The electrostatic confinement of massless charge carriers is hampered by Klein tunneling. Circumventing this problem in graphene mainly relies on carving out nanostructures or applying electric displacement fields to open a band gap in bilayer graphene. So far, these approaches suffer from edge disorder or insufficiently controlled localization of electrons. Here we realize an alternative strategy in monolayer graphene, by combining a homogeneous magnetic field and electrostatic confinement. Using the tip of a scanning tunneling microscope, we induce a confining potential in the Landau gaps of bulk graphene without the need for physical edges. Gating the localized states toward the Fermi energy leads to regular charging sequences with more than 40 Coulomb peaks exhibiting typical addition energies of 7-20 meV. Orbital splittings of 4-10 meV and a valley splitting of about 3 meV for the first orbital state can be deduced. These experimental observations are quantitatively reproduced by tight binding calculations, which include the interactions of the graphene with the aligned hexagonal boron nitride substrate. The demonstrated confinement approach appears suitable to create quantum dots with well-defined wave function properties beyond the reach of traditional techniques.
The electrostatic confinement of massless charge carriers is hampered by Klein tunneling. Circumventing this problem in graphene mainly relies on carving out nanostructures or applying electric displacement fields to open a band gap in bilayer graphene. So far, these approaches suffer from edge disorder or insufficiently controlled localization of electrons. Here we realize an alternative strategy in monolayer graphene, by combining a homogeneous magnetic field and electrostatic confinement. Using the tip of a scanning tunneling microscope, we induce a confining potential in the Landau gaps of bulk graphene without the need for physical edges. Gating the localized states toward the Fermi energy leads to regular charging sequences with more than 40 Coulomb peaks exhibiting typical addition energies of 7-20 meV. Orbital splittings of 4-10 meV and a valley splitting of about 3 meV for the first orbital state can be deduced. These experimental observations are quantitatively reproduced by tight binding calculations, which include the interactions of the graphene with the aligned hexagonal boron nitride substrate. The demonstrated confinement approach appears suitable to create quantum dots with well-defined wave function properties beyond the reach of traditional techniques.
Entities:
Keywords:
Graphene; Landau quantization; STM; orbital splitting; quantum dot; valley splitting
The charge carriers in graphene at low energies, described as massless
Dirac quasiparticles,[1] are expected to
feature long spin coherence times.[2−5] Exploiting this property requires precise
manipulation of individual Dirac electrons. Quantum dots (QDs) present
an essential building block, yet providing tailored confinement in
graphene has remained challenging. So far, e-beam lithography[6] and various other techniques[7−12] have been used to design nanometer-sized devices. However, their
performance lacks behind, for example, GaAs QDs,[13,14] as disordered sample edges of patterned graphene result in uncontrolled
charge localization and scattering.[6,15−17] So far, no clear evidence for 4-fold degenerate charging sequences
has been reported in transport measurements of tunable QDs. Moreover,
failing to controllably lift graphene’s valley degeneracy renders
spin qubits unfeasible.[2,18,19]In principle, bilayer graphene could improve the situation
because an electric displacement field opens a band gap at regular
AB stacking.[20] Indeed, electrostatically
confined QDs in bilayer graphene exhibit Coulomb blockade,[21−23] yet controlling the spin or valley degree of freedom of an individual
state has also not been demonstrated. Moreover, confinement is still
prone to parasitic conduction channels due to residual disorder in
the band gap or conducting channels along domain walls of AB- and
BA-stacked areas.[24] Another approach exploits
whispering gallery modes in electrostatically confined QDs[25−27] but here the control of the wave functions by gates is difficult
and dwell times are extremely short (<100 fs). On an even more
intricate route, the tip of a scanning tunneling microscope (STM)
is used to locally stretch a suspended monolayer graphene sheet.[28] The onset of charge quantization due to induced
strain showcases confinement by pseudomagnetic fields. Adding a real
magnetic field B leads to charging sequences with
regular orbital but no valley splittings.[28] Creating multiple QDs in this fashion would require independent
strain control for every QD on the suspended graphene. Thus, such
an approach is barely scalable.Landau quantization helps to
overcome Klein tunneling by opening band gaps.[21−23] An elegant
method to exploit this by combining a magnetic field and an electrostatic
potential has been proposed theoretically.[29−31] Indeed, indications
of such confinement have been found in metal contact-induced pnp junctions,[32] graphene on SiO2,[33,34] and a suspended graphene nanoribbon.[35] However, in these experiments the confinement potential was not
tunable but was generated by electrostatic disorder.Here, we
demonstrate controlled confinement by a combination of magnetic and
electrostatic fields. We use the tip-induced electrostatic potential
of an STM[36,37] in a B field perpendicular
to the graphene plane (Figure a). Scanning tunneling spectroscopy (STS) reveals sequences
of charging peaks by means of Coulomb staircases that appear when
these confined states cross the Fermi energy EF. The peaks systematically group in quadruplets for electrons
and holes corresponding to the 4-fold (valley and spin) degeneracy
in graphene (Figure c,d). Moreover, some quadruplets separate into doublets due to an
additional valley splitting induced by the hexagonal boron nitride
(BN) substrate. STS as a function of B reveals that
the first confined states emerge from Landau levels (LLs) with indices
±1. A third-nearest neighbor tight binding (TB) calculation[38,39] reproduces the onset of charging events as a function of tip voltage Vtip and B as well as the magnitude
of orbital and valley splittings.
