Despite the huge success of enantioselective Brønsted acid catalysis, experimental data about structures and activation modes of substrate/catalyst complexes in solution are very rare. Here, for the first time, detailed insights into the structures of imine/Brønsted acid catalyst complexes are presented on the basis of NMR data and underpinned by theoretical calculations. The chiral Brønsted acid catalyst R-TRIP (3,3'-bis(2,4,6-triisopropylphenyl)-1,1'-binaphthyl-2,2'-diyl hydrogen phosphate) was investigated together with six aromatic imines. For each investigated system, an E-imine/R-TRIP complex and a Z-imine/R-TRIP complex were observed. Each of these complexes consists of two structures, which are in fast exchange on the NMR time scale; i.e., overall four structures were found. Both identified E-imine/R-TRIP structures feature a strong hydrogen bond but differ in the orientation of the imine relative to the catalyst. The exchange occurs by tilting the imine inside the complex and thereby switching the oxygen that constitutes the hydrogen bond. A similar situation is observed for all investigated Z-imine/R-TRIP complexes. Here, an additional exchange pathway is opened via rotation of the imine. For all investigated imine/R-TRIP complexes, the four core structures are highly preserved. Thus, these core structures are independent of electron density and substituent modulations of the aromatic imines. Overall, this study reveals that the absolute structural space of binary imine/TRIP complexes is large and the variations of the four core structures are small. The high mobility is supposed to promote reactivity, while the preservation of the core structures in conjunction with extensive π-π and CH-π interactions leads to high enantioselectivities and tolerance of different substrates.
Despite the huge success of enantioselective Brønsted acid catalysis, experimental data about structures and activation modes of substrate/catalyst complexes in solution are very rare. Here, for the first time, detailed insights into the structures of imine/Brønsted acid catalyst complexes are presented on the basis of NMR data and underpinned by theoretical calculations. The chiral Brønsted acid catalyst R-TRIP (3,3'-bis(2,4,6-triisopropylphenyl)-1,1'-binaphthyl-2,2'-diyl hydrogen phosphate) was investigated together with six aromatic imines. For each investigated system, an E-imine/R-TRIP complex and a Z-imine/R-TRIP complex were observed. Each of these complexes consists of two structures, which are in fast exchange on the NMR time scale; i.e., overall four structures were found. Both identified E-imine/R-TRIP structures feature a strong hydrogen bond but differ in the orientation of the imine relative to the catalyst. The exchange occurs by tilting the imine inside the complex and thereby switching the oxygen that constitutes the hydrogen bond. A similar situation is observed for all investigated Z-imine/R-TRIP complexes. Here, an additional exchange pathway is opened via rotation of the imine. For all investigated imine/R-TRIP complexes, the four core structures are highly preserved. Thus, these core structures are independent of electron density and substituent modulations of the aromatic imines. Overall, this study reveals that the absolute structural space of binary imine/TRIP complexes is large and the variations of the four core structures are small. The high mobility is supposed to promote reactivity, while the preservation of the core structures in conjunction with extensive π-π and CH-π interactions leads to high enantioselectivities and tolerance of different substrates.
Since the development
of the first BINOL-derived phosphoric acids
in 2004 by Akiyama and Terada,[1,2] Brønsted acid catalysts
have emerged as a viable catalyst class for a variety of enantioselective
reactions.[3−7] Due to their excellent yields and ee values, these
catalysts are able to provide a complementary technique to transition
metal catalyzed reactions. For the Brønsted acid catalyzed enantioselective
reduction of imines, Rueping et al. postulated a catalytic cycle that
involves the formation of a binary complex as a precatalytic state
consisting of catalyst 1b and the imine (see Figure a).[4] Subsequent addition of a reduction agent, e.g., Hantzsch
ester, leads to a ternary complex. However, the reasons for the high
enantioselectivity induced by these catalysts have remained unclear,
as structural investigations on the key reactive intermediates are
very challenging.
