Leonid N Germanovich1, Sihyun Kim2, Alexander M Puzrin3. 1. Georgia Tech , Atlanta, GA 30332-0355, USA. 2. Georgia Tech, Atlanta, GA 30332-0355, USA; Bradley University, Peoria, IL 61625, USA. 3. ETH-Zurich , Zurich 8093, Switzerland.
Abstract
This work considers a landslide caused by the shear band that emerges along the potential slip (rupture) surface. The material above the band slides downwards, causing the band to grow along the slope. This growth may first be stable (progressive), but eventually becomes dynamic (catastrophic). The landslide body acquires a finite velocity before it separates from the substrata. The corresponding initial-boundary value problem for a dynamic shear band is formulated within the framework of Palmer & Rice's (Proc. R. Soc. Lond. A332, 527-548. (doi:10.1098/rspa.1973.0040)) approach, which is generalized to the dynamic case. We obtain the exact, closed-form solution for the band velocity and slip rate. This solution assesses when the slope fails owing to a limiting condition near the propagating tip of the shear band. Our results are applicable to both submarine and subaerial landslides of this type. It appears that neglecting dynamic (inertia) effects can lead to a significant underestimation of the slide size, and that the volumes of catastrophic slides can exceed the volumes of progressive slides by nearly a factor of 2. As examples, we consider the Gaviota and Humboldt slides offshore of California, and discuss landslides in normally consolidated sediments and sensitive clays. In particular, it is conceivable that Humboldt slide is unfinished and may still displace a large volume of sediments, which could generate a considerable tsunami. We show that in the case of submarine slides, the effect of water resistance on the shear band dynamics may frequently be limited during the slope failure stage. For a varying slope angle, we formulate a condition of slide cessation.
This work considers a landslide caused by the shear band that emerges along the potential slip (rupture) surface. The material above the band slides downwards, causing the band to grow along the slope. This growth may first be stable (progressive), but eventually becomes dynamic (catpan class="Chemical">astrophic). The landslide body acquires a finite velocity before it sepan>rates from the substrata. The corresponding initial-boundary value problem for a dynamic shear band is formulated within the framework of Palmer & pan class="Species">Rice's (Proc. R. Soc. Lond. A332, 527-548. (doi:10.1098/rspa.1973.0040)) approach, which is generalized to the dynamic case. We obtain the exact, closed-form solution for the band velocity and slip rate. This solution assesses when the slope fails owing to a limiting condition near the propagating tip of the shear band. Our results are applicable to both submarine and subaerial landslides of this type. It appears that neglecting dynamic (inertia) effects can lead to a significant underestimation of the slide size, and that the volumes of catastrophic slides can exceed the volumes of progressive slides by nearly a factor of 2. As examples, we consider the Gaviota and Humboldt slides offshore of California, and discuss landslides in normally consolidated sediments and sensitive clays. In particular, it is conceivable that Humboldt slide is unfinished and may still displace a large volume of sediments, which could generate a considerable tsunami. We show that in the case of submarine slides, the effect of water resistance on the shear band dynamics may frequently be limited during the slope failure stage. For a varying slope angle, we formulate a condition of slide cessation.
Entities:
Keywords:
Gaviota and Humboldt slides; dynamic rupture; landslide; shear band; slip surface; submarine and subaerial slides
The term ‘landslide’ refers to a broad range of processes that result in gravity-pan class="Chemical">assisted, downslope movement of slope-forming materials. Landslide occurrence, morphology, distribution, scale and consequences have been discussed in detail [1-8]. This work considers slides caused by a shear band that develops below the sliding mpan class="Chemical">ass along the potential slip (rupture) surface in long slopes [1,5,9,10]. Within the band, the shear strength drops owing to the softening behaviour of the particulate material (e.g. [5] and references herein). The sediment above this weakened zone moves downwards, causing the shear band to propagate and create the rupture surface. When the shear band reaches a sufficiently large size, the propagation becomes dynamic (fast) [1,11], which produces a finite slide velocity already before the slide separates from the substrata and moves downslope (figure 1).
Figure 1.
Bathymetry (inset) and seismic profile (along the white line in the inset) images of the Gaviota slide (34°22′ N, 120°06′ W) in the Santa Barbara basin (modified from [12,13]). The slope (‘headscarp’) crack (indicated by arrows, spaced by ≈2.5 km, in the inset) is interpreted as the site of slide initiation owing to the shear surface that starts at the crack and develops downhill subparallel to the slope surface [13].
Bathymetry (inset) and seismic profile (along the white line in the inset) images of the pan class="Chemical">Gaviota slide (34°22′ N, 120°06′ W) in the Santa Barbara bpan class="Chemical">asin (modified from [12,13]). The slope (‘headscarp’) crack (indicated by arrows, spaced by ≈2.5 km, in the inset) is interpreted as the site of slide initiation owing to the shear surface that starts at the crack and develops downhill subparallel to the slope surface [13].
