S S Gupta1, M A van Huis1. 1. Soft Condensed Matter, Debye Institute for Nanomaterials Science, Utrecht University, Princetonplein 5, 3584 CC Utrecht, The Netherlands.
Abstract
A detailed understanding of the water-semiconductor interface is of major importance for elucidating the molecular interactions at the photocatalyst's surface. Here, we studied the effect of vacancy defects on the adsorption of a water molecule on the (101̅0) and (112̅0) CdS surfaces, using spin-polarized density functional theory. We observed that the local spin polarization did not persist for most of the cationic vacancies on the surfaces, unlike in bulk, owing to surface reconstructions caused by displaced S atoms. This result suggests that cationic vacancies on these surfaces may not be the leading cause of the experimentally observed magnetism in CdS nanostructures. The surface vacancies are predominantly nonmagnetic except for one case, where a magnetic cationic vacancy is relatively stable due to constraints posed by the (101̅0) surface geometry. At this particular magnetic defect site, we found a very strong interaction with the H2O molecule leading to a case of chemisorption, where the local spin polarization vanishes concurrently. At the same defect site, adsorption of an O2 molecule was also simulated, and the results were found to be consistent with experimental electron paramagnetic resonance findings for powdered CdS. The anion vacancies on these surfaces were always found to be nonmagnetic and did not affect the water adsorption at these surfaces.
A detailed understanding of the water-semiconductor interface is of major importance for elucidating the molecular interactions at the photocatalyst's surface. Here, we studied the effect of vacancy defects on the adsorption of a water molecule on the (101̅0) and (112̅0) CdS surfaces, using spin-polarized density functional theory. We observed that the local spin polarization did not persist for most of the cationic vacancies on the surfaces, unlike in bulk, owing to surface reconstructions caused by displaced S atoms. This result suggests that cationic vacancies on these surfaces may not be the leading cause of the experimentally observed magnetism in CdS nanostructures. The surface vacancies are predominantly nonmagnetic except for one case, where a magnetic cationic vacancy is relatively stable due to constraints posed by the (101̅0) surface geometry. At this particular magnetic defect site, we found a very strong interaction with the H2O molecule leading to a case of chemisorption, where the local spin polarization vanishes concurrently. At the same defect site, adsorption of an O2 molecule was also simulated, and the results were found to be consistent with experimental electron paramagnetic resonance findings for powdered CdS. The anion vacancies on these surfaces were always found to be nonmagnetic and did not affect the water adsorption at these surfaces.
Cadmium chalcogenides
(CdX, X = S, Se, Te) are II–VI semiconductors,
which are used to devise solar energy harvesting solutions like thin-film
photovoltaics,[1] photoelectrochemistry,[2] and photocatalysis.[3,4] Over the past
decade, CdS nanoheterostructures have been investigated and optimized
for photocatalytic hydrogen production.[3] The interface of water and the CdS nanocrystals is not well understood
yet, which could be vital in deciphering the near-surface dynamics
of water and its influence on surface catalysis. Any theoretical modeling
of this interface should include the key interaction motifs at the
surface. Some of these key surface motifs could be sought by exhaustively
studying the molecular interaction of water on these surfaces, which
forms the main focus of this study.Experiments have observed
an unusual ferromagnetic-like (FM) ordering
in nanostructures of semiconductors and insulators, over a wide range
of temperatures. This has been a subject of wide scientific interest
(HfO2,[5,6] In2O3,[6] ZnO,[7,8] CdS[9,10]).
Such an origin of magnetism in materials, having no magnetic host
ions or possible magnetic impurities, is also known as d0-magnetism.[11] Hong et al.[6] showed that the bulk counterparts for HfO2,
In2O3, and TiO2 are diamagnetic,
and the FM ordering is characteristic for thin films. Later, Madhu
et al.[10] reported that the saturated FM
ordering increases with the decrease in nanoparticle size, suggesting
that surface effects may play a direct role in this phenomenon. Similar
speculation that the FM mass could be concentrated at the surface
was made by studying the magnetization hysteresis loop per volume.[12] In most of these studies, it was speculated
that surface vacancies (cationic or anionic), or vacancy clusters,
are the cause of this widely observed FM-like behavior.We did
not find any direct experimental reports on water adsorption
on CdS surfaces. However, in the late 1960s Arizumi et al. had already
observed electron paramagnetic response (EPR) signals from powdered
CdS single crystals.[9] They also observed
a strong interaction of H2O on magnetic centers of powdered
CdS single crystals, as they found that on exposing the paramagnetic
crystals to air (water moisture) for 2 weeks, the EPR signal vanished.
This is found to be qualitatively reconsolidated in our molecular
study of H2O adsorption (instead of water moisture), where
we observe that a water molecule can indeed neutralize the spin polarization
of a surface defect center by chemisorption. To make further comparisons
with Arizumi et al. we also adsorbed an O2 molecule at
the same magnetic defect center. For a continuity in our exposition,
we first discuss in full H2O adsorption on perfect and
vacancy defected surfaces, which is then followed by simulation results
of this special case of O2 adsorption and a discussion
of its correspondence with experimental observations.Theoretical
DFT calculations using local[13] and semilocal
exchange correlational functionals[14−16] have discussed
the possibility of these magnetic cationic vacancies to be responsible
for the experimentally observed FM ordering. On inclusion of more
accurate theoretical treatments, like hybrid functionals,[17,18] occupation-dependent potentials,[19] and
other self-interaction schemes,[20] it is
seen that the coupling strength of such magnetic vacancies is too
weak to explain the experimentally observed FM ordering. It is because
they observed that the holes are more localized at the defect sites
than predicted by the local and semilocal functionals. Apart from
vacancy defects as a possible cause, studies have also proposed that
it could be undercoordinated polar surfaces that cause the surface
magnetism.[21,22] Coey and co-workers recently
made a radically different proposition, suggesting that the magnetic
response of CeO2 nanoparticles could be due to giant orbital
paramagnetism emerging from the collective response of electrons in
the coherent domains due to its interaction with the zero-point fluctuations
of the vacuum electromagnetic field.[23] The
validity of this theoretical model is yet to be confirmed by other
experiments. Clearly, the understanding regarding the underlying mechanism
of this FM-like behavior had shown many twists and turns and is still
awaiting new developments.In this study we do not focus on
the macroscopic origin of magnetism
but rather on the water-interface effects near these magnetic vacancies
(which are often proposed to explain the FM-like behavior). However,
we find that most of the magnetic cationic vacancies on the studied
surfaces are energetically unfavorable in comparison to their nonmagnetic
counterparts and may not solely be the cause of the poorly understood
magnetic response of the nanostructures.Previous theoretical
studies investigating the effect on water
adsorption at these magnetic vacancies did not find any case of chemisorption.
