E Shokri-Kojori1, D Tomasi1, C E Wiers1, G-J Wang1, N D Volkow1,2. 1. Laboratory of Neuroimaging, National Institute on Alcohol Abuse and Alcoholism, National Institutes of Health, Bethesda, MD, USA. 2. National Institute on Drug Abuse, National Institutes of Health, Bethesda, MD, USA.
Abstract
Acute and chronic alcohol exposure significantly affect behavior but the underlying neurobiological mechanisms are still poorly understood. Here, we used functional connectivity density (FCD) mapping to study alcohol-related changes in resting brain activity and their association with behavior. Heavy drinkers (HD, N=16, 16 males) and normal controls (NM, N=24, 14 males) were tested after placebo and after acute alcohol administration. Group comparisons showed that NM had higher FCD in visual and prefrontal cortices, default mode network regions and thalamus, while HD had higher FCD in cerebellum. Acute alcohol significantly increased FCD within the thalamus, impaired cognitive and motor functions, and affected self-reports of mood/drug effects in both groups. Partial least squares regression showed that alcohol-induced changes in mood/drug effects were associated with changes in thalamic FCD in both groups. Disruptions in motor function were associated with increases in cerebellar FCD in NM and thalamus FCD in HD. Alcohol-induced declines in cognitive performance were associated with connectivity increases in visual cortex and thalamus in NM, but in HD, increases in precuneus FCD were associated with improved cognitive performance. Acute alcohol reduced 'neurocognitive coupling', the association between behavioral performance and FCD (indexing brain activity), an effect that was accentuated in HD compared with NM. Findings suggest that reduced cortical connectivity in HD contribute to decline in cognitive abilities associated with heavy alcohol consumption, whereas increased cerebellar connectivity in HD may have compensatory effects on behavioral performance. The results reveal how drinking history alters the association between brain FCD and individual differences in behavioral performance.
Acute and chronic alcohol exposure significantly affect behavior but the underlying neurobiological mechanisms are still poorly understood. Here, we used functional connectivity density (FCD) mapping to study alcohol-related changes in resting brain activity and their association with behavior. Heavy drinkers (HD, N=16, 16 males) and normal controls (NM, N=24, 14 males) were tested after placebo and after acute alcohol administration. Group comparisons showed that NM had higher FCD in visual and prefrontal cortices, default mode network regions and thalamus, while HD had higher FCD in cerebellum. Acute alcohol significantly increased FCD within the thalamus, impaired cognitive and motor functions, and affected self-reports of mood/drug effects in both groups. Partial least squares regression showed that alcohol-induced changes in mood/drug effects were associated with changes in thalamic FCD in both groups. Disruptions in motor function were associated with increases in cerebellar FCD in NM and thalamus FCD in HD. Alcohol-induced declines in cognitive performance were associated with connectivity increases in visual cortex and thalamus in NM, but in HD, increases in precuneus FCD were associated with improved cognitive performance. Acute alcohol reduced 'neurocognitive coupling', the association between behavioral performance and FCD (indexing brain activity), an effect that was accentuated in HD compared with NM. Findings suggest that reduced cortical connectivity in HD contribute to decline in cognitive abilities associated with heavy alcohol consumption, whereas increased cerebellar connectivity in HD may have compensatory effects on behavioral performance. The results reveal how drinking history alters the association between brain FCD and individual differences in behavioral performance.
Alcohol is the most widely used addictive substance worldwide. While it is
debatable whether moderate drinking offers any health benefits,[1] the deleterious effects of excessive alcohol
use on the brain and behavior are well recognized.[2] There has been a challenge to characterize
the effects of acute and chronic alcohol exposure on the association between resting
brain activity and behavior. Studies measuring resting cerebral blood flow (CBF)
during alcohol intoxication have shown CBF increases particularly within the frontal
and temporal cortices, which in part reflect ethanol-induced
vasodilatation.[3-10] In contrast, studies measuring
cerebral metabolic rate of glucose (CMRglc) during alcohol intoxication have shown
reductions in glucose metabolism throughout the brain that were most pronounced in
the visual cortex and cerebellum.[11-14] The
opposite effects of acute alcohol on CBF and CMRglc, on one hand reflect
alcohol’s vasoactive effects[15], and on the other hand reflect the use of alternative energy
sources for brain metabolism (e.g., alcohol’s metabolite acetate).[16,17] Specifically, recent work has suggested that biphasic
vasoactive properties of alcohol[15]
may disrupt the coupling between neuronal activity and CBF.[16] In relation to the association between
CMRglc and brain activity during intoxication, our work has suggested that
alcohol-induced decreases in glucose metabolism are concurrent with brain-wide
increases in acetate metabolism.[17]
The acetate content in plasma increases during alcohol intoxication. Thus, we have
interpreted alcohol-induced decreases in glucose metabolism to reflect the
preference of glial cells for acetate as an energy source.[18] This effect appears to be accentuated in
heavy alcohol drinkers and in alcoholics.[11, 13] CBF and CMRglc
measures seem to reveal a more consistent pattern for the effect of chronic drinking
on the resting brain. Relative to light drinkers, heavy drinkers show lower resting
CBF,[19] particularly within
the frontal lobe,[20] and lower
resting CMRglc, possibly due to higher acetate metabolism.[13, 21, 22] In summary, it is difficult to
determine the extent to which effects of acute and chronic alcohol exposure on CBF
and CMRglc reflect exclusive changes in neuronal activity.Alternative measures of resting brain activity include fMRI resting-state
functional connectivity, which estimates synchronous changes in blood oxygenation
level between and within brain regions at rest.[23] Inter- and intra-regional resting-state fMRI connectivity
reflect synchronous oscillations in neuronal activity[24-26] that are largely insensitive to vasodilation,[26] and are also unlikely to be
affected by brain-wide changes in metabolic supply. Moreover, prior research has
shown that measures of resting state functional connectivity are sensitive to
effects of acute and chronic alcohol exposure on the brain. Specifically, alcohol
intoxication has been associated with increases in connectivity between the
brainstem and somatosensory network, and within the visual network,[27] as well as time-varying changes in
connectivity within the default mode network (DMN).[28] As for chronic exposures, the frequency of
alcohol use has been associated with connectivity in the dorsal DMN,[29] and alcoholics show weaker within-
(including the DMN) and between-network connectivity.[30, 31]Up to now, fMRI resting-state research in alcohol and alcoholism has been
mostly limited to pre-defined resting state networks or seed-voxel correlations.
