We report the construction and use of a vortex reactor which uses a rapidly rotating cylinder to generate Taylor vortices for continuous flow thermal and photochemical reactions. The reactor is designed to operate under conditions required for vortex generation. The flow pattern of the vortices has been represented using computational fluid dynamics, and the presence of the vortices can be easily visualized by observing streams of bubbles within the reactor. This approach presents certain advantages for reactions with added gases. For reactions with oxygen, the reactor offers an alternative to traditional setups as it efficiently draws in air from the lab without the need specifically to pressurize with oxygen. The rapid mixing generated by the vortices enables rapid mass transfer between the gas and the liquid phases allowing for a high efficiency dissolution of gases. The reactor has been applied to several photochemical reactions involving singlet oxygen (1O2) including the photo-oxidations of α-terpinene and furfuryl alcohol and the photodeborylation of phenyl boronic acid. The rotation speed of the cylinder proved to be key for reaction efficiency, and in the operation we found that the uptake of air was highest at 4000 rpm. The reactor has also been successfully applied to the synthesis of artemisinin, a potent antimalarial compound; and this three-step synthesis involving a Schenk-ene reaction with 1O2, Hock cleavage with H+, and an oxidative cyclization cascade with triplet oxygen (3O2), from dihydroartemisinic acid was carried out as a single process in the vortex reactor.
We report the construction and use of a vortex reactor which uses a rapidly rotating cylinder to generate Taylor vortices for continuous flow thermal and photochemical reactions. The reactor is designed to operate under conditions required for vortex generation. The flow pattern of the vortices has been represented using computational fluid dynamics, and the presence of the vortices can be easily visualized by observing streams of bubbles within the reactor. This approach presents certain advantages for reactions with added gases. For reactions with oxygen, the reactor offers an alternative to traditional setups as it efficiently draws in air from the lab without the need specifically to pressurize with oxygen. The rapid mixing generated by the vortices enables rapid mass transfer between the gas and the liquid phases allowing for a high efficiency dissolution of gases. The reactor has been applied to several photochemical reactions involving singlet oxygen (1O2) including the photo-oxidations of α-terpinene and furfuryl alcohol and the photodeborylation of phenyl boronic acid. The rotation speed of the cylinder proved to be key for reaction efficiency, and in the operation we found that the uptake of air was highest at 4000 rpm. The reactor has also been successfully applied to the synthesis of artemisinin, a potent antimalarial compound; and this three-step synthesis involving a Schenk-ene reaction with 1O2, Hock cleavage with H+, and an oxidative cyclization cascade with triplet oxygen (3O2), from dihydroartemisinic acid was carried out as a single process in the vortex reactor.
Continuous flow chemistry
is an increasingly popular alternative
to traditional synthetic batch operations in both academic[1,2] and industrial settings.[3,4] As new developments
are made in synthetic methodology, fine chemical, and active pharmaceutical
ingredient (API) synthesis, there is parallel interest in translating
these methodologies to continuous processes.[5] Continuous flow chemistry can provide safer, more efficient, and
automated operations, and hence research into this field is the focus
of many academic groups. Reactions where scalability in batch is problematic
have often benefitted from being applied to continuous reactors, and
there have been significant achievements in developing different approaches
with many reactor designs being developed that address specific reaction
difficulties.[6−8]Photochemistry is an attractive synthetic tool,
often deemed a
green methodology, as it is frequently associated with efficient,
mild and clean reaction conditions.[9] Recently
the field has received much interest from both academic and industrial
groups and has been reviewed comprehensively.[10−17] Continuous flow photochemistry presents significant advantages over
more traditional batch reactions, as smaller path length reactors
operating continuously can avoid issues such as light penetration,
over irradiation and reactor fouling allowing for easier scale-up.
