Juri Grossi1, Derk P Kooi1, Klaas J H Giesbertz1, Michael Seidl1, Aron J Cohen2, Paula Mori-Sánchez3, Paola Gori-Giorgi1. 1. Department of Theoretical Chemistry and Amsterdam Center for Multiscale Modeling, FEW, Vrije Universiteit , De Boelelaan 1083, 1081HV Amsterdam, The Netherlands. 2. Max-Planck Institute for Solid State Research , Heisenbergstrasse 1, 70569 Stuttgart, Germany. 3. Departamento de Quimíca and Instituto de Física de la Materia Condensada (IFIMAC), Universidad Autónoma de Madrid , 28049 Madrid, Spain.
Abstract
Exact pieces of information on the adiabatic connection integrand, Wλ[ρ], which allows evaluation of the exchange-correlation energy of Kohn-Sham density functional theory, can be extracted from the leading terms in the strong coupling limit (λ → ∞, where λ is the strength of the electron-electron interaction). In this work, we first compare the theoretical prediction for the two leading terms in the strong coupling limit with data obtained via numerical implementation of the exact Levy functional in the simple case of two electrons confined in one dimension, confirming the asymptotic exactness of these two terms. We then carry out a first study on the incorporation of the Fermionic statistics at large coupling λ, both numerical and theoretical, confirming that spin effects enter at orders ∼e-√λ.
Exact pieces of information on the adiabatic connection integrand, Wλ[ρ], which allows evaluation of the exchange-correlation energy of Kohn-Sham density functional theory, can be extracted from the leading terms in the strong coupling limit (λ → ∞, where λ is the strength of the electron-electron interaction). In this work, we first compare the theoretical prediction for the two leading terms in the strong coupling limit with data obtained via numerical implementation of the exact Levy functional in the simple case of two electrons confined in one dimension, confirming the asymptotic exactness of these two terms. We then carry out a first study on the incorporation of the Fermionic statistics at large coupling λ, both numerical and theoretical, confirming that spin effects enter at orders ∼e-√λ.
Density functional theory (DFT)[1] and
the Kohn–Sham (KS) formalism[2] have
been a remarkable advancement for electronic structure calculations,
allowing the theoretical study of a vast class of processes in natural
sciences, from physics to chemistry to biology. In KS DFT, a self-consistent
machinery allows one to map the interacting electronic system into
a noninteracting model endowed with the same density. Although formally
an exact theory, approximations are needed for the exchange-correlation
energy functional, Exc[ρ], which
encloses all the complicated effects arising from the electron–electron
interaction. Despite the improvement of approximate functionals in
the last 30 years, several phenomena are still problematic for DFT:
among the most striking cases, KS DFT shows problems in dealing with
the description of van der Waals interactions, strong correlation
causing charge-localization effects (i.e., low density electronic
systems, Mott insulators, etc.) and dissociation processes even in
simple molecules.[3,4]In recent years, a new class
of functionals that rely on integrals
of the density[5−10] rather than on the usual scheme of the “Jacob’s Ladder”[11] have been proposed, inspired by the mathematical
structure of what has become known as the strictly correlated electrons
(SCE) limit of DFT.[12−14] In this semiclassical limit, the physical system
is mapped onto an infinitely strongly interacting one with the same
density ρ, where the electron–electron interaction dominates
over the kinetic energy, which is suppressed: in this sense, SCE is
the counterpart of the noninteracting KS system. Via the adiabatic
connection formalism,[15−17] which is based on an integration over the coupling
strength λ, these two limits can provide exact information on Exc[ρ], for example, via interpolated forms
of the adiabatic connection integrand.[6−10,13,18]Although it has been very recently rigorously proved that
the SCE
provides the exact strong-coupling (or low-density or semiclassical)
limit of the Levy–Lieb functional,[19,20] the validity of the expression for the next leading term in the
expansion at large λ, first conjectured and studied in refs (12) and (21), has not been proved yet
and remains for now only a very plausible hypothesis. Moreover, the
inclusion of the statistics in the theory is a problem that has not
been investigated at all: the intrinsic semiclassical nature of the
SCE limit prevents one from taking into account the difference between
bosons and Fermions (which is suppressed, as electrons in the SCE
limit are always far apart from each other). Nevertheless, the effects
due to the statistics of the particles or due to different spin states
become important when the electron–electron interaction is
large but not infinite: the kinetic energy, which is nonzero as a
consequence of zero point oscillations around the SCE minimum, allows
electrons to be subject to Pauli’s principle.The aim
of this work is to address these two issues, namely, (i)
