Literature DB >> 27537070

Determining Risk of Falls in Community Dwelling Older Adults: A Systematic Review and Meta-analysis Using Posttest Probability.

Michelle M Lusardi1, Stacy Fritz, Addie Middleton, Leslie Allison, Mariana Wingood, Emma Phillips, Michelle Criss, Sangita Verma, Jackie Osborne, Kevin K Chui.   

Abstract

BACKGROUND: Falls and their consequences are significant concerns for older adults, caregivers, and health care providers. Identification of fall risk is crucial for appropriate referral to preventive interventions. Falls are multifactorial; no single measure is an accurate diagnostic tool. There is limited information on which history question, self-report measure, or performance-based measure, or combination of measures, best predicts future falls.
PURPOSE: First, to evaluate the predictive ability of history questions, self-report measures, and performance-based measures for assessing fall risk of community-dwelling older adults by calculating and comparing posttest probability (PoTP) values for individual test/measures. Second, to evaluate usefulness of cumulative PoTP for measures in combination. DATA SOURCES: To be included, a study must have used fall status as an outcome or classification variable, have a sample size of at least 30 ambulatory community-living older adults (≥65 years), and track falls occurrence for a minimum of 6 months. Studies in acute or long-term care settings, as well as those including participants with significant cognitive or neuromuscular conditions related to increased fall risk, were excluded. Searches of Medline/PubMED and Cumulative Index of Nursing and Allied Health (CINAHL) from January 1990 through September 2013 identified 2294 abstracts concerned with fall risk assessment in community-dwelling older adults. STUDY SELECTION: Because the number of prospective studies of fall risk assessment was limited, retrospective studies that classified participants (faller/nonfallers) were also included. Ninety-five full-text articles met inclusion criteria; 59 contained necessary data for calculation of PoTP. The Quality Assessment Tool for Diagnostic Accuracy Studies (QUADAS) was used to assess each study's methodological quality. DATA EXTRACTION: Study design and QUADAS score determined the level of evidence. Data for calculation of sensitivity (Sn), specificity (Sp), likelihood ratios (LR), and PoTP values were available for 21 of 46 measures used as search terms. An additional 73 history questions, self-report measures, and performance-based measures were used in included articles; PoTP values could be calculated for 35. DATA SYNTHESIS: Evidence tables including PoTP values were constructed for 15 history questions, 15 self-report measures, and 26 performance-based measures. Recommendations for clinical practice were based on consensus. LIMITATIONS: Variations in study quality, procedures, and statistical analyses challenged data extraction, interpretation, and synthesis. There was insufficient data for calculation of PoTP values for 63 of 119 tests.
CONCLUSIONS: No single test/measure demonstrated strong PoTP values. Five history questions, 2 self-report measures, and 5 performance-based measures may have clinical usefulness in assessing risk of falling on the basis of cumulative PoTP. Berg Balance Scale score (≤50 points), Timed Up and Go times (≥12 seconds), and 5 times sit-to-stand times (≥12) seconds are currently the most evidence-supported functional measures to determine individual risk of future falls. Shortfalls identified during review will direct researchers to address knowledge gaps.

Entities:  

Mesh:

Year:  2017        PMID: 27537070      PMCID: PMC5158094          DOI: 10.1519/JPT.0000000000000099

Source DB:  PubMed          Journal:  J Geriatr Phys Ther        ISSN: 1539-8412            Impact factor:   3.381


INTRODUCTION

As many as one-third of older adults fall at least once over the course of a year.1 Falls and fear of falling contribute to restricted activity as a strategy to reduce perceived risk of subsequent falls.2 Resultant secondary deconditioning may actually increase risk of falling.3 Fall-related injuries (eg, hip fractures and head injury) contribute to increasing care costs for older adults.4 Fall risk-reduction programs have received significant funding in public health initiatives.5 Nonetheless, accurately identifying those requiring intervention to reduce fall risk is challenging for health professionals caring for older adults.6 Susceptibility to falls results from an interaction of multiple factors: reduced efficacy of postural responses,7 diminished sensory acuity,8 impaired musculoskeletal,9 neuromuscular,9 and/or cardiopulmonary systems,10 deconditioning associated with inactivity,11 depression and low balance self-efficacy,12 polypharmacy,13 and a host of environmental factors.14 The multifactorial nature of fall risk complicates identification of those most at risk.15 Consequently, fall risk assessment tools are as plentiful as contributing factors (Table 1). Given the number of tests and measures available for fall risk assessment, how do clinicians select the best “diagnostic” tool(s) to examine their client's risk of falling? How does a given test or measure change degree of clinical certainty that a future fall is likely? Calculation of posttest probability (PoTP) allows a clinician to determine how much risk has shifted from a pretest probability of approximately 30% (the prevalence of fall among community-dwelling older adults).1,16,17 The first step in determining a measure's PoTP begins with consideration of its diagnostic accuracy, as indicated by sensitivity (Sn) and specificity (Sp).
Table 1.

Measures Used as Search Terms and Additional Measures Identified During Review of Retrieved Articlesa

IncludedbExcludedc
Measures used as search terms
Self-report measures

Activity-Specific Balance Confidence (ABC)

Barthel Index (BI)

Center for Epidemiological Studies Depression Scale (CES-D)

Fall Efficacy Scale International (FES-I)

Geriatric Depression Scale (GDS)

Medical Outcomes Study Short Form (SF-36)

Mini-Mental State Evaluation (MMSE)

Performance-based measures

30-s sit to stand

Berg Balance Scale (BBS)

Dynamic gait index (DGI)

5 times sit-to-stand time (5TSTS)

1 time Sit-to-stand time (OTSTS)

Fullerton Advanced Balance Scale (FAB)

Functional Reach Distance (FR)

Modified Clinical Test of Sensory Interaction and Balance (mCTSIB)

Performance-Oriented Mobility Assessment (POMA-Tinetti)

Physical Performance Test (PPT)

Romberg Test/Sharpened Romberg/Tandem Stance

Self-selected walking speed/10-m walk (SSWS)

Single-limb stance/one-leg stance/unipedal stance (SLS)

Timed Up and Go (TUG)

Self-report measures

Dizziness Handicap Inventory (DHI)

Fear Avoidance Beliefs Questionnaire

Functional Gait Assessment

Home and Community Environment Questionnaire

History of Falls Questionnaire

Lower Extremity Functional Scale

Patient Specific Functional Scale

Rivermead Mobility Index

WHO Quality of Life-BREF (WHOQOL-BREF)

Performance-based measures

2-min walk distance

6-min walk distance

360° Turn Test

Balance Evaluation Systems (BEST) Test, mini Best Test

Brunell Balance Assessment Test

Canadian Occupational Performance Measure

Continuous Scale Physical Functional Performance Test

Fast Walking Speed (FWS)

Functional Independence Measure (FIM)

Four-Square Step Test (FSST)

High-Level Mobility Assessment Tool

Multidirectional Reach Test

Push and Release Test

Sensory Organization Test (SOT)

Timed Backward Walk

Walking while talking Test

Additional measures derived from article review
History questions

Age > 80 y (yes/no)

Alcohol use (yes/no)

Ambulatory assistive device (AD) use (yes/no)

Dependence in activities of daily living (yes/no)

History of previous falls (yes/no)

Nocturia/urgency/incontinence (yes/no)

Polypharmacy (yes/no)

Psychoactive medication use (yes/no)

Self-reported depression (yes/no)

Self-Reported difficulty walking

Self-reported fear of falling (yes/no)

Self-reported imbalance (yes/no)

Self-reported physical activity/exercise

Self-reported health status

Self-reported pain

Self-report measures

Balance Self-Perception Test

Falls Risk Assessment Questionnaire

Longitudinal Study of Aging Physical Activity Questionnaire

Older Adults Resources and Services (OARS) ADL scale

Self-Rated Health Questionnaire

Subjective Ratings of Specific Tasks

Short Orientation Memory Concentration Test

Sickness Impact Profile (SIP)

Performance-based measures

Ability to sit to stand without upper extremity support (yes/no)

Alternate Step Test

Half-turn test (# steps)

Maximum step length

Minimal chair height

Modified Gait Abnormality Rating Scale (mGARS)

Physiological Profile Assessment (PPA)

Pick up 5 lb weight test

Spring Scale Test

8-Stairs ascend/descend time

Stride length

Tandem walk (able/unable)

Self-report measures

Balance Efficacy Scale

Community Balance and Mobility Scale

Demura Fall Risk Assessment

Fall Assessment and Intervention Record

Falls Behavioral Scale for Old People

Fall Risk Assessment Tool for Older People

Fall Risk Assessment Tool

Falls Assessment Risk and Management Tool

Fall risk by exposure

Fall Risk Questionnaire

Fear of Falling Avoidance Questionnaire

Gait Efficacy Scale

Goal Attainment Scale

Hauser Ambulation Index

Hendrich II Fall Risk Model

Home Falls and Accidents Screening Tool

21-item Fall Risk Index

Performance-based measures

Alternate Step Test

Body mass index

Cadence

Figure-8 Walking Test

Grip strength

Get up and go (untimed)

Lateral Reach Test

Lateral Reach Test

Lower extremity strength

Melbourne Fall Risk Assessment Tool

Morse Fall Scale

Motor Fitness Scale

Obstacle course

Peninsula Health Fall Risk Assessment Tool

Queensland Fall Risk Assessment Tool

Short Physical Performance Battery

St. Thomas Risk Assessment Tool (Stratefy)

STEADI

Stance and Swing (time and %)

Gait cycle time

Step Up Test

Trail Walking Test

aIn order for a measure to be included in analysis, data extracted from research articles about the measure had to include number of participants who did/did not fall, the value of a threshold or cut score for the measure, and/or reported sensitivity and specificity values, such that posttest probability (PoTP) could be calculated.

bSufficient information for calculation of PoTP.

cInsufficient information for CALCULATION of PoTP.

Activity-Specific Balance Confidence (ABC) Barthel Index (BI) Center for Epidemiological Studies Depression Scale (CES-D) Fall Efficacy Scale International (FES-I) Geriatric Depression Scale (GDS) Medical Outcomes Study Short Form (SF-36) Mini-Mental State Evaluation (MMSE) 30-s sit to stand Berg Balance Scale (BBS) Dynamic gait index (DGI) 5 times sit-to-stand time (5TSTS) 1 time Sit-to-stand time (OTSTS) Fullerton Advanced Balance Scale (FAB) Functional Reach Distance (FR) Modified Clinical Test of Sensory Interaction and Balance (mCTSIB) Performance-Oriented Mobility Assessment (POMA-Tinetti) Physical Performance Test (PPT) Romberg Test/Sharpened Romberg/Tandem Stance Self-selected walking speed/10-m walk (SSWS) Single-limb stance/one-leg stance/unipedal stance (SLS) Timed Up and Go (TUG) Dizziness Handicap Inventory (DHI) Fear Avoidance Beliefs Questionnaire Functional Gait Assessment Home and Community Environment Questionnaire History of Falls Questionnaire Lower Extremity Functional Scale Patient Specific Functional Scale Rivermead Mobility Index WHO Quality of Life-BREF (WHOQOL-BREF) 2-min walk distance 6-min walk distance 360° Turn Test Balance Evaluation Systems (BEST) Test, mini Best Test Brunell Balance Assessment Test Canadian Occupational Performance Measure Continuous Scale Physical Functional Performance Test Fast Walking Speed (FWS) Functional Independence Measure (FIM) Four-Square Step Test (FSST) High-Level Mobility Assessment Tool Multidirectional Reach Test Push and Release Test Sensory Organization Test (SOT) Timed Backward Walk Walking while talking Test Age > 80 y (yes/no) Alcohol use (yes/no) Ambulatory assistive device (AD) use (yes/no) Dependence in activities of daily living (yes/no) History of previous falls (yes/no) Nocturia/urgency/incontinence (yes/no) Polypharmacy (yes/no) Psychoactive medication use (yes/no) Self-reported depression (yes/no) Self-Reported difficulty walking Self-reported fear of falling (yes/no) Self-reported imbalance (yes/no) Self-reported physical activity/exercise Self-reported health status Self-reported pain Balance Self-Perception Test Falls Risk Assessment Questionnaire Longitudinal Study of Aging Physical Activity Questionnaire Older Adults Resources and Services (OARS) ADL scale Self-Rated Health Questionnaire Subjective Ratings of Specific Tasks Short Orientation Memory Concentration Test Sickness Impact Profile (SIP) Ability to sit to stand without upper extremity support (yes/no) Alternate Step Test Half-turn test (# steps) Maximum step length Minimal chair height Modified Gait Abnormality Rating Scale (mGARS) Physiological Profile Assessment (PPA) Pick up 5 lb weight test Spring Scale Test 8-Stairs ascend/descend time Stride length Tandem walk (able/unable) Balance Efficacy Scale Community Balance and Mobility Scale Demura Fall Risk Assessment Fall Assessment and Intervention Record Falls Behavioral Scale for Old People Fall Risk Assessment Tool for Older People Fall Risk Assessment Tool Falls Assessment Risk and Management Tool Fall risk by exposure Fall Risk Questionnaire Fear of Falling Avoidance Questionnaire Gait Efficacy Scale Goal Attainment Scale Hauser Ambulation Index Hendrich II Fall Risk Model Home Falls and Accidents Screening Tool 21-item Fall Risk Index Alternate Step Test Body mass index Cadence Figure-8 Walking Test Grip strength Get up and go (untimed) Lateral Reach Test Lateral Reach Test Lower extremity strength Melbourne Fall Risk Assessment Tool Morse Fall Scale Motor Fitness Scale Obstacle course Peninsula Health Fall Risk Assessment Tool Queensland Fall Risk Assessment Tool Short Physical Performance Battery St. Thomas Risk Assessment Tool (Stratefy) STEADI Stance and Swing (time and %) Gait cycle time Step Up Test Trail Walking Test aIn order for a measure to be included in analysis, data extracted from research articles about the measure had to include number of participants who did/did not fall, the value of a threshold or cut score for the measure, and/or reported sensitivity and specificity values, such that posttest probability (PoTP) could be calculated. bSufficient information for calculation of PoTP. cInsufficient information for CALCULATION of PoTP. To determine diagnostic accuracy, a measure (index test) is compared with a gold standard or reference event (ie, a fall event).16 This comparison is based on a “cut point” that defines positive and negative test results. A 2×2 table can be constructed to classify participants by fall status and clinical test results on the basis of the defined “cut point” (Figure 1). Sn is calculated by dividing the number of persons who fell and have a positive test results by the total number of fallers: the test's true positive rate. High Sn indicates the test correctly identifies most people with the diagnosis; therefore, a negative result in a test with high Sn helps to rule out the diagnosis. Sp is calculated by dividing the number of persons who did not fall and have a negative test result by the total number of nonfallers: the test's true negative rate. High Sp indicates that the test correctly identifies most people who did not fall; therefore, a positive result on a test with high Sp helps to identify those most likely to fall. Few tests or measures achieve both high Sn and Sp values.
Figure 1.