For example photochemical reactions, where the penetration of light
is of key importance, have benefitted greatly from a variety of innovative
reactor designs.[17] In this paper we describe
a new continuous flow reactor that we have applied to photochemical
reactions involving oxygen. Various effective designs have been reported
in the literature for these reactions; falling film,[18,19] bubble column,[20] spinning disc,[21−23] slug flow,[24,25] high pressure,[26−28] FEP tubular,[29] parallel tubular,[30] rotating thin film,[31] annular thin film,[32] milling,[33] and one
recent design based on irradiating a nebulized liquid/gas mixture
for singlet oxygen chemistry.[34]Reactions
with molecular oxygen (O2) are highly desirable
as they are highly atom economical and environmentally benign, and
O2 is readily available and abundant in the atmosphere,
but scale-up can present issues. Molecular oxygen is often used as
an oxidant or as a reagent, where it can be incorporated into molecules,
in particular using photochemistry, where singlet oxygen (1O2) is generated and reacted with electron-rich functional
groups.[15,35−42] Such reactions are not often carried out on a large scale because
the use of pure oxygen poses several risks.[43] A recent example[34] that highlights the
dilemma in scaling chemistry involving oxygen is a photoreactor design
in which reaction solutions are nebulized into an atmosphere of O2 or air creating fine droplets that are then irradiated. The
large surface area of the droplets result in highly efficient reactions
because the interface between gas and liquid is increased while the
small diameter of the droplets means that light can more easily penetrate
the solution. When flammable solvents are used, however, the problem
of potential ignition or explosion of the solvent is always present.
Safe
operation is often realized by working below the limiting oxygen concentration
(LOC), a region in which combustion is not possible.[44,45] In practice this is often achieved by using atmospheric or “synthetic”
air (≤20% O2 in N2) instead of pure O2. Unfortunately, using mixtures of gases often results in
a loss of performance and slower reaction rates because lower partial
pressures of oxygen result in lower concentrations of O2 in the reaction mixture. Nonflammable solvents, such as supercritical
CO2 or H2O, can be used to reduce the flammability
issues associated with pure O2; even though these solvents
exhibit high gas solubility, many organic substrates are virtually
insoluble in them.[46−48]Continuous flow reactors can be beneficial
when using pure oxygen,[49−51] as the precise delivery of reagents
and gases can be controlled,
thereby giving greater control over stoichiometry. Furthermore, the
reactors can be small, and the chances of generating hazardous mixtures
can be minimized. Continuous flow reactors can be pressurized and
have high interfacial areas between the liquid and gas, allowing for
greater dissolution of gases into the solution. Pressurized systems
introduce additional hazards into the overall process. The ideal reactor
would not be pressurized and would generate a large interfacial area
for the reaction solution to interact with the oxygen, which would
be supplied from the atmosphere. In essence, there is a trade-off
between the inherent safety of the reactor and the volume of the gas
phase and hence the area of the interface.Here we describe
a different approach with a large liquid volume
and relatively small gas phase volume but with a high interface area
because the gas is present as very small bubbles. Our design is based
on so-called “vortex reactors”[52−59] which have been developed over the past 30 years. Here we bring
together features from several previous reactors to make a surprisingly
efficient reactor for photochemical reactions involving oxygen.[60]A vortex reactor consists of a cylindrical
outer vessel fitted
with a smooth inner cylinder such that there only a relatively small
gap between the inner and outer surfaces. The inner cylinder is rotated
at a relatively high speed, e.g., 4000 rpm (revolutions per minute)
and generates so-called “Taylor” or “Taylor-Couette”
vortices, relatively narrow toroidal vortices threaded around the
central cylinder; the precise nature of the vortices and hence the
degree of mixing depends quite strongly on the dimensions of the reactor,
the rotation speed of the rotor, and the properties of the fluid.
There are published examples of vortex reactors operating in both
vertical and horizontal orientation. Our design brings together three
key features from earlier designs: (i) A vortex reactor for photochemistry,
first demonstrated for the cleanup of polluted water using UV light
and TiO2 particles suspended in the water;[58] (ii) the use of a vortex reactor for the thermal oxidation
of benzaldehyde with O2 or air (unlike our reactor this
one operated horizontally).[52,56] (iii) A non-chemical
report of an open-topped vortex reactor which drew air into the reactor
from the room as the rotor was spinning.[57] Here we explain how we have incorporated these three features, together
with modern high powered LED light sources, into a single reactor
for photochemical oxidations and validated our design with dissolved
oxygen studies. We then demonstrate its use with four different reactions.
Among the advantages of our design is the fact that one does not require
a separate supply of oxygen or air; the reactor draws whatever air
is needed from the atmosphere of the laboratory.
Results and Discussion
Reactor
Design
The vortex reactor described in this
study was built in a vertical orientation such that LED blocks could
be more easily arranged around the outside of the reactor.[61] The reactor itself consists of a transparent
Pyrex jacketed tube that is sealed at the bottom and contains a polished
stainless steel cylinder with a narrow bore running coaxially through
the center. The gap between the cylinder and the jacket is ca. 1 mm.
