Literature DB >> 27560945

A Novel Flexible Inertia Weight Particle Swarm Optimization Algorithm.

Mohammad Javad Amoshahy1, Mousa Shamsi1, Mohammad Hossein Sedaaghi1.   

Abstract

Particle swarm optimization (PSO) is an evolutionary computing method based on intelligent collective behavior of some animals. It is easy to implement and there are few parameters to adjust. The performance of PSO algorithm depends greatly on the appropriate parameter selection strategies for fine tuning its parameters. Inertia weight (IW) is one of PSO's parameters used to bring about a balance between the exploration and exploitation characteristics of PSO. This paper proposes a new nonlinear strategy for selecting inertia weight which is named Flexible Exponential Inertia Weight (FEIW) strategy because according to each problem we can construct an increasing or decreasing inertia weight strategy with suitable parameters selection. The efficacy and efficiency of PSO algorithm with FEIW strategy (FEPSO) is validated on a suite of benchmark problems with different dimensions. Also FEIW is compared with best time-varying, adaptive, constant and random inertia weights. Experimental results and statistical analysis prove that FEIW improves the search performance in terms of solution quality as well as convergence rate.

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Year:  2016        PMID: 27560945      PMCID: PMC4999183          DOI: 10.1371/journal.pone.0161558

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


1 Introduction

Swarm intelligence is an exciting new research field still in its infancy compared to other paradigms in artificial intelligence [1]. One of the research areas within computational swarm intelligence is particle swarm optimization (PSO), which developed by Eberhart and Kennedy in 1995 [2, 3], inspired by intelligent collective behavior of some animals such as flocks of birds or schools of fish. In PSO, each individual represents a potential solution and is termed as “particle” and the flock of particles called “swarm” represents the population of individuals, so a population of potential solutions is evolved through successive iterations. The most important advantages of the PSO, compared to other optimization strategies, lies in its speedy convergence towards global optimum, easily implementable code, complex computation free environment and having few parameters to adjust. Accelerating convergence speed and avoiding the local optima have become the two most important and appealing goals in PSO research. A number of variant PSO algorithms have, hence, been proposed to achieve these two goals [4, 5]. It is seen to be difficult to simultaneously achieve both goals. For example, the comprehensive-learning PSO in [5] focuses on avoiding the local optima, but brings in a slower convergence as a result. Therefore, despite being having several attractive features and a potential global optimizer, PSO alike several other populations based search algorithms have certain drawbacks associated with it. To overcome the drawbacks caused by “stagnation of particles”, several attempts have been made to enhance the performance of PSO and the improved variants superseded the standard one. Some of these include, proposing inertia weight (IW) [6, 7], introducing constriction factor based PSO [8], weighting particle’s own experience and neighbors experience [9], fine tuning of various PSO parameters [10], proposing different interaction methods among PSO particles [11, 12]. Moreover PSO has been hybridized [13] with concepts borrowed from other heuristic and deterministic algorithms to improve its searching ability and enhancing its convergence towards global optima. As we know, IW can balance the proportion of global search ability and local exploration ability. When its value is bigger, the algorithm has a stronger global search ability and poorer local exploration ability. When IW value is smaller, global search ability and local exploration ability are just reverse. In the other word, IW controls the particle’s momentum and so many strategies have been proposed in previous studies to choose a suitable IW that maintains the exploration–exploitation trade-off throughout the searching process. In this paper we propose a flexible exponential inertia weight (FEIW) PSO algorithm (FEPSO) for optimization problems. This work differs from the existing time-varying IW strategies at least in two aspects: firstly, it proposes a flexible IW, which can adapt with each problem, i.e., for a certain optimization problem, with suitable parameter selection, we can get a special IW strategy that has best performance for solving it. The second is to compare the best time-varying, adaptive and primitive IW strategies with FEIW and obtain that FEPSO is more efficacious for optimization problem. The rest of this paper is organized as follows: Section ‎2 presents the principles of particle swarm optimization algorithm. A review on inertia weight strategies is stated in section ‎3. Proposed inertia weight and its properties will be discussed in section ‎4. In Section ‎5, parameter settings and performance evaluation criteria is introduced. The numerical analysis, statistical tests and discussion of results is performed under section ‎6 and the conclusions are given in section ‎7.

2 The Principles of Particle Swarm Optimization Algorithm

The basic idea of the PSO algorithm is to search out the optimum value by collaborating and sharing information between the individuals, and the particle’s quality could be measured according to the fitness value of particles. First, the positions and velocities of a group of particles are initialized randomly, and then the optimal solution can be searched out by updating generations in the search space. Suppose that the size of the swarm is M and the search space is D − dimensional. The position of the ith particle is presented as x = (x, x, …, x) where x ∈ [l, u], d ∈ [1, D], and l and u are the lower and upper bounds of the dth dimension of the search space. The velocity of each particle is represented with a vector. The ith particle velocity is presented as v = (v, v, …, v). At each time step, the position and velocity of the particles are updated according to the following equations [2]: where r1, r2 are two distinct random numbers [2], generated uniformly from the range [0,1], the acceleration coefficients c1, c2 are two positive constants [3] and t is the current iterative time. The best previous position found so far by this particle is denoted as p = (p, p, … ,p), and the best previous position discovered by the whole swarm is denoted as g = (g1, g2, … ,g). The velocity of particle should be under the constrained conditions [vmin, vmax]. The balance between global and local search throughout the course of a run is critical to the success of an optimization algorithm [14]. Almost all of the evolutionary algorithms utilize some mechanisms to achieve this goal. To bring about a balance between the exploration and exploitation characteristics of PSO, Shi and Eberhart proposed a PSO based on inertia weight (ω) in which the velocity of each particle is updated according to the following equation [15]: They claimed that a large IW facilitates a global search while a small IW facilitates a local search. By changing the IW dynamically, the search capability is dynamically adjusted. This is a general statement about the impact of ω on PSO’s search behavior shared by many other researchers. However, there are situations where this rule cannot be applied successfully [16]. The PSO procedure can be divided into the following steps: Initialize the original position and velocity of particle swarm; Calculate the fitness value of each particle; For each particle, compare the fitness value with the fitness value of p, if current value is better, then renew the position with current position, and update the fitness value simultaneously; Determine the best particle of group with the best fitness value, if the fitness value is better than the fitness value of g, then update the g and its fitness value with the position; Check the finalizing criterion, if it has been satisfied, quit the iteration; Update the position and velocity of particle swarm, return to step 2.

3 Review on Inertia Weight Strategies

Since the initial development of PSO, several variants of this algorithm have been proposed by researchers. The basic PSO, presented by Kennedy and Eberhart in 1995 [2], has no IW. The first modification introduced in PSO was the use of an IW parameter in the velocity update equation of the initial PSO resulting in Eq (3), a PSO model which is now accepted as the global best PSO algorithm [15]. In this section, the various IW strategies are categorized into three classes. The “primitive class” contains strategies in which the value of the IW is constant during the search or is determined randomly. None of these methods uses any input. The “adaptive class” contains those methods which use a feedback parameter to monitor the state of the algorithm and adjust the value of the IW. The “time-varying class” is defined as a function of time or iteration number.

3.1 Primitive class

IW parameter was originally introduced by Shi and Eberhart in [15]. They used a range of constant IW (CIW) values and showed that by using large values of ω, i.e. ω > 1.2, PSO only performs a weak exploration and with low values of this parameter, i.e. ω > 0.8, PSO tends to traps in local optima. They suggest that with a ω within the range [0.8,1.2], PSO finds the global optimum in a reasonable number of iterations. Shi and Eberhart analyzed the impact of the IW and maximum velocity on the performance of the PSO in [6]. In [17], a random IW (RIW) is used to enable the PSO to track the optima in a dynamic environment. where Rand() is a random number in [0.1]; ω is then a uniform random variable in the range [0.5,1].

3.2 Adaptive class

Adaptive IW strategies are those that monitor the search situation and adapt the IW value based on one or more feedback parameters. In [18], Arumugam and Rao use the ratio of the global best fitness and the average of local best fitness of particles to determine the IW in each iteration with where f(.) is the fitness function. The inertia weight in (6) is termed global-average local best IW (GLBIW). Clerc [19] proposes an adaptive inertia weight (AIW) approach where the amount of change in the inertia value is proportional to the relative improvement of the swarm. Let x(t) denote the position of particle i in the search space at time step t. The inertia weight is adjusted according to where the relative improvement, m, is estimated as with ω(Imax) ≈ 0.5 and ω(0) < 1.

3.3 Time-varying class

Most of the PSO variants use time-varying IW strategies in which the value of the IW is determined based on the iteration number. Time-varying IW strategies have important applications in various fields yet [20, 21]. These methods can be either linear or non-linear and increasing or decreasing. In [8], a linear decreasing IW (LDIW) was introduced and was shown to be effective in improving the fine-tuning characteristic of the PSO. In this method, the value of ω is linearly decreased from an initial value (ωmax) to a final value (ωmin) according to the following equation: where t and Imax are the current iterative time and the maximum iterative time, respectively. This strategy is very common and most of the PSO algorithms adjust the value of IW using this updating scheme. Accepting the general idea of decreasing the IW over iterations, some researchers proposed nonlinear decreasing strategies. Chatterjee and Siarry [22] propose a nonlinear decreasing variant of IW in which at each iteration of the algorithm, ω is determined based on the following equation: where n is the nonlinear modulation index. Different values of n result in different variations of IW all of which start from ωmax and end at ωmin. Feng et al. [23, 24] use a chaotic IW (CHIW) in which a chaotic term is added to the LDIW. The proposed ω is as follows. where ω1 and ω2 are the original value and the final value of IW and z = 4z (1 − z). The initial value of z is selected randomly within the range(0,1). Chen et al. [25] propose a natural exponential inertia weight (NEIW) strategy according to the following equation: where ωmin = 0.4 and ωmax = 0.9, which is found to be very effective for NEIWPSO. Li and Gao [26] give a kind of exponent decreasing inertia weight (EDIW) The massive experiments indicate the algorithm performance can enhance greatly when ωmin = 0.4, ωmax = 0.95, d1 = 0.2 and d2 = 7. In [27], Bansal et al. implemented a comparative study on fifteen IW strategies to select best IW strategies. With c = 7 for CIW, ωmin = 0.4, ωmax = 0.9 for LDIW and ω1 = 0.9, ω2 = 0.4 for CHIW, They concluded that CHIW is the best strategy for better accuracy and RIW strategy is best for better efficiency. Also it is shown that CIW and LDIW are best inertia weights based on minimum error. Arasomwan and Adewumi [28] established the fact that LDIW is very much efficient if its parameters are properly set. They showed that with good experimental setting, LDIW will perform competitively with similar variants. Thus in this paper, for comparative studies, we use of CIW, RIW, LDIW, CHIW, NEIW, EDIW, GLBIW and AIW as eight well-known primitive, time-varying and adaptive IW strategies.

