Thomas P Senftle1, Martina Lessio2, Emily A Carter3. 1. Department of Mechanical and Aerospace Engineering, Princeton University, Princeton, New Jersey 08544-5263, United States. 2. Department of Chemistry, Princeton University, Princeton, New Jersey 08544, United States. 3. School of Engineering and Applied Science, Princeton University, Princeton, New Jersey 08544-5263, United States.
Abstract
We propose a general reaction mechanism for the pyridine (Py)-catalyzed reduction of CO2 over GaP(111), CdTe(111), and CuInS2(112) photoelectrode surfaces. This mechanism proceeds via formation of a surface-bound dihydropyridine (DHP) analogue, which is a newly postulated intermediate in the Py-catalyzed mechanism. Using density functional theory, we calculate the standard reduction potential related to the formation of the DHP analogue, which demonstrates that it is thermodynamically feasible to form this intermediate on all three investigated electrode surfaces under photoelectrochemical conditions. Hydride transfer barriers from the intermediate to CO2 demonstrate that the surface-bound DHP analogue is as effective at reducing CO2 to HCOO- as the DHP(aq) molecule in solution. This intermediate is predicted to be both stable and active on many varying electrodes, therefore pointing to a mechanism that can be generalized across a variety of semiconductor surfaces, and explains the observed electrode dependence of the photocatalysis. Design principles that emerge are also outlined.
We propose a general reaction mechanism for the pyridine (Py)-catalyzed reduction of CO2 over GaP(111), CdTe(111), and CuInS2(112) photoelectrode surfaces. This mechanism proceeds via formation of a surface-bound dihydropyridine (DHP) analogue, which is a newly postulated intermediate in the Py-catalyzed mechanism. Using density functional theory, we calculate the standard reduction potential related to the formation of the DHP analogue, which demonstrates that it is thermodynamically feasible to form this intermediate on all three investigated electrode surfaces under photoelectrochemical conditions. Hydride transfer barriers from the intermediate to CO2 demonstrate that the surface-bound DHP analogue is as effective at reducing CO2 to HCOO- as the DHP(aq) molecule in solution. This intermediate is predicted to be both stable and active on many varying electrodes, therefore pointing to a mechanism that can be generalized across a variety of semiconductor surfaces, and explains the observed electrode dependence of the photocatalysis. Design principles that emerge are also outlined.
Interest is growing
in technologies enabling the reduction of CO2 to useful
fuels or value-added products, which if viable
could help reduce atmospheric carbon emissions. Among these technologies,
the photoelectrochemical reduction of CO2 at semiconductor
electrodes has received significant attention, as this approach could
directly harvest and store energy from sunlight. A number of experiments
have demonstrated that GaP,[1,2] CdTe,[3] and CuInS2[4−6] photoelectrodes can actively and
selectively reduce CO2 to methanol (GaP and CuInS2) or formic acid (CdTe), and that the performance of these materials
is enhanced by the presence of a pyridine (Py) cocatalyst. The synergistic
effect between Py and p-GaP photoelectrodes was first demonstrated
by Bocarsly and coworkers,[1] who announced
the conversion of CO2 to methanol at 96% faradaic efficiency
at a modest underpotential over a single-crystal
p-GaP(111) electrode. Yuan and Hao[4] reported
the conversion of CO2 to methanol at 97% faradaic efficiency
at an overpotential of 20 mV over a CuInS2(112) surface.
