EXAMINING TWO STANDARD ASSUMPTIONS OF ANCESTRAL RECONSTRUCTIONS: REPEATED LOSS OF DICHROMATISM IN DABBLING DUCKS (ANATINI).

Although phylogenetic reconstruction of ancestral character states is becoming an increasingly common technique for studying evolution, few researchers have assessed the reliability of these reconstructions. Here I test for congruence between a phylogenetic reconstruction and a widely accepted scenario based on independent lines of evidence. I used Livezey's (1991) phylogeny to reconstruct ancestral states of plumage dichromatism in dabbling ducks (Anatini). Character state mapping reconstructs monochromatic ancestors for the genus Anas as well as most of its main clades. This reconstruction differs strongly from the widely accepted scenario of speciation and plumage evolution in the group (e.g., Delacour and Mayr 1945; Sibley 1957). This incongruence may occur because two standard assumptions of character state reconstruction are probably not met in this case. Violating either of these two assumptions would be a source of error sufficient to create misleading reconstructions. The first assumption that probably does not apply to ducks is that terminal taxa, in this case species, are monophyletic. Many of the widespread dichromatic species of ducks may be paraphyletic and ancestral to isolated monochromatic species. Three lines of evidence support this scenario: population-level phylogenies, biogeography, and vestigial plumage patterns. The second assumption that probably does not apply to duck plumage color is that gains and losses of character states are equally likely. Four lines of evidence suggest that dichromatic plumage might be lost more easily than gained: weak female preferences for bright male plumage, biases toward the loss of sexually dichromatic characters, biases toward the loss of complex characters, and repeated loss of dichromatism in other groups of birds. These seven lines of evidence support the accepted scenario that widespread dichromatic species repeatedly budded off isolated monochromatic species. Drift and genetic biases probably caused the easy loss of dichromatism in ducks and other birds during peripatric speciation. In order to recover the accepted scenario using Livezey's tree, losses of dichromatism must be five times more likely than gains. The results of this study caution against the uncritical use of unordered parsimony as the sole criterion for inferring ancestral states. Detailed population-level sampling is needed and altered transformation weighting may be warranted in ducks and in many other groups and character types with similar attributes. © 1997 The Society for the Study of Evolution.