Usefulness of a 2 × 2 table for interpreting test results. In this systematic review and meta-analysis, data about each test from multiple studies were combined to calculate an overall sensitivity and specificity values, and positive (+ LR) and negative (− LR) likelihood ratios. On the basis of consistent epidemiological evidence, pretest probability for future falls was set at 30%. Calculation of pretest odds from pretest probability, followed by calculation of posttest odds, allows estimation of posttest probability. Assuming a moderate effect + LR of 5 and − LR of 0.5, posttest probability after a positive test would increase from 30% to 68%. Assuming a moderate effect − LR of 0.5, posttest probability after a negative test would decrease from 30% to 18%. When test results are positive, the size of the increase in posttest probability beyond pretest predictive toward 100% determines how much “more sure” the clinician can be that an older adult would likely experience a future fall. When test results are negative, how much posttest probability decreases toward 0 from pretest value determines how much “more sure” that an older individual would not be likely to fall.

Usefulness of a 2 × 2 table for interpreting test results. In this systematic review and meta-analysis, data about each test from multiple studies were combined to calculate an overall sensitivity and specificity values, and positive (+ LR) and negative (− LR) likelihood ratios. On the basis of consistent epidemiological evidence, pretest probability for future falls was set at 30%. Calculation of pretest odds from pretest probability, followed by calculation of posttest odds, allows estimation of posttest probability. Assuming a moderate effect + LR of 5 and − LR of 0.5, posttest probability after a positive test would increase from 30% to 68%. Assuming a moderate effect − LR of 0.5, posttest probability after a negative test would decrease from 30% to 18%. When test results are positive, the size of the increase in posttest probability beyond pretest predictive toward 100% determines how much “more sure” the clinician can be that an older adult would likely experience a future fall. When test results are negative, how much posttest probability decreases toward 0 from pretest value determines how much “more sure” that an older individual would not be likely to fall. Sn and Sp values are used to calculate a measure's positive and negative likelihood ratios (+LR, −LR).16,17 The formula for calculation of LR is shown in Figure 1. An LR indicates what the expected test result would be in persons with the condition of interest compared with those without the condition. Both positive (+LR >1.0) and negative (−LR <1.0) likelihood ratios can be calculated for any test (see Figure 1). A +LR indicates the clinical usefulness of a positive test result: the larger the +LR value above 1.0, the more valuable the positive test result.16,17 The −LR indicates the usefulness of a negative test result: the smaller the value below 1.0, the more valuable the negative test result.16,17 Likelihood ratios are then used to calculate pre- and posttest odds, which serve as indicators of strength of association between exposure (test result as indicator of fall risk) and outcome (fall event). Pretest odds (PrTO) are calculated by dividing prevalence (pretest probability) by its inverse: for falls this would be 30%/(1%-30%), a value of 0.43. Posttest odds (PoTO) are developed by multiplying PrTO by the measure's +LR (for positive tests results) and −LR (for negative test results). Finally, the informative PoTP, which indicates the degree of change in surety of diagnosis given a test's likelihood ratios, can be calculated. The pretest probability (PrTP) of falling for community-living older adults is estimated as 30%,1 with a PrTO of 0.43. Using these values and example LRs, we can calculate the PoTO and PoTP for an older adult on the basis of a positive and a negative test result (see Figure 1). If our fall-risk test has a moderate +LR of 5 and a moderate −LR of 0.5, a positive test result (high risk) would result in a PoTP of falling for this individual of 68%. A negative test result (low risk) would result in a PoTP of falling for this individual of 18%. Both values are substantially different from PrTP of 30%. For the clinician, this information enhances determination of who would/would not benefit from a more in-depth examination and intervention to reduce risk of falling.16,17 In clinical medicine, when no single diagnostic test has PoTP large enough to cross threshold for intervention, the results of several tests are combined to calculate a cumulative PoTP value.16 In effect, the PoTP of one test becomes the pretest probability for the next test. If both pretest probability (as in falls risk of 30%) and a test/measures' likelihood ratio values are moderate, as in most measures of balance and risk of falls, the cumulative PoTP can be thought of as increasing surety.16,17 Two or more positive tests with a high cumulative PoTP value (above the baseline PrTP of 30%) suggest the individual is at high risk of experiencing falls, and supports the need for intervention. Two or more negative tests leading to substantially lower PoTP (below the baseline PrTP of 30%) would indicate lower risk of future falls. Mixed results (some positive, some negative) are more challenging to interpret. Physical therapists, like other health professionals, collect information about an individual's health and functional status is several ways: by asking questions about medical history (eg, do you remember falling in the last 6 months?), by administering self-report measures (eg, fear of falling scales or depression scales), and by using performance-based tests (eg, Berg Balance Scale, walking speed, or Timed Up and Go test). Combining multiple sources of information assists the diagnostic process to identify issues that can be addressed by intervention.18 It is not clear what history questions, self-report measures, or performance-based measures best identify those community-living older adults at risk of falling. Although there have been systematic reviews of individual measures (eg, the Timed Up and Go19 and the Berg Balance Scale20), no reviews that provided measure-to-measure comparison of predictive properties for tools used to assess risk of falling were identified in the literature. The Academy of Geriatric Physical Therapists charged a team of 10 researchers and clinicians to undertake such a systematic review. This was to provide support of the work of another group charged to develop a clinical practice guideline for management of falls in later life. This systematic review has 2 aims: (1) to evaluate the predictive ability of fall risk assessment tools for community-dwelling older adults by calculating and comparing PoTP values, and (2) to explore usefulness of cumulative PoTP using test results from multiple measures. The measure-to-measure comparison and consolidation of findings will assist clinicians in selection of measures as well as in clinical decision making about need for intervention to prevent falls. It will also inform researchers where evidence about ability of a measure's ability to predict falls is lacking and needs further investigation.

METHODS

The Institute of Medicine Guidelines for Systematic Review,21 the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) Guidelines,22 and the Cochrane Handbook of Systematic Reviews of Diagnostic Test Accuracy23 served as resources for this systematic review and meta-analysis. A fall was defined as an event in which an older adult unintentionally came to rest on the ground or other lower supporting surface, unrelated to a medical incident or to an overwhelming external physical force.6 Risk was defined using the World Health Organization's (WHO) definition: the probability that an unwanted health event (eg a future fall) will occur was used.24 For older adults, fall risk is always present and cannot be reduced to zero, although many risk factors for falls are modifiable. In this review, fall status (prospectively or retrospectively) was the gold standard to which the various index measures where compared. Based on the literature, a 6-month period was deemed sufficient time for fall occurrence. On the basis of anticipation that the number of prospective studies of fall risk assessment would be small, a decision was made to include retrospective studies tracking previous falls over at least a 6-month period as well. Although retrospective recall of falls may be somewhat inaccurate, given the high number of retrospective studies of falls in the literature, the combination of prospective and retrospective data provides “best available” evidence at the present time.

DATA SOURCES AND SEARCHES

MEDLINE and CINAHL databases were searched, as those most likely to index geriatric, gerontology, and rehabilitation research literature. Search strategies (key words) and results are summarized in the PRISMA flow diagram of Figure 2. The first search did not yield the number or type of articles needed for a comprehensive review. A medical librarian carried out a second search by combining key words in various groupings. Unfortunately, search strings were not recorded and could not be accurately reformulated. To enhance search rigor, a third search was undertaken using names of specific measures gathered from websites (Rehabilitation Measures Database,25 PTNow,26 and the American Physical Therapy Association's Guide to Physical Therapist Practice18) and the team's clinical experience as search terms. References from retrieved articles were also reviewed. This multisearch strategy ensured that the combined final search results were as comprehensive as possible.
Figure 2.

PRISMA diagram for the systematic review process. A total of 2294 abstracts were reviewed; these included 500 duplicates and 1430 that did not immediately meet inclusion criteria. A total of 364 full-text articles were retrieved, examined, and appraised: an additional 269 did not meet inclusion criteria. Data were extracted from the remaining 95 articles; 57 of these contained information necessary for calculation of posttest probability.

PRISMA diagram for the systematic review process. A total of 2294 abstracts were reviewed; these included 500 duplicates and 1430 that did not immediately meet inclusion criteria. A total of 364 full-text articles were retrieved, examined, and appraised: an additional 269 did not meet inclusion criteria. Data were extracted from the remaining 95 articles; 57 of these contained information necessary for calculation of posttest probability.

Study Selection

To be included in the review, each study had to (1) include a study sample of 30 or more independently ambulatory (with/without assistive device) community-dwelling adults 65 years or older; (2) collect falls data for at least a 6-month period, either following study enrollment (prospective studies) or recall falls before the study enrollment (retrospective); (3) focus on evaluating risk of future falls and/or differentiating characteristics of fallers versus nonfallers; (4) use fall status (none, one, and/or recurrent) as an outcome variable (prospective) or classification variable (retrospective); and (5) be published in English, in a peer-reviewed journal between January 1990 and September 2013. The start date for the search was the year 1990 as the point in time that commonly used measures began to be developed (eg, Functional Reach in 1990); the end date was September 2013, when data examination began. Studies were excluded from the review if they included (1) persons younger than 65 years; (2) participants with cognitive dysfunction, or with orthopedic or neurological diagnoses associated with elevated fall risk; (3) data from acute care, postacute care, or extended care settings; (4) little evidence of how falls were defined or documented; or (5) equipment unavailable in most physical therapy settings, such as force plates, computerized motion analysis, or other technology-based assessment systems. Abstracts of all 2294 articles identified in the searches were retrieved and reviewed. Interrater reliability was addressed in a multistep training process. First, each researcher in the team reviewed the same set of 10 abstracts, applying inclusion and exclusion criteria. Next, all participated in a series of conference calls, and discussed the review process until consensus was reached for the set of 10 abstracts. By the review of the 10th abstract, the team reached a 95% agreement rate before discussion. Next, teams of 2 reviewers were assigned sets of 100 abstracts, and charged to reach agreement on inclusion/exclusion criteria in their sets. To reduce potential reviewer bias, reviewers were paired differently for each set of 100 abstracts, until all were reviewed. At the end of the abstract review process, 364 full-text articles were retrieved. Retrieved full-text articles were rescreened on the basis of inclusion/exclusion criteria before quality review and data extraction; an additional 246 failed to meet inclusion criteria, leaving 118 articles for quality assessment.

Quality Assessment

We used the Quality Assessment of Diagnostic Accuracy Studies (QUADAS) Critical Appraisal Tool to evaluate methodological quality and risk of bias of retrieved studies.27 QUADAS is composed of 14 questions designed to assess validity, potential for bias, and methodological soundness of diagnostic studies. Items are scored as yes, no, unsure, or not applicable. Total criterion score is calculated as: 100 × (#yes responses)/(14 − # not applicable responses). Criterion scores were reported for all included studies. Interrater reliability was addressed as in the abstract review process. First, each researcher independently rated the same 5 articles using the QUADAS tool. This was followed by conference calls to discuss the rating process, and until consensus on rating of these 5 articles. There was 92% agreement by evaluation of the fifth article. Two person teams then rated sets of 20 articles with the goal of reaching consensus. Agreement about the QUADAS score between team members ranged from 90% to 97%. During quality assessment, 23 more articles failed to meet inclusion criteria, leaving 95 for data extraction

Data Extraction

The American Physical Therapy Association Section on Research's Evaluation Database to Guide Effectiveness (EDGE) Task Force data extraction form28 was used to record data extracted from each article. It was modified slightly to include level of evidence for studies of diagnostic accuracy as defined by Australia's National Health and Medical Research Council.29 Level of evidence for this project was defined as follows: Level I included prospective studies with QUADAS 75 or more as Level I evidence; Level II included prospective studies with QUADAS less than 75. Retrospective studies were classified as Level III, regardless of the QUADAS score. Each researcher independently extracted data from sets of retrieved articles. Interrater reliability was determined by a second independent data extraction of a subset of 25 of the 90 remaining articles. Agreement ranged from 93% to 97% on the comparison of data extraction records for these 25 articles. The study coordinator performed a third reviewed to correct data when there was disagreement. Extracted data were combined into a summary Excel spreadsheet so that measures could be sorted by name.

Data Synthesis and Analysis

After sorting of data by measure name, reviewer teams used extracted data to construct individual evidence tables for each test/measure. The study coordinator reviewed these tables for accuracy. When number of fallers/nonfallers and number above and below cut point values were available, or if Sn and Sp were provided, 2×2 tables were constructed so that Sn, Sp, LRs, odds ratios and PoTP could be calculated.16,17 Fifty-nine of 95 articles (prospective evidence Level I n = 27; Level II n = 5; retrospective evidence Level III n = 27) contained information necessary for calculation of PoTP. Finally, 3 cumulative evidence tables were created on the basis of type of data collected: medical history questions (Table 2), self-report measures (Table 3), and performance-based measures (Table 4). These 3 tables summarized best evidence available from January 1990 to September 2013, and allowed direct comparison between measures.
Table 2.

