the basic features of tomographic imaging of emotional activation in the brain, such as functional magnetic resonance imaging (fMRI) and positron emission tomography (PET), which offer high spatial resolution in the millimeter range. The progress in correlating activation imaging in the brain to the psychological understanding of music-evoked emotion is demonstrated and some prospects for future research are outlined. Research in psychoneuroendocrinology and molecular markers is reviewed in the context of music-evoked emotions and the results indicate that the research in this area should be intensified. An assessment of studies involving measuring techniques with high temporal resolution down to the 10 ms range, as, e.g., electroencephalography (EEG), event-related brain potentials (ERP), magnetoencephalography (MEG), skin conductance response (SCR), finger temperature, and goose bump development (piloerection) can yield information on the dynamics and kinetics of emotion. Genetic investigations reviewed suggest the heredity transmission of a predilection for music. Theoretical approaches to musical emotion are directed to a unified model for experimental neurological evidence and aesthetic judgment. Finally, the reports on musical therapy are briefly outlined. The study concludes with an outlook on emerging technologies and future research fields.
The present study is focused on a review of the current state of investigating music-evoked emotions experimentally, theoretically and with respect to their therapeutic potentials. After a concise historical overview and a schematic of the hearing mechanisms, experimental studies on music listeners and on music performers are discussed, starting with the presentation of characteristic musical stimuli and the basic features of tomographic imaging of emotional activation in the brain, such as functional magnetic resonance imaging (fMRI) and positron emission tomography (PET), which offer high spatial resolution in the millimeter range. The progress in correlating activation imaging in the brain to the psychological understanding of music-evoked emotion is demonstrated and some prospects for future research are outlined. Research in psychoneuroendocrinology and molecular markers is reviewed in the context of music-evoked emotions and the results indicate that the research in this area should be intensified. An assessment of studies involving measuring techniques with high temporal resolution down to the 10 ms range, as, e.g., electroencephalography (EEG), event-related brain potentials (ERP), magnetoencephalography (MEG), skin conductance response (SCR), finger temperature, and goose bump development (piloerection) can yield information on the dynamics and kinetics of emotion. Genetic investigations reviewed suggest the heredity transmission of a predilection for music. Theoretical approaches to musical emotion are directed to a unified model for experimental neurological evidence and aesthetic judgment. Finally, the reports on musical therapy are briefly outlined. The study concludes with an outlook on emerging technologies and future research fields.
Entities:
Keywords:
EEG; emotions; fMRI; music; music therapy
Basic discussions of music center about questions such as: What actually is music? How can we understand music? What is the effect of music on human beings? Music is described as multidimensional and researchers have categorized it by its arousal properties (relaxing/calming vs. stimulating), emotional quality (happy, sad, peaceful), and structural features (as, e.g., tempo, tonality, pitch range, timbre, rhythmic structure) (Chanda and Levitin, 2013). One can ask the question how to recognize and describe the concretely beautiful in music. Efforts have been undertaken to answer this question (Eggebrecht, 1991), e.g., by discussing the beauty of the opening theme of the second movement of Mozart's piano concerto in d minor (KV 466). In this formal attempt to transform music into a descriptive language, particular sequences of tones and rhythmical structures have been tentatively ascribed to notions such as “flattering” or “steady-firm” (Eggebrecht, 1991). From the viewpoint of a composer, Mozart himself obviously was aware of the attractiveness of this beauty-component in music, stating that his compositions should be “…angenehm für die Ohren…” of the audience “…natürlich ohne in das Leere zu fallen…” (…pleasing for the ear… (of the audience) …naturally without falling into the shallow…) (see Eggebrecht, 1991). In modern and contemporary music, however, formal attempts of understanding are useless because form and self-containedness are missing (Zender, 2014). Thus, in atonality and in the emancipation of noise, a tonal center is absent, by simultaneous appearance of different rhythmic sequences the regular meter is demolished, and in aleatory music the linear order of musical events is left open.A few earlier comments on the understanding of the interplay between music and man may be quoted here: “…there is little to be gained by investigation of emotion in music when we have little idea about the true fundamental qualities of emotion” (Meyer, 1956). “…music is so individual that attempts to provide a systematic explanation of the interaction might well be ultimately fruitless—there may be no systematic explanation of what happens when individuals interact with music” (Waterman, 1996). “Die Qualitäten und die Inhalte ihrer (der Komponisten) Musik zu beschreiben ist unmöglich. Eben deshalb werden sie in Klang gefasst, weil sie sonst nicht erfahrbar sind” (To describe the qualities and content of their (of the composers) music is impossible. Exactly for this reason they are expressed in musical sound, otherwise they are not communicable) (Maurer, 2014). Some historical comments on music-evoked emotions are compiled in section Historical Comments on the Impact of Music on People of this study.The advent of brain-imaging technology with high spatial resolution (see principles section Experimental Procedures for Tomographic Imaging of Emotion in the Brain) gave new impact to interdisciplinary experimental research in the field of music-evoked emotions from the physiological and molecular point of view. With the broader availability of magnetic resonance imaging (MRI, first demonstrated in 1973; Lauterbur, 1973) and positron emission tomography (PET, first demonstrated 1975; Ter-Pogossian, 1975) since about two decades for studying both music listeners and performing musicians, a wealth of music-evoked brain activation data has been accomplished which is discussed in section Experimental Results of Functional (tomographic) Brain Imaging (fMRI, PET) together with psychoendocrinological and molecular markers. Due to the refinement of the more phenomenological measuring techniques, such as electroencephalography (EEG) and magnetoencephalography [MEG, section Electro- and Magnetoencephalography (EEG, MEG)], skin conductance response and finger temperature measurements (section Skin Conductance Response (SCR) and Finger Temperature) as well as goose bump development (section Goose Bumps—Piloerection), emotions can be measured with high temporal resolution. Genetic studies of musical heredity are reported in section Is There a Biological Background for the Attractiveness of Music?—Genomic Studies and recent theoretical approaches of musical emotions in section Towards a Theory of Musical Emotions. Some therapeutic issues of music are discussed in section Musical Therapy for Psychiatric or Neurologic Impairments and Deficiencies in Music Perception prior to the remarks concluding this study with an outlook. A brief outline of the psychological discussion of music-evoked emotion is given in the online Supplementary Material section.
