Long-term outcome after the acute respiratory distress syndrome: different from general critical illness?

PURPOSE OF REVIEW: To review the current research data on long-term outcome and health-related quality of life in survivors of the acute respiratory distress syndrome (ARDS) and to compare these findings with those from non-ARDS patients surviving critical illness. RECENT
FINDINGS: Between 6 months and 2 years after discharge from ICU, survivors of ARDS present with substantial impairments of the levels of body function (muscle strength, walking capacity and/or physical activity (physical SF-36 score). In contrast to non-ARDS patients from surgical ICUs, a standardized intensified physical therapy during early course of illness in ARDS patients could not show an improvement of long-term physical function performance. Furthermore, a substantial part of further ARDS patients suffer from depression (26-33%), anxiety (38-44%) or posttraumatic stress disorder (22-24%). In general, the level of functional autonomy and daily life activities was reduced, and in one study, 6 months after ICU-discharge this level was significantly lower in ARDS patients compared with non-ARDS patients. In a recent study, 44% of ARDS survivors were jobless 1 year after critical illness, whereas half of previously employed patients returned to work within 4 months after hospital discharge. General health-related quality of life was significantly reduced compared with a matched population in all studies.
SUMMARY: Surviving ARDS is associated with a long-term substantial reduction in health-related quality of life and such a reduction does not differ from findings in patients surviving other critical illness. In further research, a special attention should be paid to prevention measures of the 'post intensive care syndrome' as well as to patient important domains, which might better explain the patient's and families' demands.

INTRODUCTION: OUTCOME AFTER CRITICAL ILLNESS: OUTCOMES, ASSESSMENTS, AND SCIENTIFIC CONSTRUCTS

Survival of critical illness is often associated with sequelae of mental, physical, social and functional impairments after hospital discharge. In a recent review of qualitative studies on patient outcomes after critical illness [1], themes extracted from the studies were categorized according to PROMIS (Patient-Reported Outcomes Measurement Information System) domains. The main finding was that ICU survivors experience impairments across all PROMIS domains: global satisfaction with life (independence, acceptance, positive outlook), mental health (anxiety, depression, posttraumatic stress disorder symptoms), physical health (physical status, activities of daily life, fatigue, muscle weakness) social health and the ability to participate in social roles and activities. Active participation in social roles (friends or family relationships, hobbies, social activities) were found to be limited in patients surviving critical illness in a range of restriction qualities and quantities depending on the study patient selection. The complex and varying sequelae after critical illness have been combined to a special entity ‘post intensive care syndrome’[2], which often manifests as a combination of cognitive, psychological, and physical signs and symptoms.

In recent years the terms ‘quality of life’ (QoL) or ‘health-related quality of life’ (HrQoL) received a growing interest in intensive care research, whereas ‘historical’ outcomes for a ‘good’ survival (physical function scores, walking tests, spirometry) were put into the background. Nevertheless, ‘quality of life’ is a complex construct containing individual aspects of ‘happy to live’ as a result of multidimensional perceptions of somatic, psychological, and social variables. Numerous instruments to assess outcomes in survivors of critical illness were developed and applied over the past 40 years. In a systematic review [3], a total of 250 different instruments (questionnaires, phone or personal interviews, physical examinations, proxy interviews, chart interviews, neuro-cognitive tests) were identified. The heterogeneity in outcome measurement makes it difficult to draw meaningful and robust conclusions for clinical practice. Patient important or reported outcome assessments have been set in the focus of scientific research [4,5]. Such a new focus reflects a paradigm change from ‘clinically relevant’ to ‘patient important’ aspects of medicine accounting for the individual patient's values and preferences. At present, patient important outcome assessments are increasing in prospective randomized studies. Furthermore, aspects of daily living, autonomy or independence, return to work, and social participation are of increasing importance and interest for studies on long-term outcome after critical illness. In this review, relevant current research results regarding PROMIS domains in ARDS survivors are introduced and interpreted, and – if possible – compared with findings from patients surviving general non-ARDS critical illness. Aspects of (long-term) mortality are not in the focus of this review.