Summary of Findings for Determining Risk of Falls During Patient Medical History Component of the Physical Therapy Examinationa

History QuestionsAuthorLevelQUADAS ScoreStudy Type, moFall DefinedAge, Mean (SD)Fallers, NNonfallers, NCut PointFallers With +TestNon Fallers With −TestDifference PSn (CI95), %Sp (CI95), %+LR (CI95)−LR (CI95)Posttest Probability, %
If +TestIf −Test
Activities of daily living (ADL)Not independentSelf-report dichotomousKwan et al30I84.6Pro (24)Fall inj/≥2 falls74.9 (6.4)861742 IADL depend14157NR16 (9-26)90 (85-94)1.7 (0.9-3.2)0.9 (0.8-1.0)4228
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958Any ADL depend1252NR20 (11-33)90 (79-96)2.0 (0.8-4.9)0.9 (0.8-1.0)4628
Tinetti et al32I76.9Pro (12)Any fall76.9 (5.3)546557Any ADL depend364251ANOVA P < .0567 (62-71)45 (41-49)1.2 (1.1-1.3)0.7 (0.6-0.9)3423
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104Any ADL depend7100NR9 (4-18)96 (90-99)2.3 (0.7-7.7)1.0 (0.9-1.0)5030
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676Bathing depend7444OR = 2.4P = .00364 (54-73)58 (46-69)1.5 (1.1-2.0)0.6 (0.5-0.9)3920
Walking outside5151OR = 1.6P = .1244 (35-53)67 (55-77)1.3 (0.9-2.0)0.8 (0.7-1.1)3626
Dressing depend3460OR = 1.6P = .2029 (21-38)79 (68-87)1.4 (0.8-2.3)0.9 (0.8-1.1)3828
Transfer depend1375OR = 9.5P = .0111 (6-18)99 (93-100)8.5 (1.1-64)0.9 (0.8-1.0)7828
Stairs depend3172OR = 2.2P = .0527 (19-36)95 (87-99)5.1 (1.9-14)0.8 (0.7-0.9)6926
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297Any ADL depend37258χ2P < .00147 (36-58)87 (83-90)3.6 (2.5-5.2)0.6 (0.5-0.8)6120
Flemming36III69.2Retro (4)Any fall78.7 (7.2)40267Any ADL depend3775χ2P = .00593 (79-98)29 (23-34)1.3 (1.2-1.4)0.3 (0.1-0.8)3611
Summary: Posttest probability of falling if positive for requiring ADL assistance (excluding Coll-Planas 2007 walking, dressing, transfer, stairs; to avoid duplication of subjects)10061533Any ADL depend545937NA54 (51-57)61 (59-64)1.4 (1.3-1.5)0.8 (0.7-0.8)3826
AgeStalenhoef et al37I84.6Retro (12)Any fallM: 77.2 (4.9)W: 78.5 (5.2)207104≥808463NR41 (34-48)61 (51-70)1.0 (0.8-1.4)1.0 (0.9-1.2)3030
Yamada and Iscihashi38I84.6Retro (12)Any fall80.5 (5.6)59112≥803441NR58 (44-70)37 (28-46)0.9 (0.7-1.2)1.2 (0.8-1.7)2834
LeClerc et al39II76.9Pro (6)≥2 fallsF: 79.5 (6.6)NF: 79.0 (6.9)99769≥7572185P > .0573 (63-81)24 (21-27)1.0 (0.8-1.1)1.1 (0.8-1.6)3032
Sohng et al40III92.3Retro (12)Any fall73.3 (6.1)148203≥7550118NR34 (26-42)58 (51-65)0.8 (0.6-1.1)1.1 (1.0-1.3)2332
Payne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481≥801110NR32 (17-51)79 (69-87)1.5 (0.8-2.9)0.9 (0.7-1.1)3928
Summary: Posttest probability of falling if >80 y of age5471269>80251471NA46 (42-50)37 (34-40)0.7 (0.7-0.8)1.5 (1.3-1.6)2339
Ambulatory assistive device useSelf-report and observationSai et al42I92.3Pro (12)Any fall76.7 (6.1)9542Yes3040χ2P < .0532 (22-42)95 (84-99)6.6 (1.7-26.0)0.7 (0.6-0.8)7423
Brauer et al43I84.6Pro (6)Any fall71 (5)3565Yes260χ2P > .056 (1-19)92 (83-97)0.7 (0.2-3.6)1.0 (0.9-1.1)2330
Kwan et al30I84.6Pro (24)Any fall74.9 (6.4)86174Yes15165NR17 (10-27)95 (90-98)3.4 (1.5-7.4)0.9 (0.8-1.0)5928
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958Yes1550NR28 (16-42)86 (75-94)2.0 (0.9-4.4)0.8 (0.7-1.0)4628
Tinetti et al32I84.6Pro (12)Any fall76.9 (5.3)546557Yes80512ANOVAP < .0515 (12-18)92 (89-94)1.9 (1.3-2.6)0.9 (0.9-1.0)4528
Yamada and Iscihashi38I84.6Pro (12)Any fall80.5 (5.6)59112Yes599χ2P = .619 (3-19)88 (81-94)0.7 (0.3-2.0)1.0 (0.0-1.2)2330
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104Yes1293NR15 (8-25)90 (83-95)1.5 (0.7-3.2)0.9 (0.8-1.1)3928
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297Yes45223χ2P < .00156 (44-67)75 (70-80)2.2 (1.7-2.9)0.6 (0.5-0.8)4920
Shumway-Cook et al44III84.5Retro (6)Any fallF: 86.2 (6.4)NF: 78.4 (5.8)1515Yes1215NR80 (52-96)100 (78-100)NA0.2 (0.1-0.6)NA8
Desai et al45III76.9Retro (12)Any fallF 81.5 (6.9)NF 79.4 (5.5)4725Yes357χ2P > .0574 (60-86)28 (12-49)1.0 (0.8-1.4)0.9 (0.4-2.0)3028
Huang46III76.9Retro (12)Any fall76 (NR)199197Yes92138χ2P < .00146 (39-53)70 (63-76)1.5 (1.2-2.0)0.8 (0.7-0.9)3926
Shumway-Cook et al47III76.9Retro (6)≥2 falls78.7 (7.2)2222Yes522χ2P < .0523 (8-45)100 (85-100)NA0.8 (0.6-1.0)NA26
Flemming36III69.2Pro (4)Any fall78.7 (7.2)40267Yes3777χ2P = .00493 (80-98)29 (24-35)1.3 (1.2-1.5)0.3 (0.1-0.8)3611
Summary: Posttest probability of falling if ambulatory assistive device use13621935Yes3851501NA28 (26-31)78 (76-79)1.3 (1.1-1.4)0.9 (0.9-1.0)3626
Alcohol consumptionSelf-report (yes/no)Sai et al42I92.3Pro (12)Any fall76.7 (6.1)9542Yes4618NR48 (38-59)43 (28-59)0.9 (0.6-1.2)1.2 (0.8-1.8)2834
Bongue et al48I84.6Pro (12)70.7 (4.6)5631196Yes509101NR90 (88-93)8 (7-10)1.0 (1.0-1.0)1.1 (0.8-1.5)3032
Swanenburg et al49I76.9Pro (12)≥2 falls73.7 (7)85185Daily27154NR32 (22-43)83 (77-88)1.9 (1.2-3.0)0.8 (0.7-1.0)4526
LeClerc et al39II76.9Pro (6)≥2 fallsF: 79.5 (6.6)NF: 79.0 (6.9)76999Yes15578χ2P > .0520 (17-23)79 (69-86)1.0 (0.6-1.4)1.0 (0.9-1.1)3030
Sohng et al40III92.3Retro (12)Any fall73.3 (6.1)148203Yes61111χ2P = .4441 (33-50)55 (48-62)0.9 (0.7-1.2)1.1 (0.9-1.3)2832
Payne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481Yes1149NR32 (17-51)61 (49-71)0.8 (0.5-1.4)1.1 (0.8-1.5)2832
Huang46III76.9Retro (12)Any fallF: 81.3 (5.1)NF: 79.7 (4.3)200201Yes18175χ2P > .059 (5-14)87 (82-91)0.7 (0.4-1.2)1.1 (1.0-1.1)2332
Summary: Posttest probability of falling if history of alcohol consumption18942007Yes827686NA44 (41-46)34 (32-36)0.7 (0.6-0.7)1.7 (1.6-1.8)2342
DepressionSelf-report (yes/no)Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958Yes1648NR27 (16-40)83 (71-91)1.6 (0.8-3.2)0.9 (0.7-1.1)4128
Difficulty walking or missteps Self-reportSrygley et al50I84.6ProAny fall76.4 (4.3)68198≥2 missteps9177NR13 (6-24)89 (84-93)1.3 (0.6-2.6)1.0 (0.9-1.1)3630
Sohng et al40III92.3Retro (12)Any fall73.3 (6.1)148203Difficulty walking71128χ2P = .0548 (40-56)63 (56-70)1.3 (1.0-1.7)0.8 (0.7-1.0)3623
Summary: Posttest probability of falling if self-reported difficulty walking216401Difficulty walking80305NA37 (931-44)76 (72-80)1.6 (1.2-2.0)0.8 (0.7-0.9)4126
Fear of fallingSelf-report (yes/no)Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676Yes3363OR = 1.9P = .0728 (20-38)83 (73-91)1.7 (0.9-3.0)0.9 (0.7-1.0)4228
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958Yes2047NR34 (22-47)81 (69-90)1.8 (0.9-3.4)0.8 (0.7-1.0)4426
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104Yes1197NR14 (7-24)93 (87-97)2.1 (0.9-5.2)0.9 (0.8-1.0)4728
Swanenburg et al49I76.9Pro (12)≥2 falls73.7 (7)85185Yes24149NR28 (19-39)81 (74-86)1.5 (0.9-2.3)0.9 (0.8-1.0)3928
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297Yes48219χ2P < .00160 (48-70)70 (68-79)2.3 (1.7-2.9)0.6 (0.4-0.7)5020
Keskin et al51III84.6RetroAny fallF: 68 (3) NF: 70 (5)1219Yes518χ2P = 0242 (15-72)95 (74-100)7.9 (1.1-60)0.6 (0.4-1.0)7720
Flemming36III69.2Retro (4)Any fall78.7 (7.2)40267Yes24165χ2P = .00960 (43-75)62 (56-68)1.6 (1.2-2.1)0.7 (0.4-1.0)4123
Summary: Posttest probability of falling if self-report of fear of falling4711006Yes165758NA35 (31-40)75 (73-78)1.4 (1.2-1.7)0.9 (0.8-0.9)3828
Health statusSelf-reported (fair or poor)Kwan et al30I84.6Pro (24)Any fall74.9 (6.4)86174≤ fair6949IRR = 1.55P = NR80 (70-88)28 (22-35)1.1 (1.0-1.3)0.7 (0.4-1.1)3223
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958≤ fair1238NR20 (11-33)66 (52-78)0.6 (0.3-1.1)1.2 (2.0-1.1)2034
Iinattiniemi et al52II69.2Pro (11)Any fallF: 88(3) NF: 88 (2)273282≤ fair49242χ2P = .2218 (14-23)86 (81-90)1.3 (0.9-1.9)1.0 (0.9-1.0)3630
Summary: Posttest probability of falling if health is rated fair or poor418514≤ fair130329NA31 (27-36)64 (60-68)0.9 (0.7-1.0)1.1 (1.0-1.2)2832
History of falling Self-reportAoyama et al53I92.3Pro (6)Any fall80.5 (5.7)2533Any fall1813NR72 (51-88)39 (23-58)1.2 (0.8-1.7)0.7 (0.3-1.5)3423
Herman et al54I92.3Pro (24)Any fall76.3 (6.1)131131Any fall46116χ2P < .00135 (27-44)89 (82-93)3.1 (1.8-5.2)0.7 (0.6-0.8)5723
Lindeman et al55I92.3Pro (12)Any fallF: 68.8 (6.0)NF: 66.5 (5.8)3026Any fall1920χ2P = .00363 (43-80)77 (56-91)2.7 (1.3-5.8)0.5 (0.3-0.8)5418
Sai et al42I92.3Pro (12)Any fall76.7 (6.1)9542Any fall5426OR = 3.8P < .0557 (46-67)62 (46-76)1.5 (1.0-2.3)0.7 (0.5-1.0)3923
Bongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196Any fall236965NR42 (38-46)81 (78-83)2.2 (1.9-2.5)0.7 (0.7-0.8)4923
Brauer et al43I84.6Pro (6)Any fall71 (5)3565Any fall1949χ2P < .0554 (37-71)75 (63-85)2.2 (1.3-3.7)0.6 (0.4-0.9)4920
Kwan et al30I84.6Pro (24)Any fall74.9 (6.4)86174Any fall33135NR38 (28-50)78 (71-84)1.7 (1.2-2.5)0.8 (0.7-1.0)4226
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958Any fall3458NR58 (44-70)100 (93-100)NA0.4 (0.3-0.6)NA15
Panzer et al56I84.6Pro (12)≥2 fallsF: 80.1 (6.2)NF: 75.1 (6.5)3923≥2 falls236χ2P = .2459 (42-74)26 (10-48)0.8 (0.6-1.1)1.6 (0.7-3.4)2641
