Tomoyuki Kuwaki1. 1. Department of Physiology; Kagoshima University Graduate School of Medical and Dental Sciences ; Kagoshima, Japan.
Abstract
In the past, studies on stress responses and sleep/wake regulation were performed separately. The discovery of orexin (hypocretin) in 1998, however, dramatically changed the course of research and new findings regarding its role in these complex processes provided a better insight into their interactions and intricacies. Orexin-containing neuronal activity has been found to be minimal during sleep. It increases during the waking period and further increases during the active waking period, which includes stress responses and exploratory behaviors. Autonomic regulation of the body, which includes body temperature, blood flow, and ventilation, is also activated along with the change in vigilance states. Our recent findings suggest that orexin neurons act as a conductor of orchestration for vigilance states, behaviors, and autonomic functions. Body temperature regulation by orexin neurons seems to be mediated by one of its cotransmitters while cardiovascular and respiratory regulation are mediated by orexin itself.
In the past, studies on stress responses and sleep/wake regulation were performed separately. The discovery of orexin (hypocretin) in 1998, however, dramatically changed the course of research and new findings regarding its role in these complex processes provided a better insight into their interactions and intricacies. Orexin-containing neuronal activity has been found to be minimal during sleep. It increases during the waking period and further increases during the active waking period, which includes stress responses and exploratory behaviors. Autonomic regulation of the body, which includes body temperature, blood flow, and ventilation, is also activated along with the change in vigilance states. Our recent findings suggest that orexin neurons act as a conductor of orchestration for vigilance states, behaviors, and autonomic functions. Body temperature regulation by orexin neurons seems to be mediated by one of its cotransmitters while cardiovascular and respiratory regulation are mediated by orexin itself.
Research on neural mechanisms of state-dependent adjustments of central autonomic regulation has been sparse, despite the importance of this event from the perspective of quality of life. In addition to calm and resting states, our daily life involves many perturbations that induce active conditions such as locomotion, eating, and communication. During such active periods, cardiovascular, respiratory, and body temperature regulation needs to be adjusted according to situational demands, which differ from those during resting states, by modulating or resetting homeostatic points. One of the neural substrates regulating such adjustment, at least in the context of defensive behavior, appears to be located in the dorsal hypothalamus because stimulation of this area elicits perfectly coordinated behavioral “rage” associated with its specific autonomic responses. This response was termed the “defense response” and the area was termed the “defense area” of the hypothalamus.Several neurotransmitters have been proposed to be involved in the modulation of the efferent pathways of defense responses against stressors. For example, the activation of serotonin-1A receptors in the medullary raphe reduces cardiovascular changes, and the inhibition of serotonin-3 receptors in the nucleus tractus solitarius prevents the inhibition of baroreflex bradycardia during the defense response. Microinjections of adenosine into the rostral ventrolateral medulla augment the increase in blood pressure induced by electrical stimulation of the hypothalamic defense area. The pros and cons of glutamate participation in the cardiovascular component of the defense response have been a topic of debate. However, there is no report on the molecular basis of the defense response and of the mechanism underlying the multifaceted nature of simultaneous and coordinated changes in the cardiovascular, respiratory, sensory, thermal, and behavioral parameters. Localization of orexin-containing cell bodies in the perifornical area (PeF) and dorsomedial hypothalamus (DMH) (), which overlap the “defense area,” prompted us to investigate the possible role of orexin in the defense response against stressors.
Orexins (orexin-A and orexin-B), also known as hypocretins (hypocretin 1 and hypocretin 2, respectively), are hypothalamic neuropeptides. They are cleaved from a common precursor molecule, prepro-orexin (130 residues), to form orexin-A (33 amino acids) and orexin-B (28 amino acids). Although orexins were first described as hypothalamic neuropeptides that influenced appetite and consciousness, it was later found that orexins also modulate reward processes, pain processing, and autonomic regulation of the cardiovascular, respiratory, and neuroendocrine systems.