Historical comments on the impact of music on people
The effects of music on man have been considered phenomenologically from antiquity to the nineteenth century mainly from the medical point of view according to Kümmel (1977) which will be preferentially referred to in the brief historical comments of the present section.The only biblical example of a healing power of music refers to King Saul (~1,000 BC) who was tormented by an evil spirit and relief came to him when David played the lyre (1. Sam. 16, 14-23). In Antiquity, Pythagoras (~570-507 BC) was said to substantially affect the souls of people by diatonic, chromatic, or enharmonic tunes (see Kümmel, 1977). Platon (428-348 BC) in his Timaios suggested for the structure of the soul the same proportions of the musical intervals which are characteristic for the trajectories of the celestial bodies (see Kümmel, 1977). This concept of a numeral order of music and its effect on man was transferred to the Middle Ages, e.g., by Boethius (480-525). The Greek physician Asklepiades (124-60 BC) was said to have used music as a remedy for mental illness where the application of the Phrygian mode was considered to be particularly adequate for brightening up depressivepatients. Boethius emphasized that music has to be correlated to the category of “moralitas” because of its strong effect on individuals. In his treatise De institutione musica he stated that “…music is so naturally united with us that we cannot be free from it even if we so desired….” Since the ninth century, music took a strong position in the medicine of the Arabic world and the musician was an assisting professional of the physician. According to Arabic physicians, music for therapeutic purposes should be “pleasant,” “dulcet,” “mild,” “lovely,” “charming,” and in the course of the assimilation of the Arabic medicine, the Latin West took over the medical application of music. Johannes Tinctoris (1435-1511) listed 20 effects of music, such as, e.g., that music banishes unhappiness, contributes to a cheerful mood, and cures diseases. In addition, music was supposed to delay aging processes. Agrippa von Nettesheim (1486-1535) was convinced that music can maintain physical health and emboss a moral behavior. He discusses in his treatise De occulta philosophia (Agrippa von Nettesheim, 1992) the powerful and prodigious effects of music. From his list of 20 different musical effects—adapted to the sequence of effects established by Johannes Tinctoris (1435-1511) (Schipperges, 2003) a brief selection should be presented here:(1) Musica Deum delectat(7) Musica tristitiam repellit(13) Musica homines laetificat(14) Musica aegrotos sanat(17) Musica amorem allicit etc.These effects could be translated into nowadays notions as religiosity (1), depression (7), joy (13), therapy (14), and sexuality (17).Agrippa points out the alluring effects of music on unreasoning beasts: “…ipsas quoque bestias, serpentes, volucres, delphines, ad auditum suae modulationis provocat…magna vis est musica” (It stirs the very beasts, even serpents, birds and dolphins, to want to hear its melody…great is the power of music).The physician of Arnstadt, Johann Wittich (1537-1598) summarized the requirement for good health concisely: “Das Hertz zu erfrewen/und allen Unmuht zu wenden/haben sonderliche große Krafft diese fünff Stück (To rejoice the heart/ and reverse all discontent/five things have particularly great power):Gottes Wort (The word of God).Ein gutes Gewissen (A clear conscience).Die Musica (Music).Ein guter Wein (good wine).Ein vernünftig Weib (A sensible wife).”René Descartes (1596-1650) formulated a fairly detailed view of the effects of music: The same music which stimulates some people to dancing may move others to tears. This exclusively depends on the thoughts which are aroused in our memory. In the medical encyclopedia of Bartolomeo Castelli of 1682 it is stated that music is efficient for both the curing of diseases and for maintaining health. A famous historical example for a positive impact of music on mental disorders is the Spanish King Philipp V (1683-1746) who—due to his severe depressions—stopped signing official documents and got up from his bed only briefly and only by night. In 1737, his wife Elisabeth Farnese (1692-1766, by the way a descendant of Pope Paul III and Emperor Karl V) appointed the famous Italian castrato singer Carlo Broschi Farinelli (1705-1782) to Madrid. Over 10 years, Farinelli performed every night (in total 3,600 times) four arias in order to banish the black melancholia from the kings mind until the king himself “…die Musik lernet…” (…learns music…) (see Kümmel, 1977). With his singing, Farinelli succeeded in agitating the king to partial fulfillment of his governmental duties and an occasional appearance in the governmental council. The king's favorite aria was Quell' usignolo with a difficult coloratura part (see Figure 1) of Geminiano Giacomelli's (1692-1740) opera Merope (1734).
Sound waves are detected by the ear and converted into neural signals which are sent to the brain. The ear has three divisions: The external, the middle, and the inner ear (see Figure 2A). The sound waves vibrate the ear drum which is connected to the ear bones (malleus, incus, and stapes) in the middle ear that mechanically carry the sound waves to the frequency-sensitive cochlea (35 mm in length, Figure 2B) with the basilar membrane in the inner ear. Here, making use of the cochlear hair cells (organ of Corti), the sound waves are converted into neural signals which are passed to the brain via the auditory nerve (Zenner, 1994). For each frequency, there is a region of maximum stimulation, or resonance region, on the basilar membrane. The spatial position x along the basilar membrane of the responding hair cells and the associated neurons determine the primary sensation of the pitch. A change in frequency of a pure tone causes a shift of the position of the activated region. This shift is then interpreted as a change in pitch (see Roederer, 2008) effect and laser studies allowed for a precise measurement of the movement of the basilar membrane (see Roederer, 2008).