4 Proposed Inertia Weight and Its Properties

In order to overcome the premature convergence, low efficiency or low accuracy of the other IW strategies, we introduce a novel IW strategy for improving the performance of PSO. In this section, first this new IW will be introduced then its properties will be analyzed. At the end, we introduce the IW strategy parameters.

4.1 Proposed inertia weight strategy

Definition. Suppose ω1, ω2 and ψ are positive real numbers. We define an inertia weight strategy by where and t ∈ [0,Imax] is an integer number. In this strategy, t and Imax are the current iterative time and the maximum iterative time, respectively. The parameters ω1 and ω2 are inertia weight at the start and inertia weight at the end of a given run, respectively. In the other word and We call ω(t), the Flexible Exponential Inertia Weight (FEIW) strategy because it can adapt with each problem, i.e., with suitable parameters selection, we can construct many increasing or decreasing inertia weights, or even a lot of strategies with one global minimum in [0,Imax], thus FEIW encompasses a wide range of IW strategies. There is a trade-off between accuracy and efficiency of the PSO algorithm and one of the most important of applications of FEIW is that according to each problem, one can easily change the parameters ω1, ω2 and ψ, to achieve better accuracy or better efficiency or both of them. Fig 1 shows the flow-chart for PSO based on the FEIW technique used in this paper.
Fig 1

Flow-chart for the proposed technique.

4.2 Flexible exponential inertia weight analysis

Before using FEIW, we should have some information about its behavior. In particular, to select its parameters, we need a careful analysis of the function ω(t) In this subsection, for a mathematical analysis of FEIW, suppose that t ∈ [0,Imax] be a real number instead of integer number. We define a new function by and call it as “check function”. Also the notation sgn(.) means the sign function is as follows: Lemma 1. The check function has the following properties: and Proof. According to definition of FEIW, ψ > 0 thus 1 –e2 < 0, therefore based on Eq (15), Similarly one can prove the other term. Lemma 2. The equation ω(t) = 0 has at most one root. This equation has a root if and only if In addition, this only root, if it exists, is at . Also t* ∈ [0,Imax] if and only if Proof. By using relation (14), we have From Lemma1 and relation (22), we can conclude , hence the proof is complete. On the other hand, ψ > 0 and Imax > 0, thus Using Eqs (15), (16) and (19), we have Corollary 1. For all t ∈ [0,Imax], ω(t) ≥ 0. Proof. Suppose ∃t0 ∈ [0,Imax]: ω(t) < 0. First note that based on relations (17) and (18), the end points of curve of ω(t) have positive values. Since ω(t) is a continuous function, thus it has at least two roots, a contradiction, because according to Lemma 2, the equation ω(t) = 0 has at most one root. Corollary 2. If sgn(T(ω1,ω2) * T(ω2,ω1)) = 1 then T(ω1,ω2) < 0 and T(ω2,ω1) < 0. Proof. Let T(ω1,ω2) > 0 and T(ω2,ω1) > 0. Thus from Lemma 1, it follows that α1 < 0 and α2 < 0, Hence from relation (14) we conclude that ∀t, ω(t) < 0, a contradiction, because according to Corollary 1, ∀t ∈ [0,Imax], ω(t) ≥ 0. Theorem 1. The function ω(t) has an extremum if and only if In addition, this only extremum, if it exists, is a global minimum at . Also t** ∈ [0,Imax] if and only if Proof. We first calculate ω′(t) and ω″(t) as follows: To find the critical numbers of differentiable function ω(t), we set its derivative equal to 0. The equation ω′(t) = 0 implies . Thus we should have or α1α2 > 0. Using Lemma 1 and Corollary 2, it is equivalent to sgn(T(ω1,ω2) * T(ω2,ω1)) = 1. To use the second derivative test, we evaluate ω″(t) at this critical number: Because of ω″(t) > 0, ω(t) has a local minimum at t**, but α1 > 0 and α2 > 0 thus and so t** is a global minimum of differentiable function ω(t). The proof of the second part of this Theorem is similar to that of Lemma 2. Theorem 2. If then ω(t) is increasing on and is decreasing on if Proof. From Lemma 1 and relation (28), we have α1 < 0 and α2 > 0, so Thus , this implies Therefore ω(t) is increasing on . The proof of decreasing is similar to increasing. Lemma 3. If T(ω1,ω2) = 0 and ω1 < ω2 then ω(t) is increasing. Also If T(ω2,ω1) = 0 and ω1 > ω2 then ω(t) is decreasing. Proof. If T(ω1,ω2) = 0 then α1 = 0 and ω2 − ω1e = 0. This implies and ψ > 0 because of ω1 < ω2. In this case, we can conclude from Eq (16) that α2 = ω1, thus using Eq (14), Therefore and ω(t) is increasing. Now suppose T(ω2,ω1) = 0 thus α2 = 0 and ω1 − ω2e = 0. This implies and ψ > 0 because of ω1 > ω2. Also α1 = ω1 and from Eq (14), Therefore and ω(t) is decreasing. Corollary 3. For all t ∈ [0,Imax], ω(t) > 0. Proof. By Corollary 1, ∀ t ∈ [0,Imax], ω(t) ≥ 0. Suppose that ∃t* ∈ [0,Imax], ω(t*) = 0. Using Lemma 2, we have sgn(T(ω1,ω2) * T(ω2,ω1)) = −1. By Theorem 2, ω(t) is increasing or decreasing. Thus according to relations (17) and (18), ∀t ∈ [0,Imax], ω(t) ≠ 0, a contradiction. Therefore ∀ t ∈ [0,Imax], ω(t) > 0. Corollary 4. If ω1 = ω2 then ω(t) takes its global minimum in [0,Imax] at . Proof. Suppose that ω1 = ω2 = Ω. From Eqs (15) and (16), we have α1 = eα2, thus using Eq (14), it is concluded that In this special case, the check functions are as follows: By Theorem 1, has a minimum at . Thus t** ∈ [0,Imax] and . Lemma 4. As ψ approaches 0 from the right, FEIW function approaches linear inertia weight function. If ω1 > ω2, then this linear function is decreasing, while if ω1 < ω2, the function is increasing. Proof. Differentiating ω(t) with respect to t, from Eqs (14)–(16), we get so where m is the slope of line through (0,ω1) and (Imax,ω2). Thus the limit of FEIW function as ψ approaches 0 from the right equals as follows: Since Imax > 0, relation (37) implies is decreasing if ω1 > ω2, and is increasing if ω1 < ω2. All of above results are summarized in Table 1.
Table 1

Summary of the properties of FEIW function.

Sr. No.ConditionConclusion
1sgn(Tψ(ω1,ω2)*Tψ(ω2,ω1))=1 & |ln(Tψ(ω1,ω2)Tψ(ω2,ω1))|ψ∃! t* ∈ [0,Imax]
2sgn(Tψ(ω1,ω2)*Tψ(ω2,ω1))=1 & |ln(Tψ(ω1,ω2)Tψ(ω2,ω1))|>ψ!t*[0,Imax]
3sgn(Tψ(ω1,ω2)*Tψ(ω2,ω1))=1 & |ln(Tψ(ω1,ω2)Tψ(ω2,ω1))|ψ∃! t** ∈ [0,Imax]
4sgn(Tψ(ω1,ω2)*Tψ(ω2,ω1))=1 & |ln(Tψ(ω1,ω2)Tψ(ω2,ω1))|>ψ!t**[0,Imax]
5sgn(Tψ(ω1,ω2)) = 1 & sgn(Tψ(ω2,ω1)) = −1ω(t) Increasing on
6sgn(Tψ(ω1,ω2)) = −1 & sgn(Tψ(ω2,ω1)) = 1ω(t) Decreasing on

The notations t* and t** represent root of the equation ω(t) = 0 and minimum of the function ω(t), respectively.

The notations t* and t** represent root of the equation ω(t) = 0 and minimum of the function ω(t), respectively.

4.3 Flexible exponential inertia weight parameters

The massive experiments indicate the proposed algorithm performance can enhance greatly for most problems when ω1 ≈ 0, ω2 ≈ 1, ψ ≈ 2.6 for increasing FEIW and ω1 ≈ 1, ω2 ≈ 0, ψ ≈ 2.6 for decreasing FEIW and ψ ≈ 5 for cases ω1 ≈ ω2. In this paper, the parameters of different variations of FEIW strategy are selected such that include all the different situations such as increasing (decreasing) functions and functions with a global minimum. Let . In this strategy, according to Table 1, we experimentally select three values for ψ as follows: Also six pairs of positive numbers are selected for (ω1,ω2). These variations of FEIW strategies in Table 2 will be used for comparison with four best IW strategies [27] i.e., CIW, RIW, LDIW and CHIW and four well-known strategies i.e., NEIW, EDIW, GLBIW and AIW. As shown in Fig 2, unlike other inertia weights, the FEIW strategies are either increasing functions or decreasing functions or none.
Table 2

The parameters and properties of six variations of FEIW.

ParametersFEIW-1FEIW-2FEIW-3FEIW-4FEIW-5FEIW-6
ψψ1ψ1ψ1ψ2ψ2ψ3
ω10.0011.0010.810.30.3
ω21.0010.0010.90.310.3
α1-0.0721.0060.7380.9940.0210.298
α20.073-0.0050.0610.0060.2790.002
Tψ(ω1,ω2)0.987-13.721-10.067-3.268-0.070-46.188
Tψ(ω2,ω1)-13.7210.987-11.538-0.070-3.268-46.188
ln(Tψ(ω1,ω2)Tψ(ω2,ω1))-.01363.838-3.8380
SituationIncreasing on Decreasing on Minimum at t** ∈ [0,Imax]Minimum at t** ∉ [0,Imax]Minimum at t** ∉ [0,Imax]Minimum at t** ∈ [0,Imax]
Fig 2

Six variations of Flexible Exponential Inertia Weight (FEIW) strategy.

(A) FEIW-1. (B) FEIW-2. (C) FEIW-3. (D) FEIW-4. € FEIW-5. (F) FEIW-6.

Six variations of Flexible Exponential Inertia Weight (FEIW) strategy.

(A) FEIW-1. (B) FEIW-2. (C) FEIW-3. (D) FEIW-4. € FEIW-5. (F) FEIW-6.

5 Parameter Settings and Performance Evaluation Criteria

From the standard set of benchmark problems available in the literature, twenty six problems are selected to test efficacy and accuracy of the proposed variants with other existing variants. These problems are of continuous variables and have different degrees of complexity and multimodality. These functions are shown in Tables 3 and 4 along with their range of search space.
Table 3

Benchmark functions for simulation.