Figure 1
(a) Sketch of the experiment. Graphene
covers a 30 nm thick hexagonal boron nitride flake on graphite. The
magenta line represents the tip-induced confinement potential of graphene
Φgrel for
electrons, calculated as the numerical solution of Poisson’s
equation (Supporting Information). (b)
Energy diagram in real space: Fermi energy EF, black dashed line; local band bending Egr, magenta line; states belonging to electron (hole)
LLs, blue (red); bulk LLs, 1, 0, −1. States embedded in the
LL0–LL+1 gap (thin blue lines) are electrostatically
confined. (c) Energy level diagram for the first two orbital states
of a graphene QD exhibiting an orbital splitting Δ1o. Both orbitals
are 4-fold degenerate, as indicated by black arrows representing physical
spin. (d,e) Charging peak sequence in the differential conductance
dI/dV corresponding to the level
diagrams in panels c and f, respectively. Charging peaks are separated
by the addition energy Eadd = EC + Δ where EC ≈ EC is the charging energy
and Δ is comprised of Δo and/or the valley splittings Δτ. In panel d, quadruplet
ordering showcases a dominant Δ1o, while Δτ become sizable
in panel e, further separating quadruplets into doublets. (f) Same
as panel c but including additional Δτ. The spin splitting
Δσ is neglected, as Δσ < Δτ, Δo, EC in experiment.
(a) Sketch of the experiment. Graphene
covers a 30 nm thick hexagonal boron nitride flake on graphite. The
magenta line represents the tip-induced confinement potential of graphene
Φgrel for
electrons, calculated as the numerical solution of Poisson’s
equation (Supporting Information). (b)
Energy diagram in real space: Fermi energy EF, black dashed line; local band bending Egr, magenta line; states belonging to electron (hole)
LLs, blue (red); bulk LLs, 1, 0, −1. States embedded in the
LL0–LL+1 gap (thin blue lines) are electrostatically
confined. (c) Energy level diagram for the first two orbital states
of a graphene QD exhibiting an orbital splitting Δ1o. Both orbitals
are 4-fold degenerate, as indicated by black arrows representing physical
spin. (d,e) Charging peak sequence in the differential conductance
dI/dV corresponding to the level
diagrams in panels c and f, respectively. Charging peaks are separated
by the addition energy Eadd = EC + Δ where EC ≈ EC is the charging energy
and Δ is comprised of Δo and/or the valley splittings Δτ. In panel d, quadruplet
ordering showcases a dominant Δ1o, while Δτ become sizable
in panel e, further separating quadruplets into doublets. (f) Same
as panel c but including additional Δτ. The spin splitting
Δσ is neglected, as Δσ < Δτ, Δo, EC in experiment.We now sketch the principle of our experiment. A homogeneous,
perpendicular B field condenses the electronic states
of graphene into LLs at energieswhere νF is the Fermi velocity and is the LL index.[1] Consequently,
energy gaps between the LLs emerge in the electronic spectrum. The
smooth electrostatic potential Φgrel (magenta line in Figure a) induced by the STM tip locally shifts
the eigenenergies ε(Φgrel) of charge carriers
relative to the bulk LL energy (eq ). Shifting ε into
the Landau gaps creates confined states (Figure b).[30] The shape
of Φgrel determines the single-particle orbitals and energy levels, as in
the case of artificial atoms.[14] Orbital
splittings Δo separate the energy levels (Figure c), which we deduce experimentally
to be Δo = 4–10 meV (see below) and thus Δo is small compared to the first LL gap E1 – E0 ≈ 100 meV at 7 T.