Specific experimental techniques for studying musical emotion and discussion of the results
Emotionally relevant musical stimuli
Emotional relevance of music is ascribed, e.g., to enharmonic interchange, starting of a singing voice, the climax of a crescendo, a downward quint, or in general a musically unexpected material (Spitzer, 2003, 2014). Four musical parameters for the activation of emotions appear to be particularly prominent in the literature (Kreutz et al., 2012): musical tempo, consonance, timbre, and loudness. Musical tempo could influence cardiovascular dynamics. The category of consonance could be associated with activation in the paralimbic and cortical brain areas (Blood and Zatorre, 2001) whereas dissonances containing partials with non-integer (irrational) frequency ratios may give rise to a sensation of roughness. The loudness or the physical sound pressure seems to be of relevance to psychoneuroendocrinological responses to music. Thus, crescendo leads to specific modulation of cardiovascular activity (see Kreutz et al., 2012), such as musical expectancy and tension (Koelsch, 2014). Musical sounds are often structured in time, space, and intensity. Several structural factors in music give rise to musical tension: consonance or dissonance, loudness, pitch, and timber can modulate tension. Sensory consonance and dissonance are already represented in the brainstem (Tramo et al., 2001) and modulate activity in the amygdala.The stability of a musical structure also contributes to tension, such as a stable beat or its perturbation (for example, by an accelerando or a ritardando, syncopations, off-beat phrasings, etc.) (Koelsch, 2014). The stability of a tonal structure in tonal music also contributes to tension. Moving away from the tonal center creates tension and returning to it evokes relaxation. Figure 3 illustrates how the entropy of the frequency of the occurrence of tones and chords determines the stability of a tonal structure and thus the ease, or the difficulty, of establishing a tonal center. Additionally, the extent of a structural context contributes to tension. Figure 3 shows the probabilities of certain chords following other chords in Bach chorales. The red bars indicate that after a dominant the next chord is most likely to be a tonic. The uncertainty of the predictions for the next chord (and thus the entropy of the probability distribution for the next chord) is low during the dominant, intermediate during the tonic, and relatively high during the submediant. Progressive tones and harmonies thus create an entropic flux that gives rise to constantly changing (un)certainties of predictions. The increasing complexity of regulations, and thus the increase of entropic flux, requires an increasing amount of knowledge about the musical regularities to make precise predictions about upcoming events. Tensions emerge from the suspense about whether a prediction proves true (Koelsch, 2014). Tensions and release may be important for a religious chorale as metaphors for sin and redemption (Koelsch, 2014).
Experimental procedures for tomographic imaging of emotion in the brain
Magnetic resonance imaging (MRI) and functional magnetic resonance imaging (fMRI)
Magnetic resonance imaging (see Reiser et al., 2008) can show anatomy and in some cases function (fMRI). Studies on the molecular level have been reported recently (Xue et al., 2013; Liu et al., 2014). In a magnetic resonance scanner (Figure 4A) the magnetic moments of the hydrogen nuclei (protons) are aligned (Figure 4A) by a strong external magnetic field (usually 1.5 Tesla) that is generated in a superconducting coil cooled by liquid helium. Magnetic resonance of the proton magnetic moments—a quantum mechanical phenomenon—can be initiated by exciting the proton spin system to precession resonance (Figure 4A) by means of radio-frequency (RF) pulses of some milliseconds duration. This gives rise to a voltage signal with the resonance frequency ω0 (Larmor frequency) which decays with the relaxation times T1 (longitudinal or spin-lattice relaxation time) and T2 (transversal or spin-spin relaxation time) which are characteristic for different chemical surroundings (see Figure 4B).
PET imaging is based on the annihilation of positrons with electrons of the body. The positrons are emitted from proton-rich radioactive atomic nuclei (see Table 1) which are embedded in specific biomolecules (Figure 5A). The positron-electron annihilation process gives rise to two high-energy (0.511 MeV) annihilation photons (Figure 5B) which can be monitored by radiation detectors around the body of the patient and thereby identify the site of the radioactive element. In a PET camera or PET scanner many detectors are implemented (Figure 5B) allowing for tomographic imaging with good spatial resolution of about 4 mm.
Table 1
PET isotopes produced by high energy protons in a cyclotron accelerator.
Experimental results of functional (tomographic) brain imaging (fMRI, PET)
Movements during listening to music
Music is a universal feature of human societies, partly owing to its power to evoke strong emotions and influence moods. Understanding of neural correlates of music-evoked emotions has been invaluable for the understanding of human emotions (Koelsch, 2014).Functional neuroimaging studies on music and emotion, such as fMRI and PET (see Figure 6A) show that music can modulate the activity in brain structures that are known to be crucially involved in emotion, such as the amygdala and nucleus accumbens (NAc). The nucleus accumbens plays an important role in the mesolimbic system generating pleasure, laughter, reward but also fear, aggression, impulsivity, and addiction. The mesolimbic system is additionally intensely involved in emotional learning processes. Drugs can in this system effectuate the release of the neurotransmitter dopamine (Figure 6B). Neurotransmitters such as dopamine, serotonin, adrenaline, noradrenaline, or acetylcholine are biochemicals (see Figure 6B) which diffuse across a chemical synapse, bind to a postsynaptic receptor opening a sodium ion (Na+) channel to transfer the excitation of a neuron to the neighboring neuron.