Ahuja and co-workers studied the water adsorption at te defected ZnO
(101̅0) surface;[24] however, the prevalence
of magnetic defect centers was not confirmed. They had found that
the water molecules move away from the Zn vacancies and adsorb in
a similar manner to the clean surface. Recently, Catellani and co-workers
found a stable magnetic vacancy on the CdS (101̅0) surface;
however, its interaction with water or any other ligand was not the
focus of that study.[25] Another adsorption
study of H2O and O2 molecules on the clean w-CdS
(101̅0) surface was reported by the same group,[26] which we have used to compare with our clean surface adsorption
results. In the current study, we investigate all the stable and metastable
vacancies on nonpolar wurtziteCdS (w-CdS) surfaces (101̅0)
and (112̅0), using spin-polarized density functional theory[27] with a semilocal exchange correlational functional.
These w-CdS surfaces are the most stable and abundantly formed crystal
facets, owing to their in-plane net charge neutrality. Then, we systematically
study the adsorption of a water molecule on these surfaces, identifying
the stable and metastable water adsorption sites. The adsorption geometries
on the clean surfaces were tested by a van der Waals (vdW) functional,
thus giving a benchmark for differences between the two exchange-correlational
functionals. Finally, we focused on the effect of surface vacancies
on the adsorption of a water molecule, highlighting the surface motifs
which determine surface stability. From our study, we find that S-dimers
and magnetic cationic defect centers are stabilizing surface motifs
which could play a role in water adsorption; on the other hand, anion
vacancies do not significantly affect it. We do not find any case
of spontaneous dissociative adsorption for the case of low coverage
studied here.
Computational Methods
All the calculations
were performed by means of density functional
theory (DFT) employing the projector augmented wave (PAW) method as
implemented in the VASP package.[28,29] The equilibrium
lattice parameters of the CdS unit cell were determined using the
total energy minimum for a range of unit cell volumes. For each of
these fixed volumes, the atoms and the cell shape were relaxed. The
obtained lattice parameters (a = 4.205 Å, c/a = 1.63, u = 0.376)
are in agreement with previous theoretical studies[25,30] and within 2% of the experimental value.[31] The main exchange-correlation functional used in our study is the
generalized gradient approximation (GGA)-PBE,[32] whereas for benchmarking tests of vdW interaction (on water adsorption)
we used the vdW-optB88 functional.[33,34]For
II–VI semiconductors it is known that considering d-states
in the valence band is important for a reasonable prediction of valence
band properties.[35] However, due to the
localized nature of d-electrons, the standard DFT can only erroneously
predict their binding energies. To correct for this, we included the
DFT+U scheme[36] by fitting
the binding energies of the d-bands to the ultraviolet and X-ray photoelectron
spectroscopy data.[37] Using this fit, we
use Ueff = 6.0 eV for the d-bands of Cd
(in CdS) for the rest of the study. For the bulk supercells and surfaces
the cutoff for the kinetic energy of the plane-wave basis was 400
eV, and for the augmentation charges, it was 580 eV. The Brillouin-zone
integrations were performed using a Monkhorst–Pack k-mesh[38] with an electronic temperature
of 0.05 eV for a Gaussian smearing at the Fermi level. Vacancy-defected
bulk calculations were performed in a 128-atom wurtzite supercell
with a Γ-centered k-point mesh of 27 irreducible k-points.We modeled the nonpolar (101̅0) and
(112̅0) surfaces
with 96-atom slabs and a vacuum spacing of ∼20 Å. The k-point sampling for the (101̅0) and (112̅0) defected
surfaces used 9 and 10 irreducible k-points, respectively.
The (101̅0) surface was comprised of 4 × 3 unit cells,
with a thickness of 4 bilayers (two bottom layers were fixed). The
(112̅0) surface was comprised of 2 × 4 unit cells with
a thickness of 6 atomic layers, out of which the bottom four layers
were fixed. Such a fixing of bottom layers is suitable to have a physical
bulk-like termination. However, as the fixed layers are chemically
noninert, this leads to undesired midgap states. For preventing these
states, we passivated the fixed side of the slabs by pseudohydrogens.
We used H1.5 (Z = 1.5) and H0.5 (Z = 0.5) pseudoatoms to passivate the fixed bottom
layer of Cd and S atoms, respectively. The Cd–H1.5 and S–H0.5 bond lengths were determined by CdH41.5 and SH40.5 in a tetrahedral
geometry. The relaxation of the surface atoms takes place in such
a way that the surface anions relax outward and the cations relax
inward, with respect to bulk. This is known to occur to facilitate
the giving away of dangling bond electrons from surface cations to
anions.