FunctionNameSearch SpaceOptimal ValueReference
f1Sphere[−5.12, 5.12]n0[5, 16, 29]
f2Griewank[−600, 600]n0[5, 16, 29]
f3Rosenbrock[−5, 10]n0[5, 16, 29]
f4Rastrigin[−5.12, 5.12]n0[5, 16]
f5Ackley[−30, 30]n0[5, 16, 29]
f6Rotated Hyper-Ellipsoid[−65.536, 65,536]n0[30]
f7Levy[−10, 10]n0[16]
f8Sum squares[−10, 10]n0[29]
f9Zakharov[−5, 10]n0[29]
f10Dixon-Price[−10, 10]n0[29]
f11Schwefel's Problem 2.22[−10, 10]n0[16, 29, 31]
f12Alpine 1[−10, 10]n0[29]
f13Mishra 7[−10, 10]n0[29]
f14Bent-Cigar[−100, 100]n0[32]
f15Noncontinuous Rastrigin[−5.12, 5.12]n0[5, 16]
f16Trigonometric 2[−500, 500]n1[29]
f17Generalized Penalized-1[−50, 50]n0[31]
f18Generalized Penalized-2[−50, 50]n0[31]
f19Weierstrass[−0.5, 0.5]n0[5]
f20Shifted Rotated Weierstrass[−0.5, 0.5]n90[33]
f21Michalewicz[0, π]10-9.66015[30]
f22Quintic[−10, 10]n0[29]
f23Pinter[−10, 10]n0[29]
f24Pathological[−100, 100]n0[29]
f25Salomon[−100, 100]n0[29]
f26Mishra 11[−10, 10]n0[29]
Table 4

Benchmark functions formula.

No.Objective Functions
1f1(x)=i=1Dxi2
2f2(x)=14000i=1Dxi2i=1Dcos(xii)+1
3f3(x)=i=1D1[100(xi+1xi2)2+(xi1)2]
4f4(x)=10D+i=1D[xi210cos(2πxi)]
5f5(x)=20exp(0.21Di=1Dxi2)exp(1Di=1Dcos(2πxi))+20+e
6f6(x)=i=1Dj=1ixj2
7f7(x)=sin2(πy1)+i=1D1(yi1)2[1+10sin2(πyi+1)]+(yD1)2[1+sin2(2πyD)],yi=1+xi14,i=1,,D
8f8(x)=i=1Dixi2
9f9(x)=i=1Dxi2+(i=1D0.5ixi)2+(i=1D0.5ixi)4
10f10(x)=(x11)2+i=2Di(2xi2xi1)2
11f11(x)=i=1D|xi|+i=1D|xi|
12f12(x)=i=1D|xisin(xi)+0.1xi|
13f13(x)=(i=1DxiD!)2
14f14(x)=x12+106i=2Dxi2
15f15(x)=i=1D(yi210cos(2πyi)+10),yi={xi,|xi|<12round(2xi)2,|xi|12
16f16(x)=1+i=1D8sin2[7(xi0.9)2]+6sin2[14(xi0.9)2]+(xi0.9)2
17f17(x)=πD{10sin2(πy1)+i=1D1(yi1)2[1+10sin2(πyi+1)]+(yD1)2}+i=1Du(xi,10,100,4),yi=1+14(xi+1), u(xi,a,k,m)={k(xia)m,xi>a0,axiak(xia)m,xi<a
18f18(x)=110{sin2(3πx1)+i=1D1(xi1)2[1+sin2(3πxi+1)]+(xD1)2[1+sin2(2πxD)]}+i=1Du(xi,5,100,4)
19f19(x)=i=1D(k=0kmax[akcos(2πbk(xi+0.5))])Dk=0kmax[akcos(2πbk0.5)],a=0.5b=3,kmax=20
20f20(x)=i=1D(k=0kmax[akcos(2πbk(zi+0.5))])Dk=0kmax[akcos(2πbk0.5)]+fbias, z=M*(xo),a=0.5,b=3,kmax=20,fbias=90, M:linear transformation matrix, condition number=5,o=[o1,o2,,oD]:the shifted global optimum
21f21(x)=i=1Dsin(xi)[sin(ixi2π)]2m,m=10
22f22(x)=i=1D|xi53xi4+4xi3+2xi210xi4|
23f23(x)=i=1D[ixi2+20isin2(A)+ilog10(1+iB2)], A=xi1sinxi+sinxi+1,B=xi122xi+3xi+1cosxi+1,where x0=xD and xD+1=x1
24f24(x)=i=1D1(0.5+sin2100xi2+xi+120.51+0.001(xi22xixi+1+xi+12)2)
25f25(x)=1cos(2πi=1Dxi2)+0.1i=1Dxi2
26f26(x)=[1Di=1D|xi|+(i=1D|xi|)1D]2

5.1 Parameter settings

For implementing these fourteen strategies in PSO, a code has been developed in MATLAB® 2014. For a fair comparison, all the fourteen variants are run with the same parameter setting and on same computing environment. Each PSO variant is run 100 times with random initial population. Swarm size: M = 5 × D. Problem size: D = 10, 50. Acceleration coefficients: c1 = c2 = 2. Maximum velocity: vmax = 0.1 × (xmax − xmin) Maximum number of iterations allowed: Imax = 500, 1000.

5.2 Performance evaluation criteria (PEC)

According to the “no free lunch theorem” [34], one optimization algorithm cannot offer better performance than all the others on every aspect or on every kind of problem. Thus the efficiency and accuracy of all algorithms is tested against a set of well-known standard benchmark unimodal and multimodal functions given in Tables 3 and 4. Also we use of different evaluation criteria to obtain valid results. A run in which the algorithm finds a solution satisfying |f − fmin| < ε, where f is the best solution found when the algorithm terminates and fmin is the known global minimum of the problem, is considered to be successful. In this case, ε is error of the algorithm. In order to evaluate the performance of different IW strategies, we need to define different terms for termination of the PSO algorithm, so the termination criterion for all considered PSO variants is one of the following conditions: Condition 1: achieving to Imax. Condition 2: achieving to Imax or when the known optimum is within 1 –ε of accuracy, whichever occurs earlier. For each method and problem the following are recorded: Success rate (SR) is number of successful runs (S) per total number of runs (T) Average number of iterations of successful runs (ANS). Minimum number of iterations of successful runs (MNS). Average error (AE), Minimum error (ME) over 100 runs. Standard deviation (STD) of error over 100 runs.

6 Results, Analysis and Discussions

6.1 Numerical results

In this subsection, a comprehensive comparative study of IW for fourteen strategies is carried out. The computational results for all the considered set of benchmark functions using all the PSO variants, comprises results for the all mentioned performance evaluation criteria (PEC) over 100 runs. The numerical results are shown in Tables 5–14.
Table 5

Comparison of success rate, average and minimum number of iterations of successful runs for considered PSO variants with condition 2, Imax = 1000, D = 10, ε = 10−1 for f2, f3, f4, f10 functions and ε = 10−10 for others (υ > Imax).

IWPECf1f2f3f4f5f6f7f8f9f10
CIWSR100422008810010003
ANS659578791υυ900696769υ755
MNS537232612υυ719557612υ250
RIWSR0620000007
ANSυ769684υυυυυυ449
MNSυ647587υυυυυυ265
LDIWSR10078101001001001001006
ANS667695878υ882729668694875853
MNS630448878υ847697632651816455
CHIWSR10083201001001001001006
ANS420495644υ639484428448649626
MNS367242376υ590423388394569205
FEIW-1SR1007325096100971001009
ANS57195216υ145766562317295
MNS411824υ10555474626018
FEIW-2SR10077301001001001001006
ANS319382537υ442356322334459446
MNS299240316υ420339305312426213
FEIW-3SR1008740100100991001003
ANS274337346υ445320280296450441
MNS251167186υ418295251271401154
FEIW-4SR10081101001001001001002
ANS522583560υ706573526545707702
MNS491400560υ682544497515652418
FEIW-5SR10080110100100961001009
ANS95125136υ224121102106276255
MNS783653υ174102838322324
FEIW-6SR1007790991009910010012
ANS77163431υ158988486257234
MNS663647υ14287666720438
Table 14

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 50.

IWPECf6f7f8f9f10
CIWAE2.337e+025.300e-015.380e+008.877e+002.449e+01
ME1.252e+021.002e-012.690e+006.636e+009.647e+00
STD1.088e+028.105e-012.161e+001.121e+008.589e+00
RIWAE1.508e+031.565e+003.334e+011.155e+019.211e+01
ME9.102e+026.392e-011.809e+018.175e+005.342e+01
STD4.950e+028.229e-017.235e+001.754e+003.208e+01
LDIWAE2.356e-023.037e-026.840e-043.377e+002.313e+00
ME3.943e-031.220e-056.870e-052.171e+006.826e-01
STD1.698e-021.173e-015.610e-047.384e-012.590e+00
CHIWAE2.370e-076.544e-015.960e-092.651e+002.265e+00
ME3.590e-087.160e-112.720e-102.024e+006.667e-01
STD1.710e-077.466e-016.120e-096.250e-012.380e+00
FEIW-1AE3.380e-162.726e-012.410e-182.661e+001.046e+00
ME6.330e-191.520e-211.380e-201.664e+006.667e-01
STD9.840e-164.136e-014.040e-184.824e-011.011e+00
FEIW-2AE8.620e-137.939e-014.040e-153.377e+001.382e+00
ME1.360e-153.750e-181.140e-172.273e+006.667e-01
STD2.050e-128.258e-017.460e-158.496e-011.976e+00
FEIW-3AE1.860e-055.030e-012.840e-073.099e+002.131e+00
ME2.230e-061.030e-092.160e-081.411e+006.667e-01
STD2.790e-058.337e-013.400e-076.550e-012.883e+00
FEIW-4AE1.680e-063.272e-011.750e-082.366e+002.232e+00
ME1.040e-078.510e-113.340e-091.406e+006.667e-01
STD1.930e-065.106e-011.330e-084.775e-012.164e+00
FEIW-5AE5.880e-061.260e-019.030e-084.973e+001.528e+00
ME4.500e-071.470e-091.760e-083.454e+006.667e-01
STD5.310e-062.066e-011.000e-079.977e-012.146e+00
FEIW-6AE2.160e-192.423e-011.520e-203.151e+001.173e+00
ME2.480e-211.740e-236.290e-232.241e+006.667e-01
STD3.230e-193.377e-012.380e-207.677e-018.747e-01

6.2 Comparison Analysis of IW Strategies

According to the numerical results obtained from this study (Tables 5–14), we can compare IW strategies with each other based on any benchmark function. For each problem and each PEC, the best and worst IW strategies have been determined in Tables 15–22. The following notation is used in these tables:
Table 15

Best and worst IW strategies for each benchmark function in terms of success rate, average and minimum number of iterations of successful runs according to Table 5.