Figure 1
(a) Catalytic cycle for the transfer hydrogenation, as
proposed
by Rueping et al.[4] (b) Brønsted acid
catalysts 1a–c successfully applied
for enantioselective reduction of imines or reductive amination.[3−5]
(a) Catalytic cycle for the transfer hydrogenation, as
proposed
by Rueping et al.[4] (b) Brønsted acid
catalysts 1a–c successfully applied
for enantioselective reduction of imines or reductive amination.[3−5]A DFT study by Himo on the transfer
hydrogenation of imines proposed
that the enantioselectivity is dictated by the kinetics of the hydride
transfer step in the ternary complex.[8] Using
a truncated phosphoric acid as a catalyst model, the transition state
involving the Z-imine was predicted to react faster
than the E-imine. Goodman et al. could further confirm
the Z-imine transition state as the reactive pathway
by using catalysts 1a and 1b (see Figure b) in their calculations.[9]So far, the only detailed experimental
data about the binary complex
was reported by MacMillan and co-workers, who were able to identify
the structure of the E-imine/1a complex
by a single crystal X-ray analysis.[3] In
2013, W. Tang et al. elucidated the structure of a ternary 1c/imine/iridium complex with the help of two NOE signals between methyl
groups.[10] Additional experimental investigations
of solvent and temperature effects on the interaction between catalyst
and imine were performed by Rueping et al.[11] With a combination of dielectric spectroscopy, quantum chemistry,
and 1H NMR, they showed the important role of close-contact
ion-pairs in a transfer hydrogenation reaction. With the help of vibrational
circular dichroism, Merten et al. investigated the influence of different
solvents on the transmission of stereochemical information from the
chiral Brønsted catalyst anion to a MnIII–salen
complex in an asymmetric epoxidation reaction.[12] Our first NMR study about the hydrogen bond properties
of achiral imine/diphenylphosphate complexes proposed the coexistence
of ion paired and neutral hydrogen bond complexes.[13] However, our recent theoretical and NMR investigations
on the hydrogen bond situation in binary complexes containing chiral
phosphoric acids revealed the ion paired complexes as the dominating
species.[14] A landscape of asymmetric single-well
potential surfaces was revealed, composed of ion-paired complexes.
However, to the best of our knowledge, no detailed experimental structure
analysis of any Brønsted acid catalyst/substrate complex in solution
has been presented so far.In this paper, detailed structural
information on chiral Brønsted
acid/imine complexes is described on the basis of NMR data and theoretical
calculations. A high mobility of the imine inside the substrate/catalyst
complex is observed for both E- and Z-imine. For each isomer, two orientations of the imine in relation
to the catalyst can be observed. These two basic structures are in
fast exchange on the NMR time scale. Interchanging the orientations
is possible by either rotating the imine by 180° or tilting the
imine and thereby switching the oxygen that constitutes the hydrogen
bond. For E-imine/catalyst complexes, only tilting
is observed. For the Z-imine/catalyst complex, which
is postulated to be the reactive species, the reduced steric hindrance
of the imine enables both exchange pathways, canceling the asymmetry
of the binary complex. These structural characteristics are conserved
in all complexes despite varying substrates.
Results and Discussion
Model
Systems and Methods
For our structural investigations,
six imine/catalyst complexes were selected. Catalyst 1c was used, because it provided the best combination of solubility, 1H chemical shift dispersion, and performance, compared to 1a,b (see Figure b). Typical aromatic imines used in synthesis 2a–c and 3a–c were
chosen, to provide different electronic properties (see Figure ).[4,5]2a–c derived from aniline were selected,
because this allowed for a simple 15N labeling, which enables
the unambiguous assignment of α-methyl groups and NH protons.
In addition, 3a,c derived from anisidine were investigated
to show the effect of an inverse relative electron density of the
two aromatic substituents. The trifluoromethyl substituents of 2c and 3a enable 19F NMR investigations,
and imine 3c allows for the direct comparison with the
single crystal structure[5] by means of theory.
Toluene, dichloromethane (CD2Cl2), and freonic
mixtures[15] of CDCl2F and CDClF2 were tested as solvents. After extensive optimization of
sample preparations, NMR parameters, and solvent screening, we were
able to improve the line widths tremendously and altogether enable
an investigation by means of NMR (for spectra, see the Supporting Information). Due to the better solubility
of the imine/1c complexes in CD2Cl2, all relevant structural investigations were performed in this solvent.
Low temperature measurements were used in order to reduce conformational
averaging and exchange. The NMR measurements at 180 and 130 K were
done in CD2Cl2 and freonic mixtures, respectively
(see the Supporting Information).