to probe the validity of the second term in the asymptotic expansion
of the adiabatic connection integrand at large λ, and (ii) to
study the inclusion of the Fermionic statistics in the large-λ
limit. We focus on the easiest case of N = 2 electrons
confined in one dimension (1D) because in this case we can also compute
accurate numerical results for the exact Levy functional at large
λ, which allows us to carefully validate our asymptotic analytic
expansions.This paper is organized as follows. In section , we briefly review
the theory of SCE and
zero point oscillations (ZPO) in the strong coupling limit; then we
outline in section the numerical method used to calculate the exact Levy functional
for two electrons in 1D. In section , we compare the theoretical predictions with the numerical
data obtained via the method described in section , and in section , we describe how to induce a Fermionic statistics
in the ZPO wave function, comparing the singlet–triplet splitting
in the expectation of the electron–electron repulsion, V̂ee, with the numerical data in section . Last, we give
our conclusions and outline future steps in section .
Theoretical Background
The exchange-correlation energy in Kohn–Sham DFT can be
expressed exactly in terms of an integral over the coupling strength
λ,of the adiabatic connection integrand, Wλ[ρ],where V̂ee is the operator for the electron–electron repulsion,and U[ρ] is the Hartree
functional. In eqs –3, . While D = 3 is obviously
the most interesting case in Chemistry, in Physics it is common practice
to consider also low-dimensional effective problems with D = 1 and 2. Accordingly, while in D = 3 or 2 usually vee(x) = 1/x, in 1D people often resort to an effective interaction, which will
be discussed in section . The wave function appearing in eq , ψλ[ρ], is the
Fermionic wave function, which minimizes the generalized Hohenberg–Kohn
functional in the constrained-search Levy formulation,[22]with T̂ the
kinetic
energy operator.If the density ρ is both N and V representable for every λ, ψλ is the
ground state of the λ-dependent Hamiltonianwhere V̂λext[ρ]
= ∑vλext[ρ](r) is the one body operator for
the external potential providing the density ρ(r).
Strictly Correlated Electrons (SCE)
In
the limit λ → ∞, the adiabatic connection
integrand approaches a finite value,[12,14,23,24]given
bywhere
in the last step we used the fact that
the external potential v(r) is the Lagrange
multiplier for the constraint ψ → ρ.[14,25−27] The finiteness of W∞[ρ] stems from the fact that the electrons must be confined
in a given finite density and thus cannot escape infinitely far from
each other.[12,14,23,24]Since for λ → ∞,
we expect ⟨ψλ|T̂|ψλ⟩ ≈ O(√λ)[12,14,21] (see also ref (19) for a rigorous proof);
only an external potential V̂λext ≈ O(λ) can compensate the infinitely strong electronic repulsion
in eq . Hence, we expect
that the asymptotic large-λ expansion of the external potential
provides the finite limitcorresponding to the potential
needed to counteract
exactly the Coulomb repulsion in this semiclassical limit[14] (notice that here we use the same notation as
in refs (14) and (21), in which vSCE is minus the functional derivative of VeeSCE[ρ];
in more recent works, for example, in refs (28−31), the notation vSCE has been used with the opposite sign, to
denote a potential that represents, rather than compensates, the net
electron–electron repulsion force acting on an electron in r).As a consequence of eq , the leading order of eq can be written asThe Hamiltonian in eq describes a N particle classical
system; minimization in eq requires the associated probability density (a distribution
that plays the role of |ψ|2) to be nonzero only on
the set Ω0 of configurations ≡ (r1, ..., r) for which the classical potential
energy function,assumes its global minimum.The SCE
ansatz consists in searching for potentials that make Ω0 a D-dimensional subset of the configuration
space, defined by a set of co-motion functions (or
optimal maps)[12,14]Co-motion functions provide,
after the measurement of the position of any one chosen reference
electron, the positions of the remaining N –
1 electrons. They are endowed with group properties[14]and satisfyDefining
|ψSCE[ρ]|2 ≡ |ψλ→∞[ρ]|2, in the SCE limit
|ψSCE|2 yields
a distribution that represents a gas of electrons frozen in strictly
correlated positions, nevertheless yielding a smooth density by behaving
as a “floating” Wigner crystal in a metric,[14] being
any permutation of N particles. Thus, among the set
of all functions f̃(s) satisfying eqs and 13,
the co-motion functions are the minimizers of the
electron–electron repulsion, leading to a corresponding SCE
potential[14,32,33]In the
rest of section ,
we shall restrict to the case of two electrons
in 1D: this is the simplest case to study both numerically and analytically,
as most quantities of interest can be expressed in closed form. Moreover,
mathematical simplification of the concepts outlined so far shall
suggest a clearer and physically straightforward interpretation. For
the general approach, we refer the reader to refs (14) and (21).