While pristine graphene exhibits a 4-fold degeneracy, varying stacking
orders of graphene on top of BN induce an additional valley splitting
Δτ, which turns out to be smaller than Δo in our experiment. The finite B field creates a
small Zeeman splitting estimated as Δσ = gμBB ≈ 800 μeV
at 7 T (g-factor of 2, μB: Bohr’s
magneton). Accordingly, the orbital splittings separate quadruplets
of near-degenerate QD states, which exhibit a subtle spin-valley substructure
(Figure f).We use the STM tip not only as source of the electrostatic potential
and thus as gate for the QD states but also to sequence the energy
level spectrum of the QD as the states cross EF, that is, as the charge on the QD changes by ±e. This leads to a step in the tunneling current I(Vtip) and a corresponding
charging peak in the differential conductance dI/dVtip. In addition to the single particle energy
spacings, every additional electron on the dot needs to overcome the
electrostatic repulsion to the electrons already inside the QD,[40] given by the charging energy EC. Thus, we probe the total energetic separation of charge states i and i + 1, given by the addition energy Eadd = EC + Δ, where Δ consists
of Δo, Δτ, and/or Δσ. As we experimentally find EC ≈ EC ≈ 10 meV ≳ Δo (nearly independent of the charge state i, see
below), the quadruplet near-degeneracy of the QD states translates
to quadruplet ordering of the charging peaks (Figure d). Whenever either Δτ or Δσ significantly exceeds the other and temperature, quadruplets
separate into doublets (Figure e).We prepare our sample (see Figure a and Supporting Information) by dry-transferring[41,42] a graphene flake onto BN.[43−45] During this step, we align both crystal lattices with a precision
better than 1° (Supporting Information). Then we place this graphene/BN stack on a large graphite flake
to avoid insulating areas and simplify navigating the STM tip. Any
disorder potential present in the sample will limit the confinement
as long as it is larger than the Landau level gaps, thus larger gaps
(e.g., the LL0–LL±1 gap) result
in improved confinement. Moreover, the induced band bending will only
be well-defined if the disorder potential is smaller than the maximum
of Φgrel. By using the dry-transfer technique[41,42] and a graphite/BN
substrate we reduce disorder in the graphene significantly.[46−48]Probing the sample in our custom-build UHV-STM system[49] at T = 8 K, we observe the
superstructure with a = 13.8 nm periodicity, which
develops due to the small lattice mismatch of 1.8% between graphene
and BN.[47] An atomically resolved STM image
of this superstructure is presented in Figure d. Prior to measuring dI/dV spectra, the tip–sample distance is adjusted
at the stabilization voltage Vstab and
current Istab and then the feedback loop
is turned off (Supporting Information). Figure a shows exemplary
dI/dV spectra, acquired at B = 7 T and adjusted to the same vertical scale by dividing
dI/dV by the first value I0 of the respective I(V) curve (Supporting Information). We observe pronounced, regularly spaced peaks for Vtip < −170 mV and Vtip > 500 mV. A closer look at the sequences reveals the expected
grouping in quadruplets, which can still be distinguished up to the
20th peak. This grouping becomes even more evident by directly comparing
the voltage difference between adjacent peaks ΔV in Figure b,c; ΔV between quadruplets is up to twice as large as ΔV within the quadruplets indicating Δo ≲ EC while Δτ and Δσ are significantly smaller. To further
elucidate grouping patterns, we measure 6400 dI/dV spectra at equidistant positions within a 60 nm ×
60 nm area, thus probing all areas of the superstructure. The median
ΔV values (orange circles in Figure b,c) portray the robust ordering
into quadruplets on the hole side, implying Δo generally dominates
over Δτ and Δσ. On the
electron side of the spectra, the sequences are disturbed by a few
additional charging peaks of defect states in the BN substrate[50] that are identified by their characteristic
spatial development (Supporting Information). This limits the comparability of the electron and hole sector
and hides possible smaller electron–hole asymmetries in the
data. The dI/dV features in between
the charging peaks most likely capture contributions from multiple
orbital states of each LL, which are lifted in degeneracy by the tip-induced
potential, but cannot be identified unambiguously (Supporting Information, Section 5).
Figure 2
(a) Representative differential
conductance spectra dI/dV(Vtip), normalized by the first value I0 of the respective I(Vtip) curve (Supporting Information). Recording positions are X1, between AA and AB; X2, on AB; X3, between AB and BA (compare panel d).
Spectra on other regions (e.g., AA, BA) look similar. Vstab = 1 V, Istab = 700 pA, Vmod = 4.2 mVrms and B = 7 T. Quadruplets of peaks are marked by “4” and
the first charging peak on either Vtip side by an asterisk. Curves are offset for clarity, while horizontal
gray lines mark dI/dV = 0 S. Inset
shows a zoom with Gaussian fits (dashed lines) used to extract distances
between adjacent peaks ΔV as marked. (b,c)
ΔV as a function of consecutive peak index
for spectrum X1 (blue, error bars smaller than symbol size)
and the median values for 80 × 80 spectra recorded on 60 ×
60 nm 2 (orange). (d) Atomically resolved STM image (raw
data) of the aligned graphene on hexagonal boron nitride (BN). Vtip = 400 mV, I = 1 nA. Differently
stacked areas AB, BA, and AA marked and sketched by ball models. Inset
on the upper left shows a zoom into the AB stacked area, marked by
the blue square, exhibiting an obvious sublattice symmetry breaking
due to the underlying BN. Positions equivalent to those where spectra
in panel a were recorded are marked by circles labeled X1, X2, X3.
(a) Representative differential
conductance spectra dI/dV(Vtip), normalized by the first value I0 of the respective I(Vtip) curve (Supporting Information). Recording positions are X1, between AA and AB; X2, on AB; X3, between AB and BA (compare panel d).