Recently, functional connectivity density (FCD) mapping has been proposed as a
voxel-wise measure of resting state functional connectivity.[32] Specifically, this approach provides
measures of local functional connectivity density (lFCD; size of the local cluster
of correlated voxels) and global functional connectivity density (gFCD; the total
number of correlated voxels) for each voxel. Studies in healthy controls have
suggested that lFCD and gFCD account for up to 70% of glucose demand in the
resting brain indicating that they serve as an index of brain activity at
rest.[33, 34] To mitigate confounds from CBF and CMRglc
measures, our goal here was to use lFCD and gFCD as alternative measures to assess
the effects of acute and chronic alcohol consumption on activity of the brain at
rest. Specifically, lFCD and gFCD indices were compared in heavy drinkers and light
drinkers in placebo and alcohol intoxication conditions.We hypothesized that voxel-wise FCD analysis will show effects in regions
that are most sensitive to acute or chronic alcohol effects such as the
cerebellum,[3, 35] thalamus,[36] frontal cortex,[37] and limbic system.[38, 39]
Since alcohol intoxication is associated with multiple behavioral domains,[40, 41] here we investigated the association between brain regions
showing significant alcohol-related changes in FCD and behavioral measures in three
categories: mood/drug effects, motor, and cognitive functions. Specifically, we
predicted that alcohol-induced changes in mood/drug effects would be concurrent with
connectivity changes in thalamus and limbic brain regions showing FCD effects
.[42, 43] We predicted that alcohol-related motor
effects (e.g., balance and coordination) would be concurrent with connectivity
changes in cerebellar regions showing alcohol-related FCD effects.[44, 45] For cognitive effects of alcohol, a recent meta-analysis
reported that multiple cognitive domains[46] are affected in alcoholics including, executive functions
which rely on prefrontal cortex (PFC),[47] and visuospatial abilities which rely on occipital and parietal
regions.[45] Hence, we
hypothesized that alcohol effects on cognitive performance would be associated with
FCD effects in PFC[48] and occipital
and parietal regions.[49] It has
been increasingly recognized that the cerebellum also contributes to cognitive
functions and that cerebellar damage contributes to cognitive deficits in
alcoholics.[50] Accordingly,
we hypothesized an association between FCD effects in cerebellum and alcohol effects
on cognitive performance. Finally, we assessed the effects of alcohol administration
on the overall neurocognitive coupling: the association between behavioral
performance and FCD in regions with significant voxel-wise alcohol-related effects.
We hypothesized that acute alcohol would reduce neurocognitive coupling if FCD
changes predominantly reflect alcohol-induced effects on the balance between
excitatory and inhibitory neurotransmitters.[51, 52]
Methods
Participants
We studied two groups of participants: 16 heavy drinkers (HD; age:
M = 34.6 years; SD = 9.70
years; 16 males) and 24 normal controls (NM; age: M =
32.5 years; SD = 6.39 years; 14 males). Out of 48
planned participants for both groups, these subjects completed required MRI
sessions. We predicted at α = 0.05 and
80% power, this sample size would allow to detect large group and
condition effects on FCD (Cohen’s d = 0.9;
r = 0.5). The inclusion criterion for HD was 5 or
more drinks a day on 3 or more occasions per week. The HD reported their last
use of alcohol within 3 days of the MRI scans. In order to maximize group
differences, for NM group we included participants with light drinking history
of no more than one drink a day. Because we did not want to give alcohol for the
first time to an individual without any alcohol experience, NM also had to have
prior experience with alcohol. Exclusion criteria were: 1) urine positive for
psychotropic drugs; 2) present or past history of dependence on alcohol or other
drugs of abuse (except nicotine and allowed diagnosis of alcohol abuse though
not dependence for HD); 3) present or past history of neurological or
psychiatric disorder; 4) use of psychoactive medications in the past month
(i.e., opiate analgesics, stimulants, sedatives); 5) use of prescription
(non-psychiatric) medication(s), i.e., antihistamines; 6) medical conditions
that may alter cerebral function; 7) cardiovascular and metabolic diseases and
8) history of head trauma with loss of consciousness of more than 30 min. Signed
informed consents were obtained from the subjects prior to participation,
approved by the Committee on Research in Human Subjects at Stony Brook
University (IRBNet ID: 137462, CORIHS ID: 20090792).
Alcohol and placebo administration
Each participant was tested on separate days (maximum 3 days apart) to
assess the effects of alcohol (ALC) and placebo (PLC). The order of ALC and PLC
conditions was randomly assigned across subjects (single blinded). Subjects
drank alcohol (0.75 g/kg mixed in a caffeine-free diet soda) or placebo
(caffeine-free diet soda) beverages within a 20 min period under blind
conditions. For this purpose, we used a specialized drinking container with an
alcohol-containing lid that provided the smell of alcohol and delivered the same
volume of liquid in both conditions. The MRI scan started between 90 and 120 min
of ALC or PLC administration. The alcohol dose (0.75 g/kg) was approximately
equivalent to three drinks for a 50 kg person and was within the range consumed
by social drinkers.[53] Blood
alcohol concentration levels were measured prior to the fMRI scan, using a
standard enzymatic assay.[54]
The average blood alcohol concentration (BAC) across participants was 0.62 mg/ml
(SD = 0.27 mg/ml) at the beginning of the MRI
scanning session.
Behavioral measures
Self-reports of mood and drug effects, motor evaluations, and cognitive
tests were performed to assess the effects of alcohol or placebo on behavior in
NM and HD. Measures were obtained prior to each MRI session, approximately 90
min after placebo or alcohol administration (30 min prior to MRI session).