The rotation of the stainless steel cylinder is provided by a spark
free brushless motor that is housed to the side of the reactor and
is connected to the cylinder using a drive belt. The top of the cylinder
is held in place by an aluminum block to ensure that it remains truly
vertical; the block also houses bearings to ensure that the rotor
can be rotated freely at high speeds (Figure ).
Figure 1
(a) Showing the deconstructed reactor with the
motor and its control
box. A drive belt connects the motor and the rotating cylinder. During
operation a protective housing (not shown) contains the motor, belt,
and moving parts. (b) Showing the LEDs and mirror blocks mounted place
around the reactor. (c) Pipe diagram of the reactor setup showing
the tubing connected to the reactor. Cooling is provided to the reactor
by a recirculating chiller. The 3 LED blocks are connected in series
and are cooled by a separate recirculating chiller. (d) A cross-section
(not to scale) of the reactor showing the delivery and removal of
reagents and the intake of air.
(a) Showing the deconstructed reactor with the
motor and its control
box. A drive belt connects the motor and the rotating cylinder. During
operation a protective housing (not shown) contains the motor, belt,
and moving parts. (b) Showing the LEDs and mirror blocks mounted place
around the reactor. (c) Pipe diagram of the reactor setup showing
the tubing connected to the reactor. Cooling is provided to the reactor
by a recirculating chiller. The 3 LED blocks are connected in series
and are cooled by a separate recirculating chiller. (d) A cross-section
(not to scale) of the reactor showing the delivery and removal of
reagents and the intake of air.All moving parts, including the motor, drive belt, and the
top
of the cylinder with its bearings are housed inside an aluminum case
so that they are contained during operation. The rotation speed is
adjusted by a control box connected to the motor; the rotation speed
can be set between 50–4000 rpm in both a clockwise and anticlockwise
direction. To deliver the reagents into the reactor, the top of the
reactor is fitted with a 1/16” stationary Swagelok fitting
that attaches to 1/16” tubing that connects to a HPLC pump
(JASCO Pu980). The reagents are delivered by this pump into the top
of the reactor and down through the central bore of the stainless
steel cylinder (Figure d). The jacketed Pyrex tube broadens out into a “cup”
at the top to allow the reagent solution to exit the vortex zone of
the reactor and be fed into an 1/8” PTFE tube connected to
a peristaltic pump (Masterflex L/S). The flow rate of the peristaltic
pump can be adjusted to suit the reagent delivery flow rate so that
there is no build-up of solution in the top of the reactor. The presence
of a free liquid surface at the top of the reactor allows air to be
entrained in the low-pressure region generated by the rotation of
the inner cylinder.Around the reactor sits a circular mount
that holds three LED blocks
and three polished aluminum mirror blocks (Figure a–b). Each LED block consists of 5
× 1400 lm chips (Citizen Electronics part code: CL-L233-C13N1-C)
and are positioned ca. 0.5 cm away from the jacketed reactor. The
jacketed reactor and the LEDs are connected to recirculating chillers
to ensure that the reactor temperature is constant by removing heat
from operating the LEDs banks. The whole reactor is mounted on a base
which is dampened to limit any vibrations created to by the reactor
when it is operating at high rotation speeds. Two pillars provide
a guide to ensure the housing containing the motor, drive belt, and
the rotating cylinder are positioned correctly and at the same height.
This allows for the whole set up to be easily removed, cleaned, and
replaced. Further details of the reactor are provided in the SI.The vortices within the annular gap
occur when the dimensionless
Taylor number that characterizes the flow conditions within the annulus
is in excess of the critical value of 1700 (see SI for more details). To visualize the vortex flow structure,
our reactor was modeled using computational fluid dynamics (CFD).
Water was modeled inside an annulus of the same dimensions as the
reactor with the inner cylinder rotating at 100 rad s–1 (ca. 955 rpm), giving a Taylor number of about 100,000, well above
the critical value for the formation of Taylor vortices. Figure shows the pattern
of the vortices created inside the narrow gap of the reactor. The
color shows the velocity of the fluid, red is highest and dark blue
is lowest. Regular vortices can be observed along the length of the
gap between the cylinders. In previous work, the boundaries between
the vortices have been shown to contain gas and this is often visualized
as bubbles or streams of bubbles within the reactor.[57] Further modeling and calculations regarding the generation
of vortices in the reactor and description of our dissolved oxygen
studies are provided in the SI. Figure c shows that, in
reality, the streams of bubbles behave as predicted, at least at a
qualitative level. Not only does CFD allow the fluid flow to be modeled,
but it has the potential to be developed to model the chemical reaction
with light. This will be done in further research, and such modeling
can be used to develop scaled up and optimized reactors.
