Melanie P Donley1, Jeffrey B Rosen1. 1. Department of Psychological and Brain Sciences, University of Delaware, Newark, Delaware 19716, USA.
Abstract
Emotional states influence how stimuli are interpreted. High anxiety states in humans lead to more negative, threatening interpretations of novel information, typically accompanied by activation of the amygdala. We developed a handling protocol that induces long-lasting high and low anxiety-like states in rats to explore the role of state anxiety on brain activation during exposure to a novel environment and fear conditioning. In situ hybridization of the inducible transcription factor Egr-1 found increased gene expression in the lateral nucleus of the amygdala (LA) following exposure to a novel environment and contextual fear conditioning in high anxiety-like rats. In contrast, low state anxiety-like rats did not generate Egr-1 increases in LA when placed in a novel chamber. Egr-1 expression was also examined in the dorsal hippocampus and prefrontal cortex. In CA1 of the hippocampus and medial prefrontal cortex (mPFC), Egr-1 expression increased in response to novel context exposure and fear conditioning, independent of state anxiety level. Furthermore, in mPFC, Egr-1 in low anxiety-like rats was increased more with fear conditioning than novel exposure. The current series of experiments show that brain areas involved in fear and anxiety-like states do not respond uniformly to novelty during high and low states of anxiety.
Emotional states influence how stimuli are interpreted. High anxiety states in humans lead to more negative, threatening interpretations of novel information, typically accompanied by activation of the amygdala. We developed a handling protocol that induces long-lasting high and low anxiety-like states in rats to explore the role of state anxiety on brain activation during exposure to a novel environment and fear conditioning. In situ hybridization of the inducible transcription factor Egr-1 found increased gene expression in the lateral nucleus of the amygdala (LA) following exposure to a novel environment and contextual fear conditioning in high anxiety-like rats. In contrast, low state anxiety-like rats did not generate Egr-1 increases in LA when placed in a novel chamber. Egr-1 expression was also examined in the dorsal hippocampus and prefrontal cortex. In CA1 of the hippocampus and medial prefrontal cortex (mPFC), Egr-1 expression increased in response to novel context exposure and fear conditioning, independent of state anxiety level. Furthermore, in mPFC, Egr-1 in low anxiety-like rats was increased more with fear conditioning than novel exposure. The current series of experiments show that brain areas involved in fear and anxiety-like states do not respond uniformly to novelty during high and low states of anxiety.
Emotional states influence the manner in which stimuli and events are interpreted. Humans interpret ambiguous emotional stimuli congruent with their emotional state at the time of testing (Byrne and Eysenck 1993; Halberstadt et al. 1995; Niedenthal and Setterlund 1994, 1997). For instance, anxiety level affects the interpretation of ambiguous information (Mathews et al. 1989; Eysenck et al. 1991; Richards et al. 2002). Higher state and trait anxiety is associated with adopting a threatening, or more negative, interpretation of ambiguous information (Mathews et al. 1989; Eysenck et al. 1991; Blanchette and Richards 2003; Blanchette et al. 2007), and anxious individuals have high estimates of personal danger (Butler and Mathews 1983).The human literature suggests that fear and state anxiety are mediated by the same neural circuitry responsible for overt states of fear which have been delineated with Pavlovian conditioning in animals (Davis 1997; Ledoux 2000; Maren 2001). In particular, human imaging studies have shown that the amygdala is activated during fear conditioning (Furmark et al. 1997; LaBar et al. 1998; Phelps et al. 2001), just as immediate-early gene expression is during fear conditioning in rodents (Beck and Fibiger 1995; Rosen 2004; Ploski et al. 2010; Cruz et al. 2013; Veyrac et al. 2014; Gouty-Colomer et al. 2015). In addition to fear conditioning, the amygdala is activated during detection of novelty, particularly those stimuli with biological relevance like human faces and snakes (Wright et al. 2003, 2008; Blackford et al. 2010; Balderston et al. 2011). It is important to detect and assess novel stimuli and environments for their potential danger, reward or neutrality, suggesting that the amygdala is involved not only during learning of explicit fear conditioning, but also during assessment of uncertain, novel stimuli and situations. The amount of activation of the amygdala during novelty detection is also positively correlated to state and trait anxiety (Schwartz et al. 2003; Somerville et al. 2004; Blackford et al. 2009, 2011, 2013; Balderston et al. 2011, 2013), but novelty detection might also be independent of trait anxiety (Pedersen et al. 2017). Interestingly, when a reliable fear stimulus and nonfear relevant stimulus (novel pictures of snakes and flowers, respectively) are presented in the same test session, both snakes and flowers induce amygdala BOLD fMRI activity, suggesting that threatening stimuli (e.g., snakes) prime the amygdala to respond to nonfear relevant stimuli too (Pedersen et al. 2017).In rats, while the amygdala is activated during states of overt fear, such as those induced by Pavlovian fear conditioning, it has been difficult to differentiate whether the amygdala is activated during uncertainty and novelty–anxious states that do not reach the level of overt fear. This is exemplified in contextual fear conditioning studies which find increased expression of the inducible plasticity-associated immediate early gene early growth response gene-1 (Egr-1 also called krox-24, TIS 8, NGFI-A, zif268, ZENK) in the lateral nucleus of the amygdala (LA) following fear conditioning (Rosen et al. 1998; Hall et al. 2000; Malkani and Rosen 2000). In these studies, a novelty control group is placed in the novel test chamber but does not receive a shock. In one study Egr-1 in the LA is increased in both the novelty and fear conditioning groups (Hall et al. 2000), whereas the other studies do not find increased Egr-1 in the LA in this novelty group (Rosen et al. 1998; Malkani and Rosen 2000). The discrepancy between studies is important issue to resolve if our neurobehavioral animal models of the function of the amygdala are to be relevant to humans (Rosen and Donley 2006). It may be possible that in some experiments the rats were in a higher anxiety-like state prior to exposure to novel chamber (Hall et al. 2000) than in other experiments (Rosen et al. 1998; Malkani and Rosen 2000).To address the role of the amygdala in novelty and uncertainty, we designed the present series of experiments to investigate whether the rat LA and other associated regions which are involved in novelty and fear (hippocampus and medial prefrontal cortex) (Tulving et al. 1996; Grunwald et al. 1998; Menon et al. 2000; Daselaar et al. 2006; Bishop 2007; Kirwan et al. 2009; Lever et al. 2010; Satpute et al. 2013; Bannerman et al. 2014) are activated differentially to novelty and overt fear, during low and high levels of state anxiety. We hypothesize that, in rats, as in humans, state-like anxiety facilitates the activation of the amygdala to novel situations. In humans, state anxiety can be influenced by a number of situational factors. In rats, state-like anxiety can be modulated by preexperimental handling (Dobrakovová et al. 1993). Following handling that either induces a high or low level of state-like anxiety, activation of various brain regions during novelty and fear conditioning using expression of the immediate early gene Egr-1, can be measured. Preliminary results of some of the data were previously published in a review format (Rosen and Donley 2006).