PECCasef1f2f3f4f5f6f7f8f9f10
SRBestS-FEIWFEIW-3FEIW-1S-FEIWS-FEIWS-FEIWS-FEIWS-FEIWS-FEIWFEIW-6
WorstRIWRIWLDIWS-FEIWS-IWRIWRIWRIWS-IWFEIW-4
ANSBestFEIW-1FEIW-5FEIW-5S-FEIWFEIW-1FEIW-1FEIW-1FEIW-1FEIW-6FEIW-6
WorstRIWRIWLDIWS-FEIWS-IWRIWRIWRIWS-IWLDIW
MNSBestFEIW-1FEIW-1FEIW-1S-FEIWFEIW-1FEIW-1FEIW-1FEIW-1FEIW-6FEIW-1
WorstRIWRIWLDIWS-FEIWS-IWRIWRIWRIWS-IWLDIW
Table 22

Best and worst IW strategies for each benchmark function in terms of average, minimum and standard deviation of error according to Tables 13 and 14.

PECCasef1f2f3f4f5f6f7f8f9f10
AEBestFEIW-6CHIWFEIW-1FEIW-1FEIW-6FEIW-6LDIWFEIW-6FEIW-4FEIW-1
WorstRIWRIWRIWRIWRIWRIWRIWRIWRIWRIW
MEBestFEIW-6S-FEIWFEIW-1FEIW-1FEIW-6FEIW-6FEIW-6FEIW-6S-FEIWS-FEIW
WorstRIWRIWRIWRIWRIWRIWRIWRIWRIWRIW
STDBestFEIW-6LDIWFEIW-4FEIW-4FEIW-6FEIW-6LDIWFEIW-6FEIW-4FEIW-6
WorstRIWRIWRIWRIWCIWRIWFEIW-3RIWRIWRIW
S-IW indicates several inertia weights except variations of FEIW. Also S-FEIW indicates several inertia weights including some variations of FEIW. For example in Table 17, the worst IW strategies for Pinter function (f23) in terms of ANS, are GLBIW and AIW, also in Table 20, the best IW strategies for Quintic function (f22) in terms of AE, are FEIW-3, FEIW-5 and NEIW. Thus the notations S-IW and S-FEIW are used in the f23 and f22 columns of Tables 17 and 20, respectively. It can be seen from Tables 15–22 that variations of FEIW emerge as best performers. Let be the number of benchmark functions in table T (15 ≤ T ≤ 22) which achieve the best result with variations of FEIW strategy in terms of PEC. Also let be the total number of benchmark functions in table T. If we define then is the percentage of successful FEIW strategies in terms of PEC among all benchmark functions in table T. Using this definition, we can summarize Tables 15–22 in Table 23. For example in this table, , i.e., 90% of IW strategies that can provide the best average error performance for benchmark functions, are variations of FEIW. From Table 23, it could be concluded that FEPSO seems to be more efficient and has good convergence compared to other IW strategies. In the next subsection, we will show that statistical tests confirm that the variations of FEIW significantly improves results.
Table 17

Best and worst IW strategies for each benchmark function in terms of success rate, average and minimum number of iterations of successful runs according to Table 6.

PECCasef19f20f21f22f23f24f25f26
SRBestS-FEIWFEIW-4FEIW-1S-FEIWFEIW-2FEIW-4FEIW-3S-FEIW
WorstGLBIWGLBIWS-FEIWS-IWS-IWAIWAIWGLBIW
ANSBestFEIW-1FEIW-5FEIW-1FEIW-1FEIW-1FEIW-5FEIW-5FEIW-1
WorstAIWFEIW-1S-FEIWS-IWS-IWAIWAIWAIW
MNSBestFEIW-1GLBIWFEIW-1FEIW-1FEIW-1FEIW-1FEIW-6FEIW-1
WorstFEIW-4FEIW-2S-FEIWS-IWS-IWFEIW-4AIWFEIW-4
Table 20

Best and worst IW strategies for each benchmark function in terms of average, minimum and standard deviation of error according to Table 10.

PECCasef19f20f21f22f23f24f25f26
AEBestS-FEIWFEIW-1FEIW-1S-FEIWFEIW-4FEIW-1FEIW-1S-FEIW
WorstNEIWFEIW-5GLBIWGLBIWFEIW-6AIWAIWGLBIW
MEBestS-FEIWFEIW-1FEIW-4S-FEIWFEIW-6FEIW-2S-FEIWS-FEIW
WorstAIWGLBIWEDIWGLBIWGLBIWGLBIWS-FEIWAIW
STDBestS-FEIWFEIW-4FEIW-1S-FEIWFEIW-4EDIWFEIW-4S-FEIW
WorstNEIWFEIW-1GLBIWGLBIWFEIW-1FEIW-6FEIW-5GLBIW
Table 23

Summary of results of Tables 15–22.

TPAETPMETPSTDTPSRTPANSTPMNST
15---------100%100%100%
16 and 17---------100%100%94%
1890%100%80%---------
19 and 20100%100%81%---------
21100%100%90%---------
2280%100%80%---------

6.3 Statistical analysis of numerical results

In this section, the numerical results obtained using FEIW strategy and other strategies are statistically analyzed based on non-parametric tests as: Wilcoxon test; Friedman test and Bonferroni-Dunn test [35-37]. The Wilcoxon test performs pair wise comparison of variants while Bonferroni-Dunn test detects the significant differences among all variants. Because of nature of numerical results, the logarithmic scale of average, minimum and standard deviation of error are used for statistical tests.

6.3.1 Wilcoxon sign rank test

Wilcoxon sign rank test is nonparametric statistically hypothesis test which can be used as an alternative to the paired t-test when the results cannot be assumed to be normally distributed. The results for Wilcoxon’s test are summarized as R and R, which represent the sum of positive and negative ranks of an algorithm in comparison to other algorithms in the column. During statistical analysis on Table 5, we have considered two performance criteria, average and minimum number of iterations of successful runs, which evaluate the convergence speed of a given algorithm. Table 24 comprises results of wilcoxon signed rank test for these two performance criteria taken Imax = 1000 and D = 10. Table 24 shows that the variations of FEIW win over other strategies in 23 of 24 tests in terms of average number of iterations of successful runs. Also the p-value in most of the cases is less than 0.01. Thus in terms of average number of iterations of successful runs, all the six variations of FEIW are significantly better than CIW, RIW, LDIW and CHIW. According to Table 24, this is true for minimum number of iterations of successful runs. Therefore the wilcoxon sign rank test on Table 5 clearly proves the superiority of FEIW over other IW models in terms of convergence speed. Table 25 shows the results for wilcoxon signed rank test for average and minimum number of iterations of successful runs according to Table 6. Table 25 shows that FEIW-1, FEIW-5 and FEIW-6 win over GLBIW, AIW, NEIW and EDIW in the all cases and also the p-value is less than 0.01 and thus these three variations of FEIW are significantly better than other IW strategies in terms of convergence speed. With applying statistical analysis on Tables 7 and 8, we can evaluate the solution precision of FEPSO algorithm. Table 26 comprises results of wilcoxon signed rank test for average and minimum error taken for Imax = 1000 and D = 10. Table 26 shows that except in FEIW-4, the other variations of FEIW win over other strategies in most of the cases with p-value<0.05. Thus in terms of average and minimum error, FEIW is significantly better than CIW, RIW, LDIW and CHIW. Therefore the wilcoxon sign rank test on Tables 7 and 8 clearly proves the superiority of FEIW over other IW models in terms of solution precision. Table 27 shows the results for wilcoxon signed rank test for average and minimum error according to Tables 9 and 10. The observation of results in Table 27 confirms that FEIW-1 wins in the all cases with p-value less than 0.05 and is significantly better than GLBIW, AIW, NEIW and EDIW. Using wilcoxon signed rank test from Tables 11 and 12, the solution precision of FEPSO algorithm for Imax = 500 and D = 50 can be evaluated. Table 28 contains results of this test for average and minimum error. In terms of average error, all the variations of FEIW win over CIW, RIW and LDIW strategies in all the cases with p-value<0.05. Also FEIW-2 wins over CHIW strategy in all the cases with p-value< 0.05. In terms of minimum error, all the variations of FEIW win over CIW, RIW and LDIW strategies in all the cases with p-value<0.05. Also FEIW-1, FEIW-2 and FEIW-6 win over CHIW strategy in all the cases with p-value<0.05. Thus in terms of average and minimum error, FEIW is significantly better than CIW, RIW, LDIW and CHIW. Therefore the wilcoxon sign rank test on Tables 11 and 12 confirms the superiority of FEIW over other IW strategies in terms of solution precision. With applying wilcoxon signed rank test from Tables 13 and 14, the solution precision of FEPSO algorithm for, Imax = 1000 and D = 50 can be evaluated. Table 29 contains results of this test for average and minimum error. In terms of average error, all the variations of FEIW win over CIW and RIW strategies in all the cases with p-value<0.05. Also FEIW-4 wins over LDIW strategy and FEIW-1 and FEIW-6 win over CHIW strategy in all the cases with p-value<0.05. In terms of minimum error, all the variations of FEIW win over CIW, RIW and LDIW strategies in all the cases with p-value< 0.05. Also FEIW-1, FEIW-2 and FEIW-6 win over CHIW strategy in all the cases with p-value< 0.05. Thus in terms of average and minimum error, FEIW is significantly better than CIW, RIW, LDIW and CHIW. Therefore the wilcoxon sign rank test on Tables 13 and 14 confirms the superiority of FEIW over other IW strategies in terms of solution precision.
Table 24

Wilcoxon-ranks and p-value on the average and minimum number of iterations of successful runs according to Table 5.

ModeAverage IterationsMinimum Iterations
AlgorithmStatistical measuresCIWRIWLDIWCHIWCIWRIWLDIWCHIW
FEIW-1R+4545454545454545
R00000000
p-value0.0080.0080.0080.0080.0080.0080.0080.008
FEIW-2R+4545454544454543
R00001002
p-value0.0080.0080.0080.0080.0110.0080.0080.015
FEIW-3R+4545454545454545
R00000000
p-value0.0080.0080.0080.0080.0080.0080.0080.008
FEIW-4R+444245434434545
R1304111200
p-value0.0110.0210.0080.0280.1730.0150.0080.008
FEIW-5R+4545454545454545
R00000000
p-value0.0080.0080.0080.0080.0080.0080.0080.008
FEIW-6R+4545454545454545
R00000000
p-value0.0080.0080.0080.0080.0080.0080.0080.008
Table 25

Wilcoxon-ranks and p-value on the average and minimum number of iterations of successful runs according to Table 6.