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LONG-TERM OUTCOME AFTER ACUTE RESPIRATORY DISTRESS SYNDROME

Physical status/body function

In a study by Biehl et al.[6] the 6-month functional status of ARDS survivors was examined, and it was found that the physical component score of the Short Form (SF)-12 was significantly lower compared with general population findings (P < 0.001), but these scores were comparable between ARDS patients (32.8 ± 12.3) and non-ARDS patients (37.8 ± 12.3, P = 0.11). In a study from China [7], the outcomes of ARDS survivors with extracorporeal membrane oxygenation (ECMO) were compared with those of ARDS survivors not receiving ECMO during ICU treatment. Although presenting with more severe illness, 1 year later ECMO patients were comparable in terms of physical functioning [6-min walking test (6MWT), physical SF-36] to ARDS-patients without ECMO, but the physical SF-36 score was significantly lower in both groups (72/68) compared with the general population (81.9). In the same study, pulmonary function tests were not significantly different between ECMO and non-ECMO survivors, in general presenting with a mild reduction compared with the general population. The amount and impact of post-ICU muscle weakness in 156 ARDS-survivors was investigated by Dinglas et al.[8]. Muscle strength was assessed with the Medical Research Council (MRC) sum score (standardized manual muscle testing), which defines a sum score less than 48 as post-ICU muscle weakness. At hospital discharge, 38% of ARDS survivors had muscle weakness. The median (IQR) MRC sum score was significantly lower for those who died during the 5-year follow-up [44 (36–52)] versus survivors [51 (46–58); P < 0.001]. Persisting long-term muscle weakness was observed in 50% of patients.

These findings are in line with reports in a general ICU population, wherever weakness and persistent reduction of motor function are found [9] and correlated with a sustained muscle atrophy 6 months after discharge from ICU. Interestingly, pathophysiological mechanisms which are found to be correlated with muscle atrophy during onset of critical illness [10] normalized at 6 months after ICU discharge. However, a decreased satellite cell content may indicate an impaired regenerative capacity of the atrophic muscle.

Early mobilization therapy has been mentioned in order to prevent or attenuate physical function impairment in critically ill patients [11]. However, as studies showed an improved physical function associated to protocol-based early mobilization in a surgical ICU cohort [12], this could not be proven in patients with acute respiratory failure. Two studies investigated the impact of a standardized intensified physical therapy during early course of illness in patients with acute respiratory failure with respect to physical function performance up to 6 months after discharge from ICU [13,14]. Both studies could not show an improved long-term physical function performance in this group of patients.

Mental and cognitive status

A substantial reduction in mental, cognitive and psychological functions has been noticed by various studies in survivors of critical illness. In a cross-sectional study [15] the Mini Mental State Examination (MMSE) was assessed in 242 survivors of acute respiratory failure at 6 and 12 months posthospital discharge and the results were compared with detailed neuropsychological tests (Wechsler Adult Intelligence Scale, Neurobehavioral Cognitive Status Examination). At 12 months, 13% of patients had MMSE-assessed deficits, whereas 71% had impairments based on neuropsychological tests; the correlations between MMSE results and corresponding neuropsychological tests were weak. The authors recommend to interpret MMSE scores in such a population with caution. The study by Wang et al.[7] demonstrated no differences in the mental component score of the SF-36 in ECMO-ARDS patients (79.3 ± 15.7) and the non-ECMO-ARDS patients (78.5 ± 22.5), and the results of both groups were similar to the general population scores (78.8). In the study by Biehl et al.[6] no significant differences were observed for the mental component of SF-12 between critically ill survivors with and without ARDS.