Results
Experiment 1: handling environment influences open field behavior
To see if we could induce a high and low anxiety-like states in random groups of rats, rats were handled for 1 wk in either a noisy or a quiet environment (handling conditions are described in detail in the Materials and Methods). The following day after handling, behavior of rats was analyzed in an open field, a measure of locomotion and anxiety-like behavior. A total of 16 experimentally naïve rats were used in this study, 8 rats each assigned to the noisy and quietly handled groups. One animal was removed from each handling condition because a computer malfunction prevented the video from being saved. One additional animal was removed from the quiet condition after behavioral results were more than 2 SDs away from the group mean, leaving 6 animals in the quiet group and 7 animals in the noisy group. Results are shown in Table 1. Handling condition did not significantly affect the number of crosses made in the open field and therefore did not significantly affect this measure of locomotor activity (F(1,11) < 1, NS). However, when measuring time spent within the center squares of the field, rats handled in noisy conditions spent significantly more time in the center of the open field than rats handled in the quiet (F(1,11) = 4.892, P < 0.05), indicating a lower level of anxiety-like behavior.
Table 1.
Effect of handling environment on behavior in the open field
Effect of handling environment on behavior in the open field
Experiment 2: handling environment-induced state-like anxiety does not affect contextual fear conditioning
Next, we tested whether handling environment has differential effects on fear learning, retention, and extinction of contextually conditioned fear. Thirty-two experimentally naïve rats were used in this experiment, eight rats in each of the four groups (Noisy context, Noisy fear conditioning, Quiet context, Quiet fear conditioning). As described in more detail in the Materials and Methods, rats were handled either in a noisy or quiet environment. Rats were then either placed in a fear conditioning chamber for 7 min without receiving footshock (context condition) or received a 1-sec 1.5-mA footshock 3 min after being placed in chamber and remained in chamber for another 4 min (fear conditioning). Rats were returned to the chamber 24 h later for a retention test, and then several extinction tests the following days. The results are shown in Figure 1. A one-way ANOVA comparing freezing behavior in the noisy and quiet context and conditioned groups during the first 3 min of chamber exposure (preshock period) showed that there was no difference in freezing behavior upon placement in the chambers (F(3,28) < 1, NS). A repeated-measures ANOVA [2 between factors: group (context vs. conditioned) and handling condition (noisy vs. quiet); one within factor: time (post-shock vs. retention)] revealed a significant main effect for group (F(1,28) = 204.42, P < 0.0005), no effect for handling condition (F(1,28) = 1.23, NS), and no group by handling condition interaction (F(1,28) = 1.03, NS). In general, rats that were conditioned showed significantly more freezing than rats in the context groups, regardless of handling condition. In addition, there was a significant time by group interaction (F(1,28) = 6.49, P < 0.05), no time by handling condition interaction (F(1,28) < 1, NS) and no time by group by handling condition interaction (F(1,28) < 1, NS). Rats in the context exposure group showed virtually no freezing following initial context exposure, or during reexposure to the chamber 24 h later. Handling environment had no effect on freezing in context-exposed rats. Rats that were fear conditioned showed virtually no preshock freezing, much like the context group. However, conditioned rats showed robust freezing during the post-shock period, and high levels of freezing during retention, regardless of handling environment. There was also no effect of handling environment on retention for fear conditioning. Because the context animals did not show freezing during their first exposure to chamber, nor during a retention test, they were not tested for extinction beyond retention day. However, because extinction freezing can reflect the strength of learning, 3 d of extinction were performed on the fear-conditioned animals to see whether handling condition would have an effect on the rate of extinction learning. A repeated-measures ANOVA (between measure: handling condition; within measure: time) was performed on the day of retention and the 3 d of extinction. The ANOVA revealed no effect of handling condition (F(1,14) < 1, NS), a significant main effect of time (F(2,28) = 22.19, P < 0.0005), and no handling condition by time interaction (F(2,28) < 1, NS). Overall, handling condition had no effect on freezing behavior prior to footshock, immediately after footshock, nor in the retention and extinction tests.
Figure 1.
No effects of handling condition on fear conditioning, retention, and extinction. Fear conditioning induced robust freezing, with no significant effect of handling environment (quiet, noisy) on freezing prior to or following fear conditioning, nor during retention or extinction tests.
No effects of handling condition on fear conditioning, retention, and extinction. Fear conditioning induced robust freezing, with no significant effect of handling environment (quiet, noisy) on freezing prior to or following fear conditioning, nor during retention or extinction tests.Because 1.5-mA footshock is quite strong and might have obscured a subtler effect of state-like anxiety on contextual fear conditioning, the experiment was repeated but with a 0.6-mA 1-sec footshock in eight noisy and eight quiet-handled rats. Both groups displayed the same levels of freezing during post-shock, retention and extinction testing (data not shown). Thus, the lack of an effect of noisy and quiet handling on contextual fear conditioning was replicated with a lower current shock.