SCE
for 2 Electrons in 1D
In the
1D case, a conjectured solution for the co-motion functions for any
number of electrons N was presented in ref (12) and proved to be exact
later in ref (34).
For N = 2, defining f1(s) ≡ s, f2(s) ≡ f(s), it readswhereAccordingly, eq readswhere vSCE(x) can be obtained by integrating the last line of eq 15. In 1D, the support Ω0 of
the minimum of Epot(x1, x2) is just a parametric
curve (s, f(s))
on the (x1, x2) plane, , with f(s) given by eq . As
an example, in Figure , we report Epot(x1, x2) and the corresponding Ω0 for a simple analytic density (a Lorentzian, see the following
for details).
Figure 1
Function Epot(x1, x2) as a 3D plot (top)
and as
a contour plot (bottom) for the Lorentzian density ρ2(x) of eq . The 1D set Ω0 is shown as a pair of red
curves in the contourplot.
Function Epot(x1, x2) as a 3D plot (top)
and as
a contour plot (bottom) for the Lorentzian density ρ2(x) of eq . The 1D set Ω0 is shown as a pair of red
curves in the contourplot.
On the Convexity of Interaction in 1D
In 1D, it is not suitable to use the interaction 1/|x|, since some key features of the physical model are lost: due to
the divergence of |x1 – x2|–1 at x1 = x2, both bosonic and Fermionic
wave functions are forced to have the same nodal surface and thus
the same energy; moreover, the Hartree energy, U[ρ],
is not finite. It is thus customary to resort to an effective 1D interaction,
which is finite at the origin. One of the most commonly used ones
is the soft Coulomb, that is,which is not convex in the region . However, in 1D convexity of the interaction vee(|x|) is a necessary condition[34] to prove that Ω0 is determined
by the co-motion function of eq .We believe it is important to clarify this with an example, as nonconvex
interactions are often used when probing DFT approximations using
1D physics and chemistry models (e.g., see refs (31 and 35−37).). Referring to Figure , we shall briefly discuss a soft Coulomb interaction with a = 4. We definewhere vSCE(r) is obtained via eqs 15 and 16, and vdual(r) is
obtained numerically from the dual problem, which basically
corresponds to the last line of eq (see refs (27, 33, and 38) for details
on the implementation of the numerical dual formulation of the SCE
functional).
Figure 2
Case of a 1D Lorentzian density (the density is the same
as in Figure ) where
the interaction
is .
Case of a 1D Lorentzian density (the density is the same
as in Figure ) where
the interaction
is .In panel c of Figure , we report EpotSCE() and Epotdual() along the negative diagonal x2 = −x1.