Results and Discussion
We report and discuss the results
in the following order: (a) vacancy
defects (VCd and VS) in bulk-CdS, (b) vacancies on nonpolar CdS surfaces, (c)
adsorption of a water molecule on clean surfaces, (d) water adsorption
at the vacancy defects of the surfaces, and (e) oxygen molecule adsorption
at a particular cation vacancy defect.
Bulk VCd and VS
Depending
on the growth conditions, charged and
neutral defects occur in the semiconductor nanostructures. In this
study, we restrict our focus to the neutral vacancy defects within
spin-polarized calculations, since such an adsorption study on the
charged defects would be numerically prohibitive. The w-CdS cell has
a lower point group symmetry than T, where one of the tetragonally coordinated Cd–S bonds
(along c-axis) is longer than the other three equivalent
bonds (by 0.007 Å for GGA-PBE). For the calculations in bulk
all the atoms were relaxed, whereas the cell volume was kept constant.The most stable state of the cation vacancy has a local magnetic
moment of 2 μB, due to the localization of the holes
at the neighboring S-sites. For this magnetic (M) configuration, the
S-bond parallel to the c-axis is still longer than
the other three equivalent S-bonds (by 0.004 Å), having a C3 point group symmetry. Moreover,
we also identified a metastable configuration for the cation vacancy
which is nonmagnetic (NM). In this NM case, all the four neighboring
S atoms relax toward the defect such that they are equidistantly located
around the defect site, into a T point group symmetry. Such locally stable symmetric vacancy
centers were also reported for CdTe and Zn-chalcogenides.[18,19] The difference in the local structure of the cation vacancy leads
to differences in the electronic structures of the neighboring S atoms,
at which the hole states localize. This correlation could also be
seen in the LDOS of the neighboring S atoms, as shown in Figure S1
of the Supporting Information (SI). The
occurrence of two such VCd possibilities
can be explained with Jahn–Teller relaxations, where the defect
center with the lower symmetry (C3, spin-polarized) is slightly more stable than the higher symmetry
complex (T, nonspin-polarized).
The magnetization energy of VCd and Emag, i.e., the total energy difference between
magnetic and nonmagnetic configurations, is just 85 meV. Figure (a) and (b) shows
the spin-resolved density of states (DOS) of the two configurations,
indicating that the C3 geometry has a net spin polarization at the Fermi-level edge, whereas
the T geometry has no
net spin. Figure (c)
shows the net spin density localized at the S atoms, which is significantly
spread through the crystal. It also shows the C3 nature of the spin-density symmetry and
is in agreement with anisotropic spin density seen for analogous semiconductor
wurtzite crystals.[16] The semimetallic character
seen in the DOS of Figure (a) and (b) has also been reported in other studies[14−16] using local or semilocal exchange correlational functionals. Indeed,
later more accurate calculations have shown that the holes are more
localized than the predictions by local or semilocal functionals;[17,19,20] however, the local magnetic moments
of the vacancy defects are often retained. Therefore, we study the
adsorption on these defected surfaces within the semilocal, GGA-PBE
functional level.
Figure 1
(a) and (b) Spin-resolved density of states for the VCd in bulk CdS and for the two cases of C3 and T configurations, respectively (M = magnetic,
NM =
nonmagnetic). In (c) the net spin density is shown for the C3 case, with an isosurface
of 1 × 10–3e/Å3. The Cd atoms are plotted in magenta and S atoms in yellow.
(a) and (b) Spin-resolved density of states for the VCd in bulk CdS and for the two cases of C3 and T configurations, respectively (M = magnetic,
NM =
nonmagnetic). In (c) the net spin density is shown for the C3 case, with an isosurface
of 1 × 10–3e/Å3. The Cd atoms are plotted in magenta and S atoms in yellow.The sulfur vacancy in bulk CdS
is found to be nonmagnetic, where
the neighboring Cd atoms relax toward the defect site. The Cd-bond
parallel to the c-axis is 0.04 Å longer than
the other three equivalent bonds, acquiring a C3 symmetry.After studying these vacancies
in bulk, it is important to know
whether they are relatively stable on the surfaces. The low magnetization
energy Emag for the cation vacancy in
bulk-CdS makes it interesting to study these defects on the nonpolar
surfaces. Further, as it is believed that the experimentally observed
magnetism is a surface effect, we test whether magnetism at these
defect sites also persists at the surfaces.
Surface VCd and VS
Vacancies
were created on these surfaces by
removing one cation/anion atom. Like in bulk-CdS, we find a variety
of metastable magnetic and nonmagnetic vacancies on these surfaces.
In our study, we test all possibilities by starting with different
magnetic configurations as an initial condition for our calculations.
Apart from the magnetic and nonmagnetic defect possibilities, there
are two types of Cd and S atoms that can be accessed by an adsorbate
(surface + subsurface). We thus study both such types of vacancies:
the surface atoms, i.e., having coordination three are referred to
as VCd and V, and the subsurface atoms
with coordination of four are referred to as VCd and VS.
(101̅0) Surface
For the (101̅0) surface
the only stable VCd configuration
is found to exhibit a net local spin, with magnetic moment of 1.62
μB. The net spin at this VCd site was also previously reported by Giacopetti et al.[25] In our study, this is the only cationic vacancy
site where a corresponding nonmagnetic configuration is not found
since around this defect site the relaxation of the neighboring S
atoms is restricted by surface geometry. The net spin density of VCd is shown in Figure (a). At the subsurface, the VCd converges to two locally stable
configurations: a M solution (1.96 μB, Figure (a)) and a NM solution (Figure (b)). Figure (a) and (b) show that for M VCd and M VCd the surface relaxations near the defect sites
are insignificant. On the other hand, the NM VCd is shown in Figure (c), which is accompanied by the formation
of S-dimers. Our results repeatedly show that the surface relaxations
of the neighboring anions lead to the formation of S-dimers and stabilize
most of the VCd-defected surfaces, resulting
into no net spin polarization at the defect site. Such relaxations
of the neighboring anions are known to cause rehybridization of the
hole states, leading to redistribution of the net spin density.[13] The VS and VS on this surface,
just like in bulk-CdS, are found to be NM.