Stalenhoef et al37I84.6Pro (9)≥2 fallsM: 77.2 (4.9)W: 78.5 (5.2)46192Any fall7133OR = 3.015 (6-29)69 (62-75)0.5 (0.3-1.0)0.6 (0.5-0.7)6820
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676Any fall9331OR = 1.8P = .00280 (72-87)41 (30-53)1.4 (1.1-1.7)0.5 (0.3-0.8)3818
LeClerc et al39I76.9Pro (6)≥2 fallsF: 79.5 (6.6)NF: 79.0 (6.9)99769≥2 falls65496χ2P < .00166 (55-75)65 (61-68)1.9 (1.6-2.2)0.5 (0.4-0.7)4518
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104Any fall3189NR40 (29-51)86 (77-92)2.8 (1.6-4.7)0.7 (0.6-0.9)5523
Swanenburg et al49I76.9Pro (12)≥2 falls73.7 (7)85185≥2 falls23173NR27 (18-38)93 (89-96)4.2 (2.2-8.0)0.8 (0.7-0.9)6426
Buatois et al57II69.2Pro (18)≥2 falls70.1 (4.4)96903≥2 falls53743χ2P < .00155 (45-65)82 (80-85)3.1 (2.5-3.9)0.5 (0.4-0.7)5718
Flemming36II69.2Pro (4)Any fall78.7 (7.2)40267Any fall27152χ2P = .00468 (51-81)57 (51-63)1.6 (1.2-2.0)0.6 (0.4-0.9)4120
Gerdhem et al58II69.2Pro (12)Any fallF: 75 (NR)NF: NR232746Any fall103585OR = 2.9P < .0544 (38-51)78 (75-81)2.1 (1.7-2.5)0.7 (0.6-0.8)4723
Iinattiniemi et al52II69.2Pro (11)Any fallF: 88 (3)NF: 88 (2)273282≥2 falls88243χ2P < .0132 (27-38)86 (82-90)2.3 (1.7-3.3)0.8 (0.7-0.9)5026
Myers et al59III86.5Retro (12)Any fall74.5 (8.3)1720Any fall1415χ2P < .0182 (57-96)75 (51-91)3.3 (1.5-7.3)0.2 (0.1-0.7)598
Summary: Posttest probability of falling if history of previous fall/s21095292Any fall9064047NA43 (41-45)77 (75-78)1.8 (1.7-2.0)0.8 (0.7-0.8)4426
History of imbalanceSelf-reportShumway-Cook et al44III76.9Retro (6)≥2 falls78.7 (7.2)2222Yes219χ2P = .000295 (77-100)59 (36-79)2.3 (1.4-3.9)0.1 (0.0-0.5)504
Limited physical activity or exercise Self-reportKwan et al30I84.6Pro (24)Fall inj/≥2 falls74.9 (6.4)86174Avoid stairs5497NR63 (52-73)56 (48-63)1.4 (1.1-1.8)0.7 (0.5-0.9)3823
Swanenburg et al49I76.9Pro (12)2+ falls73.7 (7)85185Sedentary8171NR9 (4-18)92 (88-96)1.2 (.5-2.8)1.0 (0.9-1.1)3030
Tinetti et al32I84.6Pro (12)Any fall76.9 (5.3)546557Walk <3 blocks/d329288ANOVAP < .0560 (56-64)52 (48-56)1.3 (1.1-1.4)0.8 (0.7-0.9)3626
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297<3 h58164χ2P < .00172551.60.54118
Sohng et al40III92.3Retro (12)Any fall73.3 (6.1)148203Stayed home42138NR28 (21-36)68 (61-74)0.9 (0.6-1.2)1.1 (0.9-1.2)2632
Karlsson et al60III77.9Retro (12)≥2 falls75 (NR)20498928No exercise14433108RegressionP < .0170 (68-72)35 (34-36)1.1 (1.1-1.1)0.8 (0.8-0.9)3226
No HHW7386071RegressionP < .0136 (34-38)70 (69-71)1.2 (1.1-1.3)0.9 (0.9-0.9)3428
Iinattiniemi et al52III69.2Retro (11)Any fall88 (2)273282Sedentary81219χ2P = .0630 (24-35)78 (72-82)1.3 (1.0-1.8)0.9 (0.8-1.0)3628
Rosengren et al61III64.2Retro (12)Any fallF: 74.8 (NR)NF: 73.7 (NR)19188912No exercise12832683χ2P = .267 (65-69)30 (29-31)1.0 (0.9-1.0)1.1 (1.0-1.2)3032
No HHW6836042χ2P = .00437 (33-38)68 (67-69)1.1 (1.0-1.2)0.9 (0.9-1.0)3228
Summary: Posttest probability of falling if self-report of limited habitual physical activity (excluding Karslon and Rosengren HHW to avoid duplication of subjects)518619 538Limited physical activity32986867NA64 (2-65)35 (34-36)1.0 (1.0-1.0)1.0 (1.0-1.1)3030
Nocturia, incontinence, urinary urgency, or difficulty Self-reportStewart et al62III84.6Retro (12)Any fallW: 79.9 (4.6)M: 80.0 (4.2)2541254≥2 nocturia141688OR = 1.8P = .0356 (49-62)55 (52-58)1.2 (1.1-1.4)0.8 (0.7-0.9)3426
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676≥2 nocturia4648OR = 1.1P = .6440 (31-49)63 (51-74)1.1 (0.7-1.6)1.0 (0.8-1.2)3230
Bongue et al48I84.6PRO (12)Any fall70.7 (4.6)5631196Yes1081066OR = 1.9P = NR19 (16-23)89 (87-91)1.8 (1.4-2.2)0.9 (0.9-1.0)4428
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297Yes19254χ2P = .0523 (15-34)86 (81-89)1.6 (1.0-2.6)0.9 (0.8-1.0)4128
Huang46III76.9Retro (12)Any fallF: 81.3 (5.1)NF: 79.7 (4.3)195202Yes66160χ2P < .00134 (27-41)79 (73-85)1.6 (1.2-2.3)0.8 (0.7-0.9)4126
de Rekeneireet al63III69.2Retro (12)Any fallRange: 70-796522398Yes3141537χ2P < .0148 (44-52)64 (62-66)1.3 (1.2-1.5)0.8 (0.8-0.9)3626
Flemming36III69.2Retro (4)Any fall78.7 (7.2)40267Yes16195χ2P = .0940 (25-57)73 (67-78)1.5 (1.0-1.3)0.8 (0.6-1.1)3926
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676Yes5746OR = 1.5P = NR49 (40-59)61 (49-72)1.2 (0.9-1.7)0.8 (0.7-1.1)6026
Iinattiniemi et al52III69.2Retro (11)Any fall88 (2)273282Yes30267χ2P = .0111 (8-15)95 (91-97)2.1 (1.1-3.8)0.9 (0.9-1.0)4728
Summary: Posttest probability if any urinary difficulty22906048Any urinary difficulty79714 261NA35 (33-37)70 (69-72)1.2 (1.1-1.3)0.9 (0.9-1.0)3426
Pain Self-reportKwan et al30I84.6Pro (24)Fall inj/≥2 falls74.9 (6.4)86174Significant45134NR47 (36-58)74 (67-80)1.8 (1.3-2.5)0.7 (0.6-0.9)4423
Polypharmacy ≥4 medications, self-reportPeeters et al64I93.3Pro (37)≥2 fallsF: 76.9 (6.9)NF: 74.9 (7.3)3251004≥4 meds96777χ2P = .0130 (25-35)77 (75-80)1.3 (1.1-1.6)0.9 (0.8-1.0)3628
Kwan et al30I84.6Pro (24)≥2 falls74.9 (6.4)86174≥4 meds33135NR38 (28-49)78 (71-84)1.7 (1.2-2.5)0.8 (0.7-1.0)4226
Fall inj/≥2 falls74.9 (6.4)86174≥4 meds14150NR16 (9-26)86 (80-91)1.2 (0.6-1.2)1.0 (0.9-1.1)3430
Brauer et al43I84.6Pro (6)Any fall71 (5)3565≥3 meds745χ2P > .0520 (8-37)69 (57-80)0.7 (0.2-1.4)1.2 (0.9-1.5)2334
Muir et al31I84.6Pro (12)Any fall79.7 (5.3)5958≥4 meds4813NR81 (69-90)22 (13-35)1.1 (0.9-1.3)0.8 (0.4-1.7)3226
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676≥5 meds7432OR = 1.2P = .0664 (54-73)42 (31-54)1.1 (0.9-1.4)0.9 (0.6-1.3)3228
Swanenburg et al49I76.9Pro (12)≥2 falls73.7 (7)85185≥4 meds54110NR64 (52-74)59 (52-67)1.6 (1.2-2.0)0.6 (0.5-0.8)4120
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104≥4 meds6435NR82 (72-90)34 (25-44)1.2 (1.0-1.5)0.5 (0.3-0.9)3418
LeClerc et al39I76.9Pro (6)≥2 fallsF: 79.6 (6.6)NF: 79.0 (6.9)99769≥4 meds9199χ2P > .0592 (85-96)13 (11-15)1.1 (1.0-1.1)0.6 (0.3-1.3)3220
Buatois et al57II69.2Pro (18)≥2 falls70.1 (4.4)96903≥4 meds52569χ2P = .00154 (44-64)63 (60-67)1.5 (1.2-1.8)0.7 (0.6-0.9)3923
Payne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481≥6 meds1047NR29 (15-48)58 (47-69)0.7 (0.4-1.3)1.2 (0.9-1.6)2334
Sai et al42III92.3Retro (12)Any fall76.7 (6.1)9542≥4 meds3535NR37 (27-47)83 (69-93)2.2 (1.2-4.6)0.8 (0.6-0.9)4926
Perracini et al65III84.6Retro (12)Any fallF-LA 87/MA 79NF-La 78/MA 766854≥5 meds4130χ2P = .0360 (48-72)56 (41-69)1.4 (1.0-1.9)0.7 (0.5-1.0)3823
Shumway-Cook et al47III84.5Retro (6)Any fallF: 86.2 (6.4)NF: 78.4 (5.8)1515≥4 meds215NR13 (2-40)100 (78-100)NA0.9 (0.7-1.1)NA28
Huang46III76.9Retro (12)Any fallF: 81.3 (5.1)NF: 79.7 (4.3)190190≥4 meds78129χ2P < .0541 (34-48)70 (63-76)1.4 (1.0-1.8)0.9 (0.7-1.0)3828
Flemming36III69.2Retro (4)Any fall78.7 (7.2)40267≥4 meds3471χ2P = .1285 (70-94)27 (21-32)1.2 (1.0-1.3)0.6 (0.3-1.2)3420
Summary: Posttest probability of falling if taking ≥4 medications of any kind15074161≥4 meds7332292NA48 (46-51)55 (54-57)1.1 (1.0-1.2)0.9 (0.9-1.0)3228
Psychoactive medications Self-report (yes/no)Beauchet et al66I92.3Pro (12)Any fall84.8 (5.2)54133Any3067χ2P = .4656 (41-69)50 (42-59)1.1 (0.8-1.5)0.9 (0.6-1.3)3228
Peeters et al64I93.3Pro (37)≥2 fallsF: 76.9 (6.9)NF: 74.9 (7.3)3251004Any67877χ2P < .00121 (16-26)89 (86-90)1.8 (1.4-2.4)0.9 (0.8-1.0)4428
Bongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196Any1351030NR24 (21-27)86 (84-88)1.7 (1.4-2.1)0.9 (0.8-0.9)4228
Kwan et al30I84.6Pro (24)Fall inj/≥2 falls74.9 (6.4)86174Any7165NR8 (3-16)95 (90-98)1.6 (0.6-4.1)1.0 (0.9-1.0)4130
Peeters et al67I84.6Pro (36)Any Fall1F: 74.9 (6.4) ≥2F: 77.0 (6.9)NF: 74.8 (6.2)740597Any81535χ2P < .00111 (9-13)90 (87-92)1.1 (0.8-1.4)1.0 (1.0-1.0)3230
Tinetti et al32I84.6Pro (12)Any fall76.9 (5.3)546557Any89512ANOVAP < .0516 (13-20)92 (89-94)2.0 (1.4-2.8)0.9 (0.9-1.0)4628
LeClerc et al39II76.9Pro (6)≥2 fallsF: 79.5 (6.6)NF: 79.0 (6.9)99769Any50406χ2P > .0551 (40-61)53 (49-56)1.1 (0.9-1.3)0.9 (0.8-1.2)3228
Buatois et al57II69.2Pro (18+)≥2 falls70.1 (4.4)96903Any19812χ2P = .0620 (12-29)95 (88-92)2.0 (1.3-3.1)0.9 (0.8-1.0)4628
Hellstrom et al35III100Retro (6)Any fall81.7 (4.8)81297Any62218χ2P < .0277 (66-85)73 (68-78)2.9 (2.3-3.6)0.3 (0.2-0.5)5511
Huang46III76.9Retro (12)Any fallF: 81.3 (5.1)NF: 79.7 (4.3)194198Any44176χ2P < .0523 (17-29)87 (81-91)1.7 (1.1-2.7)0.9 (0.8-1.0)4228
de Rekeneireet al63III69.2Retro (12)Any fallRange: 70-796522398Any482288χ2P = .017 (5-10)95 (95-96)1.6 (1.2-2.2)1.0 (0.9-1.0)4130
Iinattiniemi et al52III69.2Retro (11)Any fall88 (2)273282Any118187χ2P = .0243 (37-49)66 (60-72)1.3 (1.0-1.6)0.9 (0.8-1.0)3628
Summary: Posttest probability of falling if using any psychoactive medication37098508Any7507269NA22 (19-22)85 (85-86)1.4 (1.3-1.5)0.9 (0.9-1.0)3826
Summary: Posttest probability of falling if using any psychoactive medication37098508Any7507269NA22 (19-22)85 (85-86)1.4 (1.3-1.5)0.9 (0.9-1.0)3826