Spectra on other regions (e.g., AA, BA) look similar. Vstab = 1 V, Istab = 700 pA, Vmod = 4.2 mVrms and B = 7 T. Quadruplets of peaks are marked by “4” and
the first charging peak on either Vtip side by an asterisk. Curves are offset for clarity, while horizontal
gray lines mark dI/dV = 0 S. Inset
shows a zoom with Gaussian fits (dashed lines) used to extract distances
between adjacent peaks ΔV as marked. (b,c)
ΔV as a function of consecutive peak index
for spectrum X1 (blue, error bars smaller than symbol size)
and the median values for 80 × 80 spectra recorded on 60 ×
60 nm 2 (orange). (d) Atomically resolved STM image (raw
data) of the aligned graphene on hexagonal boron nitride (BN). Vtip = 400 mV, I = 1 nA. Differently
stacked areas AB, BA, and AA marked and sketched by ball models. Inset
on the upper left shows a zoom into the AB stacked area, marked by
the blue square, exhibiting an obvious sublattice symmetry breaking
due to the underlying BN. Positions equivalent to those where spectra
in panel a were recorded are marked by circles labeled X1, X2, X3.To understand the origin of the charging peaks, we provide
a detailed microscopic picture of the tip-induced gating of localized
states. We will only discuss the case of positive Vtip, that is, electron confinement, because the arguments
for negative Vtip are analogous. Increasing Vtip (orange arrow in Figure ) shifts the states underneath the tip energetically
down. States originating from LLs with positive index are embedded
in the LL0–LL+1 gap that provides electrostatic
confinement (Figure a, see also Figure b). Within the bias window eVtip = μgr – μtip, electrons tunnel from the
sample into unoccupied states of the tip. One current path (dashed
green arrow Figure a) passes through states of the QD (blue lines). The other stronger
current path (solid green arrow Figure a) originates from the quasi-continuous LDOS at lower
energies where energetically overlapping LL states strongly couple
to the graphene bulk. Though increasing Vtip gates QD states down (Figure b), the Coulomb gap around EF always
separates the highest occupied from the lowest unoccupied state, prohibiting
continuous charging of confined states. It is only when the next unoccupied
level crosses μgr that the QD is charged by an additional
electron. The electrostatic repulsion due to its charge abruptly increases
the Hartree energy of all states, thereby shifting additional graphene
states from below μtip into the bias window (Figure b, central transition).
Consequently, the tunneling current I increases which
translates to a charging peak in dI/dVtip (Figure c). This mechanism is called Coulomb staircase[40] and has been observed previously, for instance, for charging
of clusters within an STM experiment.[51] In essence, charging peaks in dI/dV signal the coincidence of a charge level of the QD with μgr[52] and thus provide a clear signature
of the addition energy spectrum of the QD.
Figure 3
Sketch of the Coulomb
staircase. (a) The chemical potentials of graphene μgr (black dashed line) and tip μtip (black solid line)
define the bias window eVtip within which
graphene states tunnel into empty tip states. There are two current
paths available: (i) a weak one (green dashed arrow) via quantum dot
states (blue lines), (ii) a dominant one (solid green arrow) via states
strongly coupled to the graphene bulk (marked LDOS). Left: bulk graphene
LLs away from the tip-induced band bending. (b) Schematic diagram
of change in QD energies (blue lines) and quasi-continuous LDOS underneath
the tip (green and gray triangle) for increasing Vtip from left to right. Between the second and third frame,
the QD changes its charge state shifting the energy of the QD states
and the entire LDOS upward. (c) Tunneling current I displaying the staircase (green line) and differential conductance
dI/dV (purple line) for increasing Vtip (aligned with panel b).