Jeon et al.[3] relayed that the faradaic
efficiency of CO2 conversion to formic acid over the CdTe(111)
surface is improved from 43.6% to 60.7% when the Py concentration
is varied from 0 to 10 mM. These studies all demonstrate that the
presence of Py in the electrolyte is essential to optimal performance,
yet the mechanism by which Py catalyzes CO2 reduction remains
controversial.The first step toward understanding the reaction
mechanism at play
is to identify an intermediate species that (1) can exist under experimental
CO2 reduction conditions and (2) can reduce CO2 to HCOOH. Bocarsly and coworkers initially proposed that the protonated
form of Py, pyridinium (PyH+), is important to the reaction
mechanism, where said mechanism proceeds via the one-electron (1e–) reduction of PyH+ forming a pyridinyl
radical (PyH•) in solution.[2] However, multiple theorists predicted that the 1e– reduction of PyH+(aq) to PyH•(aq) would be unfeasible in solution, as the required
reduction potential was calculated (−1.44 V vs SCE,[7] −1.47 V vs SCE,[8] −1.58 V vs SCE,[9] and −1.33
V vs SCE[10]) to be significantly more negative
than the reduction potential observed by Bocarsly and coworkers (−0.6
V vs SCE) on a Pt electrode. This led Keith and Carter[11] to propose that a two-electron/two-proton (2e–/2H+) reduction of Py to dihydropyridine
(DHP) was occurring, since the predicted reduction potential for this
process (−0.72 V vs SCE) better corresponded to the potential
observed in experiment. Keith and Carter subsequently proposed that
DHP may form via a heterogeneous mechanism,[12,13] with both theory[14−16] and experiment[17,18] indicating that Py*
and H* precursors (* refers to an adsorption site) would be present
on the GaP(110) surface under electrochemical conditions. In contrast,
Musgrave and coworkers[19,20] later proposed that DHP may form
in solution through a series of hydride transfers (HT) and proton
transfers (PT), which would follow the 1e– reduction
of PyH+(aq) to PyH•(aq). They contend that this 1e– reduction is enabled
by sufficiently energetic photoexcited electrons that reside in the
conduction band of the GaP(110) surface under illumination. Whether
on the surface or in solution, both mechanisms posit that the role
of DHP is to reduce CO2 to HCOOH through a combined HT–PT
step.To determine whether it is feasible or not to form the
PyH•(aq) intermediate under illumination,
Lessio
and Carter employed a many-body Green’s function calculation
scheme[23] to compute the position of the
GaP(110) conduction band minimum (CBM) in vacuum[16] and in solution.[22] These studies
demonstrated that, although thermodynamically feasible in solution,
the 1e– reduction of PyH+(aq) to PyH•(aq) would be unfavorable compared
to 1e– reductions resulting in the formation of
surface-bound intermediates (e.g., PyH+(aq) +
1e– + 2* → Py* + H*). It was also previously
established that Py will adsorb on the surface more strongly than
H2O,[15,21,22] and that Py* is the thermodynamically appropriate starting point
for a surface-bound reaction mechanism. As such, Carter and coworkers[21,22] proposed a heterogeneous mechanism (Scheme a) that would feature a 1e– reduction resulting in the formation of a surface-bound radical,
2-PyH•*, where it was proposed that interaction
with the surface could stabilize the highly energetic radical intermediate.
These studies predicted that it is thermodynamically feasible to form
the 2-PyH•* intermediate on both GaP(110) and GaP(111),
and that this species would be a powerful hydridedonor during CO2 reduction. However, the necessary 1e– reduction
required to form 2-PyH•* was predicted to be thermodynamically
unfeasible on the CdTe(111) surface.[21] Thus,
a general mechanism is still lacking that is viable on all photoelectrodes
known for Py-enhanced CO2 reduction (i.e., GaP, CdTe, and
CuInS2).