We see that in this case the manifold described by eq is only a local minimum for EpotSCE(), which has its global minimum
at (0,0). In the energy landscape Epotdual(), instead, the two minima become degenerate. As it can
be seen from inset of panel d, the support of the minimum of Epotdual, getting contribution also from x1 =
−x2 close to the origin, is not
provided by a solution of the kind in eq .On the other hand, an effective Coulomb
interaction in 1D of the
formbeing always convex,
does not suffer from
these problems: with this interaction, as it can be seen from Figure , the manifold Ω0 is parametrized by the co-motion functions of eq . In this case, vSCE(r) and vdual(r) are exactly equal. In order to work in this framework
(which correctly models the 3D physics, in which the electrons stay
always away from each other in the strong-coupling limit with Coulomb
interaction), throughout the rest of this paper, we use eq with a = 1.
Figure 3
Case of
a 1D Lorentzian density with vee = (4
+ |x|)−1.
Case of
a 1D Lorentzian density with vee = (4
+ |x|)−1.
Zero Point Oscillations
Equation 15 provides an expression for the leading
term of the adiabatic connection integrand in the λ →
∞ limit. An ansatz for the subleading term in eq , which is due to zero-point oscillations
of the strongly interacting electrons, can be obtained following the
treatment in ref (21) and reads asIn analogy with the expansion
of the adiabatic
connection at λ = 0, (Wλ→0[ρ] = W0[ρ] + W0′[ρ]λ
+ ...), the subleading contribution in the large λ limit has
been denoted as W∞′[ρ][12] (note that the prime on W∞′ does not denote a derivative).In the λ → ∞ limit, we expect the electrons
to be forced to stay in the vicinity of Ω0, with
the (relatively small) kinetic energy due to zero-point oscillations
allowing them to explore the part of potential energy landscape Epot(x1, x2) close to this degenerate minimum (i.e., the
darker regions around the red curve in Figure ).Considering only small oscillations
around the minimum of Epot allows for
a harmonic expansion around the
manifold Ω0,where f1(s) = s, f2(s) = f(s), ESCE = Epot(s, f(s)), and Mμν(s) is the Hessian
of Epot evaluated in Ω0:Diagonalization
of Mμν(s)
suggests a natural set of
coordinates associated with its (non-negative) eigenvalues, ωμ(s)2, which can be labeled
in such a way thatSince ω12(s) is proportional
to the curvature of Epot along Ω0 (which is flat, as the minimum is degenerate), while ω22(s) is connected to the curvature orthogonal to Ω0, it is possible to introduce a set of curvilinear coordinates
in which every point in the configuration space sufficiently close
to Ω0 can be described in terms of its closest point
to the manifold Ω0 and its distance from it.[21] We therefore introduce a local coordinate transformation,
from Cartesian to the coordinates associated with the eigenvectors
of the Hessian Mμν(s):The
coordinate q gives the
distance of point (x1, x2) from the closest manifold branch, while s is the parametric value of the closest point on the manifold Ω0, around which the oscillation takes place, see Figure for an illustration.
Figure 4
Coordinate
transformation (x1, x2) → (s, q).
Coordinate
transformation (x1, x2) → (s, q).Explicitly, the coordinate transformation
readsEquation becomes diagonal
in terms of these local normal modes:and
we see that ω2(s) can be associated
with the zero-point vibrational frequency
around the SCE minimum. The only nonzero frequency associated with
the Hessian of Epot for 2 electrons in
1D is simply given by[37]The correction due to the zero point oscillations
to the adiabatic connection can now be written as a weighted sum of
harmonic oscillators’ energies, since the degeneracy with respect
to s allows one to weight the energy of each configuration
with the density ρ(s): W∞′[ρ]
readswhich is a particular case of eq 81 in ref (21). The corresponding W∞[ρ] reads in this case
Constrained Search Method for Two Electrons
in 1D
The Levy constrained-search functional for a N-representable density is defined as[22]By restricting the
search over spatially symmetric
(ΨS) or antisymmetric (ΨT) wave
functions, it is possible to define, respectively, FLevyλ, S[ρ] and FLevyλ, T[ρ], finding the corresponding
minimizing wave function for a singlet and triplet state associated
with the same physical density ρ(x).In previous work,[39] the Levy constrained
search was found for the exact density-matrix functional of the two-site
Hubbard model using an analytic formula. However, in this work, the
constrained search is carried out via a stochastic minimization of
the wave function as in ref (40) to give the exact density functional of eq .We will focus on the details
to carry out a general optimization
for two electrons. First, construct an initial wave function that
integrates exactly to the density, ρ(x). For
the singlet, this is trivial, as . However, for the triplet, one route is
to find two orbitals that sum up to the given density, ρ(x) = ϕ12(x) + ϕ22(x) and then an initial wave function can be constructed, ΨinitialT(x1, x2) = {ϕ1(x1)ϕ2(x2) – ϕ1(x2)ϕ2(x1)}/√2.