When the shear band begins growing dynamically, the induced wave propagates in the overlaying layer away from the band tip and unloads the layer near the tip. Hence, the failure in the dynamic cpan class="Chemical">ase is expected to take place for a larger band length than in the static cpan class="Chemical">ase. Therefore, the static approach can result in an underestimation of the displaced volume. Underestimating the displaced volume and initial velocity of the slide body could, in turn, result in underestimating the slide damage and tsunami potentials. Thus, it is important to evaluate the dimensions and velocities of a landslide body and the corresponding shear band.
The analysis in this work is bpan class="Chemical">ased on the energy balance approach of Palmer & pan class="Species">Rice [1], which is the basis for understanding the progressive (quasi-stable) shear band growth in natural slopes [9,10,13-22]. For a shear band to propagate, the energy surplus produced in the body during an incremental propagation must exceed the energy required for this propagation. The analysis of the band propagation in a submerged slope, consisting of normally consolidated clays, has shown that a relatively short initial weakness zone [23,24] or progressively propagating shear band [19] is sufficient to cause a full-scale landslide [10,15].
Within the framework of Palmer & pan class="Species">Rice's [1] approach, we formulate an initial-boundary value problem for a dynamic shear band propagating along the slope. We obtain the exact, closed-form solution for the band and landslide velocities pan class="Chemical">as well as for the spatial and temporal distributions of strain and slip rate. This solution assesses when the slope fails owing to a limiting condition (e.g. passive failure) near the propagating tip of the shear band. Our results are applicable to both submarine and subaerial landslides of this type. The dynamic version of Palmer & Rice's [1] model of slip surfaces in overconsolidated sediments is a particular case of our formulation.
In this work, the terms ‘rupture surface’ and ‘slip surface’ are synonymous to the bpan class="Chemical">asal detachment boundary created by shear band growth. In addition, the terms ‘shear band’ and ‘rupture’ are synonymous to ‘mode II pan class="Chemical">crack’ or ‘in-plane shear fracture’. The term ‘progressive’ is used as the opposite to ‘instantaneous’ or ‘catastrophic’ and without regard to the direction of band growth (upslope or downslope). Progressive growth is quasi-stable [5,19] in contrast with the catastrophic growth when dynamic (inertia) effects are important.
Conceptually, a slide develops from the qupan class="Chemical">asi-equilibrium state of the slope material and involves ‘failure’ and ‘post-failure’ stages [3,25]. During the failure stage, a continuous rupture surface develops in the slope. This stage ends with ‘(global) pan class="Disease">slope failure’, when the sliding body is separated from the underlying sediment. The separated body moves outward and downhill during the post-failure stage (figure 1). This work considers the dynamic phase of shear band growth during the failure stage. As an example, we analyse the Gaviota (figure 1) and Humboldt slides, and discuss landslides in normally consolidated sediments and sensitive clays.
Shear band in an infinite slope
One-dimensional model
Landslides may develop by the shear band propagating in upslope or downslope directions (or both) [16,26]. Consider a shear band of length l at depth h, parallel to the surface of the infinite slope [19], which is inclined at angle α to the horizontal (figure 2). The band propagates down the slope and parallel to the slope surface. Upslope propagation is discussed in §8a. The nomenclature of symbols is given in the electronic supplementary material, appendix A.
Figure 2.
Shear band in an infinite slope. The slab above the slip surface is already deformed during the stable (progressive) stage of the band growth, whereas the sliding velocity appears in the dynamic stage that begins at t=0.
Shear band in an infinite slope. The slab above the slip surface is already deformed during the stable (progressive) stage of the band growth, wherepan class="Chemical">as the sliding velocity appears in the dynamic stage that begins at t=0.
Various mechanisms such pan class="Chemical">as earthquake-triggered liquefaction [27], pan class="Chemical">methane-hydrate decomposition [8,28,29], excess pore pressure (i.e. pressure above hydrostatic) induced by rapid sedimentation [3,11] and local fluid fluxes [11,30] may cause the initial weak zone [23,24]. The landslide evolution, therefore, may be rather complex. In this work, we simply assume that the dynamic (catastrophic) growth of the shear band is preceded by the quasi-stable (progressive) growth until the band size reaches some critical length, l0. After that, the shear band propagates dynamically along the slope (figure 2), which eventually leads to the slope failure [10,14-16,18,19]. The initial weak zone does not need to be of the observed landslide length, lf, which may be as large as of the order of 102 km [31]. It is sufficient, instead, that the initial zone reaches the critical length, l0, which is smaller (possibly, much smaller) than lf. In the dynamic analysis, l0 is the initial length of the shear band, which is defined based on the static analysis using the energy balance condition.