Experiment 3: state-like anxiety does not affect basal Egr-1 expression in amygdala and hippocampus
This experiment was done to determine whether basal Egr-1 expression, that is, without exposure to testing chambers, in the LA and the hippocampus varied with handling condition (state-like anxiety level). Brain sections of handled animals from quiet and noisy handling experiments (n = 8, each group) were analyzed on the same film for a direct comparison of basal Egr-1 expression. In the LA, a one-way ANOVA performed on the standardized nCi/g densities showed that there was no significant difference in basal Egr-1 expression due to state-like anxiety level (F(1,14) = 2.73, NS) (data not shown).In the hippocampus (CA1, CA3, DG) there were no significant differences in handling on basal Egr-1 expression in any of the three regions of hippocampus, analyzed by one-way ANOVAs (CA1, F(1,14) = 1.507, NS; CA3, F(1,14) = 1.766, NS; DG, F(1,14) < 1, NS) (data not shown). Therefore, handling environment, whether noisy or quiet, had no observable effect on basal levels of Egr-1 expression in either the LA or hippocampus after 7 d of handling.
Experiment 4: state-like anxiety differentially affects Egr-1 expression to novelty but not fear conditioning
Experiment 4a: novelty does not induce amygdala Egr-1 expression in animals with low state-like anxiety (noisy handling)
To examine the effects of state-like anxiety during exposure to novelty and fear conditioning in the brain, a total of 24 rats were used, with 8 animals in each of the 3 groups. Similar to the fear conditioning experiments of Experiment 2, animals in the context group showed virtually no freezing while in the chambers (mean of time spent freezing: 1 %). In contrast, rats in the conditioned group showed robust freezing in the 4 min following the footshock (mean: 79.5%).Expression of Egr-1 was examined in the LA. Representative autoradiographs and a graphical representation of mean standardized densities, converted to percent of the handled group, are shown in Figure 2. A one-way ANOVA of Egr-1 expression revealed a significant group effect (F(2,21) = 8.04, P < 0.005). A Student–Newman–Keuls post hoc test revealed that while Egr-1 expression in the LA of the handled and context groups did not differ, both groups had significantly lower Egr-1 levels of expression than the conditioned group. The mean expression of Egr-1 in the LA of the conditioned group was 54% and 30% greater than the handled and context groups, respectively. Therefore, Egr-1 mRNA was significantly increased in the LA following fear conditioning, but not after exposure to a novel context in low state anxiety-like animals handled in a noisy environment. These results replicate those of Rosen et al. (1998) and Malkani and Rosen (2000).
Experiment 4b: novelty induces amygdala Egr-1 expression in animals with high state-like anxiety (quiet handling)
A total of 24 rats were also used in this experiment, with 8 rats in each of the 3 groups. However, one brain of a rat in the fear-conditioned group was damaged during sacrifice and was therefore not used in the Egr-1 analysis. Again, animals in the context group showed virtually no freezing while in the chambers (mean: 1.5 %), while rats in the conditioned group showed robust freezing in the 4 min following the footshock (mean: 80.5 %).Expression of Egr-1 was examined in the LA. Representative autoradiographs and a graphical representation of mean standardized densities, converted to percent of the handled group, are shown in Figure 5. One animal from the context group was not used because the film image was blurry. A one-way ANOVA of Egr-1 expression revealed a significant group effect (F(2,19) = 26.324, P < 0.0005). A Student–Newman–Keuls post hoc test revealed that the handled group was significantly different from both the context and fear-conditioned groups. The context and fear-conditioned groups were not significantly different. The context group had a mean increase in Egr-1 expression of 51% (±8.08%) over handled animals, while the fear-conditioned group had a mean increase of 70% (±9.62%) over the handled group. Therefore, after handling in a quiet environment (high state-like anxiety), both context and conditioned animals showed significant increases in Egr-1 expression in the LA compared with the handled group. These results replicate those of Hall et al. (2000).