Abbreviations: AD, use of any assistive device; ADL, activities of daily living; ANOVA, analysis of variance; AUC, area under the curve; CI95, 95% confidence interval; Depend, dependence; F, faller/persons who fell; Fall inj, fall with injury; HHW, heavy house work; IADL, instrumental activities of daily living; LA, less active; IRR, Incident Rate Ratio; M, men in the sample; MA, more active; −, negative; +, positive; NA, not applicable; NF, nonfaller/persons who did not fall; NR, not reported; OR, odds ratio; Pro, prospective; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; R, rural; Retro, retrospective; ROC, receiver operating characteristic curve; SD, standard deviation; Sn, sensitivity; Sp, specificity; U, urban; W, women in the sample.

aPosttest probabilities are based on an assumption of a 30% pretest probability for future falls.

Table 3.

Summary of Findings for Determining Risk of Falls Using Self-Report Measures, Grouped by Construct Being Measureda

Self-Report MeasureAuthorLevelQUADAS ScoreStudy Type, moFall DefinedAge (SD)Fallers, NNonfallers, NCut PointFallers With +TestNongallers With −TestDifference PSn (CI95), %Sp (CI95), %+LR (CI95)−LR (CI95)PosttestProbability, %
If +TestIf −Test
Measures of balance confidence and fear of falling
Activity-Specific Balance Confidence Scale0%-100%Low: less confidencePayne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481<601271NR35 (20-53)88 (78-94)2.9 (1.4-6.0)0.7 (0.6-1.0)5523
Balance Self-Perception TestOrdinal 0-60 pointsLow: less confidenceShumway-Cook et al44III76.9Retro (6)≥2 fallsF: 77.6 (7.8)NF: 74.6 (5.4)2222≤501618t testP = .0173 (50-89)82 (60-95)4.0 (1.6-10)0.3 (0.2-0.7)6311
Falls Efficacy Scale InternationalOrdinal 16-64 pointsHigh: more concern about fallingDelbaere et al68I92.3Pro (12)≥2 falls77.9 (4.6)166334>21103181OR = 1.3P = .0162 (54-69)54 (49-60)1.4 (1.2-1.6)0.7 (0.6-0.9)3823
Kwan et al30I84.6Pro (24)Fall inj/≥2 falls74.9 (6.4)86174≥2464127NR74 (64-83)73 (66-79)2.8 (2.1-3.6)0.4 (0.2-0.5)5414
Summary: posttest probability of falling on the basis of high FES-I score252508≥24167308NA66 (60-72)60 (56-65)1.7 (1.0-2.4)0.6 (0.1-0.2)4220
Falls Efficacy Scale-ModifiedOrdinal 0-10 rating on 14 items, averagedHigh: more concernPayne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481<6676NR21 (8-41)94 (86-98)3.5 (1.1-10)0.8 (0.7-1.0)6026
Falls Risk Assessment Questionnaire Ordinal 0-16 pointsHigh: greater riskFlemming36III69.2Pro (3)Any fallF: 78.7 (7.2)NF: 78.6 (7.7)40267>821651t testP < .00175 (59-87)81 (76-85)3.9 (2.9-5.3)0.3 (0.2-0.5)6311
Measures of activities of daily living
Barthel index Ordinal 0-20 pointsLow: more disabilityStalenhoef et al37I84.6Pro (9)Any fallM: 7.2 (4.9)F: 78.5 (5.2)2F 46192<1922180OR = 3.3P < .0548 (38-59)94 (89-97)7.8 (4.3-14)0.6 (0.5-0.7)7720
Oars ADL ScaleOrdinal 0-28 pointsLow: more disabilityPerracini et al65III84.6Retro (12)Any fallLA-F: 86.6MA-F: 78.5LA-NF: 77.6MA-NF: 75.66652>44137t-test LA,P = .004 MA,P = .1862 (49-74)71 (57-83)2.2 (1.4-3.4)0.5 (0.4-0.7)4918
Measures of cognition
MMSE Ordinal 0-30 pointsLow: more impairmentBeauchet et al66I92.3Pro (12)Any fallF: 85.7 (5.2)NF: 84.4 (5.3)54133<253464t-testP > .0563 (49-76)52 (43-61)1.3 (1.0-1.7)0.7 (0.5-1.1)3623
Shumway-Cook et al44III76.9Retro (6)Any fallF: 77.6 (7.8)NF: 74.6 (5.4)2233NR1027χ2P = .0245 (24-68)82 (65-93)2.5 (1.1-6.0)0.7 (0.4-1.0)5223
Summary: Posttest probability of falling on the basis of low MMSE score76166<254491NA58 (46-69)55 (47-63)1.3 (1.0-1.7)0.8 (0.6-1.0)3626
Short-Orientation Memory Concentration TestOrdinal 0-28 pointsHigh: more impairmentColl-Planas et al34I76.9Pro (12)Any fall82 (NR)11676≥93852OR = 1.1P = .7233 (24-42)68 (57-79)1.0 (0.7-1.6)1.0 (0.8-1.2)3030
Measures of depression
Center for Epidemiologic Studies DepressionScaleOrdinal 0-60 pointsHigh: more depressionTinetti et al32I84.6Pro (12)Any Fall76.9 (5.3)546557≥16116457ANOVAP < .0521 (18-25)82 (79-85)1.2 (0.9-1.5)1.0 (0.9-1.0)3430
de Rekeneireet al63III69.2Retro (12)Any fallRange: 70-796522398≥16412292χ2P < .056 (5-8)96 (95-96)1.4 (1.0-2.0)1.0 (1.0-1.0)3830
Summary: Posttest probability if CES-D indicates depression11982955≥161572749NA13 (11-15)93 (92-94)1.9 (1.5-2.3)0.9 (0.9-1.0)4528
Geriatric Depression Scale-15 itemOrdinal 0-15 pointsGDS-4-itemOrdinal 0-4 pointsBeauchet et al66I92.3Pro (12)Any fallF: 85.7 (5.2)NF: 84.4 (5.3)54133>411118χ2P = .00320 (11-34)89 (82-94)1.8 (0.9-3.7)0.9 (0.8-1.0)4428
Kwan et al30I84.6Pro (24)Any fall74.9 (6.4)86174≥628146IRR = 1.82P <.0533 (23-44)84 (78-89)2.0 (1.3-3.2)0.8 (0.7-0.9)4626
Iinattiniemi et al52II69.2Pro (11)Any fallF: 88 (3)NF: 88 (2)273282>771241χ2P < .0126 (21-32)85 (81-89)1.8 (1.3-2.5)0.9 (0.8-0.9)4428
Summary: Posttest probability of falling based on GDS-15 Score413589≥7110505NA27 (22-31)86 (83-88)1.9 (1.5-2.4)0.9 (0.8-0.9)4528
Bongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196≥1198872OR = 1.5NR35 (31-39)73 (71-75)1.3 (1.1-1.5)0.9 (0.8-1.0)3628
Coll-Planas et al34I76.9Pro (12)Any fall82 (NR)11676≥15546OR = 1.5P = .2348 (38-57)61 (49-72)1.2 (0.9-1.7)0.9 (0.7-1.1)3428
Summary: Posttest probability of falling based on GSD-4 Score6791272≥1253918NA37 (34-41)72 (70-75)1.3 (1.2-1.5)0.9 (0.8-0.9)3628
Measures of physical activity
Longitudinal study of Aging PhysicalActivity Questionnaire LASA-PAQOrdinal 0-30 pointsPeeters et al64I92.3Pro (36)≥2 fallsF: 76.8 (6.8)NF: 74.8 (6.3)3251004No HHW173611χ2P < .0563 (48-59)61 (58-64)1.4 (1.2-1.6)0.8 (0.7-0.9)3826
Peeters et al69184.6Pro (12)≥2 falls77.9 (7.1)76332>848208ROC AUC = .6563 (51-74)63 (57-68)1.7 (1.4-2.1)0.6 (0.4-0.8)4220
SF-36 Physical Activity SubscaleOrdinal 0-100 pointsBohannon et al70III90Retro (24)Any fallF: 80.8 (7.2)NF: 78 (7.75)2929<72.52719t testP < .00193 (77-99)66 (46-82)2.7 (1.6-4.5)0.1 (0.0-0.4)544
Measures of caregiver concern about fall risk
Subjective risk rating for specific tasksOrdinal 0-7 pointsHashidate et al71III77.9Retro (12)Any fall65 and older1713≥2147χ2P < .0582 (57-96)54 (25-81)1.8 (1.0-3.3)0.3 (0.1-1.0)4411
Measures of overall health status
Sickness Impact Profile (SIP-68)Ordinal High = poor healthStalenhoef et al37I84.6Pro (9)≥2 fallsM: 77.2 (4.9)W: 78.5 (5.2)46192≥86148OR = 2.5P = NR13 (5-26)77 (70-83)0.6 (0.3-1.3)1.1 (1.0-1.3)203.2
Self-rated healthOrdinal 0-10 pointsPayne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481<5864NR24 (11-41)79 (69-87)1.1 (0.5-2.4)1.0 (0.8-1.2)3230
<82131NR62 (44-78)38 (28-50)1.0 (0.7-1.4)1.0 (0.6-1.7)3030

Abbreviations: ADL, activities of daily living; ANOVA, analysis of variance; AUC; CES-D, Center for Epidemiological Studies Depression; CI95, 95% confidence interval; F, fallers; fall inj, fall with injury;FES-I, Falls Efficacy Scale International; GDS, Geriatric Depression Scale; HHW, heavy house work; IRR; LA, less active; LASA-PAQ, Longitudinal Study of Aging Physical Activity Questionnaire; LR, likelihood ratio; MA, more active; MMSE, Mini-Mental State Questionnaire; NA, not applicable; NF, nonfallers; NR, not reported; −, negative; OARS, Older Adults Resources and Services; OR, odds ratio; +, positive; Pro, prospective; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; Retro, retrospective; R, rural; ROC; SD, standard deviation; SF-36, 36-item Short Form Health Survey; Sn, sensitivity; Sp, specificity; U, urban.

aPosttest probabilities are based on an assumption of a 30% pretest probability for future falls.

Table 4.

Summary of Findings for Determining Risk of Falls Using Performance-Based Functional Measuresa