We also pan class="Chemical">assume that l≫h≫ω, where ω is the size of the process zone (figure 2) at the band tip, x=l(t), where t is time. Within this small zone, the shear resistance, τ, of the material gradually decrepan class="Chemical">ases from the peak, τp, to the residual, τr, value as a function of the relative slip displacement, δ [1]. Everywhere else in the band, the shear resistance is τr. At the tip, x=l+ω, of the process zone, the shear resistance is equal to the peak value, τp. The downhill component, τg, of the gravitational stress is the driving force that causes the material above the band to move downwards. This makes the band propagate along the slope (figure 2), until the slope fails (§5). If the band grows in a submerged slope, then the slope surface above the band slides downward and mobilizes the water resistance, τw, on the seafloor (figure 2).
Conditions l≫ω and h≫ω represent the pan class="Chemical">asymptote of the small-scale yielding. The slab above the shear band is considered thin when l≫h. These conditions are relaxed by Viesca & pan class="Species">Rice [11], who studied slip surface nucleation and growth driven by locally elevated pore pressure. Condition h≫ω is also relaxed by Puzrin & Germanovich [10] for a quasi-static shear band propagating both upslope and downslope. In this work, we keep these conditions to simplify the treatment of the dynamic shear band.
Consider the thickness-averaged values [1],
of the total longitudinal stress, σ, displacement, u and pore pressure, P. Here, (x,y) is the coordinate set with x being the coordinate along the slope (figure 2). We pan class="Chemical">assume that during the relatively short time of the shear band growth, the deformation is undrained at the scale of the thickness of the sliding layer. In general, diffusion at the scales of the band process zone and band thicknesses may or may not be neglected, which affects the sediment strength at these scales. pan class="Chemical">As u on the lower band side is negligible [1,32-34] (at least sufficiently far from the tip zone), the thickness-averaged displacement, u, in (2.1) represents the relative slip between the band sides.
Before the shear band appears, the thickness-averaged effective stress in the intact slope is σ0+p=−p0 (p0>0). Because p0 typically does not significantly change along a long, mild slope, the slope can be approximated by an infinite slope with constant p0 [1]. Hereafter, compressive stresses are negative, and displacements and strains are mepan class="Chemical">asured with respect to the undeformed state in the infinite slope with homogeneous, longitudinal effective stress, p0 (figure 2). Pore pressure P(x,y) in the infinite slope is considered hydrostatic (although it may also include excess pressure ΔP(y)).
Both submarine and subaerial landslides tend to show a combination of brittle-like pan class="Disease">fractures and pan class="Disease">plastic deformation (such as creep). These features, however, develop at distinctly different time scales. In this paper, we are concerned with a relatively small, incrementally elastic, undrained deformation of the sliding body at a relatively short timescale of shear band growth. Accordingly, the sediment behaviour in the sliding layer is described, in plane strain, by
where E=2G/(1−νu),G is the shear modulus, νu is the undrained Poisson ratio and p is the thickness-averaged pore pressure prior to the shear band appearance.
Dynamic motion
Governing equations can now be formulated in terms of the thickness-averaged quantities (2.1). The momentum balance condition results in a wave equation
where c=(E/ρ0)1/2 is the speed of the longitudinal, plain–strain elpan class="Chemical">astic waves in the one-dimensional layer sliding above the shear band (figure 2), ρ0 is the bulk material density (which accounts for both solid matrix and pore fluid), T=τ*/E>0 is the normalized, distributed, longitudinal load and
is the combined gravitational, τg=ρ0ghsinα, buoyant, τb=ρwghsinα, frictional, τr=μ(ρ0−ρw)ghcosα and viscous (for submerged slopes), τw, loads in the slope direction (figure 2). The pan class="Chemical">water density, ρw, is the same in the porous space and in the water column.
The initial conditions are
where the thickness-averaged displacement u(x) is accumulated before the band begins propagating dynamically. The slide (slope) is initially at rest (qupan class="Chemical">asi-stable equilibrium), but hpan class="Chemical">as already moved during the progressive (yet relatively fast to be undrained) stage of the deformation process.
Condition u(l(t),t)=0 (t>0) at the tip, x=l(t), of the propagating shear band can be written pan class="Chemical">as [32,33]
where v=dl/dt is the velocity of the band tip. Because the model developed here is bpan class="Chemical">ased on the small strain assumption, |∂u/∂x|≪1, (2.6) implies that ∂u(l,t)/∂tAt the top end, x=0, of the sliding slab (figure 2), the sediment pan class="Disease">undergoes active failure [6,19] characterized by the active stress, p. Per (2.2), the corresponding effective stress σ+p=−p (p=const.) at x=0 can be expressed pan class="Chemical">as a boundary condition in terms of strains
where γ=(p0−p)/E. Typically, pAlternatively, in a sediment with sufficient cohesion, a tensile pan class="Chemical">crack may develop at x=0 connecting the shear band with the slope surface. pan class="Chemical">As the water fills the crack (in the case of a submerged slope), the slide body becomes loaded by the hydrostatic pressure, p, which is the same in the crack and in the sediment near the crack walls. We denote the corresponding zero effective stress at x=0 also by p (p=0).