The amygdala is central in the emotion network and can regulate and modulate this network. It processes emotions such as happiness, anxiety, anger, annoyance, and, additionally assesses the impression of facial expression and thereby contributes to communication, social behavior, and memory (Kraus and Canlon, 2012). It, moreover, releases a number of neurotransmitters such as dopamine and serotonin, and effectuates reflexes such as being scared (Kraus and Canlon, 2012). The amygdala receives input from the central auditory system (Kraus and Canlon, 2012) and the sensory systems, and its pathways to the hypothalamus affect the sympathetic neuronal system for the release of hormones via the hypothalamus-pituitary-adrenal (HPA)-axis but also the parasympathetic neuronal system (Kraus and Canlon, 2012). The hormone cortisol and the neuropeptide endorphine have been observed in musical tasks 20 years ago (see Kreutz et al., 2012).Fear conditioning is mediated by synaptic plasticity in the amygdala (Koelsch et al., 2006). It may affect the auditory cortex and its plasticity (learning) by a thalamus-amygdala-cullicular feedback circuit (Figure 7A). Neuronal pathways between the hippocampus and the amygdala allow for a direct interaction of emotion and declarative verbally describable memory and vice versa (Koelsch et al., 2006).
The activities observed by functional neuroimaging in this brain section (see Figure 7A) are initiated by “musical frissons,” involving experiences of shivers or goose bumps. This brain section is sensitive to primary rewards (food, drinks, or sex), consuming the rewards, and to addiction. This shows that music-evoked pleasure is associated with the activation of a phylogenetically old reward network that functions to ensure the survival of the individual and the species. The network seems to be functionally connected with the auditory cortex: while listening to music the functional connectivity between the nucleus accumbens and the auditory cortex predicts whether individuals will decide to buy a song (Salimpoor et al., 2013).A PET study on musical frissons (Blood and Zatorre, 2001) making use of the radioactive marker 11C-raclopride to measure the release of the neurotransmitter dopamine at synapses indicated that neural activity in the ventral and dorsal striatum involves increased dopamine availability, probably released by dopaminergic neurons in the ventral tegmental area (VTA). This indicates that music-evoked pleasure is associated with activation of the mesolimbic dopaminergic reward pathway.
Hippocampus
A number of studies on music-evoked emotions has reported activity changes in the hippocampus (see Figure 7B), in striking contrast to the monetary or erotic rewards which do not activate the hippocampus (see Koelsch, 2014). This suggests that music-evoked emotions are not related to reward alone. Hippocampal activity was associated in some studies with music-evoked tenderness, peacefulness, joy, frissons or sadness and both, positive or negative emotions (for references see Koelsch, 2014). There is mounting evidence that the hippocampus is involved in emotion due to its role in the hippothalamus-pituitary-adrenal (HPA) axisstress response. The hippocampus appears to be involved in music-evoked positive emotions that have endocrine effects (see section Psychoneuroendocrinology—Neuroendocrine and Immunological Markers) associated with a reduction of emotional stress effectuated by a lowering of the cortisol (C21H30O5) level which controls the carbon hydrate, fat, and protein metabolisms.Another emotional function of the hippocampus in humans, beyond stress regulation, is the formation and maintenance of social attachments, such as, e.g., love. The evocation of attachment-related neurological activities by music appears to confirm the phenomenologically observed social functions of music establishing, maintaining, and strengthening social attachments. In this sense, music is directly related to the fulfillment of basic human needs, such as contact and communication, social cohesion and attachment (Koelsch, 2014). Some researchers even speculate that the strengthening of inter-individual attachments could have been an important adaptive function of music in the evolution of humans (Koelsch, 2014).The prominent task of the hippocampal-auditory system is the long-term auditive memory. The downloading from the music memory activates the hippocampus predominantly on the right hemisphere (Watanabe et al., 2008). The hippocampus is, due to its projections to the amygdala, also involved in the emotional processing of music (Mitterschiffthaler et al., 2007). fMRI studies show an activation of the right hippocampus and the amygdala by sad music but not by happy or neutral music (Koelsch et al., 2006). Functional neuroimaging studies investigated how music influences and interacts with the processing of visual information (see Koelsch, 2014). These studies show that a combination of films or images with music expressing joy, fear, or surprise increase BOLD responses in the amygdala or the hippocampus (see Koelsch, 2014).The hippocampus finds projections from the frontal, temporal and parietal lobes, as well as from the parahippocampal and the perirhinal cortices. The amygdala can modify the information storage processes of the hippocampus but, inversely, the reactions generated in the amygdala by external stimuli can be influenced by the hippocampus. These synergetic effects can contribute to the long-term storage of emotional events which is supported by the plasticity of the two units, enabling the acquisition of experience.The degree of overlap between music-evoked emotions and so-called everyday emotions remains to be specified. Some musical emotions may appear in everyday life, such as surprise or joy. Some emotions are sought in music because they might be rare in everyday life, such as transcendence or wonder and some so-called moral emotions of everyday life, such as shame or guilt are lacking in music (Koelsch, 2014).The molecular level of music-evoked neural processes can be achieved by making use of PET scans employing biomolecules doped with radioactive positron emitters. By using 11C-N-methyl-spiperone (11C-NMSP, see Figure 5A) as an antagonist binding the postsynaptic dopamine receptor 2 (D2) and the serotonin receptor 5-hydroxytriptamine2A (5-HT2A, see Figure 9A), acute changes of these neurotransmitter receptors in response to frightening music could be demonstrated (Zhang et al., 2012). Thus, the binding of 11C-NMSP directly reflects the postsynaptic receptor level. Because the antagonist 11C-NMSP binds predominantly D2 in the striatum and 5-HT2A in the cortex the antagonist can be used to map these receptors directly and simultaneously in the same individual (Watanabe, 2012). It is hypothesized (Zhang et al., 2012) that emotional processing of fear is mediated by the D2 and the 5-HT2A receptors. Frightening music is reported (Zhang et al., 2012) to rapidly arouse emotions in listeners that mimic those from actual life-threatening experiences.