Functional MeasureAuthorLevelQUADAS ScoreStudy Type, moFall DefinedAge Mean (SD)Fallers, NNonfallers, NCut PointFallers With +TestMean (SD)Nonfallers With –TestMean (SD)Difference PSn (CI95), %Sp (CI95), %+LR (CI95)−LR (CI95)Posttest Probability
If +TestIf −Test
Alternate Step Test Continuous, sTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)74265≥105112.2 (4.6)95 10.8 (23.8)t testP = .00769 (57-79)64 (58-70)1.9 (1.5-2.4)0.5 (0.3-0.7)4518
BBSOrdinal 0-56 pointsLow score: high riskLeClerc et al39I76.9Pro (6)≥2 fallsF: 79.5 (6.6)NF: 79.0 (6.9)99769≤301939.4 (8.5)703] 43.9 (8.5)t testP > .0519 (12-28)91 (89-93)2.2 (1.4-3.6)0.9 (0.8-1.0)4928
Muir et al31I76.9Pro (12)Any fall79.9 (4.7)78104≤504348.9 (9.1)6252.0 (6.1)NR55 (43-66)60 (50-69)1.4 (1.0-1.9)0.8 (0.6-1.0)3826
O'Brien et al73III76.9Retro (12)Any fallF: 76.0 (6.7)NF: 73.8 (4.1)1323≤45745.0 (NR)2355.0 (NR)MW-UP < .00154 (25-81)100 (85-100)NA0.5 (0.3-0.8)NA18
Shumway-Cook et al44III76.9Retro (6)≥2 fallsF: 77.6 (7.8)NF: 74.6 (5.4)2222≤491736.6 (11.1)1952.6 (3.4)t testP < .00177 (55-92)86 (65-97)5.7 (1.9-16.6)0.3 (0.1-0.6)7111
Summary: Posttest probability of falling on the basis of BBS score ≤50212918≤5086807NA41 (34-47)88 (85-90)3.4 (2.6-4.3)0.7 (0.6-0.80)5923
BBS and history of imbalanceShumway-Cook et al44III76.9Retro (6)≥2 fallsF: 77.6 (7.8)NF: 74.6 (5.4)2222≤42/no or<51/yes2018NR91 (71-99)82 (60-95)5.0 (2.0-12)0.1 (0.0-0.4)684
Clinical Test of Sensory Organization and BalanceFoam and dome continuous, sec Less time: higher riskRicci et al74III69.2Retro (12)≥2 falls≥2F: 74.8 (7.3)NF: 74.5 (6.4)Single fallers not reported due to no difference between NF and single fallers in 5 of 6 conditions)3232EO-Firm <30 s129.7 (1.7)3230.0 (0.0)ANOVAP = .503 (1-16)100 (89-100)NA1.0 (0.9-1.0)NA30
EC-Firm A <30 s527.9 (5.4)3029.7 (1.1)ANOVAP = .0816 (5-33)94 (79-99)2.5 (0.5-12)0.9 (0.8-1.1)5228
Dome-FOAM <30 s726.8 (5.0)3029.2 (4.4)ANOVAP = .1822 (9-40)94 (78-99)3.5 (0.8-16)0.8 (0.7-1.0)6026
EO-FOAM <30 s626.9 (5.0)3230.0 (0.0)ANOVAP = .0419 (7-36)100 (89-100)NA0.8 (0.7-1.0)NA26
EC-FOAM <30 s1621.4 (11.4)2626.2 (8.4)ANOVAP = .0250 (32-68)81 (64-93)2.7 (1.2-6.0)0.6 (0.4-0.9)5420
Dome-FOAM <30 s1321.1 (11.8)2626.9 (7.7)ANOVAP = .0141 (24-49)81 (64-93)2.2 (0.9-5.0)0.7 (0.5-1.0)4923
Dynamic gait indexOrdinal (0-24)Low scores: higher riskWeiss et al75I76.9Pro (6)≥2 fallsF: 77.9 (5.1)NF: 78.8 (4.4)1259NR458NR64 (41-83)98 (91-100)3.7 (5.2-26.9)0.7 (0.2-0.6)9423
III76.9Retro (6)≥2 fallsF: 77.9 (5.1)NF: 78.8 (4.4)3239NR1220.7 (3.3)3522.2 (1.8)t-testP = .1538 (21-56)90 (76-97)3.7 (1.3-10.3)0.7 (0.5-0.9)6123
Shumway-Cook et al44III76.9Retro (6)≥2 fallsF: 77.6 (7.8)NF: 74.6 (5.4)2222191315.6 (5.7)1120.6 (2.9)t testP = .00159 (36-79)64 (41-83)1.6 (0.9-3.1)0.6 (0.4-1.2)4120
Herman et al54III69.2Retro (12)Any fall76.3 (NR)74204≤196622.5 (1.8)623.0 (1.4)t testP = .0390 (81-96)3 (1-6)0.9 (0.9-1.0)3.3 (1.1-9.4)2859
Summary: Posttest probability of recurrent falls on the basis of DGI score ≤19140324≤1995111NA68 (60-76)34 (29-40)1.0 (0.9-1.2)0.9 (0.7-.3))3028
Summary: Posttest probability of recurrent falls on the basis of DGI score ≤19(excluding Herman 2009)66120≤1929107NA44 (32-57)89 (82-94)4.0 (2.3-7.3)0.6 (0.5-0.8)6320
Fullerton Advanced Balance Scale Ordinal 0-40Hernandez and Rose76III84.6Retro (12)≥2 falls77.0 (6.5)59133254320 (7.3)6925 (6.7)t testP = .1973 (60-84)52 (43-61)1.5 (1.2-1.9)0.5 (0.3-0.8)3918
5TSTSContinuous, sTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)80282≥12 s5314.8 (6.2)12712.5 (4.8)t testP < .00166 (55-76)45 (39-51)1.2 (1.0-1.5)0.8 (0.5-1.1)3425
Buatois et al57II69.2Pro (≥18)≥2 falls70.1 (4.4)96903≥15 s58582χ2P < .00160 (50-70)64 (61-68)1.7 (1.4-2.0)0.6 (0.5-0.8)4220
Buatois et al77II46.2Pro (18)≥2 falls70 (4)1831775≥15 s1011146NR55 (48-63)65 (62-67)1.6 (1.4-1.8)0.7 (0.6-0.8)4123
Summary: Posttest probability of falling on the basis of 5TSTS time ≥12 s3592960≥122121858NA59 (54-64)63 (61-65)1.6 (1.4-1.8)0.7 (0.6-0.7)4120
One time sit to standContinuous, sTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)45170≥1 s221.0 (0.6)891.1 (0.6)t testP = .2549 (34-64)52 (45-60)1.0 (07-1.4)1.0 (0.7-1.3)3030
30-s Sit-to-Stand TestContinuous, sCho et al78III69.2Retro (12)Any fallF: 72.1 (5.9)NF: 71.7 (5.1)315515 times2046t testP = .00165 (45-81)84 (71-92)3.9 (2.0-7.6)0.4 (0.3-0.7)6315
Ability to sit to stand without UE useDichotomous (able/unable)de Rekeneireet al63III69.2Retro (12)Any fallRange: 70-796522398Unable352333χ2P = .015 (4-7)97 (96-98)2.0 (1.3-3.0)1.0 (0.9-1.0)4630
Stride lengthContinuous, cmVan Swearingen et al79III92.3Retro (12)≥2 falls75.5 (7.3)5331<873476.1 (24.2)2499.8 (23.5)t testP < .00164 (50-77)77 (59-90)2.8 (1.4-5.6)0.5 (0.3-0.7)5518
Functional (anterior) reachContinuous, cm or inchStalenhoef et al37I84.6Pro (9)≥2 fallsM: 77.2 (4.9) W: 78.5 (5.2)46192≤15 cm≤5.9 in19180OR = 2.041 (27-57)94 (89-97)6.6 (3.5-12.6)0.6 (0.5-0.8)7420
O'Brien et al73III76.9Retro (12)Any fallF: 76.0 (6.7)NF: 73.8 (4.1)1323<22 cm<8.7 in822.2 (5.9)2027.7 (4.9)MW-UP < .0162 (32-86)87 (66-97)4.7 (1.5-14.7)0.4 (0.2-0.9)6715
Summary: Posttest probability of falling on the basis of functional reach distance <22 cm59215<22 cm27200NA55 (40-69)93 (89-96)7.9 (4.6-13)0.5 (0.4-0.7)7717
Maximal step length (longest trial) (% height) continuousLindeman et al55I92.3Pro (12)Any fallF: 68.8 (6.0)NF: 66.5 (5.8)3026<0.66210.6 (01)180.7 (0.1)KS P = .0370 (51-85)69 (48-86)2.3 (1.2-4.2)0.4 (0.2-0.8)5015
Maximal step length (mean 5 trials) (% height) continuous<0.64230.6 (0.1)160.7 (0.1)KSP = .0277 (58-90)62 (41-80)2.0 (1.2-3.4)0.4 (0.2-0.8)4615
Minimal chair heightContinuous with physiological profile assessmentKwan et al80III84.6Retro (12)Any fall74.9 (6.4)81199NR52131Wilks lambdaP <.00164 (53-75)66 (59-72)1.9 (1.5-2.4)0.5 (0.4-0.7)4518
Modified Gait Abnormality Rating ScaleOrdinal 0-21Van Swearingen et al79III92.3Retro (12)≥2 falls75.5 (7.3)5331>9339.3 (4.9)273.6 (3.5)t test P < .00162 (48-75)87 (70-96)4.8 (1.9-12.3)0.4 (0.3-0.6)6715
mGARS >9 with PPT <15 CombinedmGARS >9 and PPT <154827NR91 (79-97)87 (70-96)7.0 (2.8-17.6)0.1 (0.1-0.3)754
Performance-Oriented Mobility Assessment (POMA/Tinetti)Ordinal 0-28 pointsTopper et al81I92.3Pro (12)Any fall83 (6)5837NR5433KWP = .03 ROC −0.6293 (83-98)89 (75-97)8.6 (3.4-21.8)0.1 (0.0-0.2)794
Panzer et al56I84.6Pro (12)≥2 fallsF: 80 (6)NF: 75 (7)2747<26/281447NR52 (32-71)100 (92-100)NA0.5 (0.3-0.7)NA18
Tinetti et al32I84.6Pro (12)Any fall79.6 (5.2)546557<12/22<15/28252384ANOVAP < .0546 (42-50)69 (65-73)1.5 (1.3-1.7)0.8 (0.7-0.9)3926
Raiche et al82I76.9Pro (12)Any fall80.0 (4.4)53172<36/40<25/283783NR70 (56-82)48 (41-56)1.4 (1.1-1.7)0.6 (0.4-1.0)3820
Avdic and Pecar83III61.5Retro (6)≥2 falls71.7 (5.6)2156<17/26<18/282015.8 (7.3)4923.1 (5.9)t-testP < .0195 (76-100)88 (76-95)7.6 (3.8-15.3)0.5 (0.1-0.4)7718
Summary: Posttest probability of falling on the basis of POMA score <25705869<25377596NA53 (50-57)69 (65-72)1.7 (1.5-1.9)0.7 (0.6-0.7)4223
Pick up 5-lb weight testDichotomous (able/unable)Tiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)80282Unable9262χ2P = .2211 (5-20)93 (89-96)1.6 (0.8-2.4)1.0 (0.9-1.0)4130
7-item PPTOrdinal 0-28Van Swearingen et al79III92.3Retro (12)≥2 falls75.5 (7.3)5331<154211.8 (4.6)2217.6 (4.0)t testP < .00179 (66-89)71 (52-(86)2.7 (1.6-4.8)0.3 (0.2-0.5)5411
PPT <15 and mGARS >9mGARS >9 PPT <154827NR91 (79-97)87 (70-96)7.0 (2.8-17.6)0.1 (0.1-0.3)754
PPAContinuous (z-score) −2 to +3 pointsAge-referencedDelbaere et al84I92.3Pro (12)Any fall77.9 (4.6)166334>0.6116148OR = 1.2P = .0470 (62-77)44 (39-50)1.3 (1.1-1.4)0.7 (0.5-0.9)3623
Kwan et al80III84.6Retro (12)Any fallF: 68 (3)NF: 70 (5)81199NR462.0 (1.2)1131.7 (1.3)t testP < .0557 (45-68)57 (50-64)1.3 (1.0-1.7)0.8 (0.6-1.0)3626
Summary: Posttest probability of falling on the basis of PPA score >0.6247533>0.6162261NA66 (59-71)49 (45-53)1.3 (1.1-1.5)0.7 (0.6-0.9)3623
SSWSContinuous, m/sTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)80282<1.0400.94 (0.26)1921.03 (0.28)t testP = .00350 (39-61)68 (62-73)1.6 (1.2-1.2)0.7 (0.6-0.9)4123
Vicarro et al85I76.9Pro (12)Any fall74 (5.7)161264< 1.012672NR78 (71-84)27 (22-33)1.1 (1.0-1.2)0.8 (0.6-1.1)3226
< 0.636244NR22 (16-30)92 (89-95)2.9 (1.8-4.9)0.8 (0.8-0.9)5526
DePasquale and Toscano86III92.3Retro (12)Any fallF: 83 (5.5)NF: 78 (7.8)2929<1.2191 (0.2)221.3 (0.2)t test P = .00167 (46-82)76 (56-90)2.7 (1.4-5.5)0.5 (0.3-0.8)5418
Van Swearingen et al79III92.3Retro (24)≥2 falls75.5 (7.3)5331<0.6380.50 (0.24)230.74 (0.25)t testP < .00172 (58-83)74 (55-88)2.8 (1.5-5.2)0.4 (0.2-0.6)5515
Summary: Posttest probability of falling on the basis of SSWS <1.0 (excluding Vicarro <0.6 to avoid duplication of participants)323607<1.0223317NA69 (64-74)52 (48-56)1.5 (1.3-1.6)0.6 (0.5-0.7)3920
Summary: Posttest probability of falling on the basis of SSWS <0.6 (based on Vicarro <0.06 and Van Swearingen)214295<0.0674267NA35 (28-42)91 (87-94)3.6 (2.5-5.4)0.7 (0.7-0.8)6123
Single-limb stanceDominant limb SLS/OLSContinuous, sBongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196<12.7343587OR = 1.5P < .0561 (57-65)49 (46-52)1.2 (1.1-1.3)0.8 (0.7-0.9)3426
Muir et al33I76.9Pro (12)Any fall79.9 (4.7)78104<105848RR: 1.58P = .0474 (63-84)46 (36-56)1.4 (1.1-1.7)0.6 (0.4-0.9)3820
Buatois et al57II69.2Pro (18)≥2 falls70 (4)96903<516815χ2P < .00117 (9.8-26)90 (88-92)1.7 (1.1-2.8)0.9 (0.8-1.0)4228
Buatois et al73II46.2Pro (18)≥2 falls70 (4)1831775<5291594NR35 (25-46)90 (88-91)3.4 (2.5-4.7)0.7 (0.6-0.9)5923
DePasquale and Toscano86III92.3Retro (24)Any fallF: 83.6 (5.6)NF: 78 (7.8)2929<6.5143.2 (3.3)2610.3 (9.6)t testP < .00148 (29-64)90 (73-98)4.7 (1.5-14.5)0.6 (0.4-0.8)6720
Summary: Posttest probability of falling on the basis of SLS time <12.7 (Bonge, Muir)6411300<12.7401635NA63 (59-66)49 (47-52)1.2 (1.1-0.3)0.8 (0.7-0.9)3426
Summary: Posttest probability of falling on the basis of SLS time <6.5 (Buatois, DePasquale)3082707<6.5592435NA19 (15-24)90 (89-91)1.9 (1.5-2.5)0.9 (0.9-1.0)4528
Single-limb stanceAlternativesContinuous, sBongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196<7.6Non Dom 259Non Dom 781OR = 1.4 NR46 (42-50)65 (63-68)1.3 (1.2-1.5)0.8 (0.8-0.9)3626
UE mvt yesUE mvt first5 s 285UE mvt first 5 s 714OR = 1.5 NR51 (46-55)60 (57-63)1.3 (1.1-1.4)0.8 (0.8-0.9)3626
Spring Scale TestContinuous % body weightDePasquale and Toscano86III92.3Retro (24)Any fallF: 83.5 (5.5)NF: 78.0 (7.8)2929<10%277.5 (1.4)2812.3 (1.7)t testP = .00193 (77-99)97 (82-100)27 (3.9-185)0.1 (0.0-0.3)924
8-Stair ascent timeContinuous, sTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)80282≥5435.9 (2.7)1635.5 (2.6)t testP = .0554 (42-65)58 (52-64)1.3 (1.0-1.6)0.8 (0.6-1.0)3626
8-Stair descent timeContinuous, s506.6 (3.5)1555.7 (3.3)t testP = .0163 (51-73)55 (49-61)1.4 (1.1-1.7)0.7 (0.5-0.8)3823
# Steps in a half turnContinuous # stepsTiedemannet al72I92.3Pro (12)≥2 falls80.4 (4.5)80282≥4 steps6279t testP = .0878 (67-86)28 (23-34)1.1 (0.9-1.2)0.08 (0.5-1.3)3226
Tandem stanceContinuous, sMuir et al31I76.9Pro (12)Any fall79.9 (4.7)78104<303964NR50 (38-62)62 (52-71)1.3 (0.9-1.8)0.8 (0.6-1.1)3626
DePasquale and Toscano86III92.3Retro (24)Any fallF: 83.5 (5.5)NF: 78 (7.8)2929<222112.7 (10.8)2223.9 (9.9)t test P = .00172 (53-87)76 (56-90)3.0 (1.5-5.9)0.4 (0.2-0.7)5615
Summary: Posttest probability of falling on the basis of tandem stance time107133<306086NA56 (46-66)65 (56-73)1.6 (1.2-2.1)0.7 (0.5-0.9)4123
Tandem walk (able/unable)Sai et al42I92.3Pro (12)Any fall76.7 (6.1)9442Unable9111NR96 (90-99)26 (14-42)1.3 (1.1-1.6)0.2 (0.1-0.5)368
TUGContinuous, s Longer times: higher riskBeauchet et al66I92.3Pro (12)Any Fall84.8 (5.2)54133≥204427 (8.7)4923 (7.9)χ2 P = .0282 (69-91)37 (29-46)1.3 (1.1-1.6)0.5 (0.3-0.9)3618
Bongue et al48I84.6Pro (12)Any fall70.7 (4.6)5631196≥11193894OR = 1.5P < .0534 (30-38)75 (72-77)1.4 (1.2-1.6)0.9 (0.8-0.9)3828
Buatois et al57II69.2Pro (≥18)≥2 falls70.1 (4.4)96903≥1212836χ2 P < .00113 (7-21)93 (91-94)1.7 (1.0-3.0)0.9 (0.9-1.0)4228
Buatois et al77II46.2Pro (18)≥2 falls70 (4)1831775≥12251650χ2 P < .0515 (10-21)93 (92-94)2.1 (1.4-3.1)0.9 (0.9-10)4728
LeClerc et al39II76.9Pro (6)≥2 falls79.5 (6.9)99769≥302227.6 (17.2)63123.5 (16.9)t test P < .0525 (17-35)82 (80-85)1.4 (1.0-2.0)0.9 (0.8-1.1)3828
DePasquale and Toscan86III92.3Retro (24)Any fallF: 83.5 (5.5)NF: 78.0 (7.8)2929≥7.4239.2 (1.3)277.0 (0.9)t testP = .00179 (60-92)93 (77-99)11.5 (2.0-44.4)0.2 (0.1-0.5)838
Payne et al41III92.3Retro (12)Any fallR: 75.5 (7.7)U: 76.0 (7.3)3481>151269NR35 (20-54)85 (76-92)2.4 (1.2-4.8)0.8 (0.6-1.05126
Greany and DiFAbio87III84.6Retro (12)Any fall82.6 (5.5)1221≥13.51014.9 (3.1)1612.5 (2.4)ANOVAP < .0583 (52-98)76 (53-92)3.5 (1.6-7.8)0.2 (0.1-0.8)608
Huo88III84.6Retro (12)Any fall66.3 (5.2)2477≥82010.5 (2.9)478.3 (2.5)t test P < .0183 (63-95)61 (49-72)2.1 (1.5-3.0)0.3 (0.1-0.7)4711
Shumway-Cook et al47III84.6Retro (6)≥2 fallsF: 86.2 (6.4)NF: 78.4 (5.8)1515>13.51322.2 (9.3)138.4 (1.7)MANOVAP < .00187 (60-98)87 (60-98)6.5 (1.8-24.0)0.2 (1.8-24.0)748
O'Brien et al73III76.9Retro (12)Any fallF: 76.0 (6.7)NF: 73.8 (4.1)1323≥20821.5 (11.3)2311.3 (2.4)MW-UP < .00163 (32-86)100 (85-100)NA0.4 (0.2-0.8)NA15
Vicarro et al85III76.9Retro (12)Any fall74 (5.6)161264≥1542242NR26 (19-34)92 (88-95)3.1 (1.9-5.0)0.8 (0.7-0.9)5726
Summary: Posttest probability of falling if TUG time >0.74 s (based on DePasquale, Huo)53106>7.44332NA56 (46-66)65 (56-73)1.6 (1.2-1.2)0.7 (0.5-0.9)4123
Summary: Posttest probability of falling if TUG time ≥12 s (excluding DePasquale, Huo)12305180>123814465NA31 (28-34)85 (84-86)2.1 (1.9-2.4)0.8 (0.8-0.8)4725
TUGDual taskShumway-Cook et al47III84.6Retro (6)≥2 fallsF: 86.2 (6.4) NF: 78.4 (5.8)1515DT-C >13.51227.7 (11.6)149.7 (2.3)MANOVA P < .00180 (52-96)93 (68-100)12.0 (1.8-87.1)0.2 (0.1-0.6)848
DT-M >13.51227.2 (11)149.7 (1.6)MANOVAP < .00180 (52-96)93 (68-100)12.0 (1.8-81.1)0.2 (0.1-0.6)848

Abbreviations: ANOVA, analysis of variance; BBS, Berg Balance Scale; CI95, 95% confidence interval; DGI, dynamic gait index; EC, eyes closed; EO, eyes open; F, fallers; Firm, tested while standing on firm supporting surface; FOAM, tested while standing on foam surface; KS, Kolmogorov-Smirnov test; KW, Kruskal-Wallis test; LR, likelihood ratio; MANOVA, multivariate analysis of variance; M, men; mGARS, Modified Gait Abnormality Rating Scale; Mvt, movement; MW-U, Mann-Whitney U test; NA, not applicable; NF, nonfallers; Non Dom, nondominant; NR, not reported; +, positive; −, negative; OR, odds ratio; Pro, prospective; PPA, Physiological Profile Assessment; PPT, Physical Performance Test; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; Retro, retrospective; Sn, sensitivity; Sp, specificity; SD, standard deviation; SSWS, self-selected walking speed; 5TSTS, 5 times sit to stand; TUG, Timed Up and Go; UE, upper extremity; W, women.

aPosttest probabilities are based on an assumption of a 30% pre-test probability for future falls.