Hence, in either cpan class="Chemical">ase, p0. In some highly overconsolidated sediments (and rocks), γ may become negative. Yet, it is more likely that γ≥0; particularly, for submarine slopes that are typically composed of normally consolidated or lightly overconsolidated sediments. Therefore, we further consider γ≥0. The developed model, however, is also applicable to the cpan class="Chemical">ase of negative γ if |γ|<γ0, where γ0 is the initial tip strain magnitude (defined in §2c), at the onset of dynamic growth.
Energy balance
In conditions of small-scale yielding, the shear band propagation is controlled by the energy balance at the band tip. For a dynamically propagating band, the energy relepan class="Chemical">ase rate, J, is balanced by the rate, J, of the energy dissipan>tion at the band tip. Quantity J can be interpreted pan class="Chemical">as the ‘apparent’ surface energy for a growing band. It is assumed constant, although in the landslide context, this is not necessarily the case even for small-scale yielding as different weakening mechanisms may take place during the band growth. As noted by Viesca & Rice [11], for example, rapid slip may result in shear heating, which, in turn, may cause thermal pressurization or material decomposition to occur in a sediment [35-37]. The specific nature of the energy dissipation is not important for the model developed in this work, however, and condition J=J at the propagating band tip, x=l(t), rewrites as [32,33]
where γ=[2J/(hE)]1/2 is the minimal strain level at the tip of the band (when v→0), and for a meaningful solution, vWhen t=0, the initial shear band hpan class="Chemical">as a length, l0, such that at the given level, T, of the applied load, it is just about to start propagating (dynamically). This length is defined by (2.8) with v=0 and γ replaced by γ0=[2J0/(pan class="Gene">hE)]1/2, which is the strain level required at the tip for the static band to begin propagating. Here, is the surface energy for the static shear band with being the characteristic slip at the band tip [1].
Hence, at t=0, (2.8) can be replaced by
where γ(l0)<0 is the thickness-averaged, static, longitudinal strain at the end, x=l0, of the initial layer above the shear band (figure 2). This strain is defined by
which is obtained by integrating (2.3) with ∂2u/∂t2=0 and boundary condition (2.7). The layer is in a state of dynamic motion pan class="Chemical">as the shear band grows, but introducing the auxiliary function (2.10) is handy to characterize the virtual steady state (if the layer were not moving).
Because J0≠J, and, hence, γ0≠γ, comparing (2.9) and (2.8) shows that at t=+0, the band tip instantaneously acquires some finite propagation velocity, v0. Quantity
is called the ‘pan class="Disease">bluntness’ parameter [32] pan class="Chemical">as applied to open (mode I) cracks. For open fractures, J0 can be greater than J [38-40], and n>1 is also used for shear fractures [32,33]. Transition from J0 to J could be addressed, in principle, by employing more accurate friction laws that depend upon the relative slip and/or slip rate [41,42-44]. Then, the material motion and strain at the band tip would initiate from the state of rest [11,45]. Within the framework of our simplified model, this transition time from rest to dynamic motion is considered to be relatively short, and is approximated by the abrupt increase in propagation velocity from zero to some v0 or/and by the instantaneous strain change at the tip from γ(l0) to γ(l0,+0), which is to be found.
The developed model is also applicable to an alternative scenario, when γ0=γ, but the residual friction changes on the slip surface pan class="Chemical">as a result of slip (§8c). In this cpan class="Chemical">ase, the shear band accelerates rapidly, but there is no initial velocity jump (i.e. v0=0).
Initial-boundary value problem
Equations (2.3)–(2.7) can be rewritten in terms of the longitudinal strain, γ(x,t)=∂u/∂x, slip rate, η(x,t)=∂u/∂t and pan class="Disease">fracture length, l(t), pan class="Chemical">as
To close the set of equations (2.12)–(2.14), we also use an additional condition at the tip of the propagating shear band that combines (2.8) and (2.9) into
where n is given by (2.11). In this one-dimensional model, the ‘band tip’ is understood pan class="Chemical">as the end, x=l(t), of the sliding layer. The initial value l0 of l(t) is defined by (2.9) and (2.10). In §4, l0 is expressed explicitly for a pan class="Disease">particular type of dependence T(x,t).
Set (2.12) of the first-order differential equations is hyperbolic and equivalent to [46,47]
where d/dx=∂/∂x+(∂t/∂x)∂/∂t is the total derivative. Quantities do not change along the ‘characteristic’ lines dt/dx=±1/c in plane (x,t) (figure 3). Partial differential equations (2.12), therefore, are reduced to ordinary differential equations (2.16) on characteristipan class="Chemical">cs.
Figure 3.