Figure 2
(a), (b), and (c) Top
views of the cation-defected (101̅0)
surface (and subsurface); (d), (e), and (f) are the same for the (112̅0)
surface. The colored isosurfaces are net spin densities with an isosurface
of 1 × 10–3e/Å3 for the magnetic (M) cases. In the nonmagnetic (NM) cases, we can
see the formation of S-dimers which stabilize the surface. The layer
below (in white) is the atomic layer below the first subsurface.
(a), (b), and (c) Top
views of the cation-defected (101̅0)
surface (and subsurface); (d), (e), and (f) are the same for the (112̅0)
surface. The colored isosurfaces are net spin densities with an isosurface
of 1 × 10–3e/Å3 for the magnetic (M) cases. In the nonmagnetic (NM) cases, we can
see the formation of S-dimers which stabilize the surface. The layer
below (in white) is the atomic layer below the first subsurface.To understand the relative likelihood
of formation of the above
vacancies we have compared their total energies in Figure (a). Here, our objective is
to compare the stability of defects within the same stoichiometry
(i.e., VCd-type or VS-type). Therefore, it should be clear that a comparison of
the relative stability of a VCd with a VS is not made since that would require one to
calculate chemical potentials of elemental crystals which are not
reliable for DFT+U calculations.[39] In Figure (a) the most stable VCd’s and VS’s for each of the surfaces are placed
lowest. Other vacancies (with the same stoichiometry) are placed in
the same quadrant, with increasing energy difference from the most
stable one. The M defect configurations are marked in green and the
NM in black. In Figure (a), we observe that the magnetic VCd is 0.59 eV less stable than its NM counterpart VCd. Moreover, this subsurface Cd-vacancy (VCd) is even more stable than the
surface Cd-vacancy (VCd) by
85 meV, thus highlighting the stabilizing role of S-dimers formed
on nonmagnetic VCd. It should
be noted that according to Figure (a) VCd is
the only magnetic defect site which is relatively stable on these
surfaces. The VS on (101̅0)
is easier to be formed by 0.6 eV than the subsurface VS, which is in accordance with their coordination
number. Since VS does not occur in a variety
of magnetic states and do not interact strongly with water, their
surface geometries are discussed in their respective section of water
adsorption.
Figure 3
(a) and (b) Summarize the relative stability for the vacancies
with the same stoichiometry on the (101̅0) and (112̅0)
surfaces. The most stable Cd-type and S-type defects are placed lowest
(set to zero on the vertical axis). Magnetic vacancies are displayed
in green and nonmagnetic vacancies in black.
(a) and (b) Summarize the relative stability for the vacancies
with the same stoichiometry on the (101̅0) and (112̅0)
surfaces. The most stable Cd-type and S-type defects are placed lowest
(set to zero on the vertical axis). Magnetic vacancies are displayed
in green and nonmagnetic vacancies in black.
(112̅0) Surface
As the (112̅0) surface
is more open for relaxations, it favors NM ground states for cation
vacancies. The stable NM configurations are shown in Figure (e) and (f) for VCd and VCd. A magnetic VCd was
also observed which is shown in Figure (d), with its net spin-density (2 μB). As shown in Figure (e) and (f), in the case of NM VCd the dimer is formed with the surface S atoms, while for NM VCd it forms with the next subsurface
atomic layer. These dimer-S states have d = 2.12 Å, which is shorter in comparison
to dCd–S for a clean unrelaxed
surface which is 2.57 Å. A relative thermodynamical stability
of these defects is shown in Figure (b), where the M VCd is 0.57 eV less stable than NM VCd. No metastable magnetic state was found for VCd. The VS’s are again found to be NM. Figure (b) shows that the likelihood of formation
for VS’s are again in accordance
with their coordination number, where the VS is 0.79 eV more stable than VS.In summary, we observed that magnetic
vacancies do not form stable ground states on these nonpolar surfaces,
except for VCd on the (101̅0)
surface, which is relatively stable. This is because the neighboring
anion relaxations are easier to occur for the nonpolar surfaces, leading
to rehybridization of the orbitals localizing the defect states, and
cause the vanishing of the local spin polarization. In the following
section, we present results of water adsorption on all the vacancy
defects at these surfaces to understand all the possible interactions
with water. First, we focus on the adsorption at the clean surface,
followed by adsorption at the vacancy-defected surfaces.
Adsorption
of Water Molecule on the Surfaces
We began
by investigating possible adsorption sites of a single water molecule
on the clean (101̅0) and (112̅0) surfaces. Since these
surfaces are nonpolar they have more than one adsorption motif. We
report below the most stable and metastable adsorption configurations
on the two surfaces.After spanning
several initial
geometries of H2O adsorption on this surface, four configurations
were found to be (meta-)stable. Among these, the most stable adsorption
configuration is at the hollow site as shown in Figure (a), with Eads = 0.62 eV. When the input water geometry
was altered by orienting the H–O–H planes parallel or
perpendicular to the surface, the adsorbed molecule relaxed to the
same geometry, within a difference of 5 meV in Eads. At this site both possible bonding interactions (dCd–O ∼ 2.4 Å, dS–H ∼ 2.3 Å) took place. The inset
shows the LDOS for the H2O molecule, where the molecular
orbitals of water have remained intact and the 1b1 O-states
have become dispersed, indicating a physical adsorption at this surface.