Scheme 1
Py-Catalyzed CO2 Reduction Mechanism Proceeding
via a
Surface-Bound (a) 2-PyH•* Radical as Proposed in
Our Previous work[21,22] or (b) Proceeding via a Surface-Bound
2-PyH–* Anion as Proposed in This Work
We introduce herein a general
reaction mechanism proceeding via
formation of a surface-bound anion, 2-PyH–*, closely
related to the previously proposed radical intermediate, 2-PyH•*. This surface-bound anion is proposed to form via
a 2e– reduction, thus avoiding the formation of
an unstable radical. The anion species is a closer analogue of the
DHP(aq) molecule, in addition to being more stable than
the 2-PyH•* radical since the former is a closed
shell species. It therefore is expected that the 2-PyH–* intermediate will exhibit HT kinetics similar to that of DHP(aq), which has been predicted[11,19] to reduce
CO2 to HCOO– via HT. We investigate here
both the stability and activity of the surface-bound 2-PyH–* anion on GaP, CdTe, and CuInS2 electrodes to establish
the viability of this mechanism (Scheme b). We first determine whether it is thermodynamically
feasible to form 2-PyH–* by comparing previously
determined[21,24] CBM values of GaP(111), CdTe(111),
and CuInS2(112) surfaces (determined in the presence of
surface reconstructions and explicit solvation) to the standard reduction
potential (SRP) required to form 2-PyH–* via the
2e–/1H+ reduction shown in Scheme b. Having established the formability
of the 2-PyH–* intermediate, we assess its reactivity
by determining its HT barrier during reaction with CO2 (i.e.,
2-PyH–* + CO2(aq) → Py* + HCOO–(aq)). This barrier is benchmarked against
the HT barrier for the reaction of CO2(aq) with DHP(aq) in solution (i.e., DHP(aq) + CO2(aq) → HCOO–(aq) + PyH+(aq)) to assess relative reactivity. The formation and
reactivity of 2-PyH–* on the related GaP(110) surface
will be considered in a separate study.
Results and Discussion
We begin by comparing the geometry and electronic structure of
the 2-PyH–* anion adsorbed on cluster models (Figure S1) of the GaP(111), CdTe(111), and CuInS2(112) surfaces to the structure of the DHP(aq) molecule
in solution. The optimized geometries on all electrodes demonstrate
that 2-PyH–* is geometrically similar to DHP(aq), where all C–C and C–N bond lengths in 2-PyH–* are within 0.03 Å of the corresponding bond
lengths in DHP(aq) (Figures a and S2). This indicates
that 2-PyH–* is a surface-bound analogue of DHP(aq), where the N–H+ dative bond of DHP(aq) is replaced with a N–Gaδ+, N–Cdδ+, or N–Inδ+ dative bond between
the surface and the anion. The similarity in electronic structure
between 2-PyH–* and DHP(aq) is further
evident from electron density difference (EDD) and Mulliken population
analyses, which demonstrate comparable electron density distributions
across N–Gaδ+ and N–H+ dative
bonds (Figures b and S3). Similar results are obtained on all three
electrodes, demonstrating the generality of this species across semiconductor
surfaces. Given these similarities, we should expect that the 2-PyH–* anion will exhibit stability (Figures , S2, and S3)
and reactivity (Figures and S4) comparable to those of DHP(aq).
Figure 1
(a) Side view of the geometry of 2-PyH–* adsorbed
on the reconstructed GaP(111) surface. (Inset) Geometry of the DHP(aq) molecule. (b) EDD of 2-PyH–* adsorbed
on GaP(111), calculated with the relation EDD = ρ[2-PyH–/GaP] – ρ[2-PyH–] –
ρ[GaP]. (Inset) EDD of the DHP(aq) molecule, calculated
with the relation EDD = ρ[DHP] – ρ[2-PyH–] – ρ[H+]. The fragment electron densities
ρ are computed by placing each fragment’s nuclei at the
same positions as in the total system to properly analyze changes
in density upon bond formation. The red (blue) isosurface indicates
electron density depletion (accumulation), and the isosurface level
corresponds to 0.003 e– bohr–1. Ga, P, N, C, and H are shown in light blue, green, dark blue, gray,
and pink, respectively. Pseudohydrogen saturators are omitted for
clarity.
Figure 2
CBM (red) and SRP (black or blue) for the formation
of the 2-PyH–* anion via PCET over (a) GaP(111),
(b) CdTe(111),
and (c) CuInS2(112) reconstructed surfaces. Black data
correspond to SRP values calculated with implicit solvation only,
while blue SRP values were calculated in the presence of an explicit
solvation layer in addition to implicit solvation. Solvation layer
structures and CBM values were determined in ref (21) for the GaP and CdTe surfaces
and in ref (24) for
the CuInS2 surface.