Characteristic lines in the (x,t) plane. The discontinuity (dashed lines) and waves (thin, solid, straight lines) travel in the layer sliding above the shear band (figure 2), as the band tip, x=l(t) (bold, solid, curved lines), propagates. (a) The discontinuity, which originates at the initial tip position, x=l0, and then reflects from x=0, does not ever reach the band tip again (A1 is the infinite point in this case). (b) The discontinuity reaches the band tip at point A1, where it reflects and propagates back to x=0. (c) Two consecutive steps of the recurrence process are represented by regions ACC1A1 and A1C1C2A2. The discontinuity either initiates at point A (if l=l0, t=0; step shown in (b)) or it reflects from point A (if l>l0, t>0). Function δ− (equation (3.19)) on the characteristic line, AC, is either specified by the initial conditions (3.2) (if l=l0, t=0) or it is found during the previous recurrence step (if l>l0, t>0). This function defines all unknowns at the current recurrence step (in ACC1A1), including function δ− on A1C1. The latter function defines the solution at the next step (in A1C1C2A2).
Characteristic lines in the (x,t) plane. The discontinuity (dpan class="Chemical">ashed lines) and waves (thin, solid, straight lines) travel in the layer sliding above the shear band (figure 2), pan class="Chemical">as the band tip, x=l(t) (bold, solid, curved lines), propagates. (a) The discontinuity, which originates at the initial tip position, x=l0, and then reflects from x=0, does not ever reach the band tip again (A1 is the infinite point in this case). (b) The discontinuity reaches the band tip at point A1, where it reflects and propagates back to x=0. (c) Two consecutive steps of the recurrence process are represented by regions ACC1A1 and A1C1C2A2. The discontinuity either initiates at point A (if l=l0, t=0; step shown in (b)) or it reflects from point A (if l>l0, t>0). Function δ− (equation (3.19)) on the characteristic line, AC, is either specified by the initial conditions (3.2) (if l=l0, t=0) or it is found during the previous recurrence step (if l>l0, t>0). This function defines all unknowns at the current recurrence step (in ACC1A1), including function δ− on A1C1. The latter function defines the solution at the next step (in A1C1C2A2).
According to (2.15), at t=0, the tip strain changes from its static, γ(l0)=−γ0, to dynamic, value. In a hyperbolic system, such an instantaneous change in the boundary condition causes a discontinuity [46-48] that propagates with velocity c from the shear band tip, x=l0, towards the other boundary, x=0 (figure 2). Henceforward, term ‘discontinuity’ is reserved for this discontinuity in the thickness-averaged quantities, γ and η, rather than for the shear displacement discontinuity on the shear band itself.At time t=l0/c, the discontinuity reflects from the slide end, x=0, and propagates back towards the band tip, x=l(t). In the simplest cpan class="Chemical">ase, it does not reach the moving tip anymore (figure 3a). If it does, it reflects at the tip and propagates again towards x=0 (figure 3b). Within the framework of elpan class="Chemical">astic theory, this process can continue indefinitely, although it is also possible that the discontinuity will cease reaching the band tip after a number of reflections. Because in the physical space, the discontinuity propagates with velocity c, on plane (x, t), it moves along the ‘discontinuity characteristics’ (figure 3). In the following, we look for functions γ(x,t) and η(x,t) that are continuous and have continuous first-order derivatives in the domains between the discontinuity characteristics (e.g. between lines AC and CA1, or CA1 and A1C1, in figure 3). The values of η and γ on these characteristics are discontinuous with the jump condition [46,47]
where η± and γ± are the limits of η(x,t) and γ(x,t), respectively, obtained by approaching the discontinuity characteristics from different sides (indicated by pluses and minuses in figure 3).
pan class="Chemical">As noted above, from the physical standpoint, the appearance of the discontinuity is a result of the simplified description (2.15) of the static-to-dynamic transition of the shear band. Such discontinuities are typical for this type of models [32,33,46,49], and the obtained solutions can be repan class="Chemical">asonably acceptable if the discontinuities are not too large and do not grow with time (§§3c and 4).
Solution
Band growth velocity and slip rate
We first consider the simplest cpan class="Chemical">ase when the discontinuity emitted from the band tip, x=l0, reflects from x=0, but does not reach the band tip again (figure 3a). Integrating (2.16) along the characteristic line BP (figure 3a) results in
where γ+ (B) and η+(B) are the limits of γ(x,t) and η(x,t), respectively, when (x,t)→B from inside of ACA1 (figure 3a). To simplify notations, hereafter, f(B) means the value f(x, t) of function f in point B(x, t).
pan class="Chemical">As the discontinuity propan>gates along AC (figure 3a), γ−(B) and η−(B) on this line are simply the initial static strain and material velocity (slip rate), respectively. They are undisturbed until the discontinuity reaches x at time t=(l0−x)/c. Therefore,
and the jump condition (2.17) on the characteristic line AC becomes
pan class="Chemical">As point P(l, t) represents the propagating tip on plane (x, t), the second conditions in (2.14) and (2.15) apply. Substituting these conditions and (3.3) into (3.1), results in equation
for the band tip velocity, v=dl/dt. This equation is to be solved for l(t) using the initial condition l(0)=l0. However, pan class="Chemical">as τw in T=τ*/E=(τg−τb−τr−τw)/E depends upon slip velocity, it is not known a priori and needs to be found in the solution. Although the method of characteristics is suitable for finding τw, it turns out that in most cases, the effect of τw is insignificant at the failure stage of the slide development (e.g. §8b). Therefore, we simplify the solution by assuming hereafter that τw in (2.4) is negligible (or independent of time). Then, T(x,t)=T(x) and using (2.10), we see that δ(x,l)=γ(l) in (3.4). Hence, (3.4) rewrites as
where l=l for the arbitrary point P on the line, x=l(t), of the band tip locations (figure 3a).