Self-report mood/drug effects were scored by the subject from 0 (not at all) to
10 (extremely) for feelings of stimulated,
sedated, self-confident,
social, irritable, dizzy,
high, anxious, pleasant,
alcohol desire, control,
intoxicated, and restless. Motor function
evaluated gait (time and errors), standing on one
leg (errors), Romberg (time and errors), and
rhythm (time and errors) tasks.[55] Cognitive evaluation was made by staff
credentialed to perform psychological assessments and included the
Stroop (neutral,
congruent, and incongruent),
Symbol Digit Modalities test (SDMT), and Word
Association tasks.[55] Behavioral data on two subjects (one NM and one HD) were
not available. The between-subject factor of Groups and within-subject factor of
Alcohol were modelled in MATLAB (The MathWorks Inc., Natick, MA) while using
smoking history and gender as covariates. We minimized multiplicity of
comparisons by grouping the behavioral measures into three categories: mood and
drug effects, motor, and cognitive performance (see partial least squares
regression for further information).
MRI data acquisition
Subjects underwent fMRI in a 4-tesla Varian/Siemens MRI scanner (Siemens
Medical Solutions, Erlangen, Germany) using a T2*-weighted single-shot
gradient-echo planar imaging sequence (echo time/repetition time, 20/1600 ms;
4-mm slice thickness; 1-mm gap; 33 coronal slices; 3.1 × 3.1 mm in-plane
resolution). Participants were instructed to remain silent, motionless, and
awake with eyes open during the 5-min resting-state scan with presentation of a
fixation cross.
fMRI data preprocessing
All fMRI time series were realigned and normalized to the Montreal
Neurological Institute (MNI) space with 3-mm isotropic voxels in SPM8 (Wellcome
Trust Centre for Neuroimaging, London).[56] There were no significant main effects of Group or
Alcohol, or a significant interaction effect on estimates of subjects’
motion (p > 0.05) for mean frame-wise displacement
calculated from 6 translation and rotation parameters obtained from the
realignment process. FMRI time points that were severely affected by motion were
removed using a “scrubbing” approach.[57] Specifically, in each subject/session,
less than 4% of time-points were removed with a root mean square signal
change (that is, DVARs) threshold of 5% and a framewise displacement
(that is, FD) threshold of 0.5 mm. Remaining motion effects on fMRI time series
were regressed out using the 6 translation and rotation regressors. Voxels with
poor temporal signal-to-noise (tSNR < 50) were eliminated, and band-pass
temporal filtering (0.01–0.10 Hz) was used to remove magnetic field
drifts of the scanner and to minimize the effects of physiologic noise on the
high-frequency components. The effects of unwanted fluctuations within the white
matter and cerebrospinal fluid (CSF) were excluded from the analysis by using a
gray matter mask (N = 57,713).
Local functional connectivity density (lFCD)
The Pearson correlation was used to assess the strength of functional
connectivity, C, between voxels i
and j. Consistent with prior FCD studies, [32, 46] a positive correlation threshold of r
= 0.6 (sufficient to Bonferroni correct for the number of correlations
performed in the whole brain, p < 0.05) was used to compute
the binary connectivity coefficients, a =
1 (if C > 0.6) or
a = 0 (if
C ≤ 0.6). The local functional
connectivity density (or “local degree”) for voxel
i was computed as the size of a continuous cluster of
voxels with a = 1, that are connected by
surface. A “growing” algorithm was used for time efficient
estimation of lFCD.[32]
Global functional connectivity density (gFCD)
The gFCD, also called “degree”[58, 59] was calculated as the total number of edges for voxel
i, i.e., significant correlations (at
C > 0.6) between voxel
i and all voxels:[60]
Statistical parametric mapping (SPM)
SPM8 was used to perform voxel-wise analyses on FCD indices. Gender and
smoking status were entered as covariates to control for differences between the
groups in these variables. A flexible factorial design was used to model the
between-subject factor of Group (NM vs. HD) and the within-subject factor of
Alcohol (PLC and ALC). Regions of interest (ROIs) were identified after family
wise error (FWE) correction for multiple comparisons at the cluster level
correction approach (pFWE < 0.05) with a minimum
cluster size of k = 75 and a cluster forming threshold of
p < 0.005.
Neurocognitive coupling analysis
We define ‘neurocognitive coupling’ as the overall
association between individual differences in regional resting activity
(indexed here by ROI FCD) and individual differences in behavioral performance.
Specifically, a two-way repeated measures ANOVA was performed in MATLAB to
assess effects of Group and Alcohol on the distribution mean of Fisher’s
z-transformed correlations between functional ROIs that
showed Group or Alcohol effects and behavioral measures that showed Group or
Alcohol effects. This analysis was also repeated for a set of a priori
anatomical ROIs (Supp. Fig.
3).
Partial least squares regression
A partial least squares (PLS) regression analysis was performed in
MATLAB to reduce the dimensionality of data and consequently the number of
comparisons.[61, 62] Whereas, other approaches such
as principal component analysis (PCA) find components that maximize the variance
within a set of variables, PLS regression finds components in the independent
variables based on the criteria of maximizing the amount of variance accounted
for in both dependent and independent variables. For each behavioral category
(i.e., mood/drug effects, motor, and cognitive performance), the goal of the PLS
regression analysis was to find a linear combination of ROI FCDs (component
scores) that maximizes the amount of variance accounted for in the included
behavioral tests as well as ROI FCDs. The number of components selected from ROI
FCDs was limited to 1 for each behavioral category. For significance testing of
the contribution of each ROI FCD to component scores, a permutation approach was
used (N = 100000) to extract the null distribution of
component loadings. All the p-values for PLS regression
analysis are reported for a two-tailed test (i.e., considering positive and
negative loadings).
Results
Behavioral
There was a main effect of Group (Supp. Table 1, p
< 0.05, Bonferroni) for self-reports of irritability (HD >
NM), restlessness (HD > NM), and alcohol desire (HD > NM). There were also
main effects of Group (Supp.