Detection of novelty is important for assessment of whether new stimuli, events, and situations are potentially threatening, rewarding or neutral (Pedersen et al. 2017). Assessment of novelty is also proposed to be an early stage in long-term memory encoding of meaning-based information (Tulving et al. 1996). In this regard, the emotional state likely influences the assessment of novelty and learning of novel associates. In humans, trait and state anxiety influences the detection and assessment of novel stimuli and the activity of brain regions associated with fear and anxiety (Schwartz et al. 2003; Somerville et al. 2004; Blackford et al. 2009, 2011, 2013; Balderston et al. 2013). We developed a handling protocol in rats to induce long-lasting state-like anxiety and tested whether high or low state-like anxiety influenced neural activation in the amygdala, hippocampus, and medial prefrontal cortex. To reduce the influence of trait-like anxiety and individual differences, we randomly assigned rats to handling in either a noisy or quiet environment.Our experiments demonstrate that handling environment does not affect overt fear-conditioned freezing or increase nonconditioned freezing in a novel small chamber. Because the test chamber is small, other behaviors beside freezing and no-freezing are difficult to measure. No-freezing behaviors are typically head movements and sniffing, but not large body movements, like locomotion and rearing. However, handling environment does influence behavior in more subtle tests of fear and anxiety that allow for the generation of a number of exploratory and defensive behaviors. In a novel large open field test, handling environment influenced time spent in the center of an open field, without altering locomotor activity. Quiet-handled rats spent significantly less time in the center of the open field than noisy-handled rats. While the open field test can be criticized for its poor discriminate validity (Ennaceur 2014), less time spent in the center of the open field is typically regarded as an index of higher anxiety-like behavior (McCarthy et al. 1995; Paylor et al. 2006). This suggests that quiet-handled animals have significantly higher levels of state-like anxiety than noisy-handled animals. In the same vein, increased time in the center of the field allowing for more exploration suggests low state-like anxiety in noisy-handled rats.We initially thought handling in a quiet environment would induce lower state-like anxiety, but the opposite occurred. It is possible that exposure to loud, unpredictable changes in noise while being safely handled by a human produces resilience for future novel experiences in adult male rats. Other types of manipulations have been shown to affect state-like anxiety as well. Environmental enrichment in rodents influences subsequent anxious and fear behavior. For instance, animals exposed to enriched environments show lower levels of anxiety-like behavior than rats housed in standard cages in both the elevated-plus maze and the open field (Fernández-Teruel et al. 2002; Benaroya Milshtein et al. 2004; Peña et al. 2006), and increases in measures of exploratory activity (Larsson et al. 2002; Widman et al. 1992; Peña et al. 2006). More recently, neonatal handling was shown to reduce anxiety-like and stress responses in a Roman Low Avoidance rat strain (Río-Álamos et al. 2017). Effects of differential preexperimental handling in adult rats in our paradigm suggest handling in a noisy environment has similar lasting anxiolytic effects (more than 24 h) that neonatal handling and environmental enrichment produce.Our handling effects were not revealed with contextual fear conditioning, suggesting that the effects of state-like anxiety are negated or overridden by contextual fear conditioning. Other manipulations, like environmental enrichment and complex housing, have generally shown facilitation or improvement in fear conditioning (Duffy et al. 2001; Tang et al. 2001; Briand et al. 2005; Barbelivien et al. 2006; Pietropaolo et al. 2014; Clemenson et al. 2015). Why our handling procedure, which was rather limited (5 min per day for a week) compared with most enrichment procedures, was only detectable behaviorally in the open field test, but not with contextual fear conditioning, needs further exploration, as does duration of the handling effect.
Egr-1 expression in the amygdala
Our results replicate previous studies demonstrating fear conditioning robustly and consistently induces Egr-1 expression in the lateral nucleus of the amygdala (Rosen et al. 1998; Hall et al. 2000; Malkani and Rosen 2000). This occurred in both noisy- and quiet-handled rats, corroborating the lack of differential fear-conditioned freezing with these handling manipulations (Fig. 1). Moreover, handling alone in a noisy or quiet environment for 7 d did not induce differential basal Egr-1 expression in the LA (Fig. 2). Neither noisy- or quiet-handled rats without exposure to a novel test chamber displayed different levels of Egr-1 in the LA. Thus, neural expression of state-like anxiety, as measured by Egr-1, was only revealed by exposure to a novel experience. Furthermore, the lack of differences in locomotor activity in the open field and minimal freezing in the small chamber in both quiet and noisy-handled rats without shock, suggest that differences in Egr-1 expression in the amygdala to new environments is attributed to different neural responses to novelty, and not to differences in behavior in the two groups of animals.The present study has important implications for teasing out the neural effects of novelty in fear conditioning paradigms. In immediate-early gene expression studies and studies with other dynamic measures of neural activity with fear conditioning, a control group that experiences the test chamber, but does not receive footshock, is important to determine whether neural activity changes are selective to fear conditioning (Rosen et al. 1999). Published discrepancies in Egr-1 expression in the LA (Rosen et al. 1998; Hall et al. 2000; Malkani and Rosen 2000) generated a discussion about the role of Egr-1 in the LA for learning and memory of fear (Davis et al. 2003; Knapska and Kaczmarek 2004). Our laboratory consistently finds that Egr-1 expression in the LA is robustly expressed in animals following fear conditioning, but not in animals handled or handled and exposed to the conditioning chamber without receiving footshock (Rosen et al. 1998; Malkani and Rosen 2000). Furthermore, rats receiving footshock without fear conditioning have lower levels of Egr-1 expression than fear-conditioned rats (Rosen et al. 1998; Malkani and Rosen 2000). These findings suggest that increased Egr-1 expression in the LA is fear conditioning specific. On the other hand, Hall et