Sketch of the Coulomb
staircase. (a) The chemical potentials of graphene μgr (black dashed line) and tip μtip (black solid line)
define the bias window eVtip within which
graphene states tunnel into empty tip states. There are two current
paths available: (i) a weak one (green dashed arrow) via quantum dot
states (blue lines), (ii) a dominant one (solid green arrow) via states
strongly coupled to the graphene bulk (marked LDOS). Left: bulk grapheneLLs away from the tip-induced band bending. (b) Schematic diagram
of change in QD energies (blue lines) and quasi-continuous LDOS underneath
the tip (green and gray triangle) for increasing Vtip from left to right. Between the second and third frame,
the QD changes its charge state shifting the energy of the QD states
and the entire LDOS upward. (c) Tunneling current I displaying the staircase (green line) and differential conductance
dI/dV (purple line) for increasing Vtip (aligned with panel b).Because the measurement captures the QD level spacings as
charging peak distances ΔV, they need to be
converted to Eadd via the tip lever arm
αtip. The latter relates a change of Vtip to its induced shift of the QD state energies. The
lever arm is determined by the ratio of the capacitance between tip
and dot Ctip, and the total capacitance
of the dot CΣ, thus αtip = Ctip/CΣ. CΣ includes Ctip, the capacitance between dot and back-gate,
and dot and surrounding graphene. We use a Poisson solver to estimate CΣ = 16.5 ± 3.2 aF and Ctip = 8 ± 1.5 aF for our QD (Supporting Information). Hence, we find EC = e2/CΣ ≈ 10 ± 2 meV and αtip =
0.51 ± 0.03 (close to values reported for a similar system by
Jung et al.[33]). Consequently charging peaks
dominantly separated by EC, that is, Eadd ≈ EC because Δ ≪ EC, should exhibit ΔV = EC/(eαtip) ≈ 20 mV,
which is in close agreement with the values found within quadruplets
at higher occupation numbers (Figure b,c). As expected, we also find significantly larger Eadd for every fourth charging peak. In the case of clear
quadruplet ordering, the orbital splittings for our QD are deduced
from Δo = Eadd4 – EC4 ≈ Eadd4 – Eadd4 and we find typical values of 4–10 meV for the first
few orbitals (αtip = 0.51, Figure b,c). For this estimate, we neglect the additional
Zeeman splitting or an even smaller valley splitting.We next
provide a theoretical framework to elucidate the details of the QD
level spectrum. The eigenstates of bulk grapheneLLs (eq ) feature different wave function amplitudes on sublattices[1] A and Bwhere K and K′ denote
the two inequivalent K-points of the Brillouin zone associated with
the two valleys. For N ≠ 0, the LL index differs
by one for the two sublattices, while for N = 0 the
part of the wave function with subscript |N| –
1 vanishes, resulting in polarized sublattices for each valley. The
wave functions of bulk graphene (eq ) are modified by the tip-induced potential. Assuming
a radially symmetric confinement potential, the eigenstates are described
by radial and angular momentum quantum numbers (nr, m), with and . Adiabatically mapping a given LL with index N on to possible combinations of nr and m yields[53]with 0 ≤ nr ≤ |N| and m ≤ |N|.We calculate eigenstates of
a 120 nm × 100 nm commensurate graphene flake on BN using third-nearest
neighbor TB,[38] where the substrate interaction
enters via a periodic superstructure potential and local strain effects,[39] parametrized from DFT calculations.[54,55] We approximate the amplitude Φ0el and shape of Φgrel by a classic electrostatic
solution of Poisson’s equation (Figure , Supporting Information) with the tip radius rtip as fit parameter.
Comparing calculated charging energies to experiment yields a plausible
value of rtip ≈ 120 nm, implying
a full width at half-maximum (fwhm) of the QD confinement potential
of 55 nm at 7 T. We independently determine the initially free parameter EF from the position of LL0 in STS
as EF = −40 ± 5 meV (Supporting Information). Accordingly, the graphene
is p-doped. We note that varying EF within
the stated uncertainty range (see blue horizontal bar in Figure a) leads to no qualitative
changes in the predictions of our model. We use open boundary conditions
to simulate the coupling of the flake to the surrounding graphene.
Consequently, eigenstates will feature complex eigenvalues E = ε + iΓ/2,
where the real part ε represents
the resonant energies and the imaginary part Γ the coupling to the delocalized bulk states.[56] Thus, we can readily distinguish states that are spread
out over the flake (large Γ) from
those localized near the tip (small Γ). We color code Γ in Figure a for a calculation
with the tip-induced potential centered on an AB stacked area.
Figure 4
(a) Tight binding
eigenenergies of a 120 × 100 nm 2 graphene sample
with open boundaries as a function of tip-induced potential amplitude
Φ0el at B = 7 T with the tip-induced potential centered on an AB
area (BA and AA yield very similar behavior, not shown). Line color
encodes coupling to the boundary (imaginary part Γ of eigenenergies); black (red) indicates strong
(weak) localization underneath the tip. States from LL±1 and the split LL0 are labeled by ±1 and 0, respectively.
The LL0 splitting reduces the confining gap to E0 – E–1 ≈ 50 meV. First states crossing EF from LL±1 are highlighted
in orange. Uncertainty in EF indicated
as blue horizontal bar (Supporting Information). The green rectangle marks the zoom shown in panel e. (b–d)
Color plot of the wave function amplitude of states marked by
orange crosses in panel e. Φ0el at the crossing point ε(Φ0el) = EF is marked.
Solid (dashed) white lines are line cuts along the dotted white line
in panel b for contributions from sublattice A (B), as marked. All
scale bars identical. (e) Zoom into area marked by a green box in
panel a. Colored lines identify valley K (cyan) and K′ (purple).
Orange crosses mark crossing of EF (blue
dashed line) of selected states, which are displayed in panels b–d.
First two orbital Δo and valley Δτ splittings
marked by arrows. (f) Comparison of length scales: tip-induced potential,
magenta; calculated wave function amplitude |Ψ| of first state
crossing EF (same as panel b) for sublattice
A (gray line) and B (dashed line); superstructure lattice constant a = 13.8 nm; magnetic length lB (7 T) = 9.7 nm.