The simplest way to find two orbitals is to use a division of space
into two, which is actually done by the inverse cumulant of eq For practical
calculations on a finite grid,
the orbitals have to overlap at the two grid-points x = L and x = R on the left
and right of the point in which the density integrates to 1, L < Ne–1(1) and R > Ne–1(1), and they satisfy the following equationsfor normalization,
density constraint, and
zero overlap. The solution is given byand the other points determined from eqs –34c with one negative square root chosen to satisfy eq .With these
initial wave functions that integrate to ρ(x), the key to the procedure is to define moves of the spatial
part of the wave function that maintain the density. When the density
is represented on a grid (we generally use 200 grid points), this
can be done based on a move of four points of the wave function at
once as outlined in ref (40). These moves are attempted and accepted if they lower the
energy of eq . This
is then repeated many times to carry out a stochastic optimization
of the wave function, and convergence is typically found in 20 000
steps for all values of λ.
Adiabatic
Connection at Large λ: Numerical
and Analytic Results
The main purpose of this section is
to compare the data obtained
via the constrained search method outlined in section with eqs , 30, and 31. In order to probe the validity of the ZPO approach, we shall discuss
a set of three 1D densities, which integrate to N = 2 particles in a box, interacting via the effective Coulomb interaction
of eq .Our
first two densities,share the property of having both an analytical
expression as well as analytical co-motion functions,
reported in Appendix A. Our third one, ρ3(x), is a numerical density for the 1D He
atom with the same interaction (eq ) on the interval [−5,5] and has no analytical
form.Using eqs , 29,, and 31, we find
for the
different densities the values of Table , where we also report the values extracted
from the numerical data obtained via the constrained search method.
The numerical W∞[ρ] is the
value of eq at λ
= ∞, W∞[ρ] = minΨ→ρ⟨Ψ|Vee|Ψ⟩ – U[ρ], and W∞′[ρ] is calculated by finite difference, W∞′ = (W500 – W∞)√500. The asymptotic expansion
of eq , with the values
of W∞[ρ] and W∞′[ρ] obtained from eqs –31, is also compared to the
numerical results for the Levy functional at large λ in Figure for the three densities.
We see that the agreement is excellent. This provides the first numerical
evidence that the zero point term should be exact for arbitrary symmetrical
density, at least for one-dimensional systems (a related numerical
study[41] addressed the SCE leading term
only, while an exact result was recently obtained for a uniform density
defined on a ring[31]). We hope that this
result will trigger, similarly to what has been done recently for
the leading term W∞[ρ],[19,20] works on a rigorous proof for the subleading term W∞′[ρ].
Table 1
W∞[ρ] and W∞′[ρ] from the
Analytical
Treatment, Eqs –31, and the Numerical Constrained Search Method for
the Densities Considered
W∞[ρ] + U[ρ]
W∞′[ρ]
analytic
numerical
analytic
numerical
ρ1(x)
0.31229
0.31237
0.12209
0.12076
ρ2(x)
0.27282
0.27291
0.11635
0.11573
ρ3(x)
0.40208
0.40212
0.17223
0.17521
Figure 5
Exchange-correlation energy in the strongly correlated limit of
DFT for different densities. Insets: plot of the related density.
Blue dots: Numerical results from the constrained search method. Red
curve: the expansion of eq with the values of W∞[ρ]
and W∞′[ρ] computed from eqs and 31.
Exchange-correlation energy in the strongly correlated limit of
DFT for different densities. Insets: plot of the related density.