Figure 2
(a) Zoomed-in
view of vortices generated by modeling the reactor
with CFD, where the red areas, closest to the rotating shaft, show
a higher velocity fluid, and the dark blue areas show a lower velocity
fluid. (b) Generation of vortices along the length of the reactor
using CFD; again the red areas, closest to the rotating shaft, show
a higher velocity fluid, and the dark blue areas show lower velocity
fluid. (c) Photograph showing the bubble streams as the reactor is
spinning at 4000 rpm.
(a) Zoomed-in
view of vortices generated by modeling the reactor
with CFD, where the red areas, closest to the rotating shaft, show
a higher velocity fluid, and the dark blue areas show a lower velocity
fluid. (b) Generation of vortices along the length of the reactor
using CFD; again the red areas, closest to the rotating shaft, show
a higher velocity fluid, and the dark blue areas show lower velocity
fluid. (c) Photograph showing the bubble streams as the reactor is
spinning at 4000 rpm.It has been shown previously that the UV–visible spectrum
of an aqueous alkaline solution of pyrogallol can act as a quantitative
measure of dissolved oxygen.[62,63] As oxygen is introduced,
the initially colorless solution begins to turn yellow and then an
increasingly darker brown color as more colored oligomeric and/or
polymeric compounds are formed (Scheme ). We used this approach to determine the effect of
rotation speed on the rate of oxidation of the pyrogallol solution
and, hence, as an indicator for the increased amount of O2 at higher rotation speeds.
Scheme 1
Oxidation of Pyrogallol with Air in
an Alkaline Solution
The results are shown in Figure . One can see from the spectra that, as the
rotation
speed increases, there is a corresponding growth in the intensity
of the bands at 320 and 415 nm assigned to the products of oxidized
pyrogallol. There is a linear increase in the growth of the bands
between 0 and 3000 rpm with minimal further growth observed at 4000
rpm, suggesting oxygen saturation of the solution.
Figure 3
(a) UV–vis absorption
spectra of aqueous basic pyrogallol
solution (3 mM) measured after exiting the vortex reactor at several
rotation speeds (0–4000 rpm); the flow rate was maintained
at 1.0 mL min–1. (b) Change in absorbance at 320
nm (■) and 415 nm (●) versus reactor rotation speed.
(a) UV–vis absorption
spectra of aqueous basicpyrogallol
solution (3 mM) measured after exiting the vortex reactor at several
rotation speeds (0–4000 rpm); the flow rate was maintained
at 1.0 mL min–1. (b) Change in absorbance at 320
nm (■) and 415 nm (●) versus reactor rotation speed.These results are in agreement
with the general conclusions of
the modeling, which indicates that the flow regime in the reactor
is well above the Taylor number for vortices to occur and that at
higher speeds the mixing in the reactor will be more vigorous. As
further confirmation, we employed the vortex reactor in several photochemical
reactions involving oxygen; we predicted that the yield should scale
with the rotation speed. Initially, the reactor was benchmarked against
the some well-known reactions before being applied to a more challenging
reaction involving both 1O2 and 3O2.The initial benchmark of the reactor was the
photo-oxidation of
α-terpinene (1) (Scheme ). The yield of ascaridole (2) was measured at different rotation speeds and flow rates.
Scheme 2
Photo-Oxidation
of α-terpinene 1 to Ascaridole 2 and
the Common Byproduct p-Cymene 3
A solution of 1 in ethanol using Rose Bengal (2 mol
%) was flowed through the vortex reactor at a fixed flow rate of 0.5
mL min–1 with the LEDs at full brightness. Beginning
with the cylinder stationary, the spinning speed was increased with
samples taken at increments of 500 rpm. Two full reactor volumes were
passed before the samples were taken to ensure that the reactor had
reached a steady state. The conversion of 1 and the yields
of 2 and 3 are plotted against rotation
speed in Figure .
Without any rotation, the yield of 2 was 35%; this improved
as the rotation speed was increased up to 3000 rpm where the yield
was 91%. Further increasing the spinning speed to 3500 and 4000 rpm
had a detrimental effect on the yield of 2 due to the
increased formation of p-cymene (3).
