| Literature DB >> 27942088 |
Jonas Lindahl1, Rickard Danell1.
Abstract
The aim of this study was to provide a framework to evaluate bibliometric indicators as decision support tools from a decision making perspective and to examine the information value of early career publication rate as a predictor of future productivity. We used ROC analysis to evaluate a bibliometric indicator as a tool for binary decision making. The dataset consisted of 451 early career researchers in the mathematical sub-field of number theory. We investigated the effect of three different definitions of top performance groups-top 10, top 25, and top 50 %; the consequences of using different thresholds in the prediction models; and the added prediction value of information on early career research collaboration and publications in prestige journals. We conclude that early career performance productivity has an information value in all tested decision scenarios, but future performance is more predictable if the definition of a high performance group is more exclusive. Estimated optimal decision thresholds using the Youden index indicated that the top 10 % decision scenario should use 7 articles, the top 25 % scenario should use 7 articles, and the top 50 % should use 5 articles to minimize prediction errors. A comparative analysis between the decision thresholds provided by the Youden index which take consequences into consideration and a method commonly used in evaluative bibliometrics which do not take consequences into consideration when determining decision thresholds, indicated that differences are trivial for the top 25 and the 50 % groups. However, a statistically significant difference between the methods was found for the top 10 % group. Information on early career collaboration and publication strategies did not add any prediction value to the bibliometric indicator publication rate in any of the models. The key contributions of this research is the focus on consequences in terms of prediction errors and the notion of transforming uncertainty into risk when we are choosing decision thresholds in bibliometricly informed decision making. The significance of our results are discussed from the point of view of a science policy and management.Entities:
Keywords: Bibliometric indicator; Decision making; Mathematics; Performance; Prediction errors; Productivity; ROC; Receiver operating characteristic
Year: 2016 PMID: 27942088 PMCID: PMC5124050 DOI: 10.1007/s11192-016-2097-9
Source DB: PubMed Journal: Scientometrics ISSN: 0138-9130 Impact factor: 3.238
Descriptive statistics for publication rate in period 1 (PR P1) and 2 (PR P2), and the two covariates: Publications in prestige journals in period 1 (PPJ) and early career collaboration in period 1 (ECC)
| Statistics | PR P1 | PR P2 | PPJ | ECC |
|---|---|---|---|---|
| Mean | 5.47 | 5.93 | 1.93 | 0.72 |
| 1st quartile | 3 | 2 | 0 | 0.20 |
| Median | 4 | 4 | 1 | 0.63 |
| 3rd quartile | 7 | 8 | 3 | 1 |
| Min | 1 | 0 | 0 | 0 |
| Max | 39 | 46 | 12 | 4.33 |
| Sum | 2467 | 2674 | – | – |
The confusion matrix
| Belong to a specific performance group in period 2 | |||
|---|---|---|---|
| True | False | ||
| Test outcome | Positive | TP | FP |
| Negative | FN | TN | |
TP true positive, FP false positive, FN false negative, TN true negative
Fig. 1A ROC graph exemplifying five discrete prediction models (a, b, c, d, e), one ROC curve (dashed line), and the reference line (thin diagonal line).