al. (2000) found Egr-1 expression in the LA was not only increased in fear-conditioned rats, but also in rats exposed to a novel context without footshock, suggesting that Egr-1 is responding to novelty and not fear conditioning per se. The results of the present study replicate findings from both groups and indicate that increased Egr-1 in the LA is neither a specific response to novelty nor to fear conditioning, but can either reflect an emotional state of uncertainty, vigilance when confronted with novel stimuli or part of a mechanism for learning and memory during fear conditioning. A role for Egr-1 in states other than overt fear does not obviate a crucial role for Egr-1 in learning and memory of specific fear because reduction of Egr-1 protein in the LA blocks fear conditioning (Malkani et al. 2004; Maddox et al. 2011).The amygdala is not only involved in fear, but it is activated during times of heightened vigilance, arousal, and uncertainty (Rosen and Schulkin 1998; Davis and Whalen 2001), and in novel, ambiguous situations (Whalen 1998). Its function is conceptualized in broader terms, operating as part of an environmental monitoring system detecting stimuli that may have biological relevance (Whalen 1998; Sander et al. 2003; Janak and Tye 2015). The lateral and basal nuclei of the amygdala have neurons that respond to fear stimuli, safety stimuli, or both (Ostroff et al. 2010; Sangha et al. 2013; Stujenske et al. 2014). Prior experience changes the relevance of stimuli; for example, fear conditioning provides predictive biological relevance of impending danger or harm to previously neutral stimuli, and an amygdala fear circuit is involved in this type of learning (Maren and Fanselow 1996; Davis 1997; LeDoux 2007). Whether the same populations of neurons that respond to novelty in the quiet-handled rats are also responding to fear conditioning is not discernable in our experimental paradigm and the in situ hybridization methods we used. Previous research has shown that amygdala neurons active at the time of fear conditioning are preferentially recruited into the fear engram (Han et al. 2007; Josselyn et al. 2015). We cannot determine this in our studies. Nevertheless, our experiments show that repetitive exposure to an unpredictable, constantly changing noisy environment may produce resiliency and reduce vigilance, arousal, or fear to subsequent novel situations, similar to the effects on rats exposed to enriched environments (Fernández-Teruel et al. 2002; Benaroya Milshtein et al. 2004; Peña et al. 2006). Thus, when exposed to a novel test chamber or environment, the situation may simply be another expected change that does not induce high levels of vigilance and arousal.Research in both humans and animals has shown that the amygdala is activated to situations that are not only unpredictable, ambiguous, and highly uncertain, (Hsu et al. 2005; Herry et al. 2007; Schultz et al. 2008; Davis et al. 2016), but to novelty itself (Schwartz et al. 2003; Wright et al. 2003, 2008; Blackford et al. 2010; Balderston et al. 2011; Ousdal et al. 2014). However, amygdala activity to novelty is enhanced during states of anxiety (Schwartz et al. 2003; Wright et al. 2003, 2008; Pedersen et al. 2017). Quiet handling might model the generalized effects of high anxiety states in humans, where Egr-1 is increased in the LA during novelty in our experiments. In an opposite manner, noisy handling might produce a conditioned safety experience that generalizes to other novel experiences. Safety learning and safety signals affect amygdala activity differentially from fear conditioning. Fear-conditioned increases in firing in populations of neurons of the LA and basal nucleus of the amygdala are suppressed by conditioned safety signals (Rogan et al. 2005; Sangha et al. 2013) and changes in synapse size and dendritic translational mechanisms in the LA occur in opposite directions with fear and safety conditioning (Ostroff et al. 2010).On the other hand, when rats are repetitively handled in an acoustically static environment, which induces high levels of state-like anxiety when encountering a new environment, vigilance and arousal are heightened and the amygdala is activated. Along these lines of thought, the repetitive handling in the quiet static environment makes the rats less resilient and prone to increased anxiety-like states. Increased Egr-1 expression in the LA during novel context exposure in quiet-handled rats corroborates this notion.As suggested by others (e.g., Bishop 2007; Barlow et al. 2014), anxiety involves uncertainty regarding the possibility of threat. In fact, anxious individuals are more likely to interpret neutral stimuli as threatening (Mathews et al. 1989; Eysenck et al. 1991; Blanchette and Richards 2003; Blanchette et al. 2007). Cognitive models of anxiety suggest that anxiety acts to influence a preattentive threat evaluation mechanism (Mathews and Mackintosh 1998; Mogg and Bradley 1998), and that sensitization of the amygdala response to threat-related stimuli plays a role in anxiety (Rosen and Schulkin 1998). Therefore, the sensitivity of an individual to threat-related stimuli may influence the response of the amygdala. This has been demonstrated in phobic individuals shown pictures of the targeted feared stimulus (Öhman and Soares 1994; Larson et al. 2006). Threat-related attentional biases are symptomatic of anxiety and may be involved in the development and maintenance of anxiety disorders. Low or non-anxious individuals either do not show threat-related attentional biases or they have a higher threshold for stimuli to reach before threat detection mechanisms respond and capture attention. In high state anxiety, amygdala activity is high even in the presence of distractors (see Bishop 2008). Moreover, people with inhibited temperament have been shown to be neophobic, showing fear of novelty in the form of increased avoidance responses, perception bias toward interpreting stimuli as threatening, and decreased response time, and increased response amplitude and duration to novelty in the amygdala (Schwartz et al. 2003; Blackford et al. 2009).In accordance with this idea then, it may be the case that, in animals handled in a quiet environment, higher state-like anxiety predisposes the animal to interpret a novel chamber as possibly threatening, activating the amygdala. Recent human imaging studies support evidence for amygdala activation during times of unpredictability, and a bias toward a negative interpretation of stimuli (Davis et al. 2016).In conclusion, the current series of studies supports the idea that anxiety is closely linked to states of uncertainty, and that the amygdala is an area of the brain that is linked to processing uncertain stimuli as threatening under high levels of anxiety.