It is apparent that as the speed was increased the reaction became
more efficient. At the higher speeds the shear forces and mixing will
be at their greatest; in addition gas–liquid interactions will
be at their highest. In other words, the amount of oxygen available
for reaction should increase as the rotation speed increases, and
it would appear that O2 is the limiting factor for the
reaction at the slower spin speeds. To test this, reactions at 1000
and 1500 rpm were repeated with double the concentration of photosensitizer
(4 mol %); the yields of 2 remained unchanged suggesting
that the amount of oxygen is indeed the limiting factor at these speeds.
In the case of 3500 and 4000 rpm, where the yield of 2 drops as more p-cymene (3) is formed
as a byproduct, is possibly explained by the higher concentration
of oxygen at these speeds. In this case it is likely that the photosensitizer
is the limiting factor and the yield of 2 is less because
of the competing oxidation reaction forming 3 with 3O2. At 4000 rpm, when the concentration of Rose
Bengal was doubled (to 4 mol %) the ratio of 2 to 3 improved from 3.5:1 (at 2 mol %) to 9:1 (at 4 mol %) suggesting
that the amount of singlet oxygen generated was important for maintaining
a high selectivity. When 1 was flowed in the dark as
a control experiment, the amount of 3 increased with
increasing rotation speed, where the p-cymene (3) yield was 4, 8, 11, and 15% at 1000, 2000, 3000, and 4000
rpm, respectively.
Figure 4
Showing the effect of rotation speed on the conversion
of 1 (−●−) and the yields of 2 (−▲−) and p-cymene
(−■−).
The reaction was carried out on a 0.1 M solution of 1 in EtOH using Rose Bengal (2 mol %) with a fixed flow rate of 0.5
mL min–1 in air. The highest yield at 3000 rpm was
91% which is a productivity (prod.) of 2.73 mmol h–1 and a space time yield (STY) of 0.34 mmol h–1 mL–1. [Productivity = conc. × flow rate × yield
× 60 ; STY = productivity/reactor volume (8 mL)].
Showing the effect of rotation speed on the conversion
of 1 (−●−) and the yields of 2 (−▲−) and p-cymene
(−■−).
The reaction was carried out on a 0.1 M solution of 1 in EtOH using Rose Bengal (2 mol %) with a fixed flow rate of 0.5
mL min–1 in air. The highest yield at 3000 rpm was
91% which is a productivity (prod.) of 2.73 mmol h–1 and a space time yield (STY) of 0.34 mmol h–1 mL–1. [Productivity = conc. × flow rate × yield
× 60 ; STY = productivity/reactor volume (8 mL)].Next, the flow rate was changed while maintaining
a fixed rotation
speed because it is possible that an increase in upward flow could
have an effect on the vortices. Flow rates of 0.5, 1.0, 1.5, and 2.0
mL min–1 were investigated (at 2000, 3000, and 4000
rpm). Increasing the flow rate, hence decreasing the residence time
in the reactor, led to a decrease in the yield of 1 at
all rotation speeds. At 1.5 mL min–1 and more so
at 2 mL min–1, the yields of 1 are
very similar regardless of the rotation speed, suggesting that at
these flow rates the amount of O2 is comparable despite
the difference in speed and suggests that the higher upward flow rates
have a greater or overriding effect on the vortices (Figure ).
Figure 5
Showing the effect of
flow rate on yield of 2 with
a fixed spin speed. (−▲– = 2000 rpm, −●–
= 3000 rpm, −■– = 4000 rpm) using a 0.1 M solution
of 1 in EtOH with Rose Bengal (2 mol %). Under these
conditions the speed at which the reaction mixture was pumped was
adjusted and the yield of 2 monitored by 1H NMR.
Showing the effect of
flow rate on yield of 2 with
a fixed spin speed. (−▲– = 2000 rpm, −●–
= 3000 rpm, −■– = 4000 rpm) using a 0.1 M solution
of 1 in EtOH with Rose Bengal (2 mol %). Under these
conditions the speed at which the reaction mixture was pumped was
adjusted and the yield of 2 monitored by 1H NMR.To confirm that the faster rotation
speeds, i.e., 4000 rpm, were
the most efficient for reactions to be carried out, two more photochemical
reactions involving singlet oxygen were run in the vortex reactor
(Scheme ). In the
absence of a competing reaction with 3O2 reaction,
it was hypothesized that a rotation speed of 4000 rpm would be most
efficient.