Figure 2
Brønsted
acid catalyst 1c and imines with different
functional groups. Imines 2a–c and 3a–b were investigated by means of NMR
and theory. Imine 3c was used for theoretical calculations
exclusively.
Brønsted
acid catalyst 1c and imines with different
functional groups. Imines 2a–c and 3a–b were investigated by means of NMR
and theory. Imine 3c was used for theoretical calculations
exclusively.For the complexes 2a–c/1c and 3a–c/1c, theoretical calculations were
performed to identify the energetic minima. All complexes were optimized
in the continuum of CD2Cl2 (SMD) at the DFT
level of theory using Grimme’s D3 empirical dispersion parameter
(TPSS-D3/def2-SVP).[16−20] As the experiment was performed at 180 K, the dielectric constant
of the continuum medium was raised (from 8.93 at RT to 16.20 at 180
K) to adapt to the experimental condition. In all cases, only ion
pair minima were obtained, which is in full agreement with the dominating
species found in our recent NMR studies.[14] Vibrational analysis were performed at the TPSS-D3/def2-SVP level
of theory. In all cases, no imaginary vibrational mode is obtained.
Subsequently, single point calculations (SCS-MP2/CBS//TPSS-D3/def2-SVP)[21] and additional solvent corrections (SMD)[17] on the optimized geometry were performed to
determine the energy differences between conformational minima. Softwares
used were Gaussian 09, version D.01, for geometry optimization and
frequency analysis and ORCA 3.0.3 for single points.[22,23]
Computational Study
Four types of energetic minima
with different arrangements of the imines were identified in our theoretical
calculations. Two structures Type I E and Type II E containing E-isomers and two
structures Type I Z and Type II Z containing Z-isomers of the imine (Figure a) are representatively illustrated
by -2a/1c. Each of these four structures has at least three low energy conformations
of the isopropyl groups without affecting the core structure composed
of the imine and the binaphtyl backbone. Therefore, in Figure a and in the further discussion,
these isopropyl conformations are Boltzmann averaged but not depicted.
Figure 3
(a) Calculated
structures of the 2a/1c complexes. Energies
are shown in kJ mol–1 relative
to Type I E.[24] The bis(2,4,6-triisopropylphenyl)
groups are shown transparent for the sake of clarity. (b) Overlay
of global minima of investigated -2a-c/1c and -3a-c/1cType I E complexes. For the sake of clarity, a
different orientation of the catalyst was chosen.
(a) Calculated
structures of the 2a/1c complexes. Energies
are shown in kJ mol–1 relative
to Type I E.[24] The bis(2,4,6-triisopropylphenyl)
groups are shown transparent for the sake of clarity. (b) Overlay
of global minima of investigated -2a-c/1c and -3a-c/1cType I E complexes. For the sake of clarity, a
different orientation of the catalyst was chosen.The structural analysis suggests that the methyl substituent
in
the para-position of the imine is situated above the binaphtyl moiety
of the catalyst for conformation Type I E, which
indicates a CH−π interaction. In contrast to structure Type I E, the imine in conformation Type II E is rotated by 180°. The aniline part of the imine is now located
proximal to the binaphtyl moiety of the catalyst. The conformational
analysis of E-isomer complexes suggests a preference
(ca. 4.5–9.3 kJ/mol) for structure Type I E due to the CH−π stabilization rather than Type
II E (Figure ; 2a/1c). This thermodynamic
preference is conserved in the series of the investigated E-imine/1c complexes and seems to be independent
of functional group induced electronic modulations, which is demonstrated
by superimposed global minima in Figure b. Even the inverted electronic properties
of the imine substituents in -3a/1c, 3b/1c,
and 3b/1c are not sufficient
to alter the relative thermodynamic stability between Type
I E and Type II E. The similar structures
of the aromatic imine/catalyst complexes suggest that the electronic
properties of the imine have very little influence on the structure
of the binary complex.[25]Structurally,
the two complexes involving Z-imines
exhibit either an interaction between the aniline part of the imine
and the binaphthyl backbone of the catalyst (Type II Z) or an interaction between the α-methyl group and the catalyst
backbone (Type I Z) (see Figure a). Here the conformation Type II
Z is always thermodynamically favored (4.9–9.5 kJ/mol)
over Type I Z in the series of the investigated Z-imine/1c complexes.