Hippocampus
The present studies show that Egr-1 in CA1 increases in response to both context exposure and contextual fear conditioning, and state-like anxiety level did not alter these responses. Moreover, exposure to a novel context or contextual fear conditioning does not change Egr-1 levels in either the CA3 or DG regions of the dorsal hippocampus. This is in contrast to previous work that found increased Egr-1 in CA3 either nonspecifically in response to footshock (Malkani and Rosen 2000), or in response to both context exposure and fear conditioning (Hall et al. 2000).Similarity of increased Egr-1 expression in CA1 to both context exposure and contextual fear conditioning is in agreement with a growing body of literature suggesting that the dorsal CA1 specifically encodes context both with and without fear conditioning (Vazdarjanova and Guzowski 2004; Zelikowsky et al. 2014) and appears to be involved in the processing of contextual fear memories (Shimizu et al. 2000), consolidation and long-term memory (Kim et al. 1992; Lee and Kesner 2004; Daumas et al. 2005). Moreover, Egr-1 seems to play a role in the induction and stability of LTP in hippocampus, and shows increases in area CA1 following LTP induction (Mackler et al. 1992; Roberts et al. 1996; Wei et al. 2000). However, infusion of an antisense oligodeoxynucleotide into the CA1 region of the dorsal hippocampus failed to produce retention deficits in fear conditioning in one study (Lee et al. 2004), and our study could not differentiate the Egr-1 response to novelty versus fear conditioning. It appears then, that Egr-1 in the CA1 of the hippocampus is involved in contextual processing in response to a novel environment, but we could not determine whether it is involved in the evaluation of threat and fear conditioning processes.Anxiety-like level does not influence Egr-1 expression in the dorsal hippocampus. However, Egr-1 in the CA1 region of the hippocampus does increase in response to novelty and contextual fear conditioning, regardless of anxiety-like state. Therefore, handling environment and anxiety-like state do not influence the pattern of Egr-1 in the same manner as in the lateral amygdala. The results of Egr-1 expression in the hippocampus show that differences in Egr-1 expression found in the amygdala is not a result of general expression patterns of Egr-1 throughout the whole brain, but rather reflects differences in activity and processing in varying areas of the brain. Regardless of handling environment, Egr-1 is increased in animals exposed to a novel context, with or without a footshock. Therefore, it appears as though Egr-1 levels in the dorsal hippocampus (CA1) increase in response to exposure to a novel environment. Similar findings have been found with other immediate-early genes, such as c-fos (Jenkins et al. 2004) and Arc (Guzowski et al. 1999; Zelikowsky et al. 2014). Indeed, other immediate-early genes (c-fos, c-jun, fos-B) have been found to increase in area CA1 in response to spatial novelty and decrease with repeated exposures to the same environment (Papa et al. 1993; Romanelli et al. 2007). In humans, hippocampal activity has been shown to increase in response to novel visual stimuli (Tulving et al. 1996; Grunwald et al. 1998; Menon et al. 2000; Daselaar et al. 2006; Kirwan et al. 2009; Lever et al. 2010; Pedersen et al. 2017) and to decrease following repeated presentations (Fried et al. 1997; Fischer et al. 2003). The increase of hippocampal activity in response to novelty likely reflects processes underlying construction of a contextual map (Mcnaughton et al. 2006; Moser et al. 2008), and once this map has been established, hippocampal activity may again decrease. In our studies, increases in Egr-1 expression in CA1 in animals that were either in the context or the conditioned group may reflect hippocampal processing of a spatial map for the novel environment, without regard to the emotional significance of the experience.While the present studies found that Egr-1 levels in the dorsal hippocampus do not vary with anxiety-like level in the rat, it is possible that another area of the hippocampus, the ventral pole, would show anxiety-dependent differences in gene expression. In recent years, there has been an increasing amount of evidence through lesion, gene expression, anatomical, and physiological studies suggesting that the dorsal and ventral hippocampus have distinct functions (Fanselow and Dong 2010; Bannerman et al. 2014). Generally, the dorsal hippocampus is important for spatial information processing, while ventral hippocampal activity may predominate during fear or anxiety-like states (Moser and Moser 1998; Fanselow and Dong 2010; Bannerman et al. 2014). The ventral hippocampus is a target for future studies.
Prefrontal cortex
Egr-1 expression patterns indicate the mPFC acts comparable to both the hippocampus and the amygdala. Similar to CA1, regardless of anxiety-like state, PL and IL Egr-1 increased in rats exposed to a novel context and in fear-conditioned rats compared with handled controls. Thus, it responds, like CA1, to the novelty of the chamber. Additionally, in low anxious rats PL and IL Egr-1 expression was greater after fear conditioning compared with the context rats. This is similar to the pattern of Egr-1 in the LA, and consistent with a recent studies demonstrating Egr-1 in both the PL and IL regions increases with exposure to a novel context, but show additional increases with contextual fear conditioning in a context preexposure facilitation paradigm (Asok et al. 2013; Chakraborty et al. 2016). However, in high anxious rats, novelty drives Egr-1 expression as much as fear conditioning does.Regardless of whether activity in the mPFC is related to overt fear conditioning, it is clear that the mPFC is responsive to both novelty and fear conditioning. Other studies have also found similar results. Fos was increased following fear conditioning, while inhibiting Fos activity with an antisense oligonucleotide had no effect on fear acquisition (Morrow et al. 1999). Lesion and inactivation studies continue to produce mixed results in identifying whether mPFC regions are involved in the acquisition of conditioned fear, while a body of research supports the idea that the PL is involved in the expression of fear behaviors and the IL is involved in suppression and extinction of conditioned fear (Rozeske et al. 2014; Giustino and Maren 2015). However, given anatomical connections to both the amygdala and hippocampus, and increases in activity markers during times of fear and novelty, it is clear that the mPFC is an intricate part of the circuitry for novelty and fear conditioning. The increase in mPFC Egr-1 activity in response to novel context may be a reflection of contextual processing similar to that of the hippocampus. Recent work showing that Arc is activated in the PL following context exposure supports this idea (Zelikowsky et al. 2014). The CA1 region of the dorsal hippocampus innervates the prelimbic and infralimbic regions of the mPFC (Thierry et al. 2000), and therefore, the increase of Egr-1 in the context-exposed animals may reflect contextual processing that is relayed from the hippocampus to the mPFC.Functional connectivity between mPFC and amygdala activity has been shown to be different during fear and safety (Stujenske et al. 2014). During a fear cue (high state-like anxiety), γ oscillations in both the basolateral amygdala and mPFC are low and θ is the dominate rhythm. In contrast, during a safety cue (low state-like anxiety), there is increased γ power in both regions, enhanced mPFC to basolateral amygdala directionality, and enhanced PFC θ and basolateral amygdala γ coupling. Thus, the mPFC and basolateral amygdala interact differently during fear and safety. Whether the Egr-1 expression patterns we find in low and high state anxiety-like rat is associated with differential connectivity patterns with fear and safety can be explored in future studies.The mPFC may additionally receive information about cue salience from the amygdala to facilitate attention to stimuli (Gilmartin et al. 2014). As Egr-1 increases to a level greater than mere context exposure within the amygdala in low state-like anxietyrats, this activity may correlate with the mPFC increases seen in low state-like anxiety as well. Alternatively, activity within the mPFC may regulate higher-order processing by top-down regulation of the amygdala (Mechias et al. 2010). Within the amygdala and prefrontal cortex, increases in Egr-1 are seen in fear conditioning in the low anxiety-like group, increases that are masked by increases in Egr-1 to novel context exposure when anxiety-like levels are high. Disrupted functional connectivity between the amygdala and prefrontal cortex has been associated with increased anxiety behaviors in humans (Etkin and Wager 2007; Etkin 2009; Kim et al. 2011). It is evident is that activity within the mPFC is dependent both upon state anxiety level as well as fear learning.