Coexisting transmitter/modulators
Orexin neurons contain not only orexin, but also other putative neurotransmitter/modulator candidates such as glutamate, dynorphin, galanin, and nitric oxide. Dynorphin and glutamate may act synergistically with orexin to promote wakefulness. However, the precise role(s) of the substances that are colocalized with orexin are largely unknown.
Anatomy of orexin-containing neurons
Orexin-containing cell bodies are restricted to the lateral hypothalamic area (LHA), the PeF, and the DMH (). Their distribution is rostrocaudally restricted within 1 mm in mice. Conversely, orexin-containing nerve terminals and receptors are widely distributed in the hypothalamus, thalamus, cerebral cortex, circumventricular organs, brain stem, cerebellum, and spinal cord, suggesting that the orexin neurons have widespread connections with other regions in the brain. Specifically, the cardiorespiratory and thermoregulatory-related areas that receive orexinergic innervation are the nucleus tractus solitarius, the pre-Bötzinger complex, the periaqueductal gray, the rostral ventrolateral medulla, the intermediolateral cell column of the spinal cord, and the retrotrapezoid, hypoglossal, medullary raphe, parabrachial/Kölliker-Fuse, and phrenic nuclei (). Approximately 50% of the hypothalamic neurons that innervate both the sympathetic efferent nuclei and either the motor or the medial prefrontal cortex, which is implicated in mental stress, show orexin-like immunoreactivity.
Orexins, which play a key role in the stabilization of wakefulness, are thought to be arousal-promoting peptides. Diminished orexin function can result in a specific clinical syndrome, namely, narcolepsy, in animals and humans. Orexin neurons show the following state-dependent activity: orexin neuron activity increases just before waking, remains high during wakefulness, and increases considerably during exercise and/or heightened alertness ().
Figure 3.
Relationship between the animal's vigilance state and activity of orexin neurons or autonomic functions. Clear resemblance between the orexin neuronal activity and the autonomic functions imply a causative relationship or at least an interrelationship between the two.
Relationship between the animal's vigilance state and activity of orexin neurons or autonomic functions. Clear resemblance between the orexin neuronal activity and the autonomic functions imply a causative relationship or at least an interrelationship between the two.Autonomic activities and resultant body temperature and cardiorespiratory functions also increase along with the vigilance state (). Such clear resemblance between the orexin neuronal activity and the autonomic functions imply causative relationship or at least interrelationship between the 2.
Orexin-deficient mice
At present, there are 2 genetically engineered mice models of orexin deficiency () that are used to study the possible roles of intrinsic orexin in physiological functions, including sleep/wake regulation. One is the prepro-orexin knockout (ORX-KO) mouse that was developed by a conventional knockout technique and the other is the orexin neuron-ablated (ORX-AB) mouse. The latter was developed using a transgenic technique that introduced a truncated Machado-Joseph disease gene product (ataxin-3) with an expanded polyglutamine stretch that was under the control of the orexin promoter. In these orexin/ataxin-3-transgenic mice, orexin-containing neurons selectively degenerate postnatally, and a loss of 99% or more of the neurons occurs by the age of 4 months. An ablation model animal is available in rats in addition to mice because transgenic but not homologous recombination techniques are easily applicable to rats. Orexinergic neurons contain not only orexin, but also other neuropeptides or modulatory factors (see section IIC). In addition to orexin, these substances also disappear in the ‘orexin neurons' of ORX-ABmice. More recently, a conditional ablation mouse model has made available using a tetracycline response element. In this model, expression of a neurotoxin, namely diphtheria toxin subunit-A, in orexin neurons can be initiated by omitting doxycycline, a derivative of tetracycline, from the food when it suits the researcher's purpose. After a period of 2 weeks, 95% of the orexin neurons are ablated by expression of the diphtheria toxin.
Figure 4.
Orexin deficient mice used in our study. Prepro-orexin knockout mice lack neuropeptide orexin but neurons and co-transmitters are preserved. Orexin neuron ablated mice lack orexin neurons. Therefore, not only orexin but also co-transmitters are eliminated.
Orexin deficient mice used in our study. Prepro-orexin knockout mice lack neuropeptide orexin but neurons and co-transmitters are preserved. Orexin neuron ablated mice lack orexin neurons. Therefore, not only orexin but also co-transmitters are eliminated.