Table 1, p < 0.05, Bonferroni) in all cognitive
measures, with HD showing lower performance relative to NM on Stroop, Symbol
Digit Modalities test and Word Association tests. There was a main effect of
Alcohol (Supp. Table 2,
p < 0.05, Bonferroni) for self-reports of sedated (ALC
> PLC), dizzy (ALC > PLC), high (ALC > PLC), pleasant (ALC > PLC),
and intoxication (ALC > PLC). Alcohol also reduced performance on tests of
motor coordination and balance (Supp. Table 2, p
< 0.05, Bonferroni). In addition, acute alcohol affected
cognitive performance, decreasing scores on Stroop, Symbol Digit Modalities test
and Word Association tests. No behavioral measure showed a significant
interaction between Group and Alcohol factors (Supp. Table 3, p
> 0.05).
lFCD
Consistent with our prior findings,[32] the spatial distribution of average lFCD across all
subjects for PLC revealed main hubs within the posterior cingulate, ventral
precuneus, inferior parietal cortex, cuneus, anterior PFC, and cerebellum (Supp. Fig. 1). The
flexible factorial analysis revealed a main effect of Group (HD vs. NM) showing
decreased connectivity in HD within the PFC, calcarine, posterior cingulate,
precuneus, and thalamus, and increased connectivity in cerebellum, (Fig. 1a–b;
pFWE < 0.05, Table 1). The thalamus cluster included the medial dorsal nucleus
(MDN) and ventral lateral nucleus (VLN) with the statistical peak located at the
MDN (pFWE < 0.05). There was a main effect of
Alcohol within the thalamus (Table 1;
Fig. 1c;
pFWE < 0.05), wherein alcohol intoxication
increased thalamus lFCD relative to PLC (pFWE <
0.05). Similar to the effect of Group, the thalamic nuclei included MDN and VLN,
and the statistical peak was located at the VLN. Average lFCD for each group and
condition for the ROIs, showing significant Group and Alcohol effects
(pFWE < 0.05), are summarized in Fig. 2. For whole brain lFCD, there were no
significant main effects of Group (p = 0.593) or
Alcohol (p = 0.183), or a significant interaction
effect (p = 0.183) (Supp. Table 4). The Thalamus (MDN)
ROI corroborated a significant effect of Alcohol (ALC > PLC, Supp. Table 4p
< 0.0001), and Thalamus (VLN) ROI corroborated a significant effect of Group
(HD < NM, Supp. Table
4p < 0.0001).
Figure 1
Main effects of Group and Alcohol for local functional connectivity density
(lFCD). a) Left (L) and right (R) views of the effect of Group (Heavy Drinkers
(HD) < Normal Controls (NM); pFWE < 0.05)
superimposed on lateral and medial views of the cerebral surface. b) Posterior
(P) and anterior (A) views of the effect of Group (HD > NM;
pFWE < 0.05) only in the cerebellum. c) Main
effect of Alcohol for lFCD. Left (L) and right (R) views of the effect of
Alcohol within the Thalamus ventral lateral nucleus (VLN) cluster (Alcohol (ALC)
> Placebo (PLC); pFWE < 0.05).
Table 1
Main effects of Group and Alcohol for lFCD (cluster size corrected,
pFWE < 0.05). All coordinates are in MNI
space (voxel size = 3 mm isotropic).
ROI name and additional region(s)
Direction
Brodmann area(s)
Cluster size
Peak coordinates (x, y,
z)mm
Peak t-value
Calcarine
Middle Occipital
Gyrus
HD < NM
18, 19, 30, 39
377
−15
−63
3
5.42
Middle Temporal
Gyrus (left)
Posterior
Cingulate
Cerebellum
Crus I &
II
HD > NM
-
1574
39
−57
−39
19.32
Tonsil
PFC
Middle Frontal
Gyrus
HD < NM
10
87
−18
66
6
3.77
Superior Frontal
Gyrus
Posterior Cingulate
HD < NM
23
124
0
−15
24
6.93
Precuneus
HD < NM
7, 31
103
−3
−39
45
6.57
Thalamus
(MDN)
Medial Dorsal
Nucleus
HD < NM
-
295
6
−15
3
6.07
Midbrain
Ventral Lateral
Nucleus
Thalamus
(VLN)
Medial Dorsal
Nucleus (MDN)
ALC > PLC
-
113
12
−12
9
4.58
Lentiform
Nucleus
Ventral Lateral
Nucleus (VLN)
Figure 2
Effects of Group and Alcohol on local functional connectivity density (lFCD)
ROIs. Group average lFCD of the voxels showing main effects of Group
(a–e, g) and Alcohol (f) as well as the whole brain (h). The error bars
show group standard deviations.
gFCD
Consistent with our prior findings[60] the spatial distribution of average lFCD across all
subjects for PLC revealed main hubs within visual cortex, postcentral gyrus,
precuneus, inferior parietal cortex, temporal lobe, and cerebellum (Supp. Fig. 2). For gFCD,
the effects of Group overlapped with those of lFCD but were limited to a smaller
set of regions (Table 2; Fig. 3). Specifically, gFCD was lower within calcarine
and thalamus and higher within cerebellum in HD relative to NM
(pFWE < 0.05). Similar to lFCD, there was a
main effect of Alcohol for gFCD within thalamus (Table 2; Fig. 3;
pFWE < 0.05), including MDN and VLN nuclei,
and midbrain with a statistical peak located at VLN, showing increased gFCD
during alcohol intoxication. Average gFCD for each group and condition for ROIs
showing significant Group and Alcohol effects are summarized in Fig. 4. For whole brain gFCD there were no significant
main effects of Group (p = 0.760) or Alcohol
(p = 0.334), or a significant interaction effect
(p = 0.102) (Supp. Table 4). The 10 FCD ROIs
showing significant Group or Alcohol effects (pFWE
< 0.05; 7 from the lFCD and 3 from gFCD results) were used for the analyses
of associations between behavior and brain connectivity (see Table 3 for the list of FCD ROIs).
Table 2
Main effects of Group and Alcohol for gFCD (cluster size corrected,
pFWE < 0.05). All coordinates are in MNI
space (voxel size = 3 mm isotropic).