(a) Tight binding
eigenenergies of a 120 × 100 nm 2 graphene sample
with open boundaries as a function of tip-induced potential amplitude
Φ0el at B = 7 T with the tip-induced potential centered on an AB
area (BA and AA yield very similar behavior, not shown). Line color
encodes coupling to the boundary (imaginary part Γ of eigenenergies); black (red) indicates strong
(weak) localization underneath the tip. States from LL±1 and the split LL0 are labeled by ±1 and 0, respectively.
The LL0 splitting reduces the confining gap to E0 – E–1 ≈ 50 meV. First states crossing EF from LL±1 are highlighted
in orange. Uncertainty in EF indicated
as blue horizontal bar (Supporting Information). The green rectangle marks the zoom shown in panel e. (b–d)
Color plot of the wave function amplitude of states marked by
orange crosses in panel e. Φ0el at the crossing point ε(Φ0el) = EF is marked.
Solid (dashed) white lines are line cuts along the dotted white line
in panel b for contributions from sublattice A (B), as marked. All
scale bars identical. (e) Zoom into area marked by a green box in
panel a. Colored lines identify valley K (cyan) and K′ (purple).
Orange crosses mark crossing of EF (blue
dashed line) of selected states, which are displayed in panels b–d.
First two orbital Δo and valley Δτ splittings
marked by arrows. (f) Comparison of length scales: tip-induced potential,
magenta; calculated wave function amplitude |Ψ| of first state
crossing EF (same as panel b) for sublattice
A (gray line) and B (dashed line); superstructure lattice constant a = 13.8 nm; magnetic length lB (7 T) = 9.7 nm.At B = 7 T and vanishing band bending (Φ0el = 0), we find only delocalized states
whose eigenenergies cluster around the bulk LL energies (eq , Figure a). As we increase Φ0el, states begin to localize at
the tip and shift in energy, with smaller Γ (darker curves) pointing to stronger localization (see Figure a). Comparing hole
states originating from LL–1 for negative and positive
Φ0el,
we find, as expected, stronger localization in case of negative Φ0el. The potential
is always attractive to one kind of charge carriers that will localize
underneath the tip. The other kind is repelled by the induced potential
(see also ref (31))
which results in stronger coupling to the bulk. In order to classify
our TB wave functions in terms of the quantum numbers N, nr, and m, we consider
sublattice A and B separately. Tracing the states back to their LL
of origin reveals N, constraining possible nr ≤ |N|. The value of nr is then determined by counting radial minima
in the line cuts of the wave function amplitude for each sublattice
(Figure b–d).
The distance of the first radial maximum from the center of the wave
function is finally sufficient to assign the possible m quantum numbers of the LL (eq ). Additionally, the (nr,m) combinations need to be consistent with N differing by one on the two sublattices (eq ). For instance, the line cuts in Figure b portray (0,0) and
(0,1) on sublattice A and B, respectively. As expected, small angular
momentum states are the first ones to localize with increasing Φ0el, which is in
line with calculations by Giavaras et al.[30] Notice that the applied B naturally lifts the orbital
degeneracy in QDs.[57] Delocalized states
remain at bulk LL energies (red horizontal lines in Figure a).We distinguish two
regimes in the sequence of spin degenerate states crossing EF for negative Φ0el. The first regime (Figure e) exhibits Δτ ≲ Δo ≲ EC, while the second
at higher Φ0el is characterized by densely spaced states, thus Δo ≈ Δτ ≪ EC. The sequence within the first regime corresponds to about five
orbital pairs from valley K and K′, which is in line with about
five quadruplets in our experimental spectra (see labels “4”
in Figure a and ΔV sequences in Figure b,c). The quite uniform spacing of peaks for larger Vtip (Figure a) agrees with the second regime. In order to extract
Δo and Δτ within the first regime, we carefully
assign the valley index to the states. Using the previously determined nr and m in eq , the first state crossing EF (Figure b) features LL index NA = 0 + 1/2(0 + |0|) = 0 on sublattice A and NB= 1 + 1/2(0 + |0|) = 1 on sublattice B, as predicted by eq for a LL|1| state in valley K. The role of the sublattices interchanges for
the second state crossing EF (Figure c), placing it in
valley K′. Consequently, states with NA = NB – 1 and NB = NA – 1 are assigned
to valleys K and K′, respectively. The calculation therefore
predicts a valley splitting of about Δ1τ = 3 meV on the AB and BA areas
(see Figure b,c,e).