ModeAverage IterationsMinimum Iterations
AlgorithmStatistical measuresGLBIWAIWNEIWEDIWGLBIWAIWNEIWEDIW
FEIW-1R+132135134126135135136136
R412101100
p-value0.0010.0010.0010.0030.0010.0010.0000.000
FEIW-2R+11211911810910811711927
R81211123193
p-value0.0030.0010.0010.0050.0060.0010.0010.061
FEIW-3R+1091181042111311912071.5
R112165771048.5
p-value0.0050.0010.0120.1570.0030.0010.0010.514
FEIW-4R+101117009910920
R1931201202111118120
p-value0.0200.0010.0010.0010.0270.0050.0010.001
FEIW-5R+131135121121135135136136
R5115151100
p-value0.0010.0010.0060.0060.0010.0010.0000.000
FEIW-6R+135136134128135135136136
R10281100
p-value0.0010.0010.0010.0020.0010.0010.0000.000
Table 6

Comparison of success rate, average and minimum number of iterations of successful runs for considered PSO variants with condition 2, Imax = 1000, D = 10, ε = 5 for f15 and f20 functions, ε = 10−1 for f19, f21, f24, f25 functions and ε = 10−10 for others (υ > Imax).

IWPECf11f12f13f14f15f16f17f18f19f20f21f22f23f24f25f26
GLBIWSR000010000902500084682
ANSυυυυ420υυυ13167υυυ331373460
MNSυυυυ303υυυ9610υυυ74206270
AIWSR001050000959000047464
ANSυυ961υ676υυυ460119υυυ565943666
MNSυυ961υ430υυυ33418υυυ135916274
NEIWSR100100721001098100100100900100749370100
ANS499489392482290529378390281167υ537424390401247
MNS48147032145527444535835226676υ501399259274220
EDIWSR100100661001096100100100950100839666100
ANS415410302396350454279300182101υ461339285314140
MNS39836722337526435525227216624υ431312136184108
FEIW-1SR1001008210053989410099956100859771100
ANS119122375108103877089532652714010420330227
MNS10196479110148495727192311480327919
FEIW-2SR1001005810079410010095950100879668100
ANS426419363412319451328343243138υ454365328331202
MNS41139028039119537931532322582υ43234421822439
FEIW-3SR100100621005798100100100900100769674100
ANS416410304395626451284302182171υ454341285320139
MNS3903722393688837026628116736υ4223089914478
FEIW-4SR1001008010020981001009510001008110073100
ANS674668528658461699533548404210υ720592497535352
MNS65963546563035460550252736830υ684561300381309
FEIW-5SR10010052100548494100100455100667964100
ANS19519024217972624910311453485222814415126338
MNS177162101159201778197421936197117439126
FEIW-6SR100100141001464100100100455100668365100
ANS1431414801341092528994541152816212221030535
MNS13112910911834125747941232314390517421
Table 7

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 10.

IWPECf1f2f3f4f5
CIWAE4.438e-147.679e-023.256e+006.169e+009.191e-07
ME1.978e-163.021e-024.073e-011.990e+007.529e-08
STD6.737e-142.874e-022.291e+002.959e+001.193e-06
RIWAE1.071e-063.126e-015.975e+004.977e+008.072e-03
ME1.271e-082.121e-015.894e-011.990e+005.490e-04
STD1.381e-068.337e-021.985e+001.960e+005.167e-03
LDIWAE4.935e-064.101e-016.413e+005.975e+001.504e-02
ME4.273e-074.477e-023.431e+001.764e+004.980e-03
STD3.605e-062.103e-011.075e+003.501e+001.027e-02
CHIWAE3.438e-062.779e-016.646e+005.578e+001.338e-02
ME4.884e-077.319e-025.369e+002.988e+005.368e-03
STD3.100e-061.339e-015.057e-011.707e+007.816e-03
FEIW-1AE1.732e-1599.351e-021.432e+008.457e+004.441e-15
ME6.886e-1714.180e-026.209e-029.950e-014.441e-15
STD5.476e-1593.202e-021.548e+007.035e-011.00e-310
FEIW-2AE1.412e-307.012e-024.188e+005.423e+008.882e-15
ME7.348e-342.464e-022.408e+009.950e-014.441e-15
STD3.585e-302.462e-021.026e+002.767e+004.873e-15
FEIW-3AE3.088e-387.480e-023.225e+007.373e+004.796e-15
ME7.679e-421.723e-025.636e-022.985e+004.441e-15
STD1.337e-373.129e-021.131e+003.131e+001.071e-15
FEIW-4AE9.719e-072.938e-015.890e+005.399e+006.693e-03
ME9.825e-085.367e-027.974e-011.990e+001.134e-03
STD9.088e-071.484e-011.805e+002.563e+006.805e-03
FEIW-5AE1.851e-918.561e-021.769e+001.094e+014.441e-15
ME1.276e-976.896e-028.838e-021.094e+014.441e-15
STD5.760e-911.868e-021.091e+001.00e-3101.00e-310
FEIW-6AE1.462e-1517.832e-021.807e+007.761e+004.441e-15
ME3.925e-1593.937e-022.629e-023.980e+004.441e-15
STD4.455e-1513.633e-022.474e+002.727e+001.00e-310
Table 8

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 10.

IWPECf6f7f8f9f10
CIWAE1.070e-111.170e-126.570e-131.580e-066.222e-01
ME1.530e-132.870e-169.630e-157.500e-081.650e-07
STD1.850e-114.330e-126.990e-132.440e-061.721e-01
RIWAE1.250e-031.150e-017.750e-051.630e-036.241e-01
ME3.800e-063.730e-083.940e-062.610e-042.750e-02
STD1.600e-034.460e-011.550e-041.210e-031.651e-01
LDIWAE2.350e-015.830e-046.740e-031.670e-027.003e-01
ME1.730e-027.660e-056.430e-045.530e-036.670e-01
STD2.290e-016.390e-048.150e-036.940e-039.322e-02
CHIWAE2.450e-146.870e-178.550e-168.160e-086.667e-01
ME1.600e-186.670e-209.470e-193.810e-106.670e-01
STD3.700e-141.120e-161.930e-151.610e-079.520e-12
FEIW-1AE9.980e-1553.030e-021.470e-1551.800e-308.889e-02
ME9.140e-1689.140e-1682.910e-1727.510e-351.550e-34
STD2.540e-1541.170e-015.680e-1553.060e-302.346e-01
FEIW-2AE2.140e-287.060e-315.510e-291.710e-145.778e-01
ME1.830e-301.500e-321.760e-322.970e-172.080e-16
STD4.880e-281.100e-301.240e-281.900e-142.346e-01
FEIW-3AE2.170e-351.500e-323.420e-376.470e-185.778e-01
ME1.250e-381.500e-327.380e-415.480e-203.140e-23
STD5.730e-352.830e-489.890e-371.680e-172.346e-01
FEIW-4AE4.780e-041.330e-061.360e-051.155e-036.669e-01
ME2.740e-051.490e-077.750e-072.600e-046.667e-01
STD4.940e-041.950e-062.180e-057.380e-047.800e-04
FEIW-5AE1.790e-871.500e-322.210e-901.690e-358.889e-02
ME1.430e-951.500e-322.080e-955.650e-415.650e-41
STD6.780e-872.830e-486.620e-906.440e-352.346e-01
FEIW-6AE9.960e-1471.500e-324.120e-1481.690e-374.440e-02
ME3.990e-1611.500e-321.980e-1611.310e-443.950e-43
STD2.670e-1462.830e-481.530e-1473.430e-371.721e-01
Table 26

Wilcoxon-ranks and p-value on the average and minimum error according to Tables 7 and 8.

ModeAverage ErrorMinimum Error
AlgorithmStatistical measuresCIWRIWLDIWCHIWCIWRIWLDIWCHIW
FEIW-1R+4654494854555555
R91671000
p-value0.0590.0070.0280.0370.0070.0050.0050.005
FEIW-2R+5153555552535555
R42003200
p-value0.0170.0090.0050.0050.0130.0090.0050.005
FEIW-3R+5153535354545455
R42221110
p-value0.0170.0090.0090.0090.0070.0070.0070.005
FEIW-4R+24855170115021
R5370385534534
p-value0.0090.0370.0050.2850.0050.1730.0220.508
FEIW-5R+5254545451535253
R31114232
p-value0.0130.0070.0070.0070.0170.0090.0130.009
FEIW-6R+5254545452545354
R31113121
p-value0.0130.0070.0070.0070.0130.0070.0090.007
Table 27

Wilcoxon-ranks and p-value on the average and minimum error according to Tables 9 and 10.

ModeAverage ErrorMinimum Error
AlgorithmStatistical measuresGLBIWAIWNEIWEDIWGLBIWAIWNEIWEDIW
FEIW-1R+13613467661051203636
R021100000
p-value0.0000.0010.0280.0030.0010.0010.0120.012
FEIW-2R+13513342341181162735
R1349442411
p-value0.0010.0010.8070.6950.0010.0010.0280.017
FEIW-3R+1351302221119118810
R165670122826
p-value0.0010.0010.1820.0870.0010.0010.1610.263
FEIW-4R+1361343830119118106
R025348122622
p-value0.0000.0010.6000.4800.0010.0010.2630.176
FEIW-5R+131124141912011757
R5127786033129
p-value0.0010.0040.0280.0350.0010.0010.0690.123
FEIW-6R+126121.542361151142429
R1014.56369561216
p-value0.0030.0060.5100.3000.0020.0020.4010.441
Table 9

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 10.