In a meta-analysis from 2015 [16], the incidence of posttraumatic stress disorders (PTSD) in a population of survivors of critical illness was found to range from 22 to 50%. In ARDS survivors, the prevalence of PTSD ranged from 22 to 24% in a 2-year follow-up setting [17], and additionally the prevalence of supra threshold general anxiety (range 38–44%) and depression (range 26–33%) was comparable to the corresponding prevalences in a group of critically ill patients without ARDS [18]. The incidence of psychiatric syndromes in 1-year ARDS survivors was investigated in a United States national multicenter study [19]. Psychiatric symptoms were evaluated by Hospital Anxiety and Depression Scale (HADS), and a total of 416 of 629 patients (66%) were identified with substantial symptoms in at least one domain. The majority of patients had symptoms in all three psychiatric domains simultaneously. Interestingly, greater severity of illness or ICU length of stay were not associated with psychiatric symptoms, but younger age, unemployment, female sex, and alcohol use were.

Daily activity and functional autonomy

The baseline functional status reflects the ability to exercise activities of daily living. A well investigated instrument to measure daily life capacity and functional autonomy is the Barthel Index. In the study by Biehl et al.[6] in ARDS survivors 6 months after ICU-discharge, the level of functional autonomy – assessed by Barthel Index – was significantly lower in ARDS patients (82.3 ± 22.9) compared with non-ARDS-patients (89.6 ± 23.2, P = 0.007). Chan et al.[20] investigated possible associations of body functions and structures (spirometry, manual muscle training, hand grip strengths), physical measures (6MWT), and participation in daily life (Index of Activities of Daily Living; IADL) 6 months after surviving ARDS with later (1 year) HrQoL assessments, and they found that the level of activities of daily life more closely reflected the patient's QoL than measures of body functions and structures.

Social support, return to work

The amount of social support and/or the feeling of being ‘socially healthy’ (changes in friends or family relationships, enjoying being with people, not feeling like a burden, ability to participate in social roles) is an important aspect of quality of life, but studies investigating social health after critical illness are rare [1]. In ARDS patients, no study on aspects of social health was published in recent years.

The possibility and timing of return to work is an important indicator for quality of life. Myhren et al.[21] assessed the rate of patients surviving critical illness, who returned to work. Among patients who were in work or school pre-ARDS, 55% had returned to work or school at 1-year follow up. In a recent analysis [22], the factors associated with return to work and the amount of lost earnings were investigated in 922 ARDS survivors from 43 United States ARDSNet hospitals over a 12-month longitudinal post-ICU period. In total, 44% of these survivors were jobless 1 year after critical illness, whereas half of previously employed patients returned to work within 4 months after hospital discharge. Lost earnings were complained by 71% of all ARDS survivors. The most important variables associated with post-ARDS joblessness were hospital length of stay and age.

Health-related quality of life

In a large secondary analysis of a prospective randomized study on the effects of high-frequency oscillatory ventilation in ARDS-patients (OSCAR-trial), HrQoL was assessed in 795 patients 1-year post-ICU [23]. Survivors of ARDS reported significant lower HrQoL than the age-matched and sex-matched reference population. This finding was more marked in younger patients less than 65 years (Table 1). In a small prospective study from China [7], the HrQoL of ARDS survivors treated with ECMO (n = 24) was compared with those ARDS patients without ECMO (n = 48), and the main finding was that ECMO and non-ECMO survivors had a similar quality of life assessed by EuroQol questionnaire 1-year postdischarge, but compared with the general population, both groups showed significant lower values. Bienvenu et al.[17] investigated several outcomes (depression, anxiety, posttraumatic stress disorder, HrQoL) after acute lung injury in a 2-year longitudinal study. In 95% of patients, they found at least one psychopathological symptom, and the physical domain of SF-36 was reduced. In a multivariate analysis, better physical functioning during recovery was associated with a better subsequent remission of psychiatric symptoms. In the study by Biehl et al.[6] 6 months HrQoL and functional status of ARDS survivors were compared with patients at risk who did not suffer from ARDS. Both groups had significantly (P < 0.001) lower values of SF-12 compared with general US population, but in ARDS and non-ARDS patients no 6-month postdischarge differences in SF-12 results were observed. Accordingly, in the study from Myhren et al.[21] compared with sex-adjusted and age-adjusted data from the general Norwegian population in survivors of critical illness, significant lower values were assessed 1 year after discharge among all components of physical and mental health (SF-36).