(a) Side view of the geometry of 2-PyH–* adsorbed
on the reconstructed GaP(111) surface. (Inset) Geometry of the DHP(aq) molecule. (b) EDD of 2-PyH–* adsorbed
on GaP(111), calculated with the relation EDD = ρ[2-PyH–/GaP] – ρ[2-PyH–] –
ρ[GaP]. (Inset) EDD of the DHP(aq) molecule, calculated
with the relation EDD = ρ[DHP] – ρ[2-PyH–] – ρ[H+]. The fragment electron densities
ρ are computed by placing each fragment’s nuclei at the
same positions as in the total system to properly analyze changes
in density upon bond formation. The red (blue) isosurface indicates
electron density depletion (accumulation), and the isosurface level
corresponds to 0.003 e– bohr–1. Ga, P, N, C, and H are shown in light blue, green, dark blue, gray,
and pink, respectively. Pseudohydrogen saturators are omitted for
clarity.CBM (red) and SRP (black or blue) for the formation
of the 2-PyH–* anion via PCET over (a) GaP(111),
(b) CdTe(111),
and (c) CuInS2(112) reconstructed surfaces. Black data
correspond to SRP values calculated with implicit solvation only,
while blue SRP values were calculated in the presence of an explicit
solvation layer in addition to implicit solvation. Solvation layer
structures and CBM values were determined in ref (21) for the GaP and CdTe surfaces
and in ref (24) for
the CuInS2 surface.In Figure , we
report the SRP for the formation of 2-PyH–* from
Py* and a solvated proton (H+(aq)) via proton-coupled
electron transfer (PCET) (i.e., Py* + H+(aq) + 2e– → 2-PyH–*) over
all three electrode surfaces. Both SRP and CBM positions are calculated
at pH = 5.2, which corresponds to experimental conditions that maximize
CO2 reduction.[6] The SRPs for
the PCET process over GaP, CdTe, and CuInS2 are respectively
−1.17 V vs SCE, −1.23 V vs SCE, and −1.16 V vs
SCE. We find that formation of the 2-PyH–* anion
via PCET is thermodynamically feasible on all electrode surfaces considered
in this study. We expect that coadsorption of protons on the surface
will further stabilize the anionic intermediate through a favorable
electrostatic interaction in which the proton draws away excess electron
density donated to the surface via the 2-PyH–* dative
bond, as was predicted in a previous study assessing proton coadsorption
on the GaP(110) surface.[25] To test this,
we calculated the SRP to form 2-PyH–* in the presence
of a coadsorbed proton adjacent to the Py*/2-PyH–* adsorption site (Figure S5a). Indeed,
we find that SRP is less negative (−1.09 V vs SCE), indicating
that formation of the adsorbed anion is facilitated by coadsorbed
protons. We additionally calculated the SRP in the presence of a coadsorbed
H2O, H+, and OH– dissociated
water layer (the most stable interfacial water configuration, as determined
in our previous work; Figure S5b).[21] We again found that the SRP is less negative
(−0.97 V vs SCE) for this explicitly solvated surface compared
to the clean surface, thus demonstrating that explicit solvation will
generally stabilize the 2-PyH– anion intermediate
on the surface. This was confirmed by the calculation of the SRP over
CdTe(111) and CuInS2(112) in the presence of explicit solvation
layers (Figure S5c,d), which yields SRP
values less negative than those calculated in the absence of explicit
solvation (−1.14 V vs SCE and −1.13 V vs SCE over CdTe(111)
and CuInS2(112), respectively). We similarly find that
explicit solvation stabilizes transition state structures involving
the 2-PyH–* anion (Figure S6), which will be further discussed below.The SRP over CdTe
is nearly thermoneutral with the CBM, indicating
that, while feasible, the formation of 2-PyH–* may
be slow over this surface compared to GaP and CuInS2. Also,
both the 2-PyH–* anion and the 2-PyH•* radical can form over GaP(111) and CuInS2(111), whereas
only the anion can form over CdTe(111). These differences may explain
why the primary CO2 reduction product obtained over CdTe
is HCOOH, whereas more highly reduced products such as CH3OH are obtained over GaP and CuInS2. The reduction of
CO2 to HCOOH only requires one HT step from 2-PyH–*, while reduction to more highly reduced products, e.g., CH3OH, will require multiple HT steps involving 2-PyH–*. Thus, we expect that formation of more highly reduced species