IWPECf11f12f13f14f15f16f17f18
GLBIWAE1.29e-011.59e-017.87e+049.24e+066.73e+002.70e+023.24e-014.93e-01
ME6.69e-023.60e-021.20e+024.57e+062.00e+007.20e+011.60e-011.21e-01
STD5.26e-028.86e-022.93e+053.39e+062.45e+001.06e+029.58e-021.91e-01
AIWAE3.98e-032.11e-036.84e+037.03e+034.30e+002.23e+012.15e-043.16e-03
ME2.29e-042.05e-042.30e-031.17e+022.02e+006.34e+003.83e-061.01e-04
STD3.13e-031.40e-031.61e+047.52e+031.11e+008.42e+002.18e-043.95e-03
NEIWAE1.73e-324.96e-168.32e-021.90e-506.30e+001.00e-3004.71e-321.35e-32
ME5.76e-358.13e-601.00e-3001.98e-574.00e+001.00e-3004.71e-321.35e-32
STD3.16e-327.76e-163.54e-016.15e-501.42e+001.00e-3001.67e-475.57e-48
EDIWAE1.03e-346.12e-161.43e-013.39e-536.20e+001.00e-3004.71e-321.35e-32
ME2.74e-383.50e-521.00e-3004.30e-603.00e+001.00e-3004.71e-321.35e-32
STD2.37e-349.36e-167.82e-011.82e-522.06e+001.00e-3001.67e-475.57e-48
FEIW-1AE2.99e-533.48e-161.22e-049.20e-955.09e+001.00e-3004.71e-321.35e-32
ME1.12e-616.72e-791.00e-3001.78e-1062.00e+001.00e-3004.71e-321.35e-32
STD1.34e-527.89e-164.63e-042.78e-942.47e+001.34e+007.89e-022.01e-03
FEIW-2AE3.67e-545.53e-169.40e-015.71e-956.13e+002.99e-024.71e-321.35e-32
ME3.12e-607.17e-1221.00e-3002.78e-1084.00e+001.00e-3004.71e-321.35e-32
STD1.62e-539.11e-164.44e+002.44e-941.22e+001.64e-011.67e-475.57e-48
FEIW-3AE1.75e-258.96e-161.19e+006.09e-383.68e+004.67e-124.71e-321.35e-32
ME9.02e-285.26e-381.00e-3001.97e-421.05e-041.00e-3004.71e-321.35e-32
STD2.97e-251.82e-156.48e+002.40e-371.77e+002.56e-111.67e-475.57e-48
FEIW-4AE2.88e-264.07e-163.47e+014.78e-405.70e+005.98e-024.71e-321.35e-32
ME8.39e-289.40e-361.00e-3001.64e-443.00e+001.00e-3004.71e-321.35e-32
STD8.31e-267.29e-161.90e+021.52e-391.93e+002.28e-011.67e-475.57e-48
FEIW-5AE2.77e-267.83e-162.47e-012.20e-394.58e+001.79e-014.71e-321.40e-32
ME5.80e-291.26e-381.00e-3003.79e-461.25e+001.00e-3004.71e-321.35e-32
STD7.48e-269.83e-161.21e+009.20e-391.55e+006.93e-011.67e-472.70e-33
FEIW-6AE3.27e-554.87e-163.86e-034.72e-1448.00e+001.50e-014.71e-323.66e-04
ME1.69e-883.48e-1484.95e-112.70e-1584.00e+001.00e-3004.71e-321.35e-32
STD1.79e-544.91e-161.82e-022.24e-1433.05e+003.79e-011.67e-472.01e-03
Table 10

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 10.

IWPECf19f20f21f22f23f24f25f26
GLBIWAE5.86e-026.01e+001.06e+001.62e+002.02e+019.85e-021.20e-013.18e-05
ME3.50e-032.45e+001.04e-017.79e-011.95e+003.46e-029.99e-023.16e-30
STD4.48e-021.35e+006.53e-015.70e-011.87e+018.02e-024.07e-022.13e-05
AIWAE2.35e-023.39e+005.66e-011.03e-011.75e+011.05e-011.97e-012.62e-10
ME4.88e-036.94e-018.65e-021.61e-026.85e-033.40e-029.99e-023.96e-15
STD1.50e-021.47e+003.15e-011.16e-014.57e+013.78e-024.88e-026.26e-10
NEIWAE1.00e-011.98e+005.74e-011.00e-3001.06e+014.44e-021.37e-011.00e-300
ME1.00e-3005.02e-011.44e-011.00e-3003.19e-612.35e-039.99e-021.00e-300
STD3.81e-011.31e+002.95e-011.00e-3001.96e+017.48e-024.90e-021.00e-300
EDIWAE1.00e-3002.56e+006.82e-011.18e-161.08e+011.88e-021.20e-011.00e-300
ME1.00e-3001.00e+002.79e-011.00e-3001.12e-642.37e-039.99e-021.00e-300
STD1.00e-3001.07e+002.87e-016.49e-162.26e+011.57e-024.07e-021.00e-300
FEIW-1AE1.00e-3001.28e+004.89e-012.98e-177.42e+001.40e-021.10e-011.00e-300
ME1.00e-3004.45e-018.24e-021.00e-3003.73e-1051.30e-039.99e-021.00e-300
STD3.61e-011.85e+002.67e-011.61e-136.38e+017.70e-024.98e-021.00e-300
FEIW-2AE1.00e-3002.35e+006.45e-011.33e-161.21e+013.41e-021.23e-011.00e-300
ME1.00e-3007.05e-016.69e-021.00e-3007.95e-1093.09e-049.99e-021.00e-300
STD1.00e-3001.42e+003.17e-016.51e-162.04e+016.92e-024.30e-021.00e-300
FEIW-3AE5.00e-022.68e+005.14e-011.00e-3001.15e+014.31e-021.23e-011.00e-300
ME1.00e-3005.89e-011.17e-011.00e-3009.57e-472.09e-039.99e-021.00e-300
STD2.74e-011.37e+002.75e-011.00e-3002.48e+015.28e-024.30e-021.00e-300
FEIW-4AE1.00e-3002.23e+005.17e-011.48e-171.52e+002.86e-021.17e-011.00e-300
ME1.00e-3004.95e-014.11e-021.00e-3002.54e-529.71e-049.99e-021.00e-300
STD1.00e-3001.04e+003.21e-018.11e-178.33e+003.41e-023.79e-021.00e-300
FEIW-5AE8.75e-036.34e+006.02e-011.00e-3001.84e+019.17e-021.48e-011.00e-300
ME1.00e-3002.11e+008.59e-021.00e-3002.99e-482.72e-039.99e-021.00e-300
STD4.79e-021.64e+003.37e-011.00e-3004.23e+011.10e-015.00e-021.00e-300
FEIW-6AE5.25e-045.90e+006.75e-011.48e-162.20e+018.38e-021.30e-011.00e-300
ME1.00e-3002.38e+001.23e-011.00e-3004.25e-1622.47e-039.99e-021.00e-300
STD1.54e-031.67e+004.27e-016.53e-163.87e+011.19e-014.66e-021.00e-300
Table 11

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 500 and D = 50.

IWPECf1f2f3f4f5
CIWAE2.621e-011.913e+002.626e+028.718e+013.338e+00
ME1.560e-011.571e+001.608e+027.324e+012.804e+00
STD8.869e-023.421e-015.505e+011.401e+013.286e-01
RIWAE7.024e-013.560e+004.866e+021.396e+024.578e+00
ME4.139e-012.515e+003.102e+028.621e+013.772e+00
STD1.592e-018.754e-011.104e+022.574e+014.289e-01
LDIWAE3.023e-037.209e-011.179e+027.728e+014.728e-01
ME1.560e-034.372e-014.968e+014.920e+011.489e-01
STD1.162e-031.636e-016.994e+011.962e+014.105e-01
CHIWAE1.144e-051.079e-028.430e+017.124e+011.943e-02
ME3.153e-067.664e-043.544e+015.473e+014.589e-03
STD6.699e-069.759e-033.968e+011.602e+012.315e-02
FEIW-1AE4.682e-119.349e-034.284e+013.814e+011.327e-01
ME2.378e-126.262e-101.471e-022.288e+015.449e-05
STD6.502e-111.398e-024.870e+011.258e+011.685e-01
FEIW-2AE9.425e-094.275e-036.528e+016.209e+018.396e-04
ME4.136e-104.418e-073.953e+013.980e+017.553e-05
STD9.711e-095.625e-033.325e+011.186e+017.821e-04
FEIW-3AE1.293e-043.436e-028.538e+016.092e+014.030e-02
ME1.730e-059.992e-034.550e+013.883e+011.761e-02
STD2.052e-041.715e-024.191e+011.510e+013.295e-02
FEIW-4AE2.348e-052.511e-026.655e+016.952e+012.603e-02
ME8.693e-063.454e-033.531e+014.378e+011.203e-02
STD1.732e-052.690e-024.544e+011.698e+011.426e-02
FEIW-5AE6.656e-052.849e-021.264e+024.329e+012.338e-01
ME7.866e-062.569e-033.312e+012.413e+012.359e-02
STD4.157e-052.351e-025.693e+011.192e+013.686e-01
FEIW-6AE5.350e-121.408e-021.130e+025.015e+018.654e-02
ME3.244e-131.066e-113.991e+013.383e+011.187e-06
STD4.591e-121.950e-026.325e+011.254e+013.320e-01
Table 12

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 500 and D = 50.

IWPECf6f7f8f9f10
CIWAE8.561e+021.748e+002.310e+011.813e+016.988e+01
ME4.180e+024.218e-011.629e+011.217e+014.365e+01
STD2.330e+029.425e-015.145e+004.721e+002.392e+01
RIWAE2.959e+031.930e+007.185e+012.061e+011.843e+02
ME2.017e+038.655e-013.722e+011.636e+018.530e+01
STD8.759e+027.457e-011.643e+014.073e+006.178e+01
LDIWAE8.385e+004.898e-012.041e-019.920e+007.967e+00
ME4.887e+009.144e-038.974e-026.328e+001.589e+00
STD2.928e+005.099e-011.188e-012.772e+004.123e+00
CHIWAE3.702e-026.486e-011.050e-038.462e+002.209e+00
ME2.664e-031.683e-052.423e-046.736e+007.143e-01
STD3.409e-021.114e+007.803e-041.162e+002.176e+00
FEIW-1AE1.194e-076.058e-023.043e-091.140e+011.687e+00
ME4.841e-096.031e-111.503e-106.358e+006.667e-01
STD2.135e-071.599e-014.426e-093.195e+001.834e+00
FEIW-2AE4.578e-059.453e-014.280e-078.846e+001.713e+00
ME4.183e-067.767e-092.390e-085.997e+006.667e-01
STD7.370e-051.151e+003.556e-071.755e+001.479e+00
FEIW-3AE3.266e-016.103e-017.833e-031.046e+014.309e+00
ME2.578e-021.182e-041.812e-037.441e+008.101e-01
STD1.772e-018.360e-016.853e-032.503e+002.911e+00
FEIW-4AE9.797e-029.640e-011.802e-038.627e+002.545e+00
ME7.339e-033.836e-053.546e-045.898e+006.958e-01
STD6.808e-021.278e+001.030e-032.208e+002.747e+00
FEIW-5AE2.533e-014.409e-025.876e-031.775e+014.155e+00
ME6.610e-023.795e-051.456e-031.098e+017.191e-01
STD2.474e-011.681e-014.898e-034.606e+002.902e+00
FEIW-6AE1.570e-085.695e-015.356e-107.939e+001.991e+00
ME1.751e-101.441e-131.054e-115.717e+006.667e-01
STD2.443e-086.986e-016.355e-101.814e+002.007e+00
Table 28

Wilcoxon-ranks and p-value on the average and minimum error according to Tables 11 and 12.

ModeAverage ErrorMinimum Error
AlgorithmStatistical measuresCIWRIWLDIWCHIWCIWRIWLDIWCHIW
FEIW-1R+5555544655555455
R00190010
p-value0.0050.0050.0070.0590.0050.0050.0070.005
FEIW-2R+5555514955555553
R00460002
p-value0.0050.0050.0170.0280.0050.0050.0050.009
FEIW-3R+55555255555534
R0035000251
p-value0.0050.0050.0130.0220.0050.0050.0090.017
FEIW-4R+555551655555510
R0044900045
p-value0.0050.0050.0170.0280.0050.0050.0050.074
FEIW-5R+555551125555537
R0044300248
p-value0.0050.0050.0170.1140.0050.0050.0090.037
FEIW-6R+5555533955555553
R002160002
p-value0.0050.0050.0090.2410.0050.0050.0050.009
Table 13

Comparison of average, minimum and standard deviation of error for considered PSO variants with condition 1, Imax = 1000 and D = 50.