Table 1

Important recent studies on health-related quality of life after surviving acute respiratory distress syndrome

Reference/cohort profile	Assessment post ICU	Number of patients	SF-12, bSF-36 physical	SF-12, bSF-36 mental	EQ-5D	Significant findings
Bienvenu et al. [17▪]ARDS survivors	Two years	186	39 ± 13			Majority had significant anxiety, depression, PTSD. Better physical functioning during recovery was associated with better remission of psychiatric symptoms
Marti et al. [23▪]ARDS patients less than 65 yearsARDS patients at least 65 years matched referenceLess than 65 yearsAt least 65 years	One yearOne year	795			0.58 ± 0.38a0.58 ± 0.38a0.85 ± 0.060.77 ± 0.20	High postdischarge costs and relatively HrQoL life in ARDS survivors. The difference of low HrQoL compared with reference population values was more marked in younger patients
Brown et al. [24]ARDS	Six months	616			Median 0.77IQR 0.51–0.83	Pre-illness functional independence and life style factors (obesity, tobacco) were associated with worse HrQoL, but not severity of acute illness.
Biehl et al. [6]ARDSNon-ARDS	Six months Six months	2641	32.8 ± 12.337.8 ± 12.3	49.7 ± 12.251.3 ± 10.7		ARDS patients had poorer baseline functional status compared with non-ARDS patients. Decreased HrQoL and functional status were explained by baseline condition with similar recovery in ARDS and non-ARDS
Myhren et al. [21]Critical illness versus matched reference	One year	194	Lower in all physical scores (P < 0.05)	lower in all mental scores (P < 0.05)		Less posttraumatic stress and optimism were predictors of higher HrQoL and return to work. Half of patients had returned to work
Wang et al. [7] bARDS-ECMOARDS non-ECMOMatched reference	One yearOne year	2448	72.0 ± 20.668.0 ± 22.681.9	79.3 15.778.5 22.578.8	EQ5D-VAS81.5 ± 12.079.1 ± 15.0	ARDS patients showed reduced HrQoL compared with the general population. Comparable outcomes between ECMO and non-ECMO patients

SF-12/36, Short Form-12/36, EQ-5D, EuroQual-Questionnaire, VAS, Visual Analog Scale.

aSignificance P < 0.05.

bQuestionnaire SF-36 (instead SF-12).

CONCLUSION

The cause, pathophysiologic manifestation, and clinical course in ARDS patients might be different from those entities of other critical diseases, although a major intersection may exist (sepsis, oncologic comorbidity, trauma). The hypothesis of a different and characteristic pattern of long-term outcome sequelae after surviving ARDS might be derived from specific aspects of ARDS:

ARDS is characterized by ‘vulnerable’ lung parenchyma, and mechanical ventilation might be more injurious than in other critical illness.

Hypoxemia is a specific complication in ARDS, and surviving patients might be specifically exposed to negative effects.

ARDS patients receive more ‘sophisticated’ therapy (ECMO, prone position, muscle relaxation, sedation) which might influence long-term outcome.

On the other hand, ARDS is an heterogeneous bundle of symptoms, and ARDS is not seen as a disease with a univocal and straightforward trajectory of treatment and recovery [25]. ARDS rather remains a syndrome composed of a multifaceted means of diagnoses, and determined by different causes with as many different clinical manifestations. Furthermore, in clinical practice ARDS remains underrecognized by clinicians. All these arguments might explain the findings from the above-mentioned studies that ARDS survivors do not present with further (or other) long-term outcome of physical or psychological sequelae. Only in one study [6], a trend towards lower SF-36 scores and a lower Barthel Index were found in ARDS patients compared with survivors of other critical illnesses.

The heterogeneity of study results and the wide use of different assessment instruments for investigation of HrQoL in survivors of ARDS calls for an initial step towards a minimum set of core outcome measures with a prior evaluation of important domains by means of an integration of survivors, families, caregivers and other important stakeholders [26,27,28,29].

Acknowledgements

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REFERENCES AND RECOMMENDED READING

Papers of particular interest, published within the annual period of review, have been highlighted as:

▪ of special interest

▪▪ of outstanding interest