Scheme 3
Yields against Rotation Speed for the Photo-Oxidation
for Furfural 4 and Phenyl Boronic Acid 6 in the Vortex Reactor
Yields against Rotation Speed for the Photo-Oxidation
for Furfural 4 and Phenyl Boronic Acid 6 in the Vortex Reactor
Prod. = productivity
= flow
rate × 60 × concentration × yield. [Productivity =
conc. × flow rate × yield × 60; STY = productivity/reactor
volume (8 mL)].The photo-oxidation of furfural
(4) with 1O2 is an unusual reaction
as the endoperoxide formed rearranges
in the presence of a nucleophilic solvent (i.e., water or alcohol)
and results in the breakage of a C–C bond to yield 5. When this reaction was run in the vortex reactor, as expected,
the yield increased with the rotation speed, and at 4000 rpm the yield
was highest at 73% (Scheme a). The second reaction run was a photoredox reaction involving
the generation of a superoxide radical anion (O2•–) rather than the generation of singlet oxygen. The photocatalytic
hydroxylation of phenyl boronic acid (6) proceeds from
the incorporation of the superoxide radical anion and subsequent rearrangement
to the phenol.[64,65] Using Rose Bengal as the photosensitizer
and NEt(i-Pr)2 (2 equiv) as the reductive
quencher, the reaction was run at different spin speeds (Scheme b). At lower rotation
speeds the conversion of 6 was incomplete and resulted
in significant quantities of triphenylboroxine being formed; however,
as the rotational speed was increased from 1000 to 4000 rpm and thereby
the concentration of O2, the formation of this trimeric
byproduct was suppressed, and phenol (7) was formed as
the major product. Despite the vortex reactor showing a lower throughput
compared to the previously reported high pressure system (7.2 mmol
h–1 vs 2.8 mmol h–1), it does
show a 19-fold increase in productivity when compared to that of previous
batch reactions that have been carried out in air.[66] Furthermore, in previous high pressure reactions the addition
of 67 molar equiv of air (or 13 molar equiv of O2) at 2
MPa (20 bar) was required to obtain complete conversion of 6.In addition to photochemical reactions, a simple thermal
oxidation
reaction was run in the vortex reactor. Using Stahl aerobic oxidation
conditions,[67,68] the oxidation of benzyl alcohol
to benzaldehyde was carried out (Scheme ). At room temperature the reaction gave
little conversion, but increasing the temperature enhanced the conversion.
As the reactor is jacketed, the reaction temperature can simply be
controlled by adjusting the temperature settings on the recirculating
bath. At 80 °C the product was obtained in a 85% yield directly
from the reactor.
Scheme 4
Stahl Aerobic Oxidation Run in the Vortex Reactor
Using Air
Stahl Aerobic Oxidation Run in the Vortex Reactor
Using Air
Prod. = 2.55 mmol h–1. STY = 0.32 mmol h–1 mL–1 [Productivity
= conc. × flow rate × yield × 60 ; STY = productivity/reactor
volume (8 mL)].Our next example involves
both photochemical and thermal steps
and was carried out in the vortex reactor. Artemisinin combination
therapy is one of the most preferred methods for the treatment of
malaria at present.[69,70] Hence there is increased motivation
for more efficient and cost-effective routes to artemisinin (8) (Scheme ),[71−73] especially now as the precursor dihydroartemisinic
acid (9) can be prepared on scale using bioengineered
yeast.[74] From 9 the synthesis
of 8 proceeds in three steps (Scheme ): (i) photo-oxidation of 9 with 1O2, (ii) Hock cleavage and rearrangement of the
hydroperoxide 10 facilitated by H+, (iii)
oxidation with triplet O2 (3O2) and
subsequent cyclization to afford 8.
Scheme 5
Formation of Artemisinin
(8) from DHAA (9)
While there are three steps from 9 to 8, the process is generally carried out as a one-pot procedure
as
acid can be added directly into the reaction mixture and the light
source can be turned off to stop the generation of 1O2.The synthesis of artemisinin (8) has
previously been
reported by our group, with aqueous mixtures of THF or ethanol, which
gave high yields for 8, employed as green alternatives
to more traditional reaction solvents, such as dichloromethane.[71] The previous batch protocol required irradiation
for 1–5 h followed by up to 24 h stirring with bubbling O2. With the high gas liquid interface in the vortex reactor,
it was envisaged that the two steps could be carried out simultaneously
and produce artemisinin (8) directly from the reactor.