Brain activation of professional classical singers has been monitored by fMRI during overt singing and imagined singing of an Italian aria (Kleber et al., 2007). Overt singing (Figure 10A) involved bilateral primary (A1) and secondary sensorimotor areas (SMA) and auditory cortices with Broca's and Wernike's areas but also areas associated with speech and language.
Psychoneuroendocrinology—neuroendocrine and immunological markers
Psychoneuroendocrinology (PNE) aims at the study of the musical experiences leading to hormonal changes in the brain and the body. These effects may be similar to those effectuated by pharmacological substances. In addition to investigating psychiatric illnesses and syndromes, PNE investigates more positive experiences such as the neurobiology of love (see Kreutz et al., 2012). In contrast to the neuronal system which transmits its messages by electrical signals, the endocrinal system makes use of biomolecules, such as hormones in order to communicate with the target organs which are equipped with specific receptors for these hormones (see Birbaumer and Schmidt, 2010).For considering the neuroendocrine and immunological molecular markers which could be released during music-evoked emotion, the three interrelated systems regulating hormonal stress responses should be briefly introduced:The hypothalamic-pituitary-adrenocortical axis (HPA). This axis is initiated by a stimulus in the brain area of the hypothalamus giving rise to the release of the corticotropin releasing factor (CRF) which in turn leads to the release of adrenocorticotropic hormone (ACTH) and beta-endorphin from the pituitary into the circulation. ACTH then stimulates the synthesis and release of cortisol and of testosterone from the adrenal cortex.Beta-endorphin (see Figure 11) is a hormone where increased concentration levels are associated with situative stress. Delivering special relaxation music to coronary patients leads to significant decrease of beta-endorphin concentration with a simultaneous reduction of blood pressure, anxiety and worry. Music therapy can also be effective before and during surgeries in operating theaters, again due to a reduction of the beta-endorphin level (see Kreutz et al., 2012).
Figure 11
Neuroendocrine and immunological molecular markers released during music- evoked emotion (see Kreutz et al., 2012). The molecular masses are given in kDa = 1.66 × 10−24 kg. http://en.wikipedia.org/wiki/Beta-endorphin#mediaviewer/File:Betaendorphin.png; http://de.wikipedia.org/wiki/Cortisol; http://de.wikipedia.org/wiki/Testosteron; http://de.wikipedia.org/wiki/Prolaktin; http://de.wikipedia.org/wiki/Oxytocin; http://en.wikipedia.org/wiki/Immunoglobulin_A downloads 20.12.2014.
Neuroendocrine and immunological molecular markers released during music- evoked emotion (see Kreutz et al., 2012). The molecular masses are given in kDa = 1.66 × 10−24 kg. http://en.wikipedia.org/wiki/Beta-endorphin#mediaviewer/File:Betaendorphin.png; http://de.wikipedia.org/wiki/Cortisol; http://de.wikipedia.org/wiki/Testosteron; http://de.wikipedia.org/wiki/Prolaktin; http://de.wikipedia.org/wiki/Oxytocin; http://en.wikipedia.org/wiki/Immunoglobulin_A downloads 20.12.2014.Cortisol (see Figure 11) is a hormone where high levels of concentration are associated with psychological and physiological stresses. Listening to classical choral, meditative, or folk music significantly reduces the cortisol level, however, increases have been detected for listeners exposed to Techno (see Kreutz et al., 2012). Individual differences were evidenced in listening experiments where music students responded with increases and biology students with decreases of the cortisol levels. Changes of the cortisol concentration can also be induced by actively singing. In clinical context, exposure to music has been shown to reduce cortisol levels during medical treatment. In gender studies cortisol reductions were found in females in contrast to males, exhibiting increases. Little is known about the sustainability of these effects over a longer period of time (see Kreutz et al., 2012).Testosterone (see Figure 11), a sex hormone, appears to be of particular relevance to music. Darwin (1871; see Kreutz et al., 2012) suggests music as originating from sexual selection. Female composers showed above average and male composers below average testosterone levels which has initiated discussions whether physiologically androgynous individuals are on a higher level of creativity.Secretory immunoglobulin A (sIgA; see Figure 11) is an antibody considered as a molecular marker of the local immune system in the respiratory tract and as a first line of defense against bacterial and viral infections. High levels of sIgA may exert positive effects and low levels may be characteristic for chronic stress. Significant increases of sIgA concentrations were observed in response to listening to relaxation music or musak. Increases of the sIgA concentration were observed from rehearsal to public performance of choral singers (Kreutz et al., 2012).Another study investigated the concentration of prolactin (see Figure 11) while listening to music of Hans-Werner Henze. The concentration of prolactin which is a hormone with important regulatory functions during pregnancy decreased in response to Henze (Kreutz et al., 2012).It should be summarized that the neuroendocrine changes reflecting the psychophysiological processes in response to music appear to be complex but might promise favorable effects with respect to health implications deserving enhanced research activities.The simpatho-adrenomedullary system is part of the sympathetic nervous system executing fight and flight responses. By, e.g., stress activation, norepinephrine is released. Sympathetic enervations of the medulla of the adrenal glands give rise to the secretion of the catecholamines (dopamine, epinephrine, norepinephrine). Since this works by nervous operation of the adreanal gland it responds much faster than the HPA which is regulated by hormonal processes.The endogeneous opioid system is related to the HPA axis and can influence the ACTH and cortisol levels in the blood (see Kreutz et al., 2012). None of these three responses is specific to one kind of challenge and the response delays vary to a great deal.There is an increasing interest in PNE research for studying musical behavior due to the increasing specificity of neuroendocrinological research technologies. It is likely that musical behaviors significantly influence neurotransmitter processes.Whether music processing can be associated with the processing of, e.g., linguistic sound is a matter of debate (Kreutz et al., 2012). However, functional imaging brain studies suggest that the perception of singing is different of the perception of speech since singing evokes stronger activations in the subcortical regions which are associated with emotional processing (see Kreutz et al., 2012).Experiments are suggested (Chanda and Levitin, 2013) that aim to uncover the connection between music, the neurochemical changes in the following health domainsReward, motivation, and pleasure,Stress and arousal,Immunity, andSocial affiliation,and the neurochemical systemsDopamine and opioids,Cortisol, adrenocorticotropic hormone (ACTH)Serotonin, andAnd the “love” drug oxytocin (see Figure 11).