ROI name and additional region(s)
Direction
Brodmann area(s)
Cluster size
Peak coordinates (x, y,
z)mm
Peak t-value
Calcarine
Cuneus
HD < NM
30, 18
107
6
−60
3
5.44
Lingual
Gyrus
Posterior
Cingulate
Cerebellum
Crus I &
II
HD > NM
-
998
45
−63
36
7.11
Declive
Thalamus
(VLN)
Medial Dorsal
Nucleus (MDN)
ALC > PLC
-
141
9
−9
3
4.27
Midbrain
Ventral Lateral
Nucleus (VLN)
Figure 3
Main effect of Group and Alcohol for global functional connectivity density
(gFCD). a) Left (L) and right (R) views of the effect of Group in Calcarine (HD
< NM; pFWE < 0.05) superimposed on lateral and
medial views of the cerebral surface. b) Posterior (P) and anterior (A) views of
the effect of group (HD > NM; pFWE < 0.05)
only in the cerebellum. c) Main effect of alcohol for gFCD. Left (L) and right
(R) views of the effect of Alcohol within the thalamus (ALC > PLC;
pFWE < 0.05).
Figure 4
Effects of Group and Alcohol on global functional connectivity density (gFCD)
ROIs. Group average gFCD of the voxels showing main effects of Group (a, c) and
Alcohol (b) as well as the whole brain (d). The error bars show group standard
deviation.
Table 3
List of 10 functional ROIs showing significant effects of Group and Alcohol for
lFCD or gFCD (cluster size corrected, pFWE <
0.05), as well as 18 behavioral tasks showing significant effects of Group or
Alcohol (pFWE < 0.05, Bonferroni).
Functional ROIs
Significant Behavioral
Tasks
lFCD
gFCD
Mood/Drug Effects
Motor
Cognitive
Calcarine
Calcarine
Sedated
Gait
(errors)
Stroop
(Neutral)
Cerebellum
Cerebellum
Irritable
One Leg
(errors)
Stroop
(Congruent)
PFC
Thalamus
(VLN)
Dizzy
Romberg
(time)
Stroop
(Incongruent)
Posterior
Cingulate
High
Romberg
(errors)
SDMT
Precuneus
Pleasant
Rhythm
(errors)
Word
Association
Thalamus
(MDN)
Alcohol
Desire
Thalamus
(VLN)
Intoxicated
Restless
Between-Subject Correlations in FCD
We ran an additional analysis to examine the correlation structure
across subjects between the 10 FCD ROIs with significant main effects of Group
or Alcohol for lFCD or gFCD indices (see Table
3). The results are summarized for each group and condition in Fig. 5. Below diagonal elements show pairwise
correlations between ROIs while controlling for gender and smoking. Above
diagonal elements show pairwise partial correlations between ROIs while
controlling for effect of other ROIs as well as gender and smoking. Overall
alcohol reduced the association between ROI FCDs in both groups (see Supp. Results). We
performed a two-way repeated measures ANOVA to assess effects of Group and
Alcohol on the distribution mean of 45 Fisher’s
z-transformed below-diagonal correlations (that is, pairwise
correlations between 10 ROI FCDs; Figures
6a–d). There was a significant main effect of Alcohol
(MPLC = 0.38;
SDPLC = 0.36;
MALC = 0.28,
SDALC = 0.45; F(1, 44)
= 19.76, p = 0.03) but no significant effect of
Group or interaction between Alcohol and Group factors (p >
0.05). A similar analysis on the above diagonal elements (partial correlations,
Fig. 6a–d) did not show any
significant Group, Alcohol, or interaction effects (p >
0.05). We also assessed the significance of changes in specific correlation
coefficients between PLC and ALC conditions for each group (Fig. 5e–f). In HD, the most pronounced changes
were increases and decreases of correlations between Thalamus (VLN) gFCD and the
rest of ROIs (Cerebellum, Precuneus, Thalamus (MDN) and Thalamus (VLN) lFCDs,
p < 0.005; Fig.
5f), whereas in NM Calcarine gFCD correlations underwent most changes
between PLC and ALC conditions (Cerebellum lFCD and Thalamus (VLN) gFCD,
p < 0.005; Fig. 5e
and Supp. Results).
Figure 5
Between-subject correlation matrix (10 × 10) between 7 local functional
connectivity density (lFCD) and 3 global functional connectivity density (gFCD)
ROIs across subjects in (a) normal controls (NM) in placebo (PLC) condition, (b)
heavy drinkers (HD) in PLC condition, (c) NM in alcohol (ALC) condition and (d)
HD in ALC condition. Full correlations (controlling for gender and smoking) are
shown below diagonal (black line) and partial correlations (removing effect of
other ROIs and controlling for gender and smoking) are shown above diagonal..
The colorbars in (a–d) indicate that positive correlations are shown in
red-yellow and negative correlations are shown in blue-green. The
z-score of the change in correlation are depicted in (e)
for NM and (f) for HD. The colorbars in (e–f) indicate that positive
changes (indexed by z-scores) are shown in red-yellow and
negative correlations are shown in blue-green.
Figure 6
Neurocognitive coupling analysis on local functional connectivity density (lFCD)
and global functional connectivity density (gFCD) ROIs. (a–b) 10-bin
histogram of z-transformed correlations between the 18
behavioral measures showing main effects of Group or Alcohol and the 10 ROI FCDs
showing main effects of Group or Alcohol in normal controls (NM) (a) and heavy
drinkers (HD) (b) in placebo (PLC) condition (blue) and alcohol (ALC) condition
(red) as well as normal fits to the corresponding histograms in dark red and
dark blue. (c–h) Matrices of p-values estimated from a
permutation test on the PLS regression component loadings, showing the strength
of association between each ROI FCD and a behavioral category for NM in PLC (c),
HD in PLC (d), NM in ALC (e), HD in ALC (f), NM for changes from ALC to PLC (g),
and HD for changes from ALC to PLC (h). Gray-scale bars indicate the range of
p-values (range: 0–0.1) shown in (c–h).