Blue dots: Numerical results from the constrained search method. Red
curve: the expansion of eq with the values of W∞[ρ]
and W∞′[ρ] computed from eqs and 31.
The Effects of the Spin State
at Large λ
The Schrödinger equation corresponding
to the order O(√λ) in the asymptotic
expansion of the density
fixed λ-dependent Hamiltonian of eq is, in the curvilinear coordinates system,
the equation of a harmonic oscillator whose spring constant depends
on s,[21]where
the term , denoted in ref (21) as V(0), is the
correction to the external potential of order √λ computed
on the manifold.[21] Its role is to keep
the energy E(0) in the right-hand-side
of eq independent
of s (otherwise the wave function would collapse
in one particular value of s, the one with lowest
energy, and the density constraint would be lost; see ref (21) for details).It
has been suggested[21] that, since
the Hamiltonian (eq ) describes an uncoupled set of harmonic oscillators, the leading
order in the wave function ψλ factorizes into
a product of Gaussians, with amplitude depending on √λ
and on s through the curvature of the manifold,J(s, q) being the Jacobian of the transformation
from Cartesian
to curvilinear coordinates. As a consequence, the effect on the energy
of the introduction of statistics has been conjectured to be[21,42] to the leading order in the λ → ∞ limit, ∼e–√λ, this being the order of magnitude
of the overlap between two Gaussians centered in different positions
having the form of eq . This hypothesis is the analogue for a nonuniform density of the
one used by Carr[43] for the uniform electron
gas at low density.The purpose of this section is hence to
investigate the splitting
in energy between the expectation value of V̂ee evaluated on the singlet and on the triplet state:We will check if the hypothesisis consistent with the results provided both
via an explicit construction of an antisymmetric and a symmetric state
starting from eq and
via the accurate results from the constrained search method. We will
also discuss possible routes to simplify the inclusion of spin starting
from the large-λ expansion.
Explicit Antisymmetrization
of the ZPO Wave
Function
Being expressed in the (s, q) curvilinear coordinate system, the wave function in the
form of eq is not
suitable for a straightforward antisymmetrization. In order to do
so, we first have to retrieve the Cartesian coordinates, that is,
writeby inverting eq and only then proceed to construct a symmetric
(singlet) and an antisymmetric (triplet) state.First, a remark
is in order: as it can be seen from Figure , there are regions where the (s, q) coordinates are ill-defined (a cone in the
second and fourth quadrants, respectively, symmetric with respect
to the diagonal x2 = −x1). Nevertheless, as the Fermionic statistics affects
particles mostly on the diagonal x2 = x1, the contributions from these regions should
be negligible for our purposes.
Figure 6
Top: (sA, B, qA, B) describe the position of
a particle as a function
of its distance from the branch of the manifold (A = red, B = orange).
Bottom: a generic point (x1, x2) can be written as a function of (sA, qA) (red) or (sB, qB) (orange). When we exchange
the position of the particles, the roles of the curvilinear coordinate
exchange accordingly.
Top: (sA, B, qA, B) describe the position of
a particle as a function
of its distance from the branch of the manifold (A = red, B = orange).
Bottom: a generic point (x1, x2) can be written as a function of (sA, qA) (red) or (sB, qB) (orange). When we exchange
the position of the particles, the roles of the curvilinear coordinate
exchange accordingly.Given the set of positions (x1, x2), the curvilinear frame we used
in the ZPO
regime prescribes to choose the closest branch of the manifold Ω0: labeling these branches “A” and “B”,
this means choosing among two possible coordinates, namely (sA, qA) and (sB, qB), taking the
one with the smallest q. However, if we want to describe
spin effects, we must take into consideration the overlap of the ZPO
wave functions centered on the two different branches, since swapping
positions between two electrons amounts to swap the point (s, f(s)) around which
the oscillation in curvilinear coordinates takes place with respect
to the diagonal x1 = x2.This means actually writing the ZPO wave function
(eq ) in Cartesian
coordinates with
respect to the two different branchesIt should be noted that,
sincewe also
haveAs a consequence, the exchange
of the two
particles’ position actually means switching branch in eq . In this way, antisymmetrization
of eq reads aswhere we have labeled with A and
B the two
branches of the co-motion function and approximated the λ-dependent
normalization constant to 1/√2, according toas the terms neglected would
be of higher order in e–√λ.In Figure , we
show the singlet and triplet wave functions obtained in this way from
the density ρ2(x) for λ =
100. We see that the two wave functions are both concentrated around
the manifold Ω0, with the triplet having the expected
node at x1 = x2. In Figure , we
compare our singlet and triplet wave functions with the ones obtained
via the constrained search method for the density ρ2(x) and λ = 500. We see that the singlet and
triplet ZPO wave functions agree very well with the accurate ones
for the constrained search method. In particular, in panels c and
f, we report the difference between the ZPO and constrained-search
singlet and triplet, respectively, which appears to be rather small.