This adsorbed configuration was also seen in an earlier study;[26] however, their value of Eads = 0.33 eV is significantly lower than in our calculations.
This could be the result of small supercell sizes (2 × 1) used
for their study.
Figure 4
(a) Charge difference density plot of the most stable
H2O adsorption configuration on the clean (101̅0)
surface and
the (b) same for the (112̅0) surface. An isosurface of charge
density of 4.7 × 10–4e/Å3 is used where the blue color indicates charge depletion and
green indicates charge accumulation. The inset shows the LDOS for
the H2O molecule, which indicates the case of physical
adsorption.
(a) Charge difference density plot of the most stable
H2O adsorption configuration on the clean (101̅0)
surface and
the (b) same for the (112̅0) surface. An isosurface of charge
density of 4.7 × 10–4e/Å3 is used where the blue color indicates charge depletion and
green indicates charge accumulation. The inset shows the LDOS for
the H2O molecule, which indicates the case of physical
adsorption.The other three metastable
adsorption configurations are shown
in Figure (a), (b),
and (c). These metastable possibilities were not previously reported.
These locally converged configurations were obtained through a rotation
of the H–O–H plane of the molecule, about the neighboring
S atom. By doing this, the Cd–O bonding interaction increases
only slightly (as shown by the charge difference density plots), leading
to a difference in Eads of 50 meV. This
indicates that the potential energy surface for the (101̅0)
is very flat around these geometries. The strength of the S–H
interactions in physisorption could be estimated to be ∼0.1
eV since the configuration (a) is bonded only through these interactions
(2S–H bonds). The insets represent the converged vdW geometries,
which we discuss later.
Figure 5
(a), (b), (c) are the charge density difference
plots for metastable
geometries of adsorption of the H2O molecule on (101̅0)
surface, and (d) and (e) are the same for the (112̅0) surface.
An isosurface of charge density of 4.7 × 10–4e/Å3 is used. The insets in (a),
(d), and (e) show the change in geometry upon relaxing with the vdW-optB88
functional; (b) and (c) do not show any changes in their geometry.
(a), (b), (c) are the charge density difference
plots for metastable
geometries of adsorption of the H2O molecule on (101̅0)
surface, and (d) and (e) are the same for the (112̅0) surface.
An isosurface of charge density of 4.7 × 10–4e/Å3 is used. The insets in (a),
(d), and (e) show the change in geometry upon relaxing with the vdW-optB88
functional; (b) and (c) do not show any changes in their geometry.Unlike the (101̅0) surface,
the (112̅0) is ridged and far from being flat. The most stable
adsorption configuration on this surface is also at the hollow position as shown in Figure (b), with an Eads = 0.53 eV. The
inset shows the LDOS for the adsorbed water molecule, indicating intact
molecular orbitals of water and dispersed 1b1 levels of
the O atom. Other metastable configurations at this surface are shown
with their charge difference density plots in Figure (d) with Eads = 0.40 eV and (e) with Eads = 0.09 eV.
Owing to the ridged surface, the difference in their Eads is also significant.
Effect of vdW Interaction
Since the H2O
molecule and the nonpolar surfaces are likely to have dipole interactions,
it is important to estimate the strength of vdW interactions. For
this purpose, in addition to the GGA-PBE functional, we also used
the vdW-optB88[33,34] functional for all the adsorption
geometries on the clean surface. To investigate the effect of vdW
interaction on Eads and relaxed geometries,
we performed the vdW calculations on the same input geometries that
were used for PBE calculations, keeping the dimensions of the cell
constant (while allowing the relaxation of atoms that were also free
to relax in the PBE calculations). Table shows the Eads for the vdW and PBE functionals for the geometries shown in Figure and Figure . We found that there is no
significant change in geometry for the most stable configurations
of both the surfaces, i.e., configurations Figure (a) and (b). When vdW interactions are taken
into account, the Eads increases for both
these cases by 0.17 eV.
Table 1
Effect of vdW Functional
on the Adsorption
Geometry and Energies
EadsPBE (eV)
EadsvdW (eV)
(101̅0)
Figure 4(a)
0.62
0.79
Figure 5(a)
0.21
0.39a
Figure 5(b)
0.23
0.36
Figure 5(c)
0.26
0.39a
(112̅0)
Figure 4(b)
0.53
0.70
Figure 5(d)
0.40
0.68a
Figure 5(e)
0.09
0.68a
Converged to the same geometry.
Converged to the same geometry.On including dispersion interaction
the configuration of Figure (a) is not the least
stable anymore, and it converges to the configuration of Figure (c) (as indicated
in the inset). As the other two metastable cases of the (101̅0)
surface (Figure (b)
and (c)) do not show any significant change in the adsorption geometry,
we can infer that the vdW effect on the (101̅0) surface increases
the Eads by ∼0.15 eV. For the ridged
(112̅0) surface, inclusion of dispersion interaction can lead
to relaxation of the H2O molecule toward the hollow site
of the surface. In other words, for the configurations on this surface
which were metastable with the PBE functional, the inclusion of vdW
interaction can lead to adsorption which is nearly as strong as the
most stable configuration of the (112̅0) surface, i.e., Figure (b). This is also
what we observe in our findings, where the final geometry upon vdW
relaxation is shown in the insets of Figure (d) and (e). The water molecule in Figure (d) is altered in
its geometry by a rotation of the H–O–H plane over the
surface ridge to fall into the hollow site, leading
to an enhanced bonding with the surface which explains a larger increase
in the Eads of 0.28 eV. The least stable
configuration of Figure (e) was also no longer locally stable and relaxed to its inset figure,
which is similar to the vdW-converged case of the Figure (d) configuration.This
benchmarking gives an estimate of the possible effect on geometries
and Eads due to vdW remarkably interaction,
indicating that for the ridged (112̅0) surface the metastable
configurations converge to the most stable configurations. Despite
the substantial changes seen in the adsorption on the pristine (112̅0)
surface, it should be noted that we have taken into account the vdW
interaction for the clean surface adsorption only. This is because
of the fact that most of the currently used vdW functionals consider
only the total density (spin↑ + spin↓) of the system
and, in this way, are unsuitable for the treatment of spin-polarized
systems.[34,40] All the results on the defected surfaces
discussed below were obtained for the PBE exchange correlational functional.One of the main objectives of this study is to investigate the
effect of vacancies on the surface adsorption of H2O, which
are discussed below for both the M and NM vacancies. In addition to
this, we have also studied a case of O2 adsorption at one
particularly stable magnetic vacancy site to compare with the observations
of Arizumi et al. The results and comparison of this set of calculations
with experiments are reported in the last section of Results and Discussion, while we start with a discussion of
the water molecule adsorption results.