Δ2τ is comparatively large (about 12 meV) and the respective orbital
splitting Δ2o is only larger by 1–2 meV (see Figure e). Consequently, additional electrons may
occupy the next orbital state of one valley prior to the same orbital
state of the other valley at higher occupation numbers. Hence, we
limit further comparison to experiment to Δ1τ. In our TB model, the strength
of the valley splitting is dominated by the sublattice symmetry breaking
term due to the BN substrate.[39] The calculations
also show that the radial extent of the wave functions grows for the
first couple of states crossing EF, as
expected for increasing m (compare Figure panels b and c to panel d),
explaining the decrease of EC toward higher
peak indices at fixed B (see Figure b,c).Theory and experiment can be
directly compared for the B dependence of the onset
voltage of charging peaks V*. Experimentally, V* shifts toward higher |Vtip| for increasing B (Figure a), thus gating the first state to EF requires stronger band bending for higher B. Because the curves for B > 0 T are
offset proportional to √B, the straight line
connecting the first charging peaks reveals that the energy distance
of the first state to EF scales with √B. This corresponds to the increase in bulk LL energies
for N ≠ 0 (eq ), strongly suggesting those LLs as source of the confined
states. This analysis is confirmed by our TB calculations, as the
first crossing points of LL±1 states with the Fermi
level Φ0* also shift toward higher |Φ0el | with increasing B (Figure b). While the evolution of states with Φgrel in Figure a is (approximately)
symmetric with respect to Φgrel →−Φgrel, the previously discussed p-doping
induces an asymmetry in Φ0* for electrons and holes (see the lines highlighted
in orange in Figure a) and thus accounts for the observed asymmetry in V*. In Figure c, we
compare V* and Φ0* by using the Φ0el(Vtip) dependence from the Poisson solver (see inset Figure c, Supporting Information). Care must be taken to correctly account for the
work function difference between the tip and the sample: the tip’s
work function (4.5–4.8 eV[36,58]) exceeds that
of graphene (4.5 eV), placing electric field neutrality in the positive Vtip sector. Moreover, it definitely has to lie
in between the two charging peak regimes because the QD vanishes without
band bending. Using a plausible work function difference of +50 meV
in Figure c leads
to satisfactory agreement between the theoretical predictions for
the first state crossings and the experimental V*.
Figure 5
(a) dI/dV spectroscopy in the vicinity of an
AA stacked area at varying B, marked on the right.
Four spatially adjacent spectra are averaged and the ones for B > 0 T are offset by a value proportional to √B. Vstab = 1000 mV, Istab = 700 pA, Vmod = 4.2 mVrms. Green lines are guides to the eye, marking the onset voltage of
charging peaks V*. At 7 T, an asterisk marks the
first charging peak on either side. Inset shows zoom onto marked peaks.
(b) Energy of first confined hole state as a function of induced potential
amplitude Φ0el for different B as marked. At larger B, states cross EF at larger
Φ0el,
shifting V* to larger negative Vtip. Color codes imaginary part of the eigenenergy as
in Figure a. (c) Comparison
between measured and calculated V*. Inset shows the
required Φ0el(Vtip) for conversion, taken from a Poisson-solver
(Supporting Information) and including
a reasonable work function difference of ΔΦ = 50 meV between
graphene and tip. Error bars for measured V* reflect
typical variation of V* on AA areas across a few
superstructure unit cells. Error bars for calculation arise from the
uncertainty in EF. (d) Plot of the B dependence of Eadd1 ≈ EC1 of 20 spectra
(semitransparent dots) in the vicinity of an AA area. Data points
are recorded at integer valued B fields (in Tesla)
but displayed slightly shifted to the left (electrons, blue) and to
the right (holes, red) for clarity. Median values are encircled in
black. (e) Histogram of Δ1τ ≈ Eadd2 – Eadd3 (experimental error below 0.2 meV) at B = 7 T for
the same AA area used in panel d. Electron (blue bars) and hole (red
bars) contributions are colored. (f) Calculated |Ψ| of the first
confined hole state (see panel b) crossing EF at different B as marked. The state originates
from LL–1, i.e., Vtip < 0 V when crossing. All scale bars identical.
(a) dI/dV spectroscopy in the vicinity of an
AA stacked area at varying B, marked on the right.
Four spatially adjacent spectra are averaged and the ones for B > 0 T are offset by a value proportional to √B. Vstab = 1000 mV, Istab = 700 pA, Vmod = 4.2 mVrms. Green lines are guides to the eye, marking the onset voltage of
charging peaks V*. At 7 T, an asterisk marks the
first charging peak on either side. Inset shows zoom onto marked peaks.