Noncovalent Interaction
(NCI) Analysis[26,27]
All investigated binary
complexes feature a strong hydrogen
bond independent of their structural arrangements,[14] which is marked by the critical point (s(ρ) = 0) around sgn(λ2)ρ = −0.06
to −0.07 in the plot of density ρ vs reduced density
gradient s(ρ) (Figure : NCI analysis of the global minima of complex 2a/1c). This is in full agreement
with our current experimental results, which showed a downfield shifted
proton in the 1H spectra around 15–19 ppm. The strong
hydrogen bond is also depicted by the blue surface which exists in
all investigated complexes (Figure ; 2a/1c).
Figure 4
Plot of density (sgn(λ2)ρ) vs reduced density
gradient (s(ρ)) showing a large area of van
der Waals interaction and the strong hydrogen bond in the complex Type I E and Type II Z of 2a/1c.
Figure 5
NCI analysis of the 2a/1c complexes
(global
minima) showing weak dispersive interactions (green surfaces) and
an attractive strong hydrogen bridge between imine and catalyst (blue
surfaces). (a) Type I E shows CH−π interaction
between the p-methyl substituent of the imine and
BINOL of the catalyst. (b) The imine is rotated 180° in Type II E and shows the aniline moiety lies on top of the
BINOL aromatic surface and the p-methyl group faces
outward from the catalyst. (c) ) In Type I Z, the
imine is also rotated and exhibits a CH−π interaction
between the α-methyl group and BINOL. (d) Similar to Type II E, Type II Z shows a π−π
interaction between the aniline moiety and BINOL, as well as a CH−π
interaction between the α-methyl group with the 2,4,6-triisopropylphenyl
group of the catalyst; For comparison and clarity, a similar orientation
as in Figure b was
adopted. Isovalue 0.5 and a color range between −3.0 and 3.0
were chosen.
Plot of density (sgn(λ2)ρ) vs reduced density
gradient (s(ρ)) showing a large area of van
der Waals interaction and the strong hydrogen bond in the complex Type I E and Type II Z of 2a/1c.NCI analysis of the 2a/1c complexes
(global
minima) showing weak dispersive interactions (green surfaces) and
an attractive strong hydrogen bridge between imine and catalyst (blue
surfaces). (a) Type I E shows CH−π interaction
between the p-methyl substituent of the imine and
BINOL of the catalyst. (b) The imine is rotated 180° in Type II E and shows the aniline moiety lies on top of the
BINOL aromatic surface and the p-methyl group faces
outward from the catalyst. (c) ) In Type I Z, the
imine is also rotated and exhibits a CH−π interaction
between the α-methyl group and BINOL. (d) Similar to Type II E, Type II Z shows a π−π
interaction between the aniline moiety and BINOL, as well as a CH−π
interaction between the α-methyl group with the 2,4,6-triisopropylphenyl
group of the catalyst; For comparison and clarity, a similar orientation
as in Figure b was
adopted. Isovalue 0.5 and a color range between −3.0 and 3.0
were chosen.Additionally, the plot
in Figure exhibits
also a large region of many weak interactions
characteristically indicated by the critical points around sgn(λ2)ρ = −0.03 to −0.03, which is expected
for complexes with many aromatic surfaces. Figure a illustrates the NCI analysis of the conformation Type I E in the complex -2a/1c. The existence of the weak interactions, to which the
CH−π interaction (red circle) also belongs, is indicated
by the green surface. These numerous van der Waals interactions are
contributing significantly to the geometry of the complex and conformational
distribution. Therefore, the application of the dispersion corrected
functional (D3)[18] is indispensable in the
simulation. Respectively, the chemical shift calculation of the protons
of the methyl group predicted a typical shielding by the aromatic
ring as discussed below. Compared to the conformation Type
I E, the aniline part of the imine in the conformation Type II E is expected to interact with the binaphtyl moiety
of the catalyst. Accordingly, a weak π–π interaction
is predicted by the NCI analysis (Figure b). Moreover, the para-methyl group of the
imine in the conformation Type II E faces outward
from the catalyst. Therefore, no particular interaction and shielding
is expected.Similar to the situation in -2a/1c complexes, several characteristic dispersive
interactions