Neurocognitive Coupling
We estimated Pearson’s correlation coefficients between
performance on the 18 behavioral tasks with significant Group or Alcohol effects
(Table 3) and FCD of the 10 ROIs with
significant Group or Alcohol effects (Table
3), for each group and condition (Supp. Tables 5–8), as well
as correlations between alcohol-induced changes in ROI FCDs and changes in
behavioral performance in each group (Supp. Tables 9–10). A
two-way repeated measures ANOVA on the Fisher’s
z-transformed correlations presented in Supp. Tables 5–8, showed
(Fig. 6a–b) a significant main
effect of Alcohol (F(1, 179) = 19.76;
p < 0.0001) and a significant interaction between
Alcohol and Group on the neurocognitive coupling (F(1, 179)
= 5.32; p = 0.022). However, the effect of
Group was not significant (F(1, 179) = 0.68;
p = 0.41). The results indicated that ALC relative
to PLC reduced the neurocognitive coupling in both groups
(MPLC = 0.09,
SDPLC = 0.31;
MALC = 0.01,
SDALC = 0.28). The interaction effect
indicated that relative to PLC, the reduction in neurocognitive coupling after
alcohol was more pronounced in HD (MPLC =
0.12, SDPLC = 0.36,
MALC = −0.01,
SDALC = 0.23; Fig. 6b) than in NM (MPLC
= 0.06, SDPLC = 0.26,
MALC = 0.01,
SDALC = 0.22; Fig. 6a). Similar neurocognitive coupling results with
a significant effect of Alcohol and a significant Group and Alcohol interaction
were obtained (see Supp. Fig.
3), when we used 4 a priori ROIs with known sensitivity to acute or
chronic alcohol effects.[3, 35–39]
Associations between Behavior and FCD
PLS regressions (see Methods) showed that in NM in PLC condition (Fig. 6c), ROI FCDs accounted for 7%,
23%, and 5% of variance in mood/drug effects, motor, and
cognitive tasks, respectively. For the mood/drug factor, Calcarine lFCD
(p = 0.04), Cerebellum lFCD (p
= 0.02), and Cerebellum gFCD (p = 0.03); for
the motor factor, Cerebellum lFCD (p = 0.005),
Cerebellum gFCD (p = 0.01), and Thalamus (MDN) lFCD
(p = 0.04); and for the cognitive factor, Posterior
Cingulate lFCD (p = 0.03) and Thalamus (MDN) lFCD
(p = 0.02) significantly contributed to predicting
individual differences.In NM in ALC condition (Fig. 6e),
ROI FCDs accounted for 10%, 11%, and 17% of variance in
mood/drug effects, motor, and cognitive tasks, respectively. For the mood/drug
factor, Calcarine lFCD (p = 0.02), Posterior Cingulate
lFCD (p = 0.002), and Thalamus (MDN) lFCD
(p = 0.06); for the motor factor, Thalamus (MDN)
lFCD (p = 0.002) and Thalamus (VLN) lFCD
(p = 0.02); and for the cognitive factor, Calcarine
gFCD (p = 0.05) significantly contributed to predicting
individual differences.In HD in PLC condition (Fig. 6d),
ROIs FCDs accounted for 13%, 25%, and 26% of variance in
mood/drug effects, motor, and cognitive tasks, respectively. For the mood/drug
factor, Thalamus (MDN) lFCD (p = 0.03); for the motor
factor, Cerebellum lFCD (p = 0.002) and Cerebellum gFCD
(p = 0.005); and for the cognitive factor, PFC lFCD
(p = 0.05), Calcarine gFCD (p
= 0.05), Cerebellum gFCD (p = 0.02), and
Thalamus (VLN) gFCD (p = 0.04) significantly
contributed to predicting individual differences.In HD in ALC condition (Fig. 6f),
ROIs FCDs accounted for 16%, 22%, and 32% of variance in
mood/drug effects, motor, and cognitive tasks, respectively. For the mood/drug
factor, Calcarine lFCD (p = 0.05); for the motor
factor, Cerebellum lFCD (p = 0.05) and PFC lFCD
(p = 0.03); and for the cognitive factor Cerebellum
gFCD (p = 0.05) significantly contributed to predicting
individual differences.In NM, PLS regression of alcohol-induced changes (i.e., ALC-PLC) in
behavioral scores on changes in ROI FCDs showed that changes in ROI FCDs
accounted for 9%, 15%, and 10% of variance in mood/drug
effects, motor, and cognitive score changes, respectively (Fig. 6g). Alcohol-induced changes in the mood/drug
factor were associated with changes in Thalamus (VLN) lFCD (p
= 0.04) and Thalamus (VLN) gFCD (p = 0.06);
changes in motor factor were associated with changes in Cerebellum gFCD
(p = 0.03); and changes in cognitive factor were
associated with changes in Calcarine gFCD (p < 0.001) and
Thalamus (VLN) gFCD (p = 0.03). In HD (Fig. 6h), changes in ROI FCDs accounted for
9%, 14%, and 36% of variance in mood/drug effects,
motor, and cognitive score changes, respectively. Changes in the mood/drug
factor were associated with changes in Thalamus (VLN) lFCD (p
= 0.04) and Thalamus (VLN) gFCD (p = 0.01);
changes in motor factor were associated with changes in Thalamus (MDN) lFCD
(p = 0.06); and changes in cognitive factor were
associate with changes in Precuneus lFCD (p =
0.02).
Discussion
Here we document significant regional effects of acute and chronic alcohol
use on FCD indices that were associated with changes in mood/drug effects, motor,
and cognitive measures. We found effects of both Group and Alcohol on the thalamus
(see Tables 1–2), which included the ventral lateral (VLN) and medial
dorsal (MDN) nuclei. The VLN receives inputs from cerebellum and interacts with
motor-related cortical areas,[63]
whereas the MDN is mostly associated with the prefrontal cortex and has been
implicated in memory, attention, mood, and reward.[64, 65]
In both groups, alcohol-induced changes in thalamus FCDs were associated with
changes in mood/drug effects (Fig.