(b) Energy of first confined hole state as a function of induced potential
amplitude Φ0el for different B as marked. At larger B, states cross EF at larger
Φ0el,
shifting V* to larger negative Vtip. Color codes imaginary part of the eigenenergy as
in Figure a. (c) Comparison
between measured and calculated V*. Inset shows the
required Φ0el(Vtip) for conversion, taken from a Poisson-solver
(Supporting Information) and including
a reasonable work function difference of ΔΦ = 50 meV between
graphene and tip. Error bars for measured V* reflect
typical variation of V* on AA areas across a few
superstructure unit cells. Error bars for calculation arise from the
uncertainty in EF. (d) Plot of the B dependence of Eadd1 ≈ EC1 of 20 spectra
(semitransparent dots) in the vicinity of an AA area. Data points
are recorded at integer valued B fields (in Tesla)
but displayed slightly shifted to the left (electrons, blue) and to
the right (holes, red) for clarity. Median values are encircled in
black. (e) Histogram of Δ1τ ≈ Eadd2 – Eadd3 (experimental error below 0.2 meV) at B = 7 T for
the same AA area used in panel d. Electron (blue bars) and hole (red
bars) contributions are colored. (f) Calculated |Ψ| of the first
confined hole state (see panel b) crossing EF at different B as marked. The state originates
from LL–1, i.e., Vtip < 0 V when crossing. All scale bars identical.Our TB simulations predict a strong reduction of
Γ with increasing magnetic field,
corresponding to the suppression of the radial tail of the wave function
in Figure f and indicating
the onset of localization between 1 and 3 T (Figure b). The first appearance of charging peaks
in the experiment at around 2 T (Figure a) fits nicely. This finding is further corroborated
by comparing the diameter of the LL state , being d1 = 89 nm (63 nm) for LL1 at 1 T (2 T) with the fwhm of the band bending region of
55 nm, providing an independent confirmation of the estimated Φgrel. At higher B, the diameter of the first QD state wave function is dominated
by lB rather than by the width of Φgrel (Figure f). The compression of the
wave function for increasing B (Figure f) also manifests itself as
increase in addition energy, for instance, for Eadd1 = EC1 + Δσ in Figure d, where the increase in Eadd1 with B by
about 4 meV cannot be explained by that of Δσ, being 460 μeV between 3 and 7 T. Consequently, increased
Coulomb repulsion between electrons due to stronger compression and
thus larger EC1 dominates Eadd1(B) . We observe
a similar monotonic increase for the other Eadd with odd index i, independent of the position of
the QD.Experiment and theory also provide detailed insight
into the valley splitting Δτ of the first confined states.
The peaks of the first quadruplets in Figures a and 5a (see, e.g.,
inset) often group in doublets, suggesting sizable values of either
Δτ or Δσ (Figure e,f). While Δσ is
expected to be spatially homogeneous and only weakly varying between
different quadruplets, the TB calculations predict strongly varying
Δτ for different quadruplets (Figure e), which is in accordance with our observations
in the experimental spectra. For a quantitative comparison, we focus
on Eadd2, which separates the two doublets within the first quadruplet.
In view of the small value of the Zeeman splitting (Δσ ≈ 800 μeV at 7 T), we approximate EC2 by Eadd3 to extract the valley splitting Δ1τ ≈ Eadd2 – Eadd3. We record 20 spectra in the vicinity of an AA stacked area at B = 7 T to obtain a histogram of Δ1τ for electrons and holes
(Figure e), where
Δ1τ could be determined with an experimental error smaller than 0.2
meV. The values strikingly group around the predicted Δ1τ ≈
3 meV found in the TB calculations (Figure e), with a probable offset in the QD position
relative to the tunneling tip (Supporting Information, Section 5) explaining the QD probing an area adjacent to the tunneling
tip. We conclude that sizable Δτ separate quadruplets
into doublets, while the smaller Δσ contributes
to the odd addition energies within the doublets. Realizing such a
controlled lifting of one of the two degeneracies in graphene QDs
is a key requirement for 2-qubit gate operation.[2] It enables Pauli blockade in exchange driven qubits as
required for scalable quantum computation approaches using graphene.[2] Our observation of valley splittings, so far
elusive, provides a stepping stone toward the exploitation of the
presumably large coherence time of electron spins in graphene QDs.[2−5]In summary, we have realized graphene quantum dots without
physical edges via electrostatic confinement in magnetic field using
low disordergraphene crystallographically aligned to a hexagonal
boron nitride substrate. We observe more than 40 charging peaks in
the hole and electron sector arranged in quadruplets due to orbital
splittings. The first few peaks on the hole and electron side show
an additional doublet structure traced back to lifting of the valley
degeneracy. Note that such a lifting is key for the use of graphene
quantum dots as spin qubits.[2] Tight binding
calculations quantitatively reproduce the orbital splitting energy
of 4–10 meV as well as the first orbital’s valley splitting
energy of about 3 meV by assuming a tip potential deduced from an
electrostatic Poisson calculation. Also the onset of confinement at
about 2 T is well reproduced by the calculation. Our results demonstrate
a much better controlled confinement by combining magnetic and electrostatic
fields than previously found in graphene. Exploiting the present approach
in transport merely requires replacing the tip by a conventional electrostatic
gate with a diameter of about 100 nm. Moreover, the approach allows
for straightforward tuning of (i) orbital splittings by changing the
gate geometry and thus the confinement potential, (ii) valley splittings
based on substrate interaction, (iii) the Zeeman splitting by altering
the magnetic field, and (iv) the coupling of dot states to leads or
to other quantum dots by changing the magnetic field or selecting
a different quantum dot state. Finally, our novel mobile quantum dot
enables a detailed investigation of structural details of graphene
stacked on various substrates, by spatially mapping the quantum dot
energies.
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