Figure 7
3D plot
of singlet and triplet wave function associated with density
ρ2(x), with coupling constant λ
= 100, over the contour plot of Epot(x1, x2) as from eq . Top: singlet wave function.
Bottom: triplet wave function.
Figure 8
Comparison of the ZPO wave function for singlet (a) and triplet
(d) state with the wave function provided by the constrained search
method for the density ρ2(x) with
λ = 500 (respectively, panels b and e). Panels c and f show,
respectively, the difference between panels a and b and the difference
between panels d and e.
3D plot
of singlet and triplet wave function associated with density
ρ2(x), with coupling constant λ
= 100, over the contour plot of Epot(x1, x2) as from eq . Top: singlet wave function.
Bottom: triplet wave function.Comparison of the ZPO wave function for singlet (a) and triplet
(d) state with the wave function provided by the constrained search
method for the density ρ2(x) with
λ = 500 (respectively, panels b and e). Panels c and f show,
respectively, the difference between panels a and b and the difference
between panels d and e.Evaluating the spin splitting in the expectation value of
the electron–electron
interaction in the singlet and triplet state from our construction
yieldsan expression that is clearly of orders e–√λ and that will be compared with the
numerical results from the constrained-search method in section .
Alternative Strategies to Include the Statistics
in the λ ≫ 1 Regime
In this section, we outline
some strategies to simplify the procedure of section , namely, disentangling the oscillations
of the two electrons around their equilibrium positions and using
the Hellman–Feynman theorem to provide an exact relation for
the singlet–triplet splitting uniquely in terms of the kinetic
energy operator.With the use of 23, eq becomesAn uncoupled approximation is justified
when
the off-diagonal elements of the Hessian are small compared to the
diagonal ones. In our picture, this is equivalent to removing the
dependence of the s coordinate from (x1, x2), leaving us with a
Hamiltonian that depends parametrically on s and
that describes uncoupled oscillations around their equilibrium positions s and f(s)Defining M11(s) ≡ Ω12(s) and M22(s) ≡ Ω22(s) = Ω12(f(s)) andit is clear that, for every fixed s, a properly antisymmetrized eigenfunction for eq readswhere Nλ± is just the normalization
factor. However, in our case this approximation is hardly going to
hold: the off-diagonal elements of Mμν in the basis of Cartesian coordinates are of the same order of magnitude
of the diagonal ones, and such approximations typically largely overshoot
the V̂ee expectation value. However,
this approximation might be used to construct a basis to expand the
full ZPO wave function, which will be explored in future works.Finally, another way to compute Δλ[ρ]
is by making use of the Hellman–Feynman theorem. We definewhere ΨλS, T[ρ], as already mentioned
in section , is the
wave function minimizing FλS, T[ρ] when the search is
constrained to the corresponding symmetry sector. Since both singlet
and triplet wave functions are required to be stationary, we will
have two separate Hellmann–Feynman theoremsand defining Δλkin[ρ] ≡ TS[ρ](λ) – TT[ρ](λ) ≤ 0, we can also obtain the singlet–triplet
splitting fromThis approach should bypass
the numerical
difficulties arising from evaluation of integrals involving 2-body
operators, and it might be, at a later stage, more suitable for implementing
in realistic models the ideas explained in this paper and will be
subject of future works.