Behavior-Associated Changes in Autonomic Functions
Emotional stress
Animals cope with stressors utilizing 2 strategies. An active coping strategy (fight-or-flight) is evoked if the stress is predictable, controllable, or escapable. A passive coping strategy (immobility or decreased responsiveness to the environment) is evoked if the stress is inescapable. The active strategy is associated with sympathoexcitation (hypertension, tachycardia, thermogenesis), whereas the passive strategy is associated with sympathoinhibition and/or parasympathetic activation (hypotension, bradycardia). The passive strategy also helps to facilitate recovery and healing. The active strategy is called the “fight-or-flight” response from a behavioral point of view or the “defense response” from an autonomic point of view. The passive strategy is sometimes called “paradoxical fear” or “playing dead.” Parts of the neural substrates that mediate active vs passive emotional coping have been identified within the brainstem.
Sleep and wake
It is well known that blood pressure, respiration, and body temperature fluctuate with a ˜24-hour rhythm (circadian rhythm) with nadirs occurring during nighttime in humans. In sharp contrast to humans, mice and rats sleep for a short duration (an episode of sleep lasts for 10–30 min) many times during both daytime and nighttime. These animals are called nocturnal because their total wake time is longer during the nighttime than the daytime and not because they are continuously awake during the nighttime as humans are during the daytime. In these fragmented sleepers, blood pressure, respiration, and body temperature decrease while they are sleeping regardless of the time of day. Therefore, the state of vigilance is a strong determinant of these autonomic parameters. Although these phenomena are well known, their underlying mechanisms remain to be elucidated.
Lessons from Orexin-Deficient Mice
Taking into account the background mentioned above, we hypothesized that orexin-containing neurons in the hypothalamus may be the missing link between arousal/active stress-coping behaviors and the associated bodily changes that are mainly governed by the autonomic nervous system. In fact, stressors activate orexin-containing neurons. Anatomical () and physiological () evidence supports our hypothesis. In order to test the hypothesis, we used ORX-KO and ORX-ABmice and examined their basal autonomic functions and responses to stressful stimuli. We measured not only body temperature but also blood pressure, heart rate, respiration, and pain behavior because the defense response is characterized by the multifaceted nature of the bodily responses.
Basal parameters
In both ORX-KO and ORX-ABmice basal blood pressure was significantly lower by about 20 mmHg as compared to their wild-type littermates in either anesthetized or conscious condition in our experiments. It should be noted here that a similar baseline hypotension was reported in ORX-ABrats, while another group reported no difference in blood pressure between ORX-AB and wild type mice. We do not currently know the exact reason for the differences but possible differences in environmental stresses may explain the discrepancy because orexin neurons are deeply involved in stress-induced hypertension (see below). Recently, another group reported that high blood pressure in the spontaneously hypertensiverats could be normalized by treatment with an orexin receptor antagonist. This is supported by a recent finding that showed an increase in the number of orexin neurons in spontaneously hypertensiverats. Administration of orexin into normal mice and rats increased blood pressure. Therefore, the activity of orexin neurons seems to be related to the determination of basal blood pressure, at least when it is exaggerated.In contrast, heart rate and cardiac contractile parameters determined by echocardiography did not differ between orexin-deficient mice and wild-type mice. Basal ventilation (respiratory frequency and tidal volume) and basal body temperature were not significantly altered in ORX-KO or ORX-ABmice. Average body temperature as 24 hrs mesor was 35.5±0.1°C in wild type mice, 35.8 ± 0.2°C in ORX-KOmice, and 35.5±0.3°C in ORX-ABmice. However, change in body temperature associated with spontaneous exercise was significantly smaller in ORX-KO (0.7 ± 0.1°C, n = 8 ) and in ORX-AB (0.8 ± 0.0°C, n = 14 ) than that in wild-type mice (1.1 ± 0.1°C, n = 8, p < 0.05). Possible differences in the intensity of spontaneous exercise did not explain the variation because change in heart rate associated with spontaneous exercise was significantly greater in ORX-KO (487 ± 13 bpm) and in ORX-AB (478 ± 7 bpm) than in wild-type mice (437 ± 9 bpm, p < 0.01).A similar abnormality in the magnitude of state-dependent body temperature change was observed when the animals fell asleep. The drop in body temperature during sleep in ORX-KOmice was smaller than in wild-type mice. The same was true in humans. Narcolepsypatients showed higher body temperature during sleep because their temperature drop was smaller than the control subjects but not because their body temperature was generally high. Taken together, orexin neurons may not be involved in the determination of basal body temperature when the animals are awake and at rest but do contribute to a change of body temperature associated with spontaneous movement and sleep even when there is no stimulation to the animals.