will be hindered on CdTe(111) compared to other surfaces, as fewer
reactive 2-PyH–* species will be available for further
reduction steps.Having determined from this thermodynamic analysis
that the 2-PyH–* anion can form under photocatalytic
conditions, we
next evaluate its reactivity toward CO2 reduction via a
HT reaction (Figure ). We benchmark these barriers against the analogous HT barrier from
DHP(aq), as the latter has already been predicted to be
capable of reducing CO2 in solution.[11,19] Our calculated HT barrier from DHP(aq) reducing CO2(aq) to HCOO–(aq) is 0.74 eV,
where DHP(aq) and CO2(aq) are considered to
be at infinite separation in the reactant state. This barrier is similar
to the free energy barrier calculated by Lim et al.[19] (0.62 eV) employing a more rigorous MP2 calculation scheme
including explicit solvating water molecules. Here, we report only
DFT-B3LYP-SMD-D2 barriers, allowing for a consistent comparison to
barriers obtained with cluster models of the electrode surfaces (i.e.,
HT barriers from 2-PyH–*). The analogous HT barrier
from the 2-PyH–* intermediate is similar in magnitude
on all three electrode surfaces, where CO2(aq) was infinitely
separated from the surface in the reference state. Furthermore, the
TS geometry is similar between DHP(aq) and 2-PyH–* on all surfaces (Figures a and S4), although the DHP(aq) TS structure suggests that it occurs “later”
than the surface TSs, presumably due to the former’s lower
overall reaction exoergicity. The predicted trend in barriers on the
three electrodes (i.e., GaP(111) = 0.59 eV > CuInS2(112)
= 0.53 eV > CdTe(111) = 0.46 eV) follows as expected the reaction
exoergicity but also the electronegativity of the surface metal atom
that forms a dative bond to the 2-PyH–* intermediate.
More electronegative surface atoms pull electron density away from
the 2-PyH–* ring, leading to a higher HT barrier.
Thus, the HT barrier from 2-PyH–* is lower than
the HT barrier from DHP(aq), as all three surface metal
atoms are less electron withdrawing than a proton. A similar trend
was demonstrated theoretically by Lim et al.,[19] where the addition of electron-withdrawing groups on DHP(aq) resulted in higher calculated HT barriers. These free energy barriers
suggest that 2-PyH–* indeed is even more reactive
than the DHP(aq) molecule toward CO2 reduction.
Figure 3
(a) Side
view of the TS geometry of a HT from the 2-PyH–*
intermediate to CO2 over the reconstructed GaP(111)
surface. (Inset) TS geometry of the analogous HT from DHP to CO2 in solution. (b) Reaction energy diagram summarizing the
energetics of HT from DHP in solution or from 2-PyH–* adsorbed on GaP(111), CdTe(111), and CuInS2(112) reconstructed
surfaces. Ga, P, N, C, O, and H are light blue, green, dark blue,
gray, red, and pink, respectively.
(a) Side
view of the TS geometry of a HT from the 2-PyH–*
intermediate to CO2 over the reconstructed GaP(111)
surface. (Inset) TS geometry of the analogous HT from DHP to CO2 in solution. (b) Reaction energy diagram summarizing the
energetics of HT from DHP in solution or from 2-PyH–* adsorbed on GaP(111), CdTe(111), and CuInS2(112) reconstructed
surfaces. Ga, P, N, C, O, and H are light blue, green, dark blue,
gray, red, and pink, respectively.We additionally calculated the reaction barrier for a HT
from 2-PyH–* to CO2(aq) in the presence
of explicit
solvation (including explicit solvation of CO2(aq) in the
reactant state). The transition state is stabilized by the inclusion
of coadsorbed H2O molecules, where adsorbed H2O molecules readily form hydrogen bonds with the lone pairs of the
activated CO2 molecule (Figure S6). As such, the barrier is reduced from 0.59 to 0.48 eV when explicit
solvation is included, demonstrating that barriers calculated with
the bare cluster model (i.e., with only implicit solvation) serve
as an upper bound for the true barrier.We also explored a reaction
path in which the 2-PyH–* anion is protonated prior
to the HT reaction step, leading to the
formation of DHP* adsorbed on the surface (i.e., 2-PyH–* + H+(aq) → DHP*). We found that this
first protonation step is quite favorable, with exergonic reaction
free energies of −0.60 eV, −0.86 eV, and −0.69
eV at pH = 5.2 on GaP, CdTe, and CuInS2, respectively.