Abbreviations: AD, use of any assistive device; ADL, activities of daily living; ANOVA, analysis of variance; AUC, area under the curve; CI95, 95% confidence interval; Depend, dependence; F, faller/persons who fell; Fall inj, fall with injury; HHW, heavy house work; IADL, instrumental activities of daily living; LA, less active; IRR, Incident Rate Ratio; M, men in the sample; MA, more active; −, negative; +, positive; NA, not applicable; NF, nonfaller/persons who did not fall; NR, not reported; OR, odds ratio; Pro, prospective; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; R, rural; Retro, retrospective; ROC, receiver operating characteristic curve; SD, standard deviation; Sn, sensitivity; Sp, specificity; U, urban; W, women in the sample. aPosttest probabilities are based on an assumption of a 30% pretest probability for future falls. Abbreviations: ADL, activities of daily living; ANOVA, analysis of variance; AUC; CES-D, Center for Epidemiological Studies Depression; CI95, 95% confidence interval; F, fallers; fall inj, fall with injury;FES-I, Falls Efficacy Scale International; GDS, Geriatric Depression Scale; HHW, heavy house work; IRR; LA, less active; LASA-PAQ, Longitudinal Study of Aging Physical Activity Questionnaire; LR, likelihood ratio; MA, more active; MMSE, Mini-Mental State Questionnaire; NA, not applicable; NF, nonfallers; NR, not reported; −, negative; OARS, Older Adults Resources and Services; OR, odds ratio; +, positive; Pro, prospective; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; Retro, retrospective; R, rural; ROC; SD, standard deviation; SF-36, 36-item Short Form Health Survey; Sn, sensitivity; Sp, specificity; U, urban. aPosttest probabilities are based on an assumption of a 30% pretest probability for future falls. Abbreviations: ANOVA, analysis of variance; BBS, Berg Balance Scale; CI95, 95% confidence interval; DGI, dynamic gait index; EC, eyes closed; EO, eyes open; F, fallers; Firm, tested while standing on firm supporting surface; FOAM, tested while standing on foam surface; KS, Kolmogorov-Smirnov test; KW, Kruskal-Wallis test; LR, likelihood ratio; MANOVA, multivariate analysis of variance; M, men; mGARS, Modified Gait Abnormality Rating Scale; Mvt, movement; MW-U, Mann-Whitney U test; NA, not applicable; NF, nonfallers; Non Dom, nondominant; NR, not reported; +, positive; −, negative; OR, odds ratio; Pro, prospective; PPA, Physiological Profile Assessment; PPT, Physical Performance Test; QUADAS, Quality Assessment Tool for Diagnostic Accuracy Studies; Retro, retrospective; Sn, sensitivity; Sp, specificity; SD, standard deviation; SSWS, self-selected walking speed; 5TSTS, 5 times sit to stand; TUG, Timed Up and Go; UE, upper extremity; W, women. aPosttest probabilities are based on an assumption of a 30% pre-test probability for future falls. When measures were supported by more than one study, data were combined to create larger samples more likely to be representative of the overall community-dwelling older adult population. The number of fallers and nonfallers, as well as the number of participants with positive and negative findings on the test of interest, was combined across studies, and composite prevalence, Sn, Sp, LR, and PoTP values were calculated.16,17 The resulting overall values for Sn, Sp, LR, and PoTP would likely be more accurate estimates of community-dwelling older adult population's true values, as demonstrated by narrow 95% confidence intervals.16,17

RESULTS

Information necessary to calculate Sn and Sp was available for 56 of the 112 included measures (50%). There were 15 questions related to medical history questions (Table 2), 15 self-report measures (Table 3), and 26 performance-based measures (Table 4) with data either about number of fallers and nonfallers having scores above and below cut score, or Sn and Sp, such that calculation of PoTP was possible.

Posttest Probability: Medical History Questions

Information collected during the medical history interview is used to screen clients and identify areas requiring further examination.18 As seen in Table 2, no medical history questions achieved both high Sn and Sp values for fall risk, typically being more specific than sensitive. LRs of several individual studies yielded PoTP of 50% or more. These included difficulty with activities of daily living (ADL),33,34 assistive device use,30,35,42 fear of falling,35,51 and previous fall history,33,37,43,48,49,52,54,55,57,59 The combined summary calculations, however, demonstrated small to moderate LRs and small change in PoTP. The medical history questions providing the largest increase in PoTP above PrTP of 30% included previous falls (PoTP= 44%), use of psychoactive medications (PoTP = 38%), requiring assistance for any ADL (PoTP = 38%), being fearful of falling (PoTP = 38%), and use of an ambulatory assistive device (PoTP = 36%). Five of these six questions (excluding fear of falling), when answered negatively, reduced PoTP to 26%. One study34 (Level I, prospective, n = 192) suggested that any reported difficulty with transfers (PoTP = 78%) or stairs (PoTP = 69%) should trigger further evaluation. Although less powerful, self-reported difficulty with walking might indicate possibility of future falls (PoTP = 41%).40,50 Although the literature suggests that advancing age (>80 years),37–41 poor self-reported health,30,31,52 and frequent alcohol consumption39,40,41,43,46,48,49 are risk factors for falls, these conclusions were not supported by summary PoTP values for either positive or negative test results. Evidence about polypharmacy was inconsistent across studies.

Posttest Probability: Self-Report Measures

Self-report measures, in the form of questionnaires, are often used to collect data before physical therapy examination.18 Some of these measures demonstrate clinical utility as fall risk tools (Table 3). Positive test results for 4 ordinal measures of balance confidence/fear of falling substantially increased PoTP. Although data about the Falls Risk Assessment Questionnaire36 (>8 of 16 points; PoTP = 63%), the Balance Self-Perception Test44 (<50 of 60 points; PoTP = 63%), and the Activities Specific Balance Confidence Test41 (<90 of 100%; PoTP = 59%) look promising, results were based on a single study with small sample sizes. The Falls Efficacy Scale International (≥24; PoTP = 42%) is supported by 2 Level I prospective studies with moderate sample sizes,30,68 and may be more trustworthy. Both positive and negative test results on ordinal measures of ADL appear to be informative. Scoring 19 points or less on the Barthel index resulted in a PoTP of 77%, whereas scoring 20 points or more resulted in a PoTP of 20% for multiple falls.37 This was derived from a single study with moderate sample size (n = 242). The Older Adults Resources and Services (OARS) ADL scale65 produced similar results. It should be noted that the OARS scale requires specialized training and more time to administer than the Barthel index. Cognitive dysfunction, as measured by the Mini-Mental State Evaluation (MMSE) score less than 25, appears to shift PoTP slightly (38% if positive, 23% if negative) on the basis of 1 Level I66 and 1 Level III44 study, both with small sample sizes. Because cognitive dysfunction was one of the exclusion criteria for the review, the value of the MMSE as a fall risk tool may have been underestimated. Two of 3 ordinal measures of depression appear to have potential to indicate risk of falling. Both the Geriatric Depression Scale-15 (GDS-15) score less than 6 (supported by 2 Level I30,66 and 1 Level II52 prospective studies) and the Center for Epidemiological Studies Depression (CES-D) score 16 or more32,63 yielded a PoTP of 45% if positive, and a PoTP of 28% if negative. The GDS-15 has fewer items and requires less time to complete. Although shorter, the GDS-434,48 was not as useful (PoTP = 36%) as the 15-item version. Self-report measures of physical activity may also have clinical utility for fall risk assessment. A Level I study64 with moderate sample size suggests that the Longitudinal Study of Aging Physical Activity Questionnaire (LASA-PAQ) score of more than 8 may be useful for identifying those at risk for multiple falls (PoTP = 46% if positive, PoTP = 20% if negative). A single Level III study70 with small sample (n = 29) suggests that the Medical Outcome Short Form Health Survey (SF-36) Physical Activity Subscale score of less than 72.5 may be useful (PoTP = 54% if positive, PoTP = 20% if negative). Measures of caregiver concern71 and of overall health status41 were cited in single studies with small to moderate sample sizes. Neither demonstrated ability to identify fall risk.

Posttest Probability: Performance-Based Measures

Of the 28 performance-based measures included in the review, 17 were supported by a single study, 4 by 2 studies, and 7 by 3 or more studies (see Table 4). For most, Sp values were much higher than Sn values, indicating greater usefulness for ruling in risk of future falls than ruling them out. Although some PoTP values for the 20 measures evaluated by 1 or 2 studies looked promising, sample sizes tended to be small and confidence intervals for Sn, Sp, and LR values large. These measures require further investigation before recommendations on their use for predicting falls can be made with confidence. This discussion focuses on 7 measures supported by at least 3 studies. These allowed combining sample sizes, and resulted in smaller confidence intervals.16,17 The Berg Balance Scale (BBS) increased PoTP more than any other performance measure.31,39,44,73 A cut score of 50 points provides a PoTP of 59% for those who score 50 or less (a positive test) and from a PoTP of 23% for those who score 51 or more points (a negative test). These BBS results are based on 2 Level I prospective studies31,39 and 3 Level III retrospective studies44,73 with a combined sample size of 1130 older adults. The single-task Timed Up and Go (TUG) test 12 seconds or more had a PoTP of 47% (positive test) and a PoTP of 25% if TUG time less than 12 seconds. TUG findings are based on 2 Level I48,66 and 3 Level II39,57,77 prospective studies, and 7 Level III41,47,73,85–88 retrospective studies with a combined sample of 6410 older adults. Single-limb stance (SLS) also altered PoTP substantially: being unable to maintain the SLS potions for at least 6.5 seconds (positive test) yielded a PoTP of 45%. Exceeding this time (negative test) yields a PoTP of 28%. SLS findings are supported by 2 Level I27,44 and 2 Level II53,73 prospective studies, as well as 1 level III82 retrospective studies with a combined sample size of 3015 older adults. For those requiring 12 seconds or more to complete the 5 times sit-to-stand test (5TSTS) (positive test), the PoTP = 41%. For those able to complete this task in less than 12 seconds (negative test), the PoTP = 20%. These findings are derived from data in 1 Level I72 and 2 Level II57,77 prospective studies with a combined sample of 3319 participants. The Performance-Oriented Mobility Assessment (POMA, Tinetti) includes both balance and gait subscales. Because scoring methodology differed across retrieved articles, we cautiously extrapolated values on the basis of a range of possible from 0 to 28 points to be able to do study-to-study comparison. Scoring less than 25 points (positive test) increased PoTP to 42%. Scoring more than 25 points (negative test) decreased PoTP to 23%. POMA findings are derived from 4 Level I32,56,81,82 prospective studies and 1 Level III83 retrospective study with a combined sample size of 1374 participants. Self-selected walking speed (SSWS) less than 1.0 m/s (positive test) resulted in a PoTP of 39%. An SSWS 1.0 m/s or more (negative test) resulted in a PoTP of 20%. This is based on 2 Level I72,85 prospective studies, and 2 Level III79,86 retrospective studies with a combined sample size of 1354 participants used to calculate these values. Two of these79,85 (combined sample size 509 participants) also considered an SSWS cut score of 0.6 m/s, reporting a PoTP of 61% for those walking 0.6 m/s or less (positive test), and a PoTP of 23% for those walking more than 0.6 m/s (negative test). Results for the dynamic gait index were difficult to interpret because 1 of the 3 retrospective studies54 had a very poor Sp, reporting 198 of 204 participants with no history of falling scoring less than 19 points as cut point, but reporting a mean (standard deviation) of 22.5 (1.8). When this study was excluded from synthesis, the ability of the dynamic gait index to predicting recurrent (≥2) falls was a PoTP of 63% for those scoring 19 or less (positive test) and a PoTP of 20% for those scoring more than 19 (negative test). This finding should be interpreted with caution, however, because the combined sample size is only 186 older adults, and the confidence intervals for Sn, Sp, and LRs are wide.

Combining Measures for Cumulative Posttest Probability

Table 5 summarizes the measures with the largest PoTP for positive test results and the smallest PoTP for negative test results, as discussed in the previous sections. The following paragraphs explain how clinicians might calculate cumulative PoTP values when more than one measure has a positive test result.
Table 5.

Summary of Clinically Useful Indicators of Risk of 1 or More Future Falls Based on a PrTP of 30%a

CategoryMeasureCut Point+LR−LRPoTP, % If +TestPoTP, % If −Test
Medical history questionsAny previous fallsYes/no1.80.84426
Psychoactive medicationYes/no1.40.83826
Requiring any ADL assistanceYes/no1.40.83826
Self-report fear of fallingYes/no1.40.93828
Ambulatory assistive device useYes/no1.30.93626
Self-report measuresGeriatric Depression Scale-15<6 points1.90.94528
Falls Efficacy Scale International>24 points1.70.64220
Performance-based functional measuresBerg Balance Scale<50 points3.40.75923
Timed Up and Go Test>11 s2.10.84725
Single-limb stance eyes open<6.5 s1.90.94528
Five Times Sit-to-Stand Test>12 s1.60.74120
Self-selected walking speed<1.0 m/s1.50.63920

Abbreviations: +LR, positive likelihood ratio; −LR, negative likelihood ratio; PoTP, posttest probability; PrTP, pretest probability; +, test positive test result; −, test negative test result.

aTo the extent that tests are independent (unrelated) the PoTP of 1 positive test can be used as a new PrTP for the next positive test, etc., to develop a cumulative individualized risk estimate. Because the degree of relationship among tests is not clearly understood at this time, this strategy may inflate the cumulative risk estimate. Online resources such as www.easycalculation.com/statistics/post-test-probability.php can assist clinicians in quickly determining cumulative PoTP risk values.

Abbreviations: +LR, positive likelihood ratio; −LR, negative likelihood ratio; PoTP, posttest probability; PrTP, pretest probability; +, test positive test result; −, test negative test result. aTo the extent that tests are independent (unrelated) the PoTP of 1 positive test can be used as a new PrTP for the next positive test, etc., to develop a cumulative individualized risk estimate. Because the degree of relationship among tests is not clearly understood at this time, this strategy may inflate the cumulative risk estimate. Online resources such as www.easycalculation.com/statistics/post-test-probability.php can assist clinicians in quickly determining cumulative PoTP risk values. Although no single medical history question emerged as a powerful diagnostic tool for identifying older adults at risk of future falls, queries about fall history, ADL difficulty, use of an ambulatory device, concern about falling, and use of psychoactive medication, in combination, are likely useful for initial screening. Yes responses to any of these questions can be used to identify those who would most benefit from a more comprehensive risk assessment for falls.6 If these questions are conceptually independent of each other, it may be appropriate to use one question's PoTP as the next test's PrTP to develop a cumulative estimate of PoTP.16,17 Clinicians can quickly calculate cumulative PoTP with online resources such as www.medcalc.org/calc/diagnostic_test.php (Sn, Sp, and LR) and https://www.easycalculation.com/statistics/post-test-probability.php (PoTP values). As an example, during interview an older woman reports a previous fall, sleeping pill use, needing assistance with bathing, being fearful of falling, and use of a cane for ambulation. Assuming a PrTP of 30%, her cumulative PoTP would be calculated by using the largest PoTP as the next measure's PrTP, and multiplying by the test's +LR etc. It would increase to an individual PoTP of 44% on the basis of fall history, then to a cumulative PoTP of 52% on the basis of sleeping pill use, then to a cumulative PoTP of 60% because of self-reported fear of falling, and finally to a cumulative PoTP of 68% because she uses a cane to walk. This demonstrates a 2.4-fold increased risk from the original PrTP 30% value, and would support the need for more in-depth evaluation of balance and risk of falling. Conversely, the PoTP for an individual with no previous falls (individual PoTP = 26%), without psychoactive medication (cumulative PoTP = 22%), no ADL difficulty (cumulative PoTP = 18%), no fear of falling (cumulative PoTP = 17%), and no need of assistive device (cumulative PoTP = 16%) has been reduced by half from the PrTP of 30%. Education about home safety and value of activity may be sufficient to address this person's fall risk. Because these concepts are at least somewhat related, the cumulative PoTP may overestimate risk to some degree. The “cost” of referral for in-depth evaluation, even if the PoTP is somewhat inflated, is low when considered against the potential negative consequences of a future fall event. No single self-report measure emerged as a strong predictor of future falls; however, adding the Fall Efficacy Scale-I (FES-I) and the GDS-15 as part of intake information for community-dwelling older adults may be useful. GDS-15 scores more than 6 (+LR = 1.9, PoTP = 45%) or less than 6 points (−LR = 0.9, PoTP = 28%) and FES-I scores 24 points or more (+LR = 1.7, PoTP = 42%) or below 24 points (−LR = 0.6, PoTP = 20%) may indicate whether further assessment is warranted. The use of cumulative PoTP may be most informative: a GDS score of more than 6 (individual PoTP 45%), and an FES-I score of less than 24 points (cumulative PoTP 58%), when combined with self-reported ADL difficulty (cumulative PoTP = 66%) and need for an assistive device (cumulative PoTP = 72%) certainly increases suspicion that a future fall will occur. Performance-based measures demonstrated a stronger ability to predict future falls than either medical history questions or self-report measures. For screening purposes (where minimal time and equipment are desirable), adding SLS and SSWS to history questions may better determine who requires further examination: persons who cannot maintain SLS for at least 6.5 seconds (individual PoTP = 45%), who walk less than 1.0 m/s (cumulative PoTP = 55%), with previous falls (cumulative PoTP = 69%), self-reported fear of falling (cumulative PoTP = 76%), and who routinely use an assistive device (cumulative PoTP = 80%) would likely benefit from more comprehensive risk assessment. For a more detailed risk assessment, the BBS and POMA contain similar test items, but the BBS has a larger range of possible scores and a more substantial impact on PoTP; therefore, the BBS appears to be more useful than POMA in determining risk of future falls. Although the BBS, TUG, and 5TSTS all contain at least one sit-to-stand task (and therefore are not fully independent), they are not identical. Combining test results would more clearly identify those individuals most in need of intervention, despite the risk of inflated cumulative PoTP. A BBS score of 50 points or less (individual PoTP = 59%) combined with a TUG time of 12 seconds or more (cumulative PoTP = 75%) and a 5TSTS time of 12 seconds or more (cumulative PoTP = 83%) would justify initiation of a program to reduce risk. A further benefit of performance-based measures is the ability to observe potentially modifiable underlying factors during testing (eg, lower extremity muscle performance, flexibility and range of motion, and eyes open/closed balance performance) that can be addressed to reduce overall risk of falling.