can also be identified in -2a/1c complexes (Figure c,d). While in the conformation Type I Z the α-methyl
substituent has a CH−π interaction with the binaphthyl
moiety of the catalyst, the conformation Type II Z has a distinctive π–π interaction (T-shape) between
the aniline part and the binaphthyl moiety of the catalyst. In this
case, we expect that some of the protons of the aniline are shielded
by the aromatic ring. Furthermore, it is also recognizable that the
α-methyl substituent in Type II Z interacts
weakly with the 2,4,6-triisopropylphenyl group of the catalyst (see
the Supporting Information for a rotated
picture). Therefore, it is expected that the protons of the α-methyl
in both conformations Type II Z and Type
I Z experience similar shielding effects.In all conformations
(Type I/II E/Z), the NCI
analysis showed also many weak dispersive interactions between the
3,3′ substituent of the catalyst and the aniline/ketone part
of the substrate. This demonstrates that these interactions, which
often serve as a target for modulation to achieve high stereoselectivity
in synthetic application, are already preformed and pronounced in
the binary complexes. However, the NCI analysis as a whole suggests
that modifications both of the 3,3′ substituent and of the
binaphthyl backbone are important targets for catalyst design.
NMR Studies
At 300 K, the 1:1 mixtures of imine/1c complexes show
only one averaged set of 1H signals
for the Brønsted acid catalyst, whereas two sets of signals are
detected for each imine, corresponding to their E- and Z-isomers with E/Z ratios ranging from 80:20 to 70:30 (for details, see the Supporting Information). By lowering the temperature
to 180 K, two complete sets of signals, one of an E-imine/1c complex and one of a Z-imine/1c complex, are observed. Even at 180 K, an exchange between E-imine inside the E-imine/1c complex and E-imine outside the complex takes place.
This exchange is slow on the NMR time scale and leads to an additional
set of signals for the E-imine. An in depth investigation
of the hydrogen bonds revealed for all imines a mainly ion-paired
character for both E and Z complexes
at 180 K and a fixed geometry of the hydrogen bond.[14] Using various homo- and heteronuclear 2D spectra, 1H and 13C chemical shift assignments of the Z- and E-imines as well as a complete chemical
shift assignment of the 1H signals of the imine/binaphthyl
core structure were achieved (for details, see the Supporting Information).
The E-Imine/1c Complexes
NOE studies were conducted in order
to determine the structure of
the complexes present in solution. Considering the experimentally
detected high percentage of E-imine complexes (70–80%)
and the computationally calculated preference for structure Type I E, the NOE between the varying functional groups
of imines 2a–c and 3a–b and the binaphthyl backbone of 1c should be most pronounced.Selective 1D 1H,1H NOESY spectra of the p-methyl group of -2a were used to identify the
predicted NOEs unambiguously (see Figure ). Selective NOE buildup curves of the -2a/1c complex show deviations
from linearity even below a 100 ms mixing time, similar to small proteins.
Therefore, only qualitative analysis of intermolecular distances is
possible. Selective 1D 1H,1H NOESY spectra with
mixing times of 150 ms were further used for the detection of intermolecular
NOEs between the catalyst and the imine, in order to gain NOE intensity
with as little chemical exchange as possible. For complexes 2b/1c and 3a/1c, the same NOE pattern was found
by exciting the functional groups of the acetophenone parts of the E-imines with selective NOESY spectra (for spectra, see
the Supporting Information). For imines 2b and 3a, 1H,19F HOESY
spectra with mixing times of 500 ms were successfully used to identify
NOEs between the p-trifluoromethyl groups and the
binaphthyl backbone of the catalyst. In conclusion, for every investigated E-imine/1c complex, the same NOE pattern can
be observed between the different functional groups of the acetophenone
moiety of the imine (p-Me, p-MeO,
and p-CF3) and the binaphtyl backbone
of 1c (for 1D 1H,1H NOESY spectra
and 2D 1H,19F HOESY spectra of the other complexes,
see the Supporting Information). Thus,
independent of the electronic properties of the imines, all complexes
show a strong population of structure Type I E.