Conclusion
Overall, the current experiments show that brain areas involved in processing overt fear are also active during anxiety-like states when experiencing novelty. However, each of the brain regions examined respond differently, indicating differential processing of the novel information. Furthermore, specifically for the inducible transcription factor Egr-1, its role in the amygdala is not confined to fear conditioning only, but it may also play a role in processing during ambiguous and uncertain situations, possibly through interactions with the medial prefrontal cortex.
Materials and Methods
Animals
A total of 112 male Sprague-Dawley rats (Envigo, Indianapolis, IN), weighing 225–250 g upon arrival, were used in all experiments. Rats were housed in pairs with ad libitum access to food and water and were maintained on a 12:12 h light:dark cycle. All animals were undisturbed for 1 wk following arrival to allow for acclimation to the housing facility. All procedures were approved by the University of Delaware Institutional Animal Care and Use Committee.
Handling procedure
For all experiments, rats were handled using the following protocol. Following the 1-wk acclimation, animals were handled for 5 min a day for 7 d. Each day, animals were transported from the animal facility to the laboratory, and each animal was handled in turn by the same experimenter every day. For the 7 d, animals were handled under one of two conditions. In the “noisy handling” condition, animals were handled while a movie played in the room at full volume. The movies chosen were The Rock and Bad Boys, and provided loud, intermittent, and unexpected bursts of noise (65–95 dB range) throughout the time handled. In the “quiet handling” condition, rats were handled with the same movies playing as in the noisy condition, but the television volume was muted, eliminating the loud, intermittent noise, and leaving a statically quiet room (60–65 dB range).
Experiment 1: open field
Apparatus
The open field consisted of a circular piece of Plexiglas 118 cm in diameter enclosed by a wall of poster board 26 cm tall. The field was sectioned into 32 squares ∼17 cm each. The open field was placed in the center of a brightly lit room (overhead room fluorescent lights were on, and two 60-W bulb lamps focused on the open field). A video camera was suspended above the open field, and a computer in an adjacent room, where the experimenter sat, recorded activity in the open field.
Procedure
The day following the noisy or quiet handling procedure, rats were transported to the laboratory and each rat was placed in the center of the field facing away from the experimenter and left to explore for 5 min. The experimenter later scored the number of squares the rat entered during the 5-min test. Time (in seconds) spent in the innermost squares (four squares in the center) of the field was also scored. The field was cleaned with a 5% (vol/vol) ammonium hydroxide solution after each rat. Data for locomotion (number of squares entered) and anxiety-like behavior (time in innermost squares) were analyzed by one-factor ANOVAs.
Experiment 2: contextual fear conditioning
Contextual fear conditioning occurred in four identical testing chambers (S-R Chambers, San Diego Instruments) each consisting of an 8.6-cm diameter, 20-cm long Plexiglas cylinder mounted in a Plexiglas base. Plexiglas doors dropped into slots at each end of the cylinder to keep the rat in the chamber. Rats were confined, but could move freely, as they could turn around in the chamber, and then face one of the two doors. The cylinder was housed within a Formica laminated particleboard sound-attenuating enclosure (30 cm × 30 cm × 60 cm). A grid floor inserted into each chamber was attached to a scrambled shocker (San Diego Instruments) and consisted of seven parallel stainless steel rods, spaced 1.5 cm apart, each bar measuring 4 mm in diameter. Delivery of footshock was controlled by computer using the San Diego Instruments software. A fan within the chamber provided a background noise level of 70 dB. The testing occurred in a darkened room illuminated by a 25 W bulb located overhead in each chamber. Chamber doors were left open during conditioning to allow observation of behavior. The chambers were cleaned with a 5% ammonium hydroxide solution after each session.To assess the effect of either noisy or quiet handling on fear conditioning, rats handled in either a noisy or quiet environment for 7 d and then randomly divided into two groups: context or contextual fear conditioned. Rats in the fear-conditioned group were placed in the experimental chambers and given a 3-min acclimation period, followed by a 1-sec 1.5-mA footshock. They remained in the chamber for an additional 4 min and were then returned to their home cages. Rats assigned to the context group were placed in the chambers for the same 7-min session as the fear-conditioned rats, but did not receive a footshock. Twenty-four hours later, rats were placed back into the chambers for 4 min to assess retention. This was the last behavioral session for the context animals, as they tend to show very low or no freezing behavior at any time point. The conditioned animals, however, were placed back into the chambers at 24-h intervals for 4 min each for 3 more days to measure extinction. Freezing behavior was visually scored during the sessions for the 3 min prior to shock (preshock freezing), 4 min after the shock (post-shock freezing), and 4 min the following day (retention freezing) for animals in both the context and conditioned groups. Although animals in the context group were not given a footshock, freezing behavior during the 7-min training session was divided and scored similarly to the conditioned animals (i.e., pre- and post-shock). Freezing in the fear-conditioned animals continued to be measured for 4 min each on three subsequent days (extinction). Freezing behavior, commonly used as a behavioral index of fear in rats, is characterized by a crouching posture with a complete cessation of movement except that associated with respiration (Blanchard and Blanchard 1969). Each rat was scored as freezing or not every 10 sec, and percentage of time freezing was calculated for each animal at each time point ((no. of freezing observations/total observations) × 100). A repeated-measures ANOVA, one between (handling) and one within measure (freezing), followed by a Student–Newman–Keuls post hoc test was used to determine differences in freezing between groups and between handling conditions.A second experiment was conducted using a 0.6-mA footshock instead of a 1.5 mA. A comparison of noisy and quiet-handled animals was made following fear conditioning only. Rats that were exposed to the context without footshock were not included because they consistently show no freezing. Additionally, extinction tests were only given for 2 d because of the lower levels of freezing initially.