IWPECf1f2f3f4f5
CIWAE7.057e-021.255e+002.095e+027.707e+012.096e+00
ME3.264e-021.080e+008.116e+015.077e+011.482e+00
STD1.808e-021.279e-016.737e+011.655e+014.674e-01
RIWAE4.322e-012.286e+002.901e+021.167e+023.789e+00
ME2.248e-011.474e+001.625e+026.211e+013.327e+00
STD1.401e-015.163e-017.685e+012.848e+013.676e-01
LDIWAE5.530e-068.523e-036.976e+016.946e+011.052e-02
ME1.810e-061.249e-034.066e+014.082e+014.378e-03
STD3.780e-065.180e-032.905e+011.307e+014.197e-03
CHIWAE8.810e-114.926e-037.032e+017.177e+014.230e-05
ME5.580e-121.380e-084.200e+014.577e+011.380e-05
STD8.770e-117.324e-034.013e+011.920e+012.640e-05
FEIW-1AE3.380e-201.841e-021.067e+014.298e+013.670e-05
ME2.340e-221.00e-3105.397e-032.487e+012.380e-09
STD4.800e-203.966e-022.343e+011.301e+019.830e-05
FEIW-2AE9.450e-178.704e-037.484e+017.648e+013.540e-08
ME3.290e-191.550e-154.214e+014.179e+013.690e-09
STD1.450e-168.420e-032.920e+011.649e+013.980e-08
FEIW-3AE5.300e-096.564e-038.309e+016.493e+013.880e-04
ME9.080e-101.880e-074.545e+013.582e+011.310e-04
STD7.330e-098.641e-034.054e+011.666e+013.750e-04
FEIW-4AE3.960e-106.561e-035.650e+016.865e+011.430e-04
ME3.890e-113.020e-084.470e+015.373e+013.400e-05
STD4.440e-101.038e-022.187e+019.646e+003.040e-04
FEIW-5AE1.820e-096.243e-038.025e+014.877e+011.353e-03
ME3.940e-107.390e-083.594e+013.085e+015.960e-05
STD1.760e-097.140e-033.691e+011.256e+012.769e-03
FEIW-6AE8.500e-225.419e-031.066e+025.008e+019.130e-10
ME2.120e-251.00e-3104.396e+012.985e+011.030e-11
STD1.590e-217.512e-034.096e+011.589e+012.780e-09
Table 29

Wilcoxon-ranks and p-value on the average and minimum error according to Tables 13 and 14.

ModeAverage ErrorMinimum Error
AlgorithmStatistical measuresCIWRIWLDIWCHIWCIWRIWLDIWCHIW
FEIW-1R+5555464855555545
R00970000
p-value0.0050.0050.0590.0370.0050.0050.0050.008
FEIW-2R+5355343955554741
R2011160084
p-value0.0090.0050.1730.2410.0050.0050.0470.028
FEIW-3R+55554585555535
R00104700240
p-value0.0050.0050.0740.0470.0050.0050.0090.038
FEIW-4R+555549165455504
R0063910541
p-value0.0050.0050.0280.2410.0070.0050.0220.028
FEIW-5R+555544135555513
R00114200442
p-value0.0050.0050.0930.1390.0050.0050.0170.021
FEIW-6R+5555464855555042
R00970053
p-value0.0050.0050.0590.0370.0050.0050.0220.021

6.3.2 Friedman test

The Friedman test is a non-parametric statistical test developed by the Friedman [38, 39]. The goal of this test is to determine whether there are significant differences among the algorithms considered over given sets of data. The Friedman test determines the ranks of the algorithms for each individual data set, i.e., in the minimization problems, the best performing algorithm getting minimum rank. Outcomes of Friedman test on Tables 5–14 are shown in Tables 30–35. The results of Friedman test are used to observe whether there is overall difference among IW strategies. In all tables the p-value of Friedman test is lower than the level of significance considered α = 0.05 and α = 0.01 thus there are significant differences among the observed results. The speed in obtaining the global optimum is a salient yardstick for measuring the algorithm performance. From Table 30, FEIW-1 has the best performance among all IW strategies, in terms of average and minimum number of iterations. Also FEIW-5 has the highest rank of success rate. Similarly, Table 31 shows that FEIW-1 has the best rank among all IW strategies in terms of success rate, average and minimum number of iterations. Thus with condition 2, Imax = 1000 and D = 10, Friedman test proves the advantage of FEIW-1 and FEIW-5 over other IW strategies in terms of convergence speed and solution precision. From Table 32, FEIW-6 and FEIW-1 have the best performance among all IW strategies, in terms of average and minimum error, respectively. Also Table 33 shows that FEIW-1 has the best rank in terms of average and minimum error. Thus with condition 1, Imax = 1000 and D = 10, Friedman test proves that FEIW-6 and FEIW-1 are the best strategies for better accuracy. Under condition 1, Imax = 500 and D = 50, from Table 34 one can observe that FEIW-1 and FEIW-6 have the highest performance since these strategies have minimum rank, in terms of average and minimum error, respectively. With condition 1, Imax = 1000 and D = 50, from Table 35 one can conclude that FEIW-1 is the best IW strategy in both average and minimum error test. Therefore, FEPSO significantly outperforms CIWPSO, RIWPSO, LDIWPSO, CHIWPSO, GLBIWPSO, AIWPSO, NEIWPSO and EDIWPSO in terms of solution quality and convergence rate using the Friedman test.
Table 30

Friedman test based on Table 5.

Average IterationsMinimum IterationsSuccess Rate
ResultsN101010
Chisquare75.276.427.1
p-value1.4 × 10−128.2 × 10−131.4 × 10−3
Mean RankingCIW8.457.853.90
RIW8.859.052.45
LDIW8.358.555.85
CHIW6.155.956.40
FEIW-12.151.655.80
FEIW-24.955.256.15
FEIW-34.154.156.20
FEIW-46.957.155.65
FEIW-52.653.006.45
FEIW-62.352.406.15
Table 35

Friedman test based on Tables 13 and 14.

Average ErrorMinimum ErrorStandard deviation
ResultsN101010
Chisquare55.066.750.1
p-value1.2 × 10−86.8 × 10−1110−7
Mean RankingCIW8.808.908.70
RIW10.010.09.70
LDIW6.256.905.30
CHIW4.504.304.80
FEIW-12.702.053.10
FEIW-24.954.004.50
FEIW-35.755.907.00
FEIW-44.355.104.00
FEIW-55.005.404.80
FEIW-62.702.453.10
Table 31

Friedman test based on Table 6.

Average IterationsMinimum IterationsSuccess Rate
ResultsN161616
Chisquare101.7113.073.7
p-value6.9 × 10−183.5 × 10−202.8 × 10−12
Mean RankingGLBIW8.007.752.03
AIW9.138.632.31
NEIW6.887.386.25
EDIW4.595.136.34
FEIW-12.091.317.38
FEIW-25.696.385.94
FEIW-35.165.006.94
FEIW-48.138.387.06
FEIW-52.722.845.38
FEIW-62.632.225.38
Table 32

Friedman test based on Tables 7 and 8.

Average ErrorMinimum ErrorStandard deviation
ResultsN101010
Chisquare47.755.531.0
p-value2.8 × 10−79.8 × 10−93 × 10−4
Mean RankingCIW5.905.806.45
RIW7.807.657.50
LDIW9.208.558.40
CHIW7.008.055.40
FEIW-13.552.253.85
FEIW-24.354.304.85
FEIW-33.953.654.85
FEIW-47.107.756.90
FEIW-53.454.152.95
FEIW-62.702.853.85
Table 33

Friedman test based on Tables 9 and 10.

Average ErrorMinimum ErrorStandard deviation
ResultsN161616
Chisquare66.663.154.0
p-value6.9 × 10−113.3 × 10−101.8 × 10−8
Mean RankingGLBIW9.288.948.41
AIW8.008.167.69
NEIW4.725.094.66
EDIW4.475.194.16
FEIW-12.503.632.56
FEIW-24.663.974.53
FEIW-35.135.225.63
FEIW-44.064.754.50
FEIW-56.315.226.81
FEIW-65.884.846.06
Table 34

Friedman test based on Tables 11 and 12.

Average ErrorMinimum ErrorStandard deviation
ResultsN101010
Chisquare64.375.248.9
p-value2 × 10−101.4 × 10−121.7 × 10−7
Mean RankingCIW9.009.007.90
RIW10.010.09.30
LDIW7.107.507.60
CHIW4.004.703.90
FEIW-12.602.103.30
FEIW-23.103.302.50
FEIW-35.906.505.50
FEIW-44.804.805.50
FEIW-55.605.305.90
FEIW-62.901.803.60

6.3.3 Bonferroni-Dunn test

Here we have employed Bonferroni-Dunn test [40] to detect significant differences for the considered variants. The Bonferroni-Dunn test is used to compare an IW strategy with all the other strategies. The performance of two strategies is significantly different if the corresponding mean ranks differ by at least the critical difference (CD): where N and N are number of IW strategies and benchmark functions, respectively. Also critical values q at the probability level α is given in [35] as follows Using Eqs (41) and (42) critical difference for Bonferroni-Dunn test after the Friedman test is as follows The difference among mean ranking of PSO variants is illustrated by Bonferroni-Dunn’s graph in Figs 3–5. In Bonferroni-Dunn’s graph, we have drawn a horizontal star-line which represents the threshold for the best performing algorithm (the one with the lowest ranking bar in minimization problems) for a better comparison of variants. A line is drawn for each level of significance considered in this study, at a height equal to the sum of minimum ranking and the corresponding CD computed by the Bonferroni-Dunn method. The bars exceeded these lines are associated to an algorithm having worst performance. In Fig 3, Bonferroni-Dunn bar charts for average and minimum iterations prove that FEIW-1 has the best speed in obtaining the global optimum among all considered IW strategies. Also CIW, RIW, LDIW, CHIW, GLBIW, AIW, NEIW, EDIW, FEIW-2 and FEIW-4 have the worst convergence speed. For success rate criteria, RIW and GLBIW come as worst performers and FEIW-1 and FEIW-5 emerge as best performers. Based on Figs 4 and 5, the other analytical observations are as:
Fig 3

Bonferroni-Dunn bar chart.

(A) Average iterations based on Table 5. (B) Average iterations based on Table 6. (C) Minimum iterations based on Table 5. (D) Minimum iterations based on Table 6. (E) Success rate based on Table 5. (F) Success rate based on Table 6.

Fig 5

Bonferroni-Dunn bar chart.