The addition of a protic hydrogen to the ring of the molecule will
withdraw electron density, leading to a higher HT barrier from DHP*
compared to 2-PyH–*. This could possibly explain
the experimental observation that activity drops when pH < 5.2
as protonation becomes more favorable.[6] Alternatively, DHP* might desorb once formed and then could potentially
react with CO2 in solution. However, DHP* favorably binds
to the surface (e.g., by a free energy of adsorption of ∼0.25
eV on the reconstructed GaP(111) surface[21]), which makes the feasibility of DHP desorption questionable. The
observed activity drop at low pH can also be explained by protonation
of Py* forming PyH+(aq), which would then desorb[15,16,22] and thus remove the active intermediate
from the surface. We calculated a HT barrier from DHP* adsorbed on
the reconstructed GaP(111) surface to further explore this aspect.
The resulting free energy barrier of 1.25 eV indicates that the mechanism
proceeding through DHP* would not be favorable. This is further demonstrated
in Figure S7 by the overall reaction free
energy diagrams for the reaction 2-PyH–* + CO2(aq) + H+(aq) → Py* + HCOOH(aq) proceeding either (1) through HT from 2-PyH–* to CO2(aq) followed by PT from solution to HCOO–(aq) (Scheme b) or (2) through PT from solution to 2-PyH–* followed by successive HT and PT steps from DHP* to CO2. These competing pathways have overall apparent free energy barriers
of 0.59 and 0.65 eV, respectively, demonstrating that the reaction
path in Scheme b is
kinetically favored. However, these barriers are similar in magnitude,
indicating that both paths could be relevant to the overall CO2 reduction rate. In either case, formation of the 2-PyH–* anion is the essential first step in the reaction
path.These results point to a general role for Py in the heterogeneous
reduction of CO2 over the varying electrodes used in the
electrochemical experiments conducted to date (Figure ). We propose that Py functionalizes the
electrode surface, thus enhancing the ability of the electrode to
form a reactive hydridedonor intermediate capable of reducing CO2. Recall, however, that we predicted previously that protons
can be directly reduced from solution to form hydridic species on
the GaP(110)[14,17] and GaP(111)[21,22] surfaces. We therefore had proposed a possible CO2 reduction
path on these surfaces via transfer of a surface-bound hydride directly
to CO2(aq) forming HCOO–(aq) (Figure a). However,
this mechanism is not viable on the CdTe(111) surface, as previous
work[21] demonstrated that it is unfavorable
for hydrogen atoms to adsorb on CdTe electrodes. Similarly, there
are no exposed lone-pair sites on the reconstructed CuInS2(112) surface,[24] and therefore protons
will not adsorb on this surface either. The direct transfer of a surface-bound
hydride from CdTe or CuInS2 therefore is not possible.
So how, then, does Py enhance the performance of both GaP and CdTe/CuInS2 electrodes alike? To answer this conundrum, we calculated
the barrier for the transfer of a surface-bound hydride from the reconstructed
GaP(111) surface directly to CO2 (Figure S8). We found that the HT free energy barrier was kinetically
unfeasible at 1.47 eV, demonstrating that GaP binds surface hydrides
too strongly (in agreement with experimental observations[17] on related sites over the GaP(110) surface)
and therefore is not able to effectively reduce CO2. Conversely,
CdTe and CuInS2 surfaces bind hydrides too weakly, and
therefore lack the required intermediates to reduce CO2. Py moderates these two extremes by functionalizing the semiconductor
surfaces and facilitating the formation of a hydridic species (i.e.,
2-PyH–*) capable of reducing CO2. Hence,
Py adsorption enhances the activity of electrodes that both underbind
or overbind hydrogen, bringing the electrode closer to the top of
the reactivity “volcano” regardless of the “slope”
on which it started.