Using (3.5) and solving equation dl/dt=v(l) with condition l(0)=l0, we find the arrival time
of the band tip in location x=l. This expression also gives an implicit relation for l(t). The difference between the arrival times of the discontinuity and the band tip at point x is Δt (figure 3a).For x=l, equation (2.10), can be rewritten pan class="Chemical">as
where is the average value of T(x) over the band of length, l. pan class="Chemical">As T(x)>0, it follows from (3.7) that γ(l)<0 for any l≥l0. Therefore, δ(x,l)<0 in (3.4). Similarly, as T(x)>0, integral I(l) in (3.7) increases monotonically with l and so does the function γ2(l) (as γ0>0). Initially, , so that for any l≥l0. Hence, it follows from (3.5) that 0ase of γ2(l) with l, t(l) in (3.6) also monotonically increases with l. Hence, (3.5) and (3.6) give a physically meaningful solution for the dynamic growth of the shear band.
When the discontinuity does not reach the pan class="Chemical">crack tip in physical space (figure 2), the corresponding characteristic line CA1 does not cross line x=l(t) of the tip location on the (x,t) plane (figure 3a). In this cpan class="Chemical">ase, the mathematical limit of is possible in (3.5) and (3.6), resulting in v→c as and in as . In reality, the shear band cannot become infinitely large. This issue will be addressed in §5. Until then, we formally allow l to be unbounded.
To obtain the strain, γ, and slip rate, η, at the band tip, we insert (3.5) into the second relation in (2.15) and use the second (compatibility) condition at the tip in (2.14). This gives
where, pan class="Chemical">as shown above, γ2(l) monotonically increpan class="Chemical">ases with l≥l0. Therefore, both |γ(l)| and η(l) increase as the shear band grows (η(l)>0 as γ(l)<0). Furthermore, comparing denominators in (3.5) and (3.8)) and noting that for γ<−γ(l)<1, inequality is always satisfied, we see that η(l)When t→0 and l→l0, equations (3.5) and (3.8) yield at the initial moment
where the lpan class="Chemical">ast two expressions can also be obtained from (3.11) below with t→0 and x→l0.
The strain, γ, and slip rate, η, at the arbitrary point, Q(x,t), in domain ACA1 (i.e. below CA1 in figure 3a), are found by integrating (2.16) along characteristipan class="Chemical">cs RQ and BQ. The result is
where γ(R)=γ(l) and η(R)=η(l), because point R(l, t) is located on the band tip line, x=l(t) (figure 3a). Hence, combining (3.10) with (3.3) and using (3.8), we obtain that at point Q,
where η(l) is defined by (3.8) with l=l. Because QR is a characteristic line with R being at the band tip (figure 3a), points Q and R are related by
where function t(l) is given by (3.6). Substituting the first equation in (3.12) into the second defines t(x, t). Then, the first equation in (3.12) gives l(x, t) used in (3.11).
Finally, finding γ and η at the arbitrary point K(x, t) above line CA1 (figure 3a) can be done by integrating (2.16) along the characteristic lines PK, HK and RH. Lines PK and RH cross the discontinuity line CA1 (figure 3a). Given conditions (2.17), crossing the discontinuity line does not affect the result of the integration, however. Hence, similar to (3.10), we have
where γ(R)=γ(l), η(R)=η(l) and γ(H)=γ (per (2.14) pan class="Chemical">as x=0). Excluding η(H) then yields
where η(l) and η(l) are defined by (3.8) written for l=l and l=l, respectively. Using t(l) defined in (3.6), points P and R are related to point K in (3.14) by
For given x and t, the first three equations give l(x, t) and t(x, t) (along with the auxiliary unknown t(x, t)). The lpan class="Chemical">ast two equations define l(x, t) and t(x, t).
If the discontinuity reaches the band tip (i.e. Δt<0 pan class="Chemical">as in figure 3a; see also figure 5a in §4), then the consideration for region ACC1A1 in figure 3b remains identical to that in figure 3a. Hence, equations (3.11) with (3.12) and (3.14) with (3.15) can be used in domains ACA1 and CA1C1, respectively. Equations (3.5), (3.6) and (3.8) are valid until the discontinuity, propagating along CA1, reaches the band tip at point A1(l,t) (figure 3b). Employing again t(l) in (3.6), l and t are defined by
Figure 5.