Figure 6
(a) Calculated
structure Type I E of -2a/1c corroborated by
inter- (red arrows) and intramolecular NOEs (blue arrows). (b) Corresponding
experimental data from 1D selective NOESY spectra at 180 K in CD2Cl2 (see the Supporting Information for additional data).
(a) Calculated
structure Type I E of -2a/1c corroborated by
inter- (red arrows) and intramolecular NOEs (blue arrows). (b) Corresponding
experimental data from 1D selective NOESY spectra at 180 K in CD2Cl2 (see the Supporting Information for additional data).The identification of structure Type II E in complex 2a/1c, which showed an imine orientation
similar to the crystal
structure,[3] is by far more complicated.
According to the calculations, Type II E is less
populated and the aniline signals providing the crucial NOE information
show broad line widths. In addition, the expected NOE intensities
between the aniline moiety and the binaphtyl backbone of the catalyst
are further weakened by rotation. Therefore, imines 3a and 3b were used, which enable the measurement of selective
1D 1H,1H NOESY spectra by exciting the methoxy
group of the anisidine moiety. The best signal dispersion was found
in -3a/1c (see Figure ). The identified
NOE pattern reveals a proximity of the anisidine moiety of the imine
to the binaphtyl backbone of the catalyst (see Figure b). Since structures Type I E and Type II E are observed simultaneously, a fast
exchange between both structures must occur, even at 180 K. In principle,
the two structures are related by two potential exchange modes. Either
the imine rotates by 180° under retention of the hydrogen bond
or the imine switches the oxygen that constitutes the hydrogen bond
and is thereby tilted inside the complex. Due to the extended shape
of the E-imine and the steric configuration of the
catalyst, the latter is more likely to occur. In comparison to structure Type I E, the NOE interaction in Type II E takes place on the other naphthyl half of the catalyst backbone
(see Figure a). This
experimentally proves that exchange occurs via the tilting mechanism
(an exchange of Type I E and Type II E by rotation of the imine would lead to an interaction between both
the acetophenone and anisidine moiety with the same naphthyl side
of the catalyst). For the aniline derived imines 2a–c, even a weak NOE between the aniline moiety of the imines
and the binaphthyl backbone of 1c was observed with the
help of longer mixing times (300 ms) in 2D 1H,1H NOESY spectra. This proves the existence of Type II E for all investigated complexes (see the Supporting Information for spectra).[24]
Figure 7
(a) Tilting
of the imine 3a in relation
to the catalyst 1c. The observed
NOE pattern (green and purple arrows) reveals the coexistence of complex
structures Type I E and Type II E, which are in fast exchange on the NMR time scale at 180 K in CD2Cl2. (b) Section of a 1D selective NOESY of -3a/1c at 180 K in CD2Cl2 at 600 MHz (excitation on the methoxy group of imine 3a) showing intermolecular NOEs
3–6 corresponding to structure Type II E.
(c) Section of a 1H,19F HOESY spectrum of 3a/1c at 180 K in CD2Cl2 at 600 MHz showing NOEs 1 and 2 corresponding to structure Type I E.
(a) Tilting
of the imine 3a in relation
to the catalyst 1c. The observed
NOE pattern (green and purple arrows) reveals the coexistence of complex
structures Type I E and Type II E, which are in fast exchange on the NMR time scale at 180 K in CD2Cl2. (b) Section of a 1D selective NOESY of -3a/1c at 180 K in CD2Cl2 at 600 MHz (excitation on the methoxy group of imine 3a) showing intermolecular NOEs
3–6 corresponding to structure Type II E.
(c) Section of a 1H,19F HOESY spectrum of 3a/1c at 180 K in CD2Cl2 at 600 MHz showing NOEs 1 and 2 corresponding to structure Type I E.In addition to the analysis of the NOE pattern,
also the proton
chemical shift pattern confirms the tilting process (switching the
oxygen that forms the hydrogen bond) as the only exchange mode for E-imine/1c complexes. The two structures Type I E and Type II E exchange fast on
the NMR time scale and produce only one set of chemical shifts. Within
this assignment for any E-imine/1c combination,
separated sets of chemical shifts are observed for the two naphthyl
parts (Figure , blue
and green colored peaks; for assignment and details, see the Supporting Information). In general, this chemical
shift pattern can only be observed if one of the two described exchange
processes (tilting or rotation) occurs exclusively. For the E complexes, tilting takes place (see above and Figure a). In cases where
both exchange processes (tilting and rotation) are active, the complex
would be symmetrized and an averaged set of signals for both halves
of the binaphtyl backbone would be observed (see Z-imine/1c complexes and Figure below).