Figure 4
Reduction of CO2 via HT from GaP(111) either
(a) directly
from the surface or (b) from the 2-PyH–* intermediate.
Reduction of CO2 via HT from GaP(111) either
(a) directly
from the surface or (b) from the 2-PyH–* intermediate.Finally, we considered the possible
role of a native surface oxide
on the GaP photoelectrode surface by investigating the nature of donor–acceptor
bonding sites on the β-Ga2O3(100) surface
(i.e., the most stable surface of Ga2O3[26]). The β-Ga2O3(100)
surface features alternating rows of tetrahedral and octahedral Gametal centers, where there is one undercoordinated octahedral d10 metal center exposed in each surface unit cell (Figure S9). This undercoordinated Ga site is
very similar to Ga sites found on the GaP(110) and reconstructed GaP(111)
surfaces, which feature empty p orbitals that readily participate
in donor–acceptor bonding with the lone pair of any species
present in the electrolyte (e.g., H2O or Py). We calculated
(details in the Supporting Information)
Py and H2O adsorption energies of ΔEads = −0.96 eV and ΔEads = −0.67 eV, respectively, on this surface. These
adsorption energies are very similar to the respective values calculated
for adsorption on reconstructed GaP(111) of ΔEads = −1.07 eV and ΔEads = −0.53 eV.[21] This demonstrates
that a native oxide, if present on the GaP surface, will interact
with Py-derived intermediates present on the surface in a manner that
is very similar to the interaction identified on GaP(111) and GaP(110)
surfaces. Indeed, we have consistently found that undercoordinated
metal centers will be present on numerous semiconductors (e.g., on
GaP(110), GaP(111), Ga2O3(100), CdTe(111), and
CuInS2(112) surfaces), and that all such sites are favorable
for forming dative bonds with Py to generate the adsorbed precursor
required for the surface-bound mechanism proposed in this work. This
is an important finding, as the essential feature of the active site
(i.e., an undercoordinated metal atom capable of forming a dative
bond) is not limited to any one unique system, which can explain why
Py-enhanced CO2 reduction appears to be a general phenomenon
observed under varying experimental conditions.
Conclusion
These
results suggest various strategies that can be employed to
take full advantage of Py cocatalysis over semiconductor electrodes.
We can expect that optimal electrode surfaces will maximize the number
of Py* binding sites (i.e., the number of undercoordinated metal sites
that form a dative bond with Py), and that the optimal cation site
will not be highly electronegative (i.e., will not withdraw much electron
density from the 2-PyH–* intermediate). Surface-doping
with less electronegative metal cations, such as Zn(II) or high-spin
Mn(II), could therefore be a viable strategy for creating sites with
enhanced activity, while at the same time enhancing the p-type character
of the cathode. Other aromatic amines might also be viable cocatalysts,[27] where the addition of electron donating R-groups
will enhance the HT capability of the active intermediate.[19] The HT mechanism proposed here is reliant on
a high surface concentration of Py* species, and therefore will be
optimized at an operating pH that balances the competition between
having a high concentration of available protons (i.e., reactants)
and yet not having a concentration so high that all Py* species become
protonated to PyH+(aq). Our work also suggests
that selectivity can be tuned by altering the CBM alignment of the
semiconductor, where a low-lying CBM will produce less reduced products,
such as HCOOH, and a high-lying CBM will produce more reduced products,
such as CH3OH. Moreover, surfaces that bind hydrogen weakly
can be functionalized to reduce CO2 via the 2-PyH–* intermediate. Therefore, one can choose such electrodes to achieve
higher faradaic efficiency toward products derived from CO2, as they will exhibit low activity toward the competing hydrogen
evolution reaction. We await the development of ultrafast vibrational
spectroscopy sensitive to semiconductor/electrolyte interfaces to
offer definitive experimental confirmation of the nature of short-lived,
highly reactive hydride donors acting at the photocathode surface.