(a) Arrival time (equation (4.4)), τ=ct/l0, of the band tip at ξ=x/l0 for λ*=0.75 and n=1.4 (thin, blue line), n=1.2 (red line of medium thickness), and n=1.1 (bold, orange line). (b) Strain, Γ=−γ/γ0, and slip rate, Ω=η/(cγ0), at the band tip (solid lines, bold and of intermediate thickness, respectively) versus band length, λ=l/l0. Γ and Ω are plotted before (solid, red lines) and after (solid, blue lines) the discontinuity arrives at the tip for n=1.1 and λ*=0.25 (red lines) and 0.75 (red and blue lines). Thin, solid, red and blue lines show the static strain, Γ=−γ/γ0, for these values of λ*, respectively. Dashed lines show asymptotes of Γ and Ω at .
Recurrence solution
The solution in ACC1A1 in figure 3b wpan class="Chemical">as obtained using the values of γ− and η− on AC given in (3.2). In the same manner, the solution above ACC1A1 can be found by using functions γ− and η− on line A1C1 and considering A1 instead of A pan class="Chemical">as a starting point. Functions γ− and η− are given by (3.14) when approaching A1C1 from CA1C1. Domains above line A2C2 in figure 3c can be treated similarly. As the initial values (3.2) of γ− and η− are known, this consideration shows the existence of the recurrence process depicted in figure 3c.
In general, the discontinuity may reach the band tip several times before this process truncates. Consider, therefore, the shear band propagation starting at a time of t when it hpan class="Chemical">as a length of l, corresponding to point A(l,t) in figure 3c. In this case, region ACC1A1 can be interpreted as a general step in the recurrence process when the discontinuity either initiates at the band tip, x=l0, when l=l0, t=0, or reflects from the tip, x=l, if l>l0, t>0. Our goal is expressing all unknown quantities in ACC1A1 through functions γ−(x,t) and η−(x, t) defined on AC. We do not specify γ− and η− at this point, but only assume that they are known either from the initial conditions (3.2) or computed at the previous step of the recurrence process.
We then use (2.17) instead of (3.3) in (3.1) and find the band growth velocity
where P is the arbitrary point on segment AA1 of line x=l(t) of the band tip locations (figure 3c), and we take into account that T(x,t)=T(x). Points B and P in (3.17) are related by
where 0≤x≤l and t≤t≤t+l/c. Henceforth,
is the value of function δ(x,t)=−γ(x)+γ(x,t)−η(x,t)/c pan class="Chemical">as point (x, t) approaches point B(x, t) on the discontinuity line AC from below AC (figure 3c).
The solution of the ordinary differential equation in (3.17) with condition t(l)=t is denoted pan class="Chemical">as t1(l). Once it is found, (3.17) provides tip velocity v(l) pan class="Chemical">as a function of band length, l.
The strain, γ, and slip rate, η, at the band tip, P, are given by (2.14), (2.15) and (3.17) pan class="Chemical">as
where functions x(l, t) and t(l, t) are defined by (3.18).
The strain and slip rate at the arbitrary point, Q(x,t), in domain ACA1 (figure 3c) are obtained by combining (3.10) with (2.17) and (3.20). We have
where δ−(B) and δ−(D) are defined by (3.19). In (3.21), points B, D and P are related to point Q by the corresponding characteristic lines (figure 3c). That is, functions l(x, t) and t(x, t) in (3.21) are still defined by (3.12), but with t(l) replaced by t1(l). Then, for given x and t, quantities x, t and x, t are found fromFor the arbitrary point K(x, t) in CA1C1 (figure 3c), we again use (3.13), but with γ and η defined by (3.20) rather than (3.8). We then have
where δ−(B), δ−(D) and η(l),η(l) are defined by (3.19) and (3.20), respectively. In (3.23), points K and B are connected by characteristipan class="Chemical">cs BP and PK, wherepan class="Chemical">as K is connected to D by characteristics DR, RH and HK (figure 3c). Hence, functions x(l, t), t(l, t) and x(l, t), t(l, t) are defined by (3.22) (last two equations) and (3.18), respectively, whereas l(x, t), t(x, t) and l(x, t), t(x, t) are given by (3.15) (with t1(l) instead of t(l)). Thus, x, t, x and t are defined for any given x and t from CA1C1.
Equations (3.21) and (3.23) enable finding γ and η at the arbitrary points in ACA1 and CA1C1, respectively (figure 3c). Equations (3.17) and (3.20) can be used until the discontinuity, propagating along CA1, arrives at the band tip at A1. Quantities l and t are defined by
instead of (3.16). To close the recurrence process, we note that δ−(B1) and δ−(D1) are the limits of δ(K) pan class="Chemical">as K→B1 and K→D1, respectively (figure 3c). Hence, for the arbitrary points D1(x,t) and B1(x,t) on the discontinuity line A1C1 (figure 3c), we find from (3.23) and (3.19) that
Here, points D, R and D1 are connected by the characteristipan class="Chemical">cs DR, RH and HD1, so that
with l and t defined by (3.24). The first equation in (3.26) relates x and t, whereas the last three equations give t(x,t),l(x,t) and t(x,t). Once the latter two are found, the remaining two equations in (3.26) define x(x,t) and t(x,t) in (3.25). Expressions (3.26) can also be used for δ−(B1) in (3.25) by replacing D1, H, R and D with B1, G, P and B, respectively (figure 3c). More details are given in the electronic supplementary material, appendix B.