Adapted from Fawcett (2006)
Fig. 2ROC graph representing the trade-off between the true positive rate and the false positive rate for the univariate models. Optimal method = Youden index decision thresholds; Simple method = simple method decision thresholds; 90 % CR = 90 % confidence regions
The area under the ROC curve (AUC) for the univariate ROC models and 95 % bootstrapped confidence intervals (CI)
| Metric | Top 50 % | Top 25 % | Top 10 % |
|---|---|---|---|
| AUC | 0.69 | 0.75 | 0.82 |
| 95 % CI | 0.64, 0.74 | 0.70, 0.80 | 0.75, 0.89 |
Metrics for decision thresholds derived by the Simple method and the Optimal method
| Metric | Simple method | Optimal method |
|---|---|---|
| Top 50 % | ||
| TPR-FPR | 0.26 | – |
| YI | – | 0.29 |
| DT coords: FPR, TPR | 0.47, 0.73 | 0.33, 0.61 |
| 90 % CR | 0.39, 0.53 × 0.67, 0.78 | 0.26, 0.39 × 0.55, 0.67 |
| Nr of articles at DT | 4 | 5 |
| Top 25 % | ||
| TPR-FPR | 0.38 | – |
| YI | – | 0.38 |
| DT coords: FPR, TPR | 0.19, 0.57 | 0.19, 0.57 |
| 90 % CR | 0.15, 0.24 × 0.49, 0.66 | 0.15, 0.24 × 0.49, 0.66 |
| Nr of articles at DT | 7 | 7 |
| Top 50 % | ||
| TPR-FPR | 0.42 | – |
| YI | – | 0.54 |
| DT coords: FPR, TPR | 0.06, 0.48 | 0.23, 0.77 |
| 90 % CR | 0.04, 0.08 × 0.55, 0.67 | 0.19, 0.27 × 0.64, 0.88 |
| Nr of articles at DT | 11 | 7 |
TPR true positive rate, FPR false positive rate, YI Youden index, DT decision threshold, coords coordinates, CR confidence regions, NR number
Predictive values at decision thresholds for the Simple method and Optimal method
| Metric | Simple method | Optimal method |
|---|---|---|
| Top 50 % | ||
| PPV at TPR-FPR | 0.67 | – |
| PPV at YI | – | 0.71 |
| 95 % CI | 0.63, 0.71 | 0.67, 0.76 |
| NPV at TPR-FPR | 0.60 | – |
| NPV at YI | – | 0.57 |
| 95 % CI | 0.54, 0.66 | 0.52, 0.62 |
| Top 25 % | ||
| PPV at TPR-FPR | 0.51 | – |
| PPV at YI | – | 0.51 |
| 95 % CI | 0.44, 0.58 | 0.44, 0.58 |
| NPV at TPR-FPR | 0.85 | – |
| NPV at YI | – | 0.85 |
| 95 % CI | 0.82, 0.88 | 0.82, 0.88 |
| Top 10 % | ||
| PPV at TPR-FPR | 0.48 | – |
| PPV at YI | – | 0.28 |
| 95 % CI | 0.37, 0.60 | 0.24, 0.33 |
| NPV at TPR-FPR | 0.94 | – |
| NPV at YI | – | 0.97 |
| 95 % CI | 0.92, 0.95 | 0.95, 0.98 |
PPV positive predictive value, NPV negative predictive value, CI confidence interval
The area under the ROC curve (AUC), 95 % confidence intervals (CI), and Pseudo-R2 for nine logistic regression models
| Metric | PR | PR + PPJ | PR + ECC |
|---|---|---|---|
| Top 10 % | |||
| AUC | 0.82 | 0.82 | 0.82 |
| 95 % CI | 0.75, 0.89 | 0.75, 0.88 | 0.75, 0.89 |
| Pseudo-R2 | 0.216 | 0.221 | 0.217 |
| Top 25 % | |||
| AUC | 0.75 | 0.75 | 0.75 |
| 95 % CI | 0.70, 0.80 | 0.70, 0.80 | 0.70, 0.81 |
| Pseudo-R2 | 0.165 | 0.166 | 0.165 |
| Top 50 % | |||
| AUC | 0.69 | 0.70 | 0.69 |
| 95 % CI | 0.64, 0.74 | 0.65, 0.75 | 0.65, 0.74 |
| Pseudo-R2 | 0.088 | 0.095 | 0.088 |
PR Publication rate, PPJ Publications in prestige journals, ECC Early career collaboration
Displaying how the area under the ROC curve (AUC) changes with different career lengths and different definitions of the top performance group
| AUC at given career length | Top 50 % | Top 25 % | Top 10 % |
|---|---|---|---|
| AUC, career length ≥1 year | * | 0.82 | 0.85 |
| AUC, career length ≥3 year | 0.69 | 0.72 | 0.77 |
| AUC, career length ≥5 year | 0.69 | 0.74 | 0.82 |
| AUC, career length ≥8 year | 0.69 | 0.73 | 0.81 |
| AUC, career length ≥10 year | 0.70 | 0.75 | 0.81 |
| AUC, career length ≥12 year | 0.69 | 0.75 | 0.82 |
* The 50th percentile had the value 0 at career length ≥1 year. Thus, there was no variation in the binary dependent variable