Methods
Density functional theory (DFT) computations were performed in
the NWCHEM 6.6[28] simulation package to
determine the SRPs and barriers involved in the mechanism proposed
in Scheme b. We used
the B3LYP[29,30] exchange-correlation (XC) functional, coupled
with the continuum solvation model based on solute charge density
(SMD)[31] and the Grimme semiempirical dispersion
correction.[32] Geometry optimizations and
vibrational frequency calculations were conducted with the Pople 6-31G**
basis set,[33] while reported stationary-point
energies were refined with the Dunning aug-cc-pVDZ basis set.[34] Further details regarding effective core potentials
(ECPs), continuum solvation parameters, and dispersion corrections
are provided in the Supporting Information. We employed cluster models representing reconstructed GaP(111)
and CdTe(111) surfaces derived and validated in our previous work[21] (Figure S1), which
include the presence of an explicit water solvation layer when indicated
accordingly. For the CuInS2(112) surface, we derived a
cluster model following the methodology established for GaP and CdTe,
which is further described in the Supporting Information. These surface models were derived by applying rigorous electron
counting rules to identify stable reconstructions of the semiconductor
surfaces that eliminate high-energy states associated with surface
dangling bonds. The stability of such reconstructions under relevant
experimental conditions was verified by employing the formalism of
atomistic thermodynamics. Explicit solvation of the reconstructed
electrode surfaces was included in all models used to derive CBM values,
where the dissociative adsorption of water as adsorbed OH– and H+ was permitted if energetically favorable. Converged
geometries were verified with frequency analyses, resulting in no
imaginary modes (all geometries and total energies are reported in
the Supporting Information). SRP values
for proton-coupled electron-transfer (PCET) processes were calculated
following the procedures described by Keith and Carter, which include
consideration of solvation effects.[7] These
SRP values are compared to CBMs of the solvated, reconstructed surfaces
(calculated in previous studies[21,24]) to determine the thermodynamic
feasibility of each PCET step under illumination. Full details regarding
the calculation of CBMs of the GaP, CdTe, and CuInS2 photoelectrode
surfaces at pH = 5.2 are reported in our previous publications.[21,24] CBMs were calculated with surface models that accounted for both
reconstruction and explicit solvation of the semiconductor surfaces,
and employed a previously developed and validated[23] procedure that utilizes calculations of the surface work
function and many-body Green’s function theory on bulk crystals
to accurately determine band edge positions relative to vacuum. pH
is accounted for utilizing the well-known Nernst relation: CBM[pH]
= CBM[pHZC] + 0.059(pHZC – pH), where
pHZC is the experimentally determined pH of zero charge.
Solvation was accounted for by including explicit water molecules,
where both atomistic thermodynamics and molecular dynamics were employed
to ensure a rigorous sampling of explicit water configurations. The
computed CBMs agree with experimental data to within ±0.2 eV.
Over GaP, CdTe, and CuInS2 we calculate CBM values (at
pH = 5.2) of −1.58 V vs SCE, −1.22 V vs SCE, and −2.09
V vs SCE, respectively. These values are in agreement with the respective
experimental values of −1.50 V vs SCE,[35] −1.03 V vs SCE,[36] and −1.89
V vs SCE.[4] HT barriers were determined
by identifying transition state (TS) geometries with a mode-following
saddle point optimizer available in NWCHEM 6.6. TS structures were
verified with frequency analyses, where all TS structures have just
one imaginary mode, along the reaction coordinate.
Authors: Emily Barton Cole; Prasad S Lakkaraju; David M Rampulla; Amanda J Morris; Esta Abelev; Andrew B Bocarsly Journal: J Am Chem Soc Date: 2010-08-25 Impact factor: 15.419