Initially, the steps were carried out independently to verify the
photo-oxidation step in the vortex reactor. A 0.05 M solution of 9 in THF:H2O (3:2) containing [Ru(bpy)3]Cl2 (0.1 mol %) was flowed through the vortex reactor
at 0.5 mL min–1 at 4000 rpm and 30 °C. Complete
conversion of 9 to peroxides 10 and 11 (9:1) was observed in the mixture obtained from the reactor
outlet, so trifluoroacetic acid (TFA) was added to the collected mixture
of peroxides which were then stirred with bubbling O2 for
24 h to yield artemisinin in 60% as previously observed. When TFA
was present in the reaction mixture from the beginning, the results
obtained after the reactor were more complicated, and the overall
conversion of 9 was reduced to 46% while the yield of 8 was obtained in just 5%. A variety of conditions were screened
to increase the conversion of 9 and the yield of 8, as summarized in Table .
Table 1
Optimization of the Yield of 8 in the Vortex Reactora
entry
photosensitizer
(mol %)b
solvent
TFA (equiv)
temp. (°C)
conv. (%)c
yield 8 (%)c
1
Ru (0.1)
THF:H2O (3:2)
0.5
30
46
5
2d
Ru (0.1)
THF:H2O (3:2)
0.5
30
64
10
3
Ru (0.1)
THF:H2O (3:2)
0.5
10
100
0e
4
Ru (0.1)
THF:H2O (3:2)
0.5
50
28
<1
5f
Ru (0.1)
THF:H2O (3:2)
0.5
30
100
22
6
Ru (0.1)
toluene
0.5
30
31
20
7
DCA (0.5)
toluene
0.5
30
23
10
8
DCA (2.0)
toluene
0.5
30
41
22
9
TPP (0.5)
toluene
0.5
30
100
45
10
TPP (0.5)
toluene
0.5
25
100
50g
11
TPP (0.5)
toluene
0.5
20
100
39
12
TPP (0.5)
toluene
0.1
25
100
49
13
TPP (0.5)
toluene
1
25
100
48
Reactions run with 9 (0.05 M in solvent), 4000 rpm,
0.5 mL min–1.
Reactions run with 9 (0.05 M in solvent), 4000 rpm,
0.5 mL min–1.Ru = [Ru(bpy)3]Cl2; DCA = 9,10-dicyanoanthracene;
TPP = tetraphenylporphyrin.Determined by 1H NMR
with biphenyl as an internal standard.0.25 mL min–1.10 77%, 11 23%.The reaction mixture was recycled
for 4 h.Prod. = 0.75 mmol
h–1, STY = 0.094 mmol h–1 mL–1 [Productivity
= conc. × flow rate × yield × 60 ; STY = productivity/reactor
volume (8 mL)].Increasing
the residence time by lowering the flow rate to 0.25
mL min–1 caused the yield of 8 increase
accordingly to 10% (Table , entry 2), lower flow rates were attempted but led to irreproducible
results. Lowering the temperature to 10 °C (Table , entry 3) slowed the Hock-cleavage
step and yielded predominantly the peroxides 10 and 11; however, this time, in a 3.4:1 ratio, while no 8 was observed. Increasing the temperature (Table , entry 4) proved detrimental to both the
yield and conversion. When the material was recycled for a 4 h period,
the yield of 8 peaked at 22%, but after 6 h the yield
began to fall suggesting that product degradation was occurring under
prolonged irradiation in the vortex reactor. Since the photo-oxidation
step could be completed in one pass through the reactor, it is likely
that sufficient oxygen was present; therefore, the limiting step was
in the conversion of 10 to 8. Considering
the mechanism (Scheme ) of the formation of 8 from 10 highlighted
that the equilibrium constant of the keto and enol tautomers and hence
the rate of formation of 8. Typically, keto tautomers
are usually more stable than the enol. This equilibrium, however,
can be influenced by several different factors favoring either form;
in this case the type of solvent appears to be the predominant factor.[75] In polar protic solvent mixtures where hydrogen
bond donation to the ketones will be prevalent, the keto form will
be favored, as demonstrated with aqueous THF or ethanol where the
formation of 8 from 10 is slow, up to 24
h.[71] In less polar solvents, such as CH2Cl2, toluene, or perfluorinated solvents, the rate
of formation of 8 from 10 is much faster;
in this case, intramolecular hydrogen bonding between the enol and
neighboring carbonyl will be predominant.[72,76]
Scheme 6
Hock Cleavage Step from Peroxide 10 Leading to the Keto
and Enol Intermediates, The Equilibrium of Which Likely Determines
the Rate at Which the Second Oxidation Occurs
In THF:H2O the
equilibrium lies further to the keto form; hence the formation of 8 is slow. In nonpolar solvents, the enol form is likely to
be more favored which is demonstrated by an increase in the formation
of 8.