Electro- and magnetoencephalography (EEG, MEG)
Electroencephalography (EEG) and event-related brain potentials (ERP)
This technique yields valuable information on the brain—behavior relationship on much shorter time scales (ms) than tomography, however, with limited spatial information.Measurements of electrical potentials are performed making use of an array of voltage probes on the scalp. The EEG arises due to electrical potential oscillations in the brain, i.e., by excitatory postsynaptic potentials. Cortical afferences of the thalamus activate the apical dendrities (see Figure 12). Compensating extracellular electrical currents (Figure 12) generate measurable potentials on the scalp with characteristic oscillations in the frequency range of about 4–15 Hz (Birbaumer and Schmidt, 2010). Event-related brain potentials (ERPs) are of particular interest in the present context of considering music-evoked emotions (Neuhaus, 2013). By synchronized averaging of many measurements, the ERPs are extracted from noise showing a sequence of characteristic components which can be ascribed to separate phases of cognitive processes. Slow negative potentials (100–600 ms) are thought to be generated by cortical cholinergic synapses with high synchronization of pulses at the apical dendrites (see Figure 12). Positive potentials may be due to a decrease of the synchronization of the thalamic activity (Birbaumer and Schmidt, 2010).
Weak magnetic fields which can be detected on the scalp are generated by the electrical currents in the brain (Figure 13A). By measuring these magnetic fields by a highly sensitive detector (Figure 13B), a tomographic image (MEG) of the brain activities can be reconstructed. The brain comprises about 2 × 1010 cells and about 1014 synapses. The dendritic current in the cell (see Figure 13A) generally flows perpendicular to the cortex (Figure 13A). In the case of the sulcus, this gives rise to a magnetic field in parallel to the scalp which is suggested to be detected outside when about 100,000 cells contribute, e.g., in the auditory cortex, with a spatial resolution of about 2–3 mm (Vrba and Robinson, 2001).
Skin conductance response (SCR) and finger temperature
In a study of the relationship of the temporal dynamics of emotion and the verse-chorus form of five popular “heartbreak” songs, the listeners' skin conductance responses (SCR; Figure 14A) and finger temperatures (Figure 14B) were used to infer levels of arousal and relaxation, respectively (Tsai et al., 2014). The passage preceding the chorus and the entrance of the chorus evoked two significant skin conductance responses (see Figure 14A). These two responses may reflect the arousal associated with the feelings of “wanting” and “liking,” respectively. Brain-imaging studies have shown that pleasurable music activates the listeners' reward system and serves as an abstract reward (Blood and Zatorre, 2001). The decrease of the finger temperature (Figure 14A) within the first part of the songs indicated negative emotions in the listeners, whereas the increases of the finger temperature within the second part may reflect a release of negative emotions. These findings may demonstrate the rewarding nature of the chorus and the cathartic effects associated with the verse-chorus form of heart-break songs.
The most common psychological elicitors of piloerection or chills are moving music passages, or scenes in movies, plays, or books (see Benedek and Kaernbach, 2011). Other elicitors may be heroic or nostalgic moments, or physical contact with other persons. In Charles Darwin's seminal work on The expression of emotions in Man and Animals (1872), he already acknowledged that “…hardly any expressive movement is so general as the involuntary erection of the hairs…” (Darwin, 1872). Musical structures for triggering goose bumps or chills are considered to be crescendos, unexpected harmonies, or the entry of a solo voice, a choir, or a an additional instrument. It thus was concluded that piloerection may be a useful indicator which marks individual peaks in emotional arousal. Recently optical measuring techniques have been developed for monitoring and analyzing chills by means of piloerection (Benedek et al., 2010).Additional experimental studies had shown that chills gave rise to higher skin conduction, increased heart and respiratory rates, and an enhancement of skin temperature (see Benedek and Kaernbach, 2011). Positron emission tomography correlated to musical chills showed a pattern typical for processes involved in reward, euphoria, and arousal, including ventral striatum, midbrain, amygdala, orbitofrontal cortex, and ventral medial prefrontal cortex (see Benedek and Kaernbach, 2011).In the studies of piloerection as an objective and direct means of monitoring music-evoked emotion, music pieces ranging from 90 s (theme of Pirates of the Caribbean) to 300 s (The Scientist). Film audio tracks (Knocking on Heavens Door, Dead Poets Society) ranging from 141 to 148 s were employed. All musical stimuli were averaged to the same root mean square power (RMS), so that they featured equal average power.Half of the musical stimuli (My Heart will go on by Celine Dion, Only Time by Enya, and film tracks of Armageddon and Braveheart) was pre-selected by the experimenter and half, with stronger stimulation, was self-selected by the 50 participants. The stimuli were presented via closed Beyerdynamic DT 770 PRO head-phones (Heilbronn, Germany) at an average sound pressure level of 63 dB. The procedure was approved by the Ethics Committee of the German Psychological Society (Benedek and Kaernbach, 2011). The sequence of a measurement is depicted in Figure 15A.