Adsorption on Surface VCd and VS
At the Magnetic
Vacancy Sites
The three (meta-)stable
magnetic cation vacancies were found for VCd and VCd on
the (101̅0) surface and for VCd on the (112̅0) surface (Figure (a), (b), (d)). We then initialized the adsorption
calculation with the water molecule exactly above these defect sites.
VCd on (101̅0)
At
this site we found two cases of H2O adsorption. The
most interesting case was found for an initial guess of a nonmagnetic
solution, where the water molecule is chemisorped as shown in Figure . Here, after relaxation
the local magnetic moment of the surface eventually vanished, with
significantly higher Eads at 1.48 eV. Figure shows that the H2O molecule became a part of the surface, as a new O–S
bond was formed with bond length dO–S = 1.76 Å, accompanied by an increase in the water dO–H bonds by 12.8%. The sulfur monoxide bond in
the same settings has a bond length of dO–S = 1.50 Å, comparable to what we observe for the OH–SCdS bond. The adsorbed ∠H–O–H
is 103°, while the surface ∠S–Cd–S is 114.9°.
The top right inset of Figure shows this good match, where H2Ofits well with
the symmetry of the surface. The top left inset of Figure shows the LDOS of H and O
from the H2O molecule and of the surface-S bonded to the
molecule. Here, the 1b2 and 3a1 water molecular
orbitals undergo splitting, thereby forming new O–S bonds with
these states. New 4a1-like O states are seen at the valence
band edge and the conduction band edge, where they bond with the surface-S,
clearly establishing new bonding patterns.
Figure 6
The above configuration
represents the interaction of water with
the magnetic cation vacancy site leading to chemisorption (Eads = 1.48 eV), where the water molecule becomes
a part of the surface. Chemisorption of H2O at the (101̅0) VCd site leads to neutralizing of
the surface magnetic moment. The inset on the left shows the local
DOS of the adsorbed H2O and the surface-S site to which
the molecule is bonded, which shows the splitting of H2O molecular orbitals (1b2 and 3a1) and forming
of new O–S bonds instead. The inset at the right shows a top
view of the charge density difference plot (isosurface = 10–3e/Å3), where it is seen that the
symmetry of the surface assists the H2O to bond.
The above configuration
represents the interaction of water with
the magnetic cation vacancy site leading to chemisorption (Eads = 1.48 eV), where the water molecule becomes
a part of the surface. Chemisorption of H2O at the (101̅0) VCd site leads to neutralizing of
the surface magnetic moment. The inset on the left shows the local
DOS of the adsorbed H2O and the surface-S site to which
the molecule is bonded, which shows the splitting of H2O molecular orbitals (1b2 and 3a1) and forming
of new O–S bonds instead. The inset at the right shows a top
view of the charge density difference plot (isosurface = 10–3e/Å3), where it is seen that the
symmetry of the surface assists the H2O to bond.It is interesting that the local
spin polarization at the surface
can be neutralized by a chemisorption process of a diamagnetic ligand
(like water, in this case). This finding is in qualitative agreement
with experimental reports of Arizumi et al.,[9] where it was observed that long exposure to moisture in the air
can diminish the EPR signal from the paramagnetic centers of the CdS
single crystals. To compare more directly with Arizumi et al., we
performed additional simulations where an oxygen molecule was adsorbed
over this relatively stable magnetic defect center (VCd). An account of our results of O2 adsorption at this stable magnetic defect center are discussed in
the last section of the Results and Discussion. Our results are consistent with the EPR reports by Arizumi et al.,
where we observe that the adsorption strength of the paramagnetic
oxygen molecule is lower (EadsO = 0.47 eV, Figure in the last section) than
that of the diamagnetic water molecule at the magnetic centers. However,
we cannot detailedly compare our specific case of water chemisorption
to the experimental results since in the latter the interaction with
water moisture (and not the gaseous phase) is considered. Because
of this difference, while we find a clear case of chemisorption of
a water molecule, in experiments the EPR signal gradually appeared
on heating at 100 °C, indicating lower adsorption energy of water
moisture. This is reasonable since the liquid water phase would certainly
have lower bonding strengths with the surface than the isolated chemisorped
molecule case which we have studied.
Figure 9
Columns (a), (b), and (c) represent the
characteristics of the
converged geometries that were obtained for the O2 molecule
adsorption at the VCd magnetic
site on the (101̅0) surface. The two O atoms of the oxygen molecule
are referred to as O1 and O2 atoms of the molecule,
as shown in geometry (a). The first row indicates their respective
charge difference plots of the configurations. The second row shows
the spin-resolved LDOS for the configurations, indicating the two
O atoms and surface S atom which bonds to the molecule. The third
row shows the net spin density for these configurations. In the nonmagnetic
case of (b) the local and the spin densities are zero and not shown
here.