6g–h), which is consistent with the known functional role of MDN. The
thalamus lFCDs also contributed to predicting motor performance in both PLC and ALC
conditions in NM (p < 0.05, Fig.
6c–d). In HD, it was the changes in motor performance from PLC to
ALC that were associated with changes in Thalamus (MDN) lFCD (p
= 0.06, Fig. 6h). The effect of
thalamus connectivity on motor function in NM (both PLC and ALC conditions) is
consistent with the contribution of VLN (the thalamus nuclei relaying motor
information to the cortex) in motor performance, but in HD, the association between
alcohol-induced decline in motor performance and changes in thalamus connectivity
(particularly VLN) might reflect unsuccessful compensatory activity in the thalamus
(Fig. 6e). In contrast, in NM, decline in
motor performance from PLC to ALC was associated with changes in cerebellum
connectivity (p = 0.03; Fig.
6e). These findings indicate that different parts of the
cerebellar-thalamic circuit contribute to alcohol-induced changes in motor
performance in NM versus HD.Findings of increased connectivity in thalamus during intoxication could
explain why the thalamus is one of the least sensitive regions to the decreases in
glucose metabolism triggered by acute alcohol,[13, 17] wherein
alcohol-induced increases in thalamic connectivity lead to increases in metabolic
needs. The sensitivity of the thalamus to acute alcohol is also consistent with
prior findings showing high uptake of alcohol in the thalamus of non-human
primates.[66] The thalamic
nuclei that were affected by alcohol namely the VLN and MDN are nuclei that receive
direct projection from DA neurons in VTA[67, 68] and hence their
activation might reflect alcohol induced dopaminergic signaling. In fact we had
previously shown that DA increases triggered by methylphenidate (MP) were associated
with metabolic changes in the thalamus, which were significantly increased in
controls but not in alcoholics.[69]
Our findings also showed that acute alcohol significantly increased global
connectivity in the midbrain as a part of a gFCD cluster centered at the thalamus
(Table 2), which is where DA neurons are
located.[70] This effect is
consistent with the influence of alcohol on DA signaling.[71] Though the extent of influence of
alcohol-induced vasodilation on resting connectivity is not understood, we did not
find significant voxel-wise effects of acute alcohol in regions with pronounced
alcohol-induced vasodilation such as frontal and temporal cortices.[3, 6–9]We also found significant effects of chronic alcohol on the thalamus (Table 1, Fig.
2), which showed significantly higher connectivity in NM than HD.
Additionally, NM had higher connectivity in calcarine (visual cortex), PFC,
posterior cingulate, and precuneus, whereas HD had higher connectivity in cerebellum
than NM. Both groups in PLC showed a positive association between cognitive
performance and higher thalamic connectivity (Fig.
6, Supp. Table
5&7). However, in NM, alcohol-induced declines in cognitive
performance (which included tests of inhibitory control, executive function, and
visuospatial attention) were associated with increases in connectivity in Thalamus
(VLN) gFCD and Calcarine gFCD (Fig. 6g, Supp. Table 9). In contrast,
alcohol-induced increases in precuneus connectivity (Supp. Table 4) were associated with
changes in cognitive performance in HD, suggesting that connectivity increases in
precuneus might play a compensatory role for higher cognitive abilities (Supp. Table 10).The cerebellum is one of the most sensitive brain regions to the deleterious
effects of chronic alcohol.[72] Thus
higher FCD in cerebellum in HD might reflect compensation to overcome impairments
associated with repeated alcohol use. In fact, PLS regression showed that in both
groups Cerebellum FCDs were the most significant predictors of motor function
(p < 0.01; Fig.
6c–d) in the PLC condition. However, only in HD higher cerebellum
FCD predicted better cognitive performance in both PLC and ALC conditions (Fig. 6d&f, Supp. Table 8). Yet, higher cerebellum
FCDs in both groups were associated with more motor errors but faster time on task,
indicating a speed-accuracy trade-off (Supp. Tables 5&7). The results
suggest that higher cerebellum FCD might be a compensatory response, but only for
cognitive performance (e.g., conflict resolution and inhibition) in HD.In HD we identified two categories of changes in FCD: decreases in cortical
and thalamic FCD and increases in cerebellar FCD. This group also showed markedly
lower performance in a range of cognitive tasks. PLS regression showed that a large
range of ROI FCDs contribute to cognitive performance in this group in PLC (Fig. 6c). Furthermore, higher connectivity in
these regions was positively correlated with task performance (Supp. Table 7), leading to the
conclusion that the lower the connectivity in these ROIs, the lower the cognitive
performance in HD. Though there was no group difference in motor function between HD
and NM, PLS regression showed significant cerebellar contribution in motor
performance in HD (Fig. 6c), suggesting a
compensatory role of increased cerebellar FCD in HD.Acute and chronic alcohol exposure provide unique opportunities and
challenges to study the association between human behavior and brain function. Acute
and chronic alcohol consumption affect a wide range of mood, motor, and cognitive
measures.[2, 73–75] Alcohol affects neuronal activity,[51] but also indirect measures of neuronal
activity. Increases in CBF through vasodilation and deceases in glucose metabolism
through metabolizing acetate are of examples of effects of alcohol on indirect
measures of brain activity.[13, 17, 19, 76, 77] Because of the high sensitivity of CBF and
CMRglc to non-neuronal alcohol-induced effects, here we used an alternative index of
resting brain activity, i.e., resting functional connectivity density (FCD), to
index slow-rate synchronous neuronal rhythms within (lFCD) and between (gFCD) brain
regions. Prior research has shown that that FCD accounts for a large proportion of
glucose demand of resting brain activity.[33, 34] Furthermore,
there is evidence that resting-state connectivity is more sensitive to the effects
of alcohol intoxication on neuronal activity relative to CBF measures.[26, 78] Our results show that neither acute nor chronic alcohol
affect FCD indices in the whole brain (Supp. Table 4). This is in contrast to
CMRglc[11, 13] and CBF[6, 79–81] findings that show significant brain-wide
changes with acute alcohol and in alcoholics. Our results support the position that
FCD indices are not primarily affected by alcohol-induced vasodilation nor by
alterations in energy substrates of brain metabolism.Overall, alcohol reduced the association between individual differences in
ROI FCDs in both groups (p = 0.03). It also reduced the
neurocognitive coupling between behavior and ROI FCDs in both groups
(p < 0.0001) but more so in HD (p =
0.02). Similar effects were found when using a priori ROIs (Supp. Fig. 3). This indicates that
aspects of changes in brain connectivity (indexing brain activity) due to alcohol
exposure may be mediated by alcohol’s effect on the balance between
excitatory and inhibitory neurotransmitters,[51, 52] and in part
reflect the brain’s effort (regional reductions or increases in activity) to
restore this balance independently from the function of the affected regions.