(A) Average error based on Tables 11 and 12. (B) Average error based on Tables 13 and 14. (C) Minimum error based on Tables 11 and 12. (D) Minimum error based on Tables 13 and 14. (E) Standard deviation of error based on Tables 11 and 12. (F) Standard deviation of error based on Tables 13 and 14.

Fig 4

Bonferroni-Dunn bar chart.

(A) Average error based on Tables 7 and 8. (B) Average error based on Tables 9 and 10. (C) Minimum error based on Tables 7 and 8. (D) Minimum error based on Tables 9 and 10. (E) Standard deviation of error based on Tables 7 and 8. (F) Standard deviation of error based on Tables 9 and 10.

For average error criteria, CIW, RIW, LDIW, CHIW, GLBIW, AIW, FEIW-4 and FEIW-5 emerge as worst performers and FEIW-1 and FEIW-6 as best performers; For minimum error criteria, CIW, RIW, LDIW, CHIW, GLBIW, AIW, FEIW-3 and FEIW-4 come as worst performers and FEIW-1 and FEIW-6 as best performers. For standard deviation criteria, CIW, RIW, LDIW, GLBIW, AIW, FEIW-3, FEIW-4 and FEIW-5 emerge as worst performers and FEIW-1 and FEIW-2 as best performers. Therefore, in general manner, Bonferroni-Dunn bar charts show that FEIW-1 strategy has the best performance among all considered strategies.

Bonferroni-Dunn bar chart.

(A) Average iterations based on Table 5. (B) Average iterations based on Table 6. (C) Minimum iterations based on Table 5. (D) Minimum iterations based on Table 6. (E) Success rate based on Table 5. (F) Success rate based on Table 6. (A) Average error based on Tables 7 and 8. (B) Average error based on Tables 9 and 10. (C) Minimum error based on Tables 7 and 8. (D) Minimum error based on Tables 9 and 10. (E) Standard deviation of error based on Tables 7 and 8. (F) Standard deviation of error based on Tables 9 and 10. (A) Average error based on Tables 11 and 12. (B) Average error based on Tables 13 and 14. (C) Minimum error based on Tables 11 and 12. (D) Minimum error based on Tables 13 and 14. (E) Standard deviation of error based on Tables 11 and 12. (F) Standard deviation of error based on Tables 13 and 14.

6.3.4 Boxplot

In addition to using statistical tests to observe the performance of considered PSO variants, boxplot analysis is also performed for benchmark functions and shown in Figs 6–8. In Fig 6, boxplots of average and minimum iterations show that medians of FEIW-1, FEIW-5 and FEIW-6 are smaller than others. Thus these boxplots show that FEPSO is faster than CIWPSO, RIWPSO, LDIWPSO, CHIWPSO, GLBIWPSO, AIWPSO, NEIWPSO and EDIWPSO. The results of boxplots of average and minimum error in Figs 7 and 8, indicate the superiority of FEIW-1, FEIW-5 and FEIW-6 strategies over other approaches in terms of accuracy. These boxplots prove that FEIW strategy is a reliable IW and has better performance than other considered IW strategies.
Fig 6

Boxplots of considered PSO variants.

(A) Average iterations based on Table 5. (B) Average iterations based on Table 6. (C) Minimum iterations based on Table 5. (D) Minimum iterations based on Table 6. (E) Success rate based on Table 5. (F) Success rate based on Table 6.

Fig 8

Boxplots of considered PSO variants.

(A) Average error based on Tables 11 and 12. (B) Average error based on Tables 13 and 14. (C) Minimum error based on Tables 11 and 12. (D) Minimum error based on Tables 13 and 14. (E) Standard deviation of error based on Tables 11 and 12. (F) Standard deviation of error based on Tables 13 and 14.

Fig 7

Boxplots of considered PSO variants.

(A) Average error based on Tables 7 and 8. (B) Average error based on Tables 9 and 10. (C) Minimum error based on Tables 7 and 8. (D) Minimum error based on Tables 9 and 10. (E) Standard deviation of error based on Tables 7 and 8. (F) Standard deviation of error based on Tables 9 and 10.

Boxplots of considered PSO variants.

(A) Average iterations based on Table 5. (B) Average iterations based on Table 6. (C) Minimum iterations based on Table 5. (D) Minimum iterations based on Table 6. (E) Success rate based on Table 5. (F) Success rate based on Table 6. (A) Average error based on Tables 7 and 8. (B) Average error based on Tables 9 and 10. (C) Minimum error based on Tables 7 and 8. (D) Minimum error based on Tables 9 and 10. (E) Standard deviation of error based on Tables 7 and 8. (F) Standard deviation of error based on Tables 9 and 10. (A) Average error based on Tables 11 and 12. (B) Average error based on Tables 13 and 14. (C) Minimum error based on Tables 11 and 12. (D) Minimum error based on Tables 13 and 14. (E) Standard deviation of error based on Tables 11 and 12. (F) Standard deviation of error based on Tables 13 and 14.

6.4 Convergence graph

The convergence graph for FEIW-1, FEIW-3, FEIW-5 and FEIW-6 is demonstrated in Fig 9. The termination criterion for these graphs is condition 2, where D = 10 and Imax = 30000. From convergence graph, we can discover that the convergence rate of the mentioned IW strategies is clearly faster than the other strategies on the benchmark functions. At the same time, the best solution get by FEPSO is more optimum than by CIWPSO, RIWPSO, LDIWPSO, CHIWPSO, GLBIWPSO, AIWPSO, NEIWPSO and EDIWPSO.
Fig 9

Convergence graph for some PSO variants.

(A) Sphere Function with ε = 10−20. (B) Griewank Function with ε = 10−1. (C) Ackley Function with ε = 10−15. (D) Zakharov Function with ε = 10−200. (E) Schwefel's Problem 2.22 with ε = 10−20. (F) Weierstrass Function with ε = 10−30.

Convergence graph for some PSO variants.

(A) Sphere Function with ε = 10−20. (B) Griewank Function with ε = 10−1. (C) Ackley Function with ε = 10−15. (D) Zakharov Function with ε = 10−200. (E) Schwefel's Problem 2.22 with ε = 10−20. (F) Weierstrass Function with ε = 10−30.

7 Conclusion

There are many modifications have been done to the standard PSO algorithm. Some of modifications to the basic PSO are directed towards introducing new strategies of inertia weight which tuned based on trial and error. Suitable selection of the inertia weight provides a balance between global and local searching. This paper proposed a new flexible exponential time-varying inertia weight (FEIW) strategy to improve the performance of PSO. The algorithm named as FEPSO is proposed based on FEIW strategy. We confirmed the FEPSO’s validity in terms of convergence speed and solution precision by testing it with a suit of well-known standard benchmark unimodal and multimodal functions and by comparing obtained results with eight inertia weight strategies of the best time-varying, adaptive and primitive inertia weight strategies. The comparisons are made in terms of convergence speed and solution accuracy and the results are tabulated and graphs are plotted for dimensions 10 and 50 separately. Statistical tests show that this novel strategy converges faster than others during the early stage of the search process and provide better results for problems. Thus experimental results clearly prove the superiority of the proposed model over other inertia weight models. The future work includes the implementation of the FEPSO to solve a real world problem with lots of complexity such as brain MR image segmentation to compare the efficiency of the FEPSO with other recent optimization techniques.
Table 16

Best and worst IW strategies for each benchmark function in terms of success rate, average and minimum number of iterations of successful runs according to Table 6.

PECCasef11f12f13f14f15f16f17f18
SRBestS-FEIWS-FEIWFEIW-1S-FEIWFEIW-3S-FEIWS-FEIWS-FEIW
WorstS-IWS-IWGLBIWS-IWFEIW-2S-IWS-IWS-IW
ANSBestFEIW-1FEIW-1FEIW-5FEIW-1FEIW-1FEIW-5FEIW-1FEIW-1
WorstS-IWS-IWGLBIWS-IWFEIW-5S-IWS-IWS-IW
MNSBestFEIW-1FEIW-1FEIW-1FEIW-1FEIW-1FEIW-6FEIW-1FEIW-1
WorstS-IWS-IWGLBIWS-IWAIWS-IWS-IWS-IW
Table 18

Best and worst IW strategies for each benchmark function in terms of average, minimum and standard deviation of error according to Tables 7 and 8.

PECCaseF1f2f3f4f5f6f7f8f9f10
AEBestFEIW-1FEIW-2FEIW-1RIWS-FEIWFEIW-1S-FEIWFEIW-1FEIW-6FEIW-6
WorstLDIWLDIWCHIWFEIW-5LDIWLDIWRIWLDIWLDIWLDIW
MEBestFEIW-1FEIW-3FEIW-6S-FEIWS-FEIWFEIW-1FEIW-1FEIW-1FEIW-6FEIW-6
WorstCHIWRIWCHIWFEIW-5CHIWLDIWLDIWLDIWLDIWS-IW
STDBestFEIW-1FEIW-5CHIWFEIW-5S-FEIWFEIW-1S-FEIWFEIW-1FEIW-6CHIW
WorstLDIWLDIWFEIW-6LDIWLDIWLDIWRIWLDIWLDIWS-FEIW
Table 19

Best and worst IW strategies for each benchmark function in terms of average, minimum and standard deviation of error according to Table 9.

PECCasef11f12f13f14f15f16f17f18
AEBestFEIW-6FEIW-1FEIW-1FEIW-6FEIW-3S-FEIWS-FEIWS-FEIW
WorstGLBIWGLBIWGLBIWGLBIWFEIW-6GLBIWGLBIWGLBIW
MEBestFEIW-6FEIW-6S-FEIWFEIW-6FEIW-3S-FEIWS-FEIWS-FEIW
WorstGLBIWGLBIWGLBIWGLBIWS-FEIWGLBIWGLBIWGLBIW
STDBestFEIW-6FEIW-6FEIW-1FEIW-6AIWS-IWS-FEIWS-FEIW
WorstGLBIWGLBIWGLBIWGLBIWFEIW-6GLBIWGLBIWGLBIW
Table 21

Best and worst IW strategies for each benchmark function in terms of average, minimum and standard deviation of error according to Tables 11 and 12.

PECCasef1f2f3f4f5f6f7f8f9f10
AEBestFEIW-6FEIW-2FEIW-1FEIW-1FEIW-2FEIW-6FEIW-5FEIW-6FEIW-6FEIW-1
WorstRIWRIWRIWRIWRIWRIWRIWRIWRIWRIW
MEBestFEIW-6FEIW-6FEIW-1FEIW-1FEIW-6FEIW-6FEIW-6FEIW-6FEIW-6S-FEIW
WorstRIWRIWRIWRIWRIWRIWRIWRIWRIWRIW
STDBestFEIW-6FEIW-2FEIW-2S-FEIWFEIW-2FEIW-6FEIW-1FEIW-6CHIWFEIW-2
WorstRIWRIWRIWRIWRIWRIWFEIW-4RIWCIWRIW
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