Another metastable adsorption
configuration at this site was found,
whereby the net local spin at the defect site persists and allows
a very weak adsorption of the water molecule (Eads = 0.08 eV). Apparently, for this metastable solution the
interaction between the defect spin density and an overlying water
molecule is repulsive since its Eads is
much smaller than the least stable adsorption configuration of the
clean surfaces. To verify this, we rotated the orientation of the
H–O–H plane away from the spin densities, where we indeed
observed an increase in Eads to 0.19 eV.
Such a low Eads of the metastable solution,
in comparison to the chemisorped geometry, ensures that the former
would not be occurring in practice.The adsorption process
at this magnetic site converges to a stable
state (Eads = 0.30 (1.04) eV) where the
neighboring S atoms form dimer-S states with the subsurface layers,
as shown in Figure (a). The calculation of Eads = 0.30 eV
accounts only for the interaction strength where the Eads is comparable with the clean surface. The value in
the parentheses also includes the surface stabilization energy upon
relaxation, at 1.04 eV. The difference in these two values is the
surface stabilizing contribution of the stable NM surface in comparison
to the initial metastable M configuration. In Figure (a) H2O is seen to adsorb with
the S-dimer states at the surface. It is to be noted that in the presence
of water it does not converge to the NM VCd, as observed earlier in Figure (c), but to a new way of forming S-dimers
with the subsurface layer, again neutralizing the locally polarized
spin. This shows that the physical inclusion of water for adsorption
induces relaxations at the surface, which drive the metastable M VCd to a new NM VCd.
Figure 7
(a) and (b) Show the adsorption geometries for
a water molecule
on M and NM in the case of VCd on (101̅0). (c) and (d) show the same for NM cases of VCd and VCd of the (112̅0) surface.
(a) and (b) Show the adsorption geometries for
a water molecule
on M and NM in the case of VCd on (101̅0). (c) and (d) show the same for NM cases of VCd and VCd of the (112̅0) surface.
VCd on (112̅0)
Upon adsorption of a water molecule at this site, the only magnetic
metastable site at the (112̅0) surface (Figure (d)) relaxed to the NM case of VCd on (112̅0), analogous to Figure (e). This will be
discussed with the cases of NM defect adsorption in the following
section. Another metastable water adsorption solution at this site
is observed where the local spin moment persists, leading to another
case of very weak adsorption (Eads = 0.12
eV). As expected, this magnetic case did not exhibit any surface reconstruction.
At Nonmagnetic Vacancy Sites
We also adsorbed a water
molecule at NM vacancy sites on the two surfaces. For the VCd, these sites were Figure (c), (e), and (f). Their respective adsorption
geometries are shown in Figure (b), (c), and (d). For the ease of comparison between the
two figures, we have also shown the M case of VCd of the (101̅0) surface in Figure (a), which was already discussed
in the previous section. In the open cage-like site of Figure (b), the water molecule is trapped as shown in Figure (b), where it is seen to adsorb slightly below the
surface atomic layer. The high adsorption strength of this configuration
is due to the interaction of H2O with three surface motifs—two
S-dimer sites and the subsurface S atom. Figure (c) is the converged adsorption geometry
for both the M case of Figure (d) and the NM case of Figure (e), with an Eads = 0.20
(0.74) eV. Again, 0.20 eV accounts for the actual adsorption strength,
while the value in the parentheses accounts to stabilizing energy
of the NM surface. This low adsorption interaction is comparable to
the strength of S–H bonds on the clean surface. Figure (d), the adsorption case of Figure (f), shows an adsorption
strength of 0.43 eV, with H2O adsorping at the dimer-S
site.
At VS Sites
The adsorbed
geometries at the VS of the (101̅0)
and (112̅0) surfaces are shown in Figure (a, b) and (c, d), respectively. For V on both the surfaces,
in Figure (a) and
(c), the H2O moved away from the sulfur vacancy and converged
close to the nearest Cd atom or S atom for physical adsorption. The VS in Figure (b) and (d) forms an open-ring structure
where the H2O adsorps. Overall, the Eads at the VS sites are similar
to those at the clean surfaces, indicating that the S-vacancy has
almost no effect on the adsorption of water.
Figure 8
(a), (b) H2O adsorption geometries on VS and VS defects of the (101̅0)
surface, and (c) and (d) are
the same for the (112̅0) surface.
(a), (b) H2O adsorption geometries on VS and VS defects of the (101̅0)
surface, and (c) and (d) are
the same for the (112̅0) surface.
Adsorption of O2 the Molecule
on the VCd Defect of the (101̅0)
Surface
To make a comparative assessment with the H2O and O2 adsorption, as described in the experimental
report of ref (9),
we also studied the adsorption
of an O2 molecule at the stable magnetic defect center
(VCd) of the (101̅0)
surface. The same computational settings (GGA-PBE, energy cutoff, k-points) were used as in the H2O adsorption calculations.
The isolated O2 molecule (serving as a reference for calculating Eads) was calculated in a cubic box of 20 Å
in length. The O–O bond length of the O2 molecule
was 1.23 Å, with a magnetic moment of 2 μB.Figure briefly summarizes the observed metastable and stable
adsorption configurations of the O2 molecule at the VCd site on the (101̅0) surface.