Cardiorespiratory responses during stress
To date, 3 lines of evidence support our hypothesis of the contribution of orexin to the defense response. First, the stimulation of the PeF with the GABA-A receptor antagonist, bicuculline, resulted in an attenuated defense response in urethane-anesthetized ORX-KO and ORX-ABmice. Increases in arterial blood pressure, heart rate, respiratory frequency, and the ß-band power of electroencephalogram measurements (an index of cortical arousal) were smaller and/or shorter in ORX-KOmice than in their wild-type littermates. Similarly, increased blood pressure, heart rate, and respiratory minute volume and vascular dilatation in the skeletal muscle were attenuated in ORX-ABmice.Secondly, the suppression of the baroreceptor reflex during the defense response was attenuated in ORX-ABmice, whereas characteristics of the baroreceptor reflex (gain and slope) at rest were normal in these mice. During the defense response, the baroreceptor reflex is suppressed or reset to a higher-pressure range in order to allow a higher blood pressure than in resting conditions. The suppression of the baroreflex is mediated by the DMH-medullary link. Orexin appeared to contribute to the suppression of the baroreflex during defense responses, but not to the baroreflex during resting conditions. A pharmacological study that used an orexin receptor antagonist supports this notion.Third, an attenuation of the defense response in the ORX-KO and ORX-ABmice was also observed in the mice during natural stimulation in unanesthetized and freely moving conditions. We tested the defense response in conscious animals using the resident-intruder test or the air-jet stress paradigm in order to rule out the possibility that the observed differences between the orexin-deficient mice and their wild-type littermates resulted from differences in anesthetic susceptibilities. As expected, the emotional stressor-induced increases in blood pressure, heart rate, and locomotor activity were smaller in orexin-deficient mice (ORX-KO and ORX-AB) than in their wild-type littermates.
Stress-induced analgesia
Cardiorespiratory response is not the sole characteristic of the defense response. The defense response is characterized by a coordinated change in cardiovascular, respiratory, sensory, and motor functions. One of the multifaceted features of the defense response, stress-induced analgesia, was examined. In wild-type mice, foot shock induces long-lasting analgesia, as evidenced by increases in tail-flick latency from noxious hot water. Although ORX-KOmice showed moderate analgesia, the effect was significantly smaller than that shown by their wild-type littermates.
Stress-induced hyperthermia
Because cardiorespiratory responses during stress (see section IVB) were equally attenuated in ORX-KO and ORX-ABmice and stress-induced analgesia was attenuated in ORX-KOmice (section IVC above), we concluded at this point that orexin was the main contributor to these responses, and colocalized transmitter/modulator candidates had only a minor role, if any. In line with this notion, we hypothesized that stress-induced hyperthermia would also be influenced by orexin. On the contrary, we found that ORX-ABmice, but not ORX-KOmice, had blunted handling stress-induced hyperthermia (). The brown adipose tissue (BAT), which is a major thermogenic organ in rodents, did not respond to handling stress (), although it did respond to direct pharmacologic stimulation (C). These abnormalities in ORX-ABmice were not observed in ORX-KOmice, in which the orexin peptide is deficient but the neurons are preserved. A similar abnormality in stress-induced thermogenesis has recently been reported in a rat model of orexin neuron ablation. Therefore, the integrity (orexin and other coexisting neurotransmitter/modulators) of the orexin neurons is indispensable for the complete expression of multiple facets of the fight-or-flight response.