Experiment 3: gene expression studies
The testing chambers were the same as described in Experiment 2.
Context exposure and contextual fear conditioning
Following 7 d of either noisy or quiet handling, rats in each condition were further divided into three groups (eight rats per group): handled (home cage controls), context (chamber exposure without footshock), and fear conditioned (contextually fear conditioned). On the day of the experiment, rats in the handled groups remained in their home cages in the handling room of the laboratory. Rats in the fear-conditioned group were contextually fear conditioned: rats were placed in the experimental chambers and given a 3-min acclimation period, followed by a 1-sec 1.5-mA footshock. They remained in the chamber for an additional 4 min and were then returned to their home cages. Rats assigned to the context group were placed in the chambers for the same 7-min session as the fear-conditioned rats, but did not receive a footshock. Rats in the context and conditioned groups were never run together in the same session. When rats completed their sessions, they were returned to their home/transport cages in the laboratory and kept in a holding room. Thirty minutes following chamber exposure, rats in the context and conditioned groups were sacrificed. Rats in the handled group were sacrificed at the same time. All brains were processed for in situ hybridization of Egr-1. Freezing behavior was scored as described in Experiment 2.
In situ hybridization
Following decapitation, the brains were removed and flash-frozen in −45°C isopentane and stored at −80°C. Sixteen micrometer coronal brain sections were cut on a cryostat (Jung CM3000, Leica) and mounted onto superfrost plus microscope slides (VWR). Two adjacent brain sections were placed on each slide. The slides were stored at −80°C until processed for in situ hybridization. cRNA probes were transcribed from plasmids containing antisense cDNA codes for a 230-bp sequence of Egr-1 (gift from Jeffrey Milbrandt, Washington University, St. Louis, MO). The riboprobes were labeled using in vitro transcription with 35S-UTP (∼100 DPM/μg) using T7 polymerase Maxiscript (Ambion) according to the manufacturer's instructions.In situ hybridization for each animal was performed on four consecutive brain sections containing the lateral nucleus of the amygdala, the dorsal hippocampus, and the medial prefrontal cortex. Sections were fixed in 4% formaldehyde in 1× phosphate buffered saline (PBS) and then rinsed in PBS. The sections were treated with 0.25% acetic anhydride in 0.1 M triethanolamine for 10 min at room temperature. This was followed by dehydration in which the sections were treated with increasing concentrations of alcohol, defatted in chloroform, and then followed by another ethanol rinse. The sections were air-dried. 35S-labeled cRNA (∼1× 100 DPM/μL) was added to 100 μL of hybridization buffer (containing 20 mM Tris-HCl (pH 7.4), 50% formamide, 300 mM NaCl, 1 mM EDTA (pH 8), 1× Denhardt's, 250 μg/mL yeast total RNA, 100 μg/mL salmon sperm DNA, 10% dextran sulfate, 100 mM dithiothreitol, 0.1% sodium dodecyl sulfate, and 0.1% sodium thiosulfate). The slides were covered with glass coverslips and incubated in a humidified box overnight at 55°C. The following day, the sections were rinsed four times for 5 min each in 4× saline sodium citrate (SSC). They were then treated with 20 μg/mL RNase A (Roche Applied Science) in an RNase buffer solution containing 0.5 M NaCl, 1 mM EDTA, 10 mM Tris-HCl (pH 8) for 30 min at room temperature. The slides were then washed in decreasing concentrations of 1×, 0.5×, and 0.1× SSC for 5 min each at room temperature. This was followed by two 30-min washes in 0.1× SSC at 65°C. Finally, the slides were then washed in increasing concentrations of ethanol containing 300 mM ammonium acetate, and allowed to air-dry. The slides were exposed to Kodak Biomax MR film for 2 d. 14C standards (Amersham) were also exposed to the film. The autoradiograms of in situ hybridization were digitized and converted to gray values using a Dage CCD video camera with the ImageJ 64 program on an Apple Power Mac G4 and then analysed with the same program. The ImageJ program was used to subtract the background and measure the mean density of pixels within the area of interest. The gray values were converted to nCi/g from the 14C standards on each film. The densities of labeling of Egr-1 were statistically analyzed in the dorsolateral portion of the lateral nucleus of the amygdala, areas CA1, CA3, and dentate gyrus of the dorsal hippocampus, and the prelimbic and infralimbic regions of the medial prefrontal cortex. The densities of the right and left side of the brain for the four brain sections per animal were averaged into a single score for each brain region for each rat. The scores from each animal were normalized to percent of the mean handled group scores [(nCi/g of experimental group/nCi/g of handled group) × 100] to produce a relative change score. One-way ANOVAs were used to analyze the gene expression in each region separately. Level of statistical significance was set at P < 0.05, and significant differences were further analyzed with Student–Newman–Keuls post hoc tests.
Authors: Nicholas A Heroux; Brittany F Osborne; Lauren A Miller; Malak Kawan; Katelyn N Buban; Jeffrey B Rosen; Mark E Stanton Journal: Neurobiol Learn Mem Date: 2017-12-06 Impact factor: 2.877
Authors: Donald G Matthews; Maya Caruso; Armando Alcazar Magana; Kirsten M Wright; Claudia S Maier; Jan F Stevens; Nora E Gray; Joseph F Quinn; Amala Soumyanath Journal: Nutrients Date: 2020-11-13 Impact factor: 5.717