Figure 8
1H chemical shifts of the protons
of the binaphthyl
backbone of complexes 2a–c/1c and 3a–b/1c at 180 K in CD2Cl2 at 600 MHz. In every investigated
sample, the asymmetry of the catalyst is preserved for the E-imine/1c complexes but broken for the Z-imine/1c complexes.
Figure 10
(a)
NOE pattern (purple arrows) found for the investigated -2a/1c complexes.
The intramolecular NOEs could not be assigned to a single structure Type II Z or Type I Z but instead show
that an equilibrium of both structures exists in solution (see the Supporting Information for additional parameters).
(b) Section of a selective 1D 1H,1H NOESY excited
on the α-methyl group (yellow circle in part a) of -2a at 180 K in CD2Cl2 at 600 MHz.
1H chemical shifts of the protons
of the binaphthyl
backbone of complexes 2a–c/1c and 3a–b/1c at 180 K in CD2Cl2 at 600 MHz. In every investigated
sample, the asymmetry of the catalyst is preserved for the E-imine/1c complexes but broken for the Z-imine/1c complexes.Both the experimental and theoretical chemical shift analyses
of
the E-imine/1c complexes reveal strong
high field shifts of the p-methyl group and the nearby
aromatic protons again corroborating Type I E (see Figures a and 6a for structures and Figure for spectra). In the structure of -2a/1c, the p-methyl group is effectively shielded by the naphthyl backbone of
the catalyst, while, with HBF4 as the noncoordinating protonating
agent, no shielding can occur. This results in a high field shift
of the p-methyl group in -2a/1c compared to -2a/HBF4 (Δδexp, 0.37 ppm;
Δδcalc, 0.66 ppm) (see Figure and the Supporting Information). Since the p-methyl group in Type II E is not shielded (see Figure b), the exchange between Type I E and Type II E leads to a reduction of the shielding effect caused
by the binaphthyl moiety in Type I E. In the calculation
of the chemical shielding analysis, only Type I E is considered, resulting in a larger chemical shift difference (Δδcalc: 0.66 ppm). Thus, the offset between calculated and experimentally
determined Δδ corroborates the coexistence of Type I E and Type II E.
Figure 9
Shielding effects on
methyl groups of 2a/1c due to
CH−π interactions between the methyl groups and the extended
aromatic systems of the catalyst. Free protonated imine was simulated
with HBF4, and the chemical shifts were compared to the
imine/1c complexes (180 K in CD2Cl2, 600 MHz).
Shielding effects on
methyl groups of 2a/1c due to
CH−π interactions between the methyl groups and the extended
aromatic systems of the catalyst. Free protonated imine was simulated
with HBF4, and the chemical shifts were compared to the
imine/1c complexes (180 K in CD2Cl2, 600 MHz).
The Z-Imine/1c Complexes
The calculated energy differences between
the two structures Type II Z and Type I Z ranging from 4.9
to 9.5 kJ/mol are similar to those between Type I E and Type II E. Again, a preference for Type II Z is expected. Similar to the E-imine/1c complex, the two structures Type II
Z and Type I Z are in principle related
by rotation of the imine by 180° without breaking the hydrogen
bond, or by tilting the imine inside the complex and thereby switching
the oxygen that forms the hydrogen bond. In comparison to Type I E and Type II E, only one averaged
set of signals can be observed for both naphthyl halves of the catalyst
backbone (see Figure ). By exciting the α-methyl group of -2a in the 2a/1c complex in a
selective 1D 1H,1H NOESY spectrum, structures Type II Z and Type I Z were identified
simultaneously (see Figure b). Due to the
reduced steric hindrance of the Z-imine compared
to the E-imine, an exchange between the two complex
structures Type II Z and Type I Z is possible by rotation, as well as tilting of the imine (see Figure a). This explains
the broken asymmetry of the catalyst in the Z-imine/1c complexes (see Figure ). With the help of selective 1D 1H,1H NOESY spectra, the exact same situation was identified for
all investigated Z-imine/1c complexes
(see the Supporting Information for spectra).(a)
NOE pattern (purple arrows) found for the investigated -2a/1c complexes.