Results for the Singlet–triplet
Splitting
In this section, we compare the results of our
analysis on the
ZPO wave function with the data obtained via constrained search method.
In particular, to check the validity of eq , we compare in Figure the splitting from eq with data from numerical constrained search
method, which numerically proves the ansatz of eq . The bottom panel of Figure shows in fact that log Δλ[ρ] is linear in √λ both for the constrained search
method (blue) and the calculation from eq (red).
Figure 9
Splitting in the Vee expectation energy
between singlet and triplet state. Inset: plot of the related density.
Numerical fit provides α[ρ2] = 0.293, β[ρ2] = 0.978 for constrained search method (blue) and α[ρ2] = 0.361, β[ρ2] = 0.725 for eq (red).
Splitting in the Vee expectation energy
between singlet and triplet state. Inset: plot of the related density.
Numerical fit provides α[ρ2] = 0.293, β[ρ2] = 0.978 for constrained search method (blue) and α[ρ2] = 0.361, β[ρ2] = 0.725 for eq (red).Although our results show qualitative agreement
with the data,
quantitative discrepancy is evident. Since the agreement between the
two different wave functions used, as shown in Figure , is quite good, this discrepancy could be
due to either the numerical noise arising from the smallness of the
numbers involved, or the fact that, the effect being small, the differences
between the two wave functions are still relevant.
Conclusions and Perspectives
We have investigated the validity
of the expansion of the adiabatic
connection integrand in the strong coupling limit as proposed in ref (21) for three 1D densities
with N = 2 electrons, by comparing the theoretical
prediction with numerical data for the Levy functional (see Figure ), finding excellent
agreement and thus providing the first numerical evidence of the exactness
of this term for nonuniform densities.We have implemented the
Fermionic statistics in the strong-interaction
limit of DFT by retrieving the zero-point wave function in Cartesian
coordinates, and we have used it to evaluate the singlet–triplet
splitting, comparing the results with numerical data. In this case,
we had qualitative but not quantitative agreement. The main result
is the confirmation that spin effects enter at orders ∼e–√λ when λ → ∞.We expect the order at which these effects appear when λ
→ ∞ to be the same also for the three-dimensional case
with full Coulomb interaction. In fact, it has been recently proved
in refs (19) and (20) that the SCE limit is
the same regardless of the statistics of the particles and that the
next leading term should be order[19]O(√λ), which suggests that the relevant physics
in the λ → ∞ limit is well captured by the simple
1D model considered here. In other words, even if in 3D the nodal
surface of the wave function, which dictates how the spin state affects
the energy, has topological features that cannot be captured by 1
or 2D models, the order at which spin effects enter is likely to remain
the same (∼e–√λ), since when
λ → ∞ the physics should be that of zero-point
motion around the SCE minimum, with the exchange integrals exponentially
vanishing with √λ. For the special case of the 3D uniform
electron gas, this was already conjectured by Carr.[43] It would be very interesting to have a rigorous proof of
this conjecture for the general nonuniform 3D case.In future
work, we aim to find a more explicit (approximate) expression
for spin effects in terms of spin densities, namely, to provide an
expression of the kindThe main challenge
will then be to build approximations
for the general three-dimensional case, based on quantities that can
be computed routinely. A possible way to do that, could be the generalization
to spin-densities of the functionals as described in refs (5, 7, and 10), which
are inspired to the SCE limit and use as key ingredient the integral
of the spherically averaged density around a given position r.Another promising reasearch line is the study of
the next leading
term of the large-λ expansion, which could provide an improvement
in the correction of the density to the required order in the ZPO
wave function and could give better estimates of the electron–electron
interaction. Work along all these directions is in progress.
Authors: Stefan Vuckovic; Tom J P Irons; Andreas Savin; Andrew M Teale; Paola Gori-Giorgi Journal: J Chem Theory Comput Date: 2016-05-17 Impact factor: 6.006
Authors: Timothy J Daas; Derk P Kooi; Arthur J A F Grooteman; Michael Seidl; Paola Gori-Giorgi Journal: J Chem Theory Comput Date: 2022-02-18 Impact factor: 6.006