Relevant Data from Normal Rodents and Narcoleptic Humans
Exogenous administration of orexin, co-transmitter candidates, and their antagonists
The exogenous administration of orexin induces both hyperthermia and hypothermia. Another report showed that orexin injections in the medullary raphe increased blood pressure and heart rate but not BAT thermogenesis. Administration of an orexin-A receptor antagonist, SB334867, induced either hyperthemia or had no effect (our result, see ). Therefore, no consensus has been reached about the possible role of orexin peptides in thermoregulation. During the course of our experimentation, we found that PGE2-induced BAT thermogenesis was normal in ORX-KOmice but PGE2-induced shivering was blunted in this mutant (). Therefore, we think that orexin alone may play a role in some form(s) of the thermogenesis, but the main neurotransmitter that is important for thermogenesis is a co-transmitter in the orexin neurons, which is most likely glutamate.Microinjection of glutamate receptor antagonists into the raphe pallidus inhibited the activation of BAT sympathetic nerves that were evoked by stimulation of DMH/DHA, by PGE2, and by cold exposure. Microinjection of a non-selective glutamate receptor antagonist, kynurenate, into the DMH/DHA inhibited BAT sympathetic activation evoked by PGE2 into the preoptic area. Conversely, dynorphin, nitric oxide, and galanin within the brain have been suggested as thermolytic. Therefore, glutamate is the most probable transmitter for the thermogenesis associated with activation of orexin neurons.
Functional neuroanatomy
We observed that numerous neurons with orexin-like immunoreactivity expressed c-Fos, a marker of neuronal activation, after foot shock stress, handling stress, PGE2-injection, and cold exposure. Moreover, disinhibition of the amygdala, a putative center for biological value judgments, induced significantly larger numbers of orexin-positive neurons that expressed c-Fos in the PeF/DMH (58.2 ± 6.4%) than did the vehicle (18.2 ± 4.4%).Transneuronal retrograde transport of a pseudorabies virus from the BAT, a key structure in nonshivering thermogenesis, identified the caudal raphe neurons as a site of orexinergic innervation and orexin-containing neurons in the hypothalamus. Retrograde transport of cholera toxin-B subunit from the caudal raphe nucleus identified hypothalamic neurons that contained orexin and neurons that did not contain orexin but were innervated by orexin (). The abovementioned neuroanatomical data supports our hypothesis of the state-dependent modulation of central thermogenic regulation by orexin neurons.
There are only a few reports describing autonomic regulation in narcolepticpatients. Sachs and Kaijser reported that unmedicated narcolepticpatients showed attenuated autonomic reflexes (changes in blood pressure and heart rate) in a handgrip test and Valsalva maneuver, but not in face immersion or orthostatic tests. Because some, but not all, reflexes were disturbed, they proposed that peripheral nerves were intact and that the defect was localized to the central nervous system. As for body temperature regulation, the amplitude of circadian rhythmicity of body temperature was small and this was because the nocturnal drop was small. Plasma concentration of the stress hormone adrenocorticosterone was lower in the patients than in the controls, indicating low stress sensitivity in the patients.
Concluding Remarks
Orexin neurons do not seem to individually regulate cardiovascular, respiratory, and body temperature systems but orchestrate them in a context-dependent manner (). Although vigilance state-dependent responses and emotional stress-dependent responses may appear to be independent, we assume that the common features of these responses are state-dependent and feedforward adjustments of central ventilatory and autonomic regulation in order to fit it to the situational demands that are associated with behavioral and metabolic changes. An animal's arousal state or alertness is minimal during sleep, increases during quiet wakefulness, and further increases during active wakefulness and involves a number of activities such as exercise, food seeking, stress, or panic (). The level of this activation of arousal by orexin neurons is found to be greater in the dark (active period of the circadian cycle) than in the light (inactive period) in nocturnal mice. Ostensibly, independent autonomic regulation (associated with sleep/wake changes and with stress responses) seems to be a different facet of a single and continuous control system in which orexin neurons play an important role. In line with this notion, orexin has recently been shown to play a key role in the cardiovascular and behavioral responses that are associated with panic attacks in both animal models and humans.
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