Is there a biological background for the attractiveness of music?—genomic studies
In a recent genomic study, the correlation of the frequency of the listening to music and the availability of the arginine vasopressin receptor 1A (AVPR1A) gene or haplotype (with a length of 1,472 base pairs) has been investigated. A haplotype is a collection of particular deoxyribonucleic acid (DNA) sequences in a cluster of tightly-linked genes on a chromosome that are likely to be inherited together. In this sense, a haplotype is a group of genes that a progeny inherits from one parent [http://en.wikipedia.org/wiki/Haplotype]. The AVPR1A gene encodes for a receptor molecule amino peptide that mediates the influence of the arginine vasopressin (AVP) hormone in the brain which plays an important role in memory and learning [http://en.wikipedia.org/wiki/Haplotype]. AVPR1A has been shown to modulate the social cognition and behavior, including social bonding and altruism in humans (Wallum et al., 2008). However, in contrast to that, the AVPR1A gene has also been referred to as the “ruthlessness gene” (Hopkin, 2008).Recently an association of the AVPR1A gene with musical aptitude and with creativity in music, e.g., composing and arranging of music, has been reported (see Ukkola-Vuoti et al., 2011). In this study (Ukkola-Vuoti et al., 2011) a total of 31 Finnish families with 437 family members (mean age 43 years) participated. The musical aptitude of the individuals was tested by means of the Karma test. In this test, which does not depend on training in music, musical aptitude is defined as the ability of auditory structuring (Karma, 2007). In addition, the individual frequency of music listening was registered. Genomic DNA was extracted from peripheral blood of the individuals for the determination of the AVPR1A gene. The AVPR1A gene showed strongest association with current active music listening which is defined as attentive listening to music, including attending concerts. No dependence of the musical aptitude was discovered. These results appear to indicate a biological background for the attractiveness of music. The association with the AVPR1A gene suggests that listening to music is related to the neural pathways affecting attachment behavior and social communication (Ukkola-Vuoti et al., 2011).
Towards a theory of musical emotions
In a recent overview (Juslin, 2013) aimed at a unified theory of musical emotions, a framework is suggested that tries to explain both the everyday emotions and aesthetic emotions, and yields some outlines for future research. This model comprises eight mechanisms for emotion by music—referred to as BRECVEMA: Brain stem reflexes, Rhythmic entrainment, Evaluative conditioning, Contagion, Visual imagery, Episodic memory, Musical expectancy, and Aesthetic judgment. The first seven mechanisms (BRECVEM) arousing the everyday emotions, are each correlated (see Juslin, 2013) to the evolutionary order, the survival value of the brain functions, the information focus, the mental representation, the key brain regions identified experimentally, the cultural impact, the ontogenetic development, the induced effect, the temporal focus of the effect, the induction speed, the degree of volitional influence, the availability of consciousness, and the dependence of musical structure.Of particular significance is the addition of a mechanism corresponding to aesthetic judgments of music, in order to better account for typical appreciation emotions such as admiration and awe.Aesthetic judgments have not received much attention in psychological research to date (Juslin, 2013) since aesthetic and stylistic norms and ideas change over time in society. Though it may be difficult to characterize aesthetic judgments, some preliminaries are offered (Juslin, 2013) as to how a psychological theory of aesthetic judgment in music experience might look like.Some pieces of music will invite an aesthetic attitude of the listener due to perceptual inputs by sensory impressions, due to more knowledge-based cognitive inputs, or due to emotional inputs. Some criteria that may underlie listeners' aesthetic judgments of music are suggested (Juslin, 2013) such as beauty, wittiness, originality, taste, sublimity, expression, complexity, use as art, artistic skill, emotion arousal, message, representation, and artistic intention. Certain criteria such as expression, emotional arousal, originality, skill, message, or beauty were considered as more important than others (see Figure 16A) and different listeners tend to focus on different criteria (see Figure 16B). With its multi-level framework of everyday emotions and aesthetic judgment, the study (Juslin, 2013) might help to explain the occurrence of mixed emotions such as bitter-sweet combinations of joy and melancholy.