Hock Cleavage Step from Peroxide 10 Leading to the Keto
and Enol Intermediates, The Equilibrium of Which Likely Determines
the Rate at Which the Second Oxidation Occurs
In THF:H2O the
equilibrium lies further to the keto form; hence the formation of 8 is slow. In nonpolar solvents, the enol form is likely to
be more favored which is demonstrated by an increase in the formation
of 8.When toluene was used as
the reaction solvent, the yield of 8 increased to 20%,
but [Ru(bpy)3]Cl2 had poor solubility; hence
a poor conversion was observed (Table , entry 6). Switching
the photosensitizer to 9,10-dicyanoanthracene (DCA) afforded a remarkably
clean 1H NMR spectra showing 8, 9, and little else, though both the yield and conversion were low
(Table , entry 7).
When the concentration of DCA was doubled, the conversion and yield
increased 2-fold (Table , entry 8). When tetraphenylporphyrin (TPP) was used in the reaction,
it initially reacted in the starting solution with TFA forming the
protonated porphyrin (TPP-H+), which is evident from the
mint green color of the reaction mixture. When TPP-H+ was
used, full conversion was observed, and a 45% yield of artemisinin
was obtained (Table , entry 9). When the temperature was reduced to 25 °C, the yield
increased further to 50%. However, further reducing the temperature
to 20 °C proved to be detrimental to the overall yield (Table , entries 10–11).
Finally, the concentration of TFA was changed to 0.1 and to 1 equiv,
however, both of these concentration yielded nearly identical results
to using 0.5 equiv (Table , entries 12–13). The similarity in yield of 8 at the three concentrations of TFA is potentially indicative
of greater mixing and mass transfer properties of the vortex reactor
and requires further studying as the vortex reactor could be beneficial
for other catalyst driven reactions.
Conclusion
A continuous
flow vortex reactor has been developed that consists
of a fast spinning rotor that sits tightly inside a jacketed vessel;
as it rotates toroidal vortices are generated in the narrow space
between the rotor and the jacket. This design brings together key
features of other vortex reactors; having a light source for photochemistry
and the introduction of air which is drawn in from the laboratory
atmosphere as the reactor spins. CFD modeling of the parameters of
the reactor gave visualization of the vortex stream inside the reactor;
this is further supported by the visual appearance of streams of air
bubbles as the reactor spins. Rotation speed appears to be directly
linked to the amount of oxygen available to react, as at 4000 rpm,
as reaction yields improved as the rotation speed was increased. The
synthesis of artemisinin was carried out in the reaction, where the
choice of solvent was key to successfully transferring the reaction
from batch to continuous; in polar solvents, the final oxidation step
was slow, but in nonpolar solvents it was fast enough that artemisinin
could be obtained directly from the reactor outlet in 50% yield when
using TPP as a photosensitizer. The concentration of acid made little
difference to the yield of artemisinin, suggesting that the intrinsic
mixing properties of the reactor are well-tuned for catalytic reactions.
It is possible that very low catalyst loadings could be applied to
reaction without any substantial loss in efficiency. The reactors
mixing properties could also be beneficial for biphasic or triphasic
mixtures, where having a large interfacial area between two immiscible
liquids or a liquid–gas mixture greatly improves efficiency.
Simple modifications to the reactor would enable alternative gases
to be applied; furthermore hazardous gases could be diluted with inert
gases in the same way that oxygen is diluted in the air. There is
potential for scale up of the vortex reactor as one could simply apply
a rotor to an existing jacketed vessel much like the kind already
used in process chemistry. We are currently developing a larger scale
version of the vortex reactor and exploiting the current reactor in
new chemistry. The CFD modeling will also be developed to include
the photochemical reactions and effects of the second phase. This
will give better understanding of the process to allow scale up with
greater confidence.
Authors: Paul M Osterberg; Jeffry K Niemeier; Christopher J Welch; Joel M Hawkins; Joseph R Martinelli; Thomas E Johnson; Thatcher W Root; Shannon S Stahl Journal: Org Process Res Dev Date: 2014-12-06 Impact factor: 3.317
Authors: Darren S Lee; Ashley Love; Zakaria Mansouri; Toby H Waldron Clarke; David C Harrowven; Richard Jefferson-Loveday; Stephen J Pickering; Martyn Poliakoff; Michael W George Journal: Org Process Res Dev Date: 2022-08-24 Impact factor: 3.858