Further delineation of this phenomenon will have to await future research.Future studies will be needed to assess the reproducibility of our current
findings. Particularly, on the basis of our limited sample size, we cannot make
strong inferences about the significance of the associations between FCD indices and
behavioral measures. Nonetheless, our findings show the promise of resting state
metrics as biomarkers of alcohol-related behavioral changes. Another limitation of
this study is gender imbalance between the two groups. Though we used a gender
covariate, it does not effectively account for gender imbalance (that is, there were
no females in HD) in the group contrasts, and only accounts for within group gender
differences (i.e., for NM). To alleviate the concern that the group differences
might be driven by gender imbalance[82,
83] between NM and HD, we
performed group comparisons after excluding the female participants from the NM
group. We found similar patterns of differences in lFCD (except for the posterior
cingulate cluster) and gFCD between the two groups (Supp. Fig. 4 and Supp. Fig. 5;
pFWE < 0.05, corrected for cluster size) to when
females were included (Fig. 1 and Fig. 3; pFWE <
0.05, corrected for cluster size). These findings support that gender-bias did not
primarily contribute to group differences in FCD. Though recent research suggest
that there is greater between subject variability than between gender
variability,[84] we cannot
ascertain the extent to which group differences are affected by gender imbalance.
This limits the generalizability of findings in relation to group differences.In summary we have shown that FCD indices are sensitive to regional changes
due to acute or chronic alcohol effects. We found that the MDN and VLN in the
thalamus were highly sensitive to both acute and chronic alcohol effects of alcohol,
while calcarine, cerebellum, posterior cingulate, prefrontal cortex, and precuneus
were sensitive to chronic effects of alcohol. Alcohol-induced changes in mood in
both groups were predicted by changes in thalamic connectivity, whereas changes in
motor performance were associated with the cerebellothalamic network (i.e.,
cerebellar FCD in NM and thalamic FCD in HD). A range of ROIs contributed to
predicting cognitive performance in HD, who also performed worse on a range of
cognitive tasks relative to NM. Findings indicate that lower cortical and thalamic
connectivity in HD contribute to decline in cognitive performance, presumably driven
by heavy alcohol use. In conclusion, we presented a novel attempt to link neural and
behavioral changes mediated by acute and chronic alcohol exposure that may be used
as biomarkers of transitioning from light to heavy drinking.
Authors: Daphna Joel; Zohar Berman; Ido Tavor; Nadav Wexler; Olga Gaber; Yaniv Stein; Nisan Shefi; Jared Pool; Sebastian Urchs; Daniel S Margulies; Franziskus Liem; Jürgen Hänggi; Lutz Jäncke; Yaniv Assaf Journal: Proc Natl Acad Sci U S A Date: 2015-11-30 Impact factor: 11.205
Authors: Najmeh Khalili-Mahani; Remco M W Zoethout; Christian F Beckmann; Evelinda Baerends; Marieke L de Kam; Roelof P Soeter; Albert Dahan; Mark A van Buchem; Joop M A van Gerven; Serge A R B Rombouts Journal: Hum Brain Mapp Date: 2011-03-09 Impact factor: 5.038
Authors: Lihong Jiang; Barbara Irene Gulanski; Henk M De Feyter; Stuart A Weinzimer; Brian Pittman; Elizabeth Guidone; Julia Koretski; Susan Harman; Ismene L Petrakis; John H Krystal; Graeme F Mason Journal: J Clin Invest Date: 2013-03-08 Impact factor: 14.808
Authors: Landrew Sevel; Bethany Stennett; Victor Schneider; Nicholas Bush; Sara Jo Nixon; Michael Robinson; Jeff Boissoneault Journal: Alcohol Clin Exp Res Date: 2020-06-18 Impact factor: 3.455
Authors: Vanessa L Morris; Max M Owens; Sabrina K Syan; Tashia D Petker; Lawrence H Sweet; Assaf Oshri; James MacKillop; Michael Amlung Journal: Alcohol Clin Exp Res Date: 2019-07-31 Impact factor: 3.455
Authors: Simon Zhornitsky; Sheng Zhang; Jaime S Ide; Herta H Chao; Wuyi Wang; Thang M Le; Robert F Leeman; Jinbo Bi; John H Krystal; Chiang-Shan R Li Journal: Biol Psychiatry Cogn Neurosci Neuroimaging Date: 2018-12-12
Authors: Simon Zhornitsky; Jaime S Ide; Wuyi Wang; Herta H Chao; Sheng Zhang; Sien Hu; John H Krystal; Chiang-Shan R Li Journal: Brain Connect Date: 2018-10
Authors: Evgeny J Chumin; Gregory G Grecco; Mario Dzemidzic; Hu Cheng; Peter Finn; Olaf Sporns; Sharlene D Newman; Karmen K Yoder Journal: Alcohol Clin Exp Res Date: 2019-05-06 Impact factor: 3.455
Authors: Margaret A Broadwater; Sung-Ho Lee; Yang Yu; Hongtu Zhu; Fulton T Crews; Donita L Robinson; Yen-Yu Ian Shih Journal: Addict Biol Date: 2017-07-09 Impact factor: 4.280
Authors: Mollie A Monnig; Adam J Woods; Edward Walsh; Christina M Martone; Jonah Blumenthal; Peter M Monti; Ronald A Cohen Journal: Alcohol Alcohol Date: 2019-01-09 Impact factor: 2.826