Musical therapy for psychiatric or neurologic impairments and deficiencies in music perception
Mounting evidence indicates that making music or listening to music activates a multitude of brain structures involved in cognitive, sensorimotor, and emotional processing (see Koelsch and Stegemann, 2012). The present knowledge on the neural correlates of music-evoked emotions and their health-related autonomic, endocrinological, and immunological effects could be used as a starting point for high-quality investigations of the beneficial effects of music on psychological and physiological health (Koelsch and Stegemann, 2012).Music-evoked emotions can give rise to autonomic and endocrine responses as well as to motoric expression of motion (facial expression). The evidence that music improves health and well-being through the engagement of neurochemical systems for (i) reward, motivation and pleasure; (ii) stress and arousal; (iii) immunity; and (iv) social affiliation has been reviewed (Chanda and Levitin, 2013). From these observations, criteria for the potential use of music in therapy should be derived.Dysfunctions and structural abnormalities in, e.g., the amygdala, hippocampus, thalamus, nucleus accumbens, caudate, and cingulate cortex are characteristic in pychiatric and neurological disorders, such as depression, anxiety, stress disorder, Parkinson's disease, schizophrenia, and neurodegenerative diseases. The findings that music can change the activity in these structures should encourage high-quality studies (see Koelsch, 2014) of the neural correlates of the therapeutic effects of music in order to provide convincing evidence for these effects (Drevets et al., 2008; Maratos et al., 2008; Omar et al., 2011). The activation of the amygdala and the hippocampal formation by musical chills as demonstrated in PET scans (Blood and Zatorre, 2001) may give direct support to the phenomenological efforts in music-therapeutic approaches for the treatment of disorders such as depression and anxiety because these disorders are partly ascribed to dysfunctions of the amygdala and presumably of the hippocampus (Koelsch and Stegemann, 2012).Another condition in which music should have therapeutic effects is autism spectrum disorder (ASD). Functional MRI studies show (Caria et al., 2011) that individuals with ASD exhibit relatively intact perception and processing of music-evoked emotions despite their deficit in the ability to understand emotions in non-musical social communication (Lai et al., 2012). Active music therapy can be used to develop communication skills since music involves communication capabilities (Koelsch, 2014).With regard to neurodegenerative disorders, some patients with Alzheimer's disease (AD) have almost preserved memory of musical information for, e.g., familiar or popular tunes. Learning of sung lyrics might lead to better retention of words in ADpatients and anxiety levels of these patients can be reduced with the aid of music. Because of colocalization of memory functions and emotion in the hippocampus, future studies are suggested to more specifically investigate how music is preserved in ADpatients and how it can ameliorate AD effects (Cuddy et al., 2012) and other neurodegenerative diseases such as Parkinson's disease (Nombela et al., 2013). In addition, music-therapeutical efforts for cancer (Archie et al., 2013) or stroke (Johansson, 2012) have been reported.Music has been shown to be effective for the reduction of worries and anxiety (Koelsch and Stegemann, 2012) as well as for pain relief in clinical settings with, however, minor effects compared to analgesic drugs (see Koelsch, 2014). Deficiencies in music perception are reported for patients with cerebral degeneration or damage (Koelsch, 2014). Recognition of music expressing joy, sadness, anger, or fear is impaired in patients with frontotemporal lobar degeneration or damage of the amygdala (Koelsch, 2014). Patients with lesions in the hippocampus find dissonant music pleasant in contrast to healthy controls who find dissonance unpleasant. The degree of overlap between music-evoked emotions and so-called everyday emotions remains to be specified.
Conclusions and outlook
As shown by tomographic imaging (fMRI, PET), which exhibits a high spatial resolution, activation of various brain areas can be initiated by musical stimuli. Some of these areas can be correlated to particular functions such as motor or auditive functions activated by non-musical stimuli. In the case of fMRI, emotion processing is identified by the more general feature of local energy consumption. Imaging of emotional processing on a molecular level can be achieved by PET, where specific molecules such as 11C-NMSP have been employed (Zhang et al., 2012) for a targeted investigation of synaptic activity (Zhang et al., 2012). A powerful combination of specific detection of molecules and tomographic imaging of the brain could arise from a future development of Raman tomography (Demers et al., 2012). Raman scattering provides specific information on the characteristic properties of molecules, such as vibrational or rotational modes.Development of the technically demanding tomographic methods (fMRI, PET, MEG) for easy use would be highly desirable for the investigation of the emotions of performing musicians or even the astounding sensations of composers while composing, as, e.g., expressed by Ennio Morricone, composer of the music of the film Once upon a time in the West (Spiel mir das Lied vom Tod, 1968): “Vermutlich hat der Komponist, während er ein Stück schreibt, nicht mal die Kontrolle über seine eigenen Emotionen” (Morricone, 2014, Jun 1). (The composer, when witing a piece, is probably not even in control of his own emotions). Jörg Widmann, composer of the contemporary opera Babylon (2012), formulates: “Man gerät beim Schreiben in extreme Zustände, kann nicht schlafen, macht weiter in einer Art Rausch – und Rausch ist womöglich der klarste Zustand überhaupt.” (Widmann, 2014, August 20) (When composing one gets into extreme states, cannot sleep, continues in a sort of drunkenness—and drunkenness is perhaps the clearest possible state).Future studies on a targeted molecular level may deepen the understanding of music-evoked emotion. Novel microscopy technologies for investigating single molecules are emerging. The rapid fusion of synaptic vesicles for neurotransmission after optical stimulation has been observed by cryo electron microscopy (Chemistry Nobel Prize 2017) with an electron energy of 200 keV where radiation damage appears tolerable and on a time scale of 15 ms (Watanabe et al., 2013) (see Figure 17A). Radiation damage can be entirely suppressed by combining electron holography and coherent electron diffraction imaging in a low- energy (50–250 eV) lens-less electron microscope with a spatial resolution of 0.2 nm (Latychevskaia et al., 2015). Of particular interest is the in vivo optical imaging of neurons (see Figure 17B) in the brain by STED (stimulated emission depletion) optical microscopy techniques (Chemistry Nobel Prize 2014) with a lateral resolution of 67 nm (Berning et al., 2012). The dynamics of the neuron spine morphology on a 7-min time scale (Figure 17B) potentially reflect alterations in the connectivity in the neural network characteristic for learning processes, even in the adult brain.
H-ES selected the topic, performed the literature retrieval, and wrote the manuscript.
Conflict of interest statement
The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest. The reviewer AF declared a shared affiliation, with no collaboration, with the author HS to the handling Editor.
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