The intramolecular NOEs could not be assigned to a single structure Type II Z or Type I Z but instead show
that an equilibrium of both structures exists in solution (see the Supporting Information for additional parameters).
(b) Section of a selective 1D 1H,1H NOESY excited
on the α-methyl group (yellow circle in part a) of -2a at 180 K in CD2Cl2 at 600 MHz.Moreover, the comparison of experimental and theoretical
chemical
shifts of -2a/1c fits to the Boltzmann weighted average of Type II Z and Type I Z. Both structures show a close proximity
of the α-methyl group to either the 2,4,6-triisopropylphenyl
moiety (Type II Z) or the binaphthyl backbone of
the catalyst (Type I Z), which leads
to a strong high field shift for the respective methyl group due to
CH−π interactions (Δδexp, 0.75
ppm; Δδcalc, 0.74 ppm; see Figure ).
Conclusion
By
means of NMR and theoretical calculations, we were able to identify
the structure of binary complexes, consisting of the chiral phosphoric
acid 1c and E-/Z-isomers
of aromatic imines. All E-imine/catalyst complexes
possess two structures, which are in fast exchange on the NMR time
scale even at 180 K. Due to the extended steric properties of the E-imine, this exchange occurs by tilting the imine inside
the complex and thereby switching the oxygen that constitutes the
hydrogen bond. This preserves the asymmetry of the E-imine/catalyst complexes. Additionally, the structure of the Z-imine/catalyst complexes was determined for the first
time. For all Z-imine/catalyst complexes, a similar
exchange process between two structures was observed. However, the
compact structure of the Z-imine enables an additional
exchange pathway by rotation, symmetrizing the catalyst. For all investigated
imine/R-TRIP (3,3′-bis(2,4,6-triisopropylphenyl)-1,1′-binaphthyl-2,2′-diyl
hydrogen phosphate) complexes, dispersive interactions between substrate
and catalyst were identified not only at the 3,3′ substituents
of the catalyst but at the binaphthyl backbone as well, revealing
the importance of modifications at this moiety for catalyst design.
The four presented core structures are highly preserved; i.e., these
core structures were found to be independent of electron density and
substituent modulations of the aromatic imines. This invariance of
the structures across all imine substrates reflects the strength of
this class of catalysts. Extended dispersive interactions between
catalyst and substrate, which are postulated to provide high stereoselectivities
in the transition states, are preformed in the binary complex, while
the strong hydrogen bond allows for a high substrate tolerance. For
example, for phosphoramidites, it is known that variations in the
electron density of the substrate often have to be compensated by
changes in the ligand structure.[28] The
structural investigations presented here show that in Brønsted
acid catalysis the strength of the hydrogen bond overrides the variations
in the CH−π and π–π interactions caused
by different functional groups of the substrates. Assuming that these
structural features of the binary complexes are preserved in the transition
states, Brønsted acid catalysis seems to combine both high stereoinduction
due to dispersive interactions and structural invariance caused by
the hydrogen bond.
Authors: Julia Contreras-García; Erin R Johnson; Shahar Keinan; Robin Chaudret; Jean-Philip Piquemal; David N Beratan; Weitao Yang Journal: J Chem Theory Comput Date: 2011-03-08 Impact factor: 6.006
Authors: Weijun Tang; Steven Johnston; Jonathan A Iggo; Neil G Berry; Marie Phelan; Luyun Lian; John Bacsa; Jianliang Xiao Journal: Angew Chem Int Ed Engl Date: 2013-01-03 Impact factor: 15.336
Authors: Erin R Johnson; Shahar Keinan; Paula Mori-Sánchez; Julia Contreras-García; Aron J Cohen; Weitao Yang Journal: J Am Chem Soc Date: 2010-05-12 Impact factor: 15.419
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Authors: Manuel Orlandi; Jaime A S Coelho; Margaret J Hilton; F Dean Toste; Matthew S Sigman Journal: J Am Chem Soc Date: 2017-05-11 Impact factor: 15.419