The state in column (a) is paramagnetic where the oxygen molecule
does not interact with the spin density at the defect site. The electronic
levels of atoms O1 and O2 are unaffected by
the surface, in the second row of column (a), leading to an Eads of 0.01 eV. Also, the net spin densities
(shown in the third row of column (a)) are almost unchanged owing
to very little interaction. The configuration in column (b) is a nonmagnetic
solution. Here, the electronic states of the oxygen molecule (shown
by atoms O1 and O2) and the S atom of the surface
(bonded to the molecule) align with one another, resulting in a considerable
interaction with Eads = 0.28 eV. In this
case, as both the local and overall spin polarizations are zero, the
net spin density plot is not shown. Column (c) of Figure shows the most stable of the
oxygen adsorption geometries with Eads = 0.47 eV, having the geometry very similar to case (b). The second
row of column (c) shows that electronic levels of O1 and
surface-S undergo splitting near the valence band and conduction band
edges, leading to a stronger adsorption. The net spin density plot
of geometry (c) indicates that the spin polarizations at the oxygen
molecule and at the defect site are directed opposite to one another.
The local magnetic moments at the molecule are mO = 0.30 μB and mO = 0.46 μB, while the surface
S atoms have magnetic moments with values between −0.2 μB and 0.0 μB, resulting in a net moment of
0.29 μB in the cell.Columns (a), (b), and (c) represent the
characteristics of the
converged geometries that were obtained for the O2 molecule
adsorption at the VCd magnetic
site on the (101̅0) surface. The two O atoms of the oxygen molecule
are referred to as O1 and O2 atoms of the molecule,
as shown in geometry (a). The first row indicates their respective
charge difference plots of the configurations. The second row shows
the spin-resolved LDOS for the configurations, indicating the two
O atoms and surface S atom which bonds to the molecule. The third
row shows the net spin density for these configurations. In the nonmagnetic
case of (b) the local and the spin densities are zero and not shown
here.These results of the most stable
O2 molecule adsorption
geometry on the VCd defect
site (column (c)), along with the case of water chemisorption on the
same site, are consistent with the experimental findings of ref (9). First, the surface adsorption
of a H2O molecule at the magnetic defect center is ∼1
eV stronger than that of O2 adsorption. The experiments
have shown that water moisture can replace the O2 molecule
from surface adsorption. At least for the case of the isolated water
molecule considered here, the difference in adsorption energy is significantly
large and consistent with this finding. Second, for both the cases
(b) and (c), the O2 adsorption geometries result in a decrease
of the local spin polarization of the magnetic defect center of the
surface. For the most stable case of column (c), the overall magnetic
moment of the cell reduced to 0.29 μB (which was
initially about 1.62 μB for the surface vacancy,
before adding O2). For both H2O and O2, adsorption at this VCd defect
site diminishes its spin polarization. Third, the experiment observed
a broadening in the magnetic resonance lines, which was shown to be
a result of the dipolar interaction between the O2 molecule
and the paramagnetic center on the surface. This scenario shown in
column (c) in Figure fits well with this finding, as the LDOS and net spin density plots
show that the local spin polarizations are directed opposite to one
another, leading to dipolar interactions.Keeping in mind our
prediction of thermodynamic stability leading
to a predominance of nonmagnetic cationic vacancies on these surfaces,
we would like to clearly state our inferences in relation to the experiments.
Although our results are recurrently consistent with some of the observations
of Arizumi et al., we do not claim that the VCd is the source of magnetic signal observed experimentally
with powdered CdS or the CdS nanostructures (observed in the past
decade). Such a prediction of the magnetic origin can only be confirmed
by a theoretical macroscopic prediction of correlated magnetism, which
we have not covered here. However, we show that simple vacancies like VCd could prove to be a suitable
testbed for studying localized adsorption interactions at d0 magnetic centers of the semiconductor surfaces.
Conclusion
We have extensively studied water adsorption at the neutral vacancies
of nonpolar w-CdS surfaces, with all of their possible magnetic configurations.
First, we have shown that most of the vacancies on these nonpolar
surfaces are nonmagnetic. The net spin polarization is relatively
unstable, owing to possible surface relaxations which result in stable
anion dimers. This finding indicates that whenever the surface geometry
is not structurally constrained and relaxations are likely to occur,
the stable vacancy configurations would be NM. Hence, most of the
cationic vacancies (i.e., one out of four) on the nonpolar CdS surfaces
do not exhibit a thermodynamically stable magnetic moment, and therefore
the vacancies from these surfaces may not solely be the cause of the
experimentally observed FM behavior. Second, we have shown that for
one of the relatively stable vacancy sites, where the neighboring
atom relaxations are structurally constrained, a relatively stable
magnetic cationic vacancy is the only possibility. Upon adsorption
of a water molecule on such a stable magnetic site, we found a clear
case of chemisorption. In this case, the water molecule strongly interacts
with the surface, resulting in no net spin polarization. For comparison
with an experimental report,[9] we also adsorbed
an O2 molecule at this interesting surface vacancy. The
O2 adsorption resulted in a decrease in the local magnetic
moment, although with lower adsorption energy in comparison to H2O. These relative adsorption strengths, diminishing of the
magnetic signal, and the dipolar interaction of O2 adsorption
are all consistent with the EPR findings. For other nonmagnetic cationic
vacancy cases, the surface motifs like S-dimers or the subsurface-S
atoms can be the main interaction centers for the H2O molecule.
For the interaction with the S-dimers, the adsorption energies are
comparable to or lower than those of the clean surfaces. Unlike the
cation vacancies, the anion vacancies do not significantly affect
the H2O adsorption in comparison to clean surface adsorption.
Authors: Saim Emin; Mattia Fanetti; Fatwa F Abdi; Darja Lisjak; Matjaz Valant; Roel van de Krol; Bernard Dam Journal: ACS Appl Mater Interfaces Date: 2013-01-29 Impact factor: 9.229