DISCUSSION

Given the large numbers of tests and measures available to assess risk falling (Table 1) and that falls in later life are multifactorial, identifying those older individuals living in the community who are most likely to fall is problematic. This systematic review identified the medical history questions, self-report measures, and performance-based measures for which evidence of predictive ability is strongest. Calculation of PoTP, assuming PrTP of 30% (on the basis of epidemiologic evidence), has permitted comparison of predictive ability for 56 measures. Of these, 5 medical history questions, 2 self-report measures, and 5 functional measures are supported by 3 or more high-quality prospective and retrospective studies. Clinicians who incorporate questions about previous falls, psychoactive medication use, need for ADL assistance, a yes response to the question “are you concerned that you might fall?” and routine use of a cane or walker as part of their screening effort and intake strategy will have greater confidence in their ability to identify those individuals in need of in-depth assessment on the basis of calculation of cumulative PoTP values. For screening purposes, measuring single-limb stance with eyes open (<6.5 seconds) and/or self-selected walking speed (<1.0 m/s) will assist clinicians identifying those community-living older adults in need of in-depth evaluation. On the basis of current best-available evidence, in-depth assessment of fall risk should include several performance-based measures: BBS Score (<50 points), Time Up and Go (> 11 seconds), and 5 times sit to stand (>12 seconds) on the basis of their individual as well as cumulative PoTP values for positive and negative tests results. The addition of the self-report measures GDS-15 and FES-I can also enhance confidence in level of risk.

Strengths/Weaknesses

To our knowledge, this is the first systematic review and meta-analysis to use PoTP values to compare measures used to evaluate risk of falling. The search strategy was designed to be as inclusive as possible; however, it is limited to articles published through mid-2013. This cut-off date was a practical one: a point at which data extraction and synthesis could commence and be completed in a timely manner. Both of these activities required much more time and energy than anticipated. There is likely additional evidence published since September 2013; updating this work would be a worthwhile project for future researchers. The lack of information about the ordering search terms in the second search is unfortunate, as it threatens replication. The inclusion of retrospective (known groups) studies may have elevated the ability of some measures to “predict” falls; retrospective studies were included because of the limited number of prospective studies (more difficult and costly to carry out) available in the literature. Variation in study quality, methods, and analysis presented a significant challenge to the synthesis process. Of note is that one of the exclusion criteria was a sample including persons with significant cognitive dysfunction; as a result, information about MMSE's value as indicator of risk may be underestimated. Although inclusion criteria required studies with samples of age 65 years or more, there may be differences in pretest probability by decade of age that we were unable to account for. Because falls are multifactorial, it is not surprising that no single test/measure was diagnostic on its own. A more in-depth understanding of relationships between history questions (fall history, assistive device use, self-reported concern about falling, ADL difficulty, and psychoactive medications), fear of falling as measured by the FES-I, depression as measured by the GDS-15, and the 5 performance measures (BBS, TUG, SLS, 5TSTS, and SSWS) would refine the ability to use the additive strategy we discussed earlier.

Meaning of Study

Assuming a literature-based PrTP of 30%, and on the basis of our systematic review, we have identified 5 dichotomous medical history questions, 2 informative self-report measures, and 5 performance-based measures with clinical usefulness in assessing risk of falling on the basis of calculation of cumulative PoTP values (Table 5). Incorporating these measures into screening and examination of older adults, and interpreting results on the basis of cumulative PoTP values, would likely enhance identification of those who do, or do not, require specific intervention to reduce risk of falling. The findings suggest that an effective screening strategy would combine the answers to the medical history questions with the ability to maintain SLS at least 6.5 seconds and to walk at a speed of at least 1.0 m/s. Client-specific cumulative PoTP values can be calculated, and need for further risk assessment determined. Although diagnostic studies in clinical medicine seek cumulative diagnostic PoTP approaching 100%, it is unlikely that combining these clinical measures will yield such certainty. However, given the negative consequences of falling in later life, a PoTP beyond the literature-based PrTP of 30% would be welcome. Physical therapists and others using these tests will need to determine the PoTP threshold needed to trigger intervention on the basis of their clinical judgment; a PoTP of 60% to 66%, for example, would suggest an individual as having a 2 in 3 chance of a future fall. The use of the GDS-15 and a FES-I score as part of the physical therapy examination has the potential to contribute to fall risk assessment efforts. For those requiring in-depth risk assessment, the results of this meta-analysis suggest that the BBS score 50 points or less, TUG times 12 seconds or more, and 5TSTS times 12 seconds or more are currently the most evidence-supported performance-based measures to determine individual risk of future falls. This cumulative, evidence-based, quantitative approach to multifactorial fall risk assessment would be valuable in required documentation to explain and support recommendations for further evaluation and intervention. This approach also provides a tool for patient/family education and for communication among interdisciplinary health care teams to explain level of risk and need for intervention. Finally, as level of risk decreases after intervention, this approach may be used for evaluation of outcome of intervention.

Unanswered Questions/Future Research

Researchers concerned with risk of falling, especially those who use receiver operating characteristics and area under the curve values, should be encouraged to always report cut-points, Sn, and Sp values, if not the number of participants who are “true positives” and “true negatives” (figure 1) in their manuscripts. In this way clinicians can more easily consider PoTP as they interpret an older individual's performance. Further study of the influence of advancing age and of level of physical activity on the risk of falling is certainly warranted. Consistency in how measures are implemented and scored across studies would enhance interpretation of collective results. Many of the measures included in the evidence tables looked promising as predictors of future falls, but were based on single studies with small sample sizes. It is important to investigate the usefulness of these measures, if only to narrow the range of possible indicators of fall risk to a smaller group. There are far too many measures being used to assess risk of falling in research and clinical practice: increasing the number of prospective studies would assist in narrowing the range of possible measures.

CONCLUSIONS

This systematic review and meta-analysis using individual-measure PoTP as well as cumulative, multitest PoTP identifies measures that, at this time, appear to be most informative about interpreting test results to quantify risk of falling. Combining 5 simple medical history questions (see Table 5) with 2 quickly implemented performance-based measures (single-limb stance <6.5 seconds, and self-selected walking speed <1.0 second) may be a useful way to identify persons most in need of a more in-depth examination of balance. Combining 3 performance measures (BBS score <50 points, TUG time >11 seconds, and 5 times sit-to-stand test >12 seconds) provides not only the opportunity to identify possible modifiable risk factors to inform intervention but also the means to quantify change in risk (PoTP) after intervention. The addition of 2 self-report measures (Geriatric Depression Scale <6 points and Falls Efficacy Scale International >24 points) provides additional insight into contributors to risk of falling as part of an in-depth examination and evaluation.
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1.  Screening older adults at risk of falling with the Tinetti balance scale.

Authors:  M Raîche; R Hébert; F Prince; H Corriveau
Journal:  Lancet       Date:  2000-09-16       Impact factor: 79.321

2.  Inferior physical performance test results of 10,998 men in the MrOS Study is associated with high fracture risk.

Authors:  Björn E Rosengren; Eva L Ribom; Jan-Åke Nilsson; Hans Mallmin; Osten Ljunggren; Claes Ohlsson; Dan Mellström; Mattias Lorentzon; Marcia Stefanick; Jodi Lapidus; Ping Chung Leung; Anthony Kwok; Elizabeth Barrett-Connor; Eric Orwoll; Magnus K Karlsson
Journal:  Age Ageing       Date:  2012-02-06       Impact factor: 10.668

3.  Errors in postural preparation lead to increased choice reaction times for step initiation in older adults.

Authors:  Rajal G Cohen; John G Nutt; Fay B Horak
Journal:  J Gerontol A Biol Sci Med Sci       Date:  2011-04-15       Impact factor: 6.053

4.  Inferior physical performance tests in 10,998 men in the MrOS study is associated with recurrent falls.

Authors:  Magnus K Karlsson; Eva Ribom; Jan-Åke Nilsson; Östen Ljunggren; Claes Ohlsson; Dan Mellström; Mattiaz Lorentzon; Hans Mallmin; Marcia Stefanick; Jodi Lapidus; Ping Chung Leung; Anthony Kwok; Elizabeth Barrett-Connor; Eric Orwoll; Björn E Rosengren
Journal:  Age Ageing       Date:  2012-08-24       Impact factor: 10.668

5.  A prospective study of laboratory and clinical measures of postural stability to predict community-dwelling fallers.

Authors:  S G Brauer; Y R Burns; P Galley
Journal:  J Gerontol A Biol Sci Med Sci       Date:  2000-08       Impact factor: 6.053

6.  Which types of activities are associated with risk of recurrent falling in older persons?

Authors:  G M E E Geeske Peeters; Lisanne M Verweij; Natasja M van Schoor; Mirjam Pijnappels; Saskia M F Pluijm; Marjolein Visser; Paul Lips
Journal:  J Gerontol A Biol Sci Med Sci       Date:  2010-02-16       Impact factor: 6.053

7.  Self-report of missteps in older adults: a valid proxy of fall risk?

Authors:  Jennifer M Srygley; Talia Herman; Nir Giladi; Jeffrey M Hausdorff
Journal:  Arch Phys Med Rehabil       Date:  2009-05       Impact factor: 3.966

8.  Falls prediction in elderly people: a 1-year prospective study.

Authors:  Jaap Swanenburg; Eling D de Bruin; Daniel Uebelhart; Theo Mulder
Journal:  Gait Posture       Date:  2010-01-04       Impact factor: 2.840

9.  Gender specific age-related changes in bone density, muscle strength and functional performance in the elderly: a-10 year prospective population-based study.

Authors:  Robin M Daly; Bjorn E Rosengren; Gayani Alwis; Henrik G Ahlborg; Ingemar Sernbo; Magnus K Karlsson
Journal:  BMC Geriatr       Date:  2013-07-06       Impact factor: 3.921

10.  Is there a U-shaped association between physical activity and falling in older persons?

Authors:  G M E E Peeters; N M van Schoor; S M F Pluijm; D J H Deeg; P Lips
Journal:  Osteoporos Int       Date:  2009-09-15       Impact factor: 4.507

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  83 in total

Review 1.  Bone Disease in Patients with Ehlers-Danlos Syndromes.

Authors:  Shuaa Basalom; Frank Rauch
Journal:  Curr Osteoporos Rep       Date:  2020-04       Impact factor: 5.096

2.  Detecting subtle mobility changes among older adults: the Quantitative Timed Up and Go test.

Authors:  Erin Smith; Caitriona Cunningham; Barry R Greene; Ulrik McCarthy Persson; Catherine Blake
Journal:  Aging Clin Exp Res       Date:  2020-10-23       Impact factor: 3.636

3.  Disseminating Tai Chi in the Community: Promoting Home Practice and Improving Balance.

Authors:  Betty Chewning; Kristine M Hallisy; Jane E Mahoney; Dale Wilson; Nisaratana Sangasubana; Ronald Gangnon
Journal:  Gerontologist       Date:  2020-05-15

4.  Falls in Mexican older adults aged 60 years and older.

Authors:  Luis M Valderrama-Hinds; Soham Al Snih; Nai-Wei Chen; Martin A Rodriguez; Rebeca Wong
Journal:  Aging Clin Exp Res       Date:  2018-04-17       Impact factor: 3.636

5.  Preparing Clinicians for Transitioning Patients Across Care Settings and Into the Home Through Simulation.

Authors:  Margory A Molloy; Michael P Cary; Jill Brennan-Cook; Danett S Cantey; Christine Tocchi; Donald E Bailey; Marilyn H Oermann
Journal:  Home Healthc Now       Date:  2018 Jul/Aug

Review 6.  Evaluating Patients for Secondary Causes of Osteoporosis.

Authors:  E Michael Lewiecki
Journal:  Curr Osteoporos Rep       Date:  2022-01-15       Impact factor: 5.096

7.  Multimodal Mobility Assessment Predicts Fall Frequency and Severity in Cerebellar Ataxia.

Authors:  Roman Schniepp; Anna Huppert; Julian Decker; Fabian Schenkel; Marianne Dieterich; Thomas Brandt; Max Wuehr
Journal:  Cerebellum       Date:  2022-02-04       Impact factor: 3.847

8.  Oncology clinic nurses' attitudes and perceptions regarding implementation of routine fall assessment and fall risk screening: A survey study.

Authors:  Schroder Sattar; Kristen R Haase; Koen Milisen; Diane Campbell; Soo Jung Kim; Haji Chalchal; Cindy Kenis
Journal:  Can Oncol Nurs J       Date:  2021-11-01

9.  The Effects of Balance Training on Balance Performance and Functional Outcome Measures Following Total Knee Arthroplasty: A Systematic Review and Meta-Analysis.

Authors:  Kenji Doma; Andrea Grant; Jodie Morris
Journal:  Sports Med       Date:  2018-10       Impact factor: 11.136

10.  Independent and Differential Effects of Obesity and Hypertension on Cognitive and Functional Abilities.

Authors:  Robert P Fellows; Maureen Schmitter-Edgecombe
Journal:  Arch Clin Neuropsychol       Date:  2018-02-01       Impact factor: 2.813

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