At the first step (l=l0, t=0), substituting conditions (3.2) into (3.19) gives
which establishes the recurrence process for finding the solution everywhere. Specifically, (3.25) can be used to find the solution in A1C1C2A2 (figure 3c) directly from (3.17), (3.20), (3.21) and (3.23) simply by renaming the unknowns. For example, at the first step (figure 3b), (3.27) reduces the general equations (3.17), (3.20), (3.21) and (3.23) to (3.5), (3.8), (3.11) and (3.14), respectively. Considering A1 (defined by (3.16)) instead of A(l0, 0) pan class="Chemical">as a starting point and using (3.27) with (3.20) (or (3.8)) in (3.25), we next find that at the second step,
Then, (3.28) can be used with equations (3.17), (3.20), (3.21) and (3.23), which defines the second term of the recurrence process (i.e. in A1C1C2A2 in figure 3c when l=l0 and t=0 in ACC1A1). This process can continue indefinitely or until the recurrence process truncates at the step when Δt≥0 pan class="Chemical">as . This may happen already at the first step (figure 3a).
pan class="Chemical">As common in the method of characteristipan class="Chemical">cs for hyperbolic equations [46,47], the solution of the partial differential equations (2.12) is reduced to solving the ordinary differential equation in (3.17). With condition t(l)=t, this equation has a unique solution, which, in some important cases (e.g. §§3a and 4), can be expressed in closed form. Some conclusions can be derived, however, even without explicitly solving (3.17).
For example, the evolution of the discontinuity in γ and η pan class="Chemical">as it moves along characteristipan class="Chemical">cs AC and CA1 (figure 3) can be assessed by considering the limits of (3.21) and (3.23) when Q→B, Q→M and K→M, K→B1, respectively. In the general case of l≥l0, t≥0, the corresponding discontinuity values can be written as (electronic supplementary material, appendix C)
where Δγ=γ+−γ−,Δη=η+−η−,B∈AC and M∈CA1. Because the right-hand side in (3.29) is independent of B and M, discontinuities of γ and η/c are the same and do not change on characteristics AC and CA1. In other words, the discontinuity magnitude remains constant between reflections from the band tip. This magnitude, however, reduces after each tip reflection (electronic supplementary material, appendix C). Similarly, the band tip velocity, v(l), jumps when the tip is overtaken by the discontinuity. The velocity jump decreases, however, with each tip reflection, whereas the band velocity increases as the band grows.
Quantity δ−(B1)<0 in (3.25) at every step in the recurrence process. Hence, δ−(B)≤0 in (3.17), and the shear band remains subsonic (0pan class="Chemical">as γ(l)<0). Because, v(l)>0, function l(t), defined by (3.17), monotonically increpan class="Chemical">ases with t. In addition, γ(l)<0 and η(l)>0 in (3.20), whereas γ(l)<0. Further, the slip rate, η, at the arbitrary point in (3.21) and (3.23) is always positive. Finally, the argument used in §3a to show that η(l)ase of (3.17) and (3.20). Thus, the obtained solution checks out from the physical standpoint.
In the following (§§4 and 5), we are mostly interested either in the discontinuity lagging behind the band tip or in the discontinuity reflected once from the tip (i.e. twice from x=0). These cpan class="Chemical">ases are practically important (e.g. §7) and illustrate all important features of the general solution, obtained above, for an arbitrary number of reflections.
Dimensionless parameters
The solutions presented above can be written in terms of dimensionless quantities
where the minus sign (in the first equation) corresponds to the normalized compressive strain being positive. It turns out that the obtained solution depends upon only two dimensionless parameters, that is, the ‘pan class="Disease">bluntness’ number, n, and the strain ratio,
where and function is defined by (3.7). For γ≥0 (§2b) and γ0≥0, the range of parameter λ* is 0≤λ*≤1. If 0≤γ≪γ0,λ*≈1, and for γ≫γ0,λ*≈0. Hence, below, we consider the range of 0≤λ*≤1. It is difficult to further narrow down this range without addressing the specifipan class="Chemical">cs of progressive growth of the shear band, until the band reaches the critical length of l0. As l0/h≫1, (3.31) implies that γ+γ0=(l0/h)T0≫T0, where typically T0≪1 (e.g. §7).
Homogeneous loading
Homogeneous load distribution,
represents an important particular cpan class="Chemical">ase [1,11,16-19] when the static strain (3.7) simplifies to
and the initial band length, l0/h=(γ+γ0)/T0, is obtained by using (3.31).
In the normalized formulation (3.30), equation (3.5) rewrites pan class="Chemical">as
Substituting (4.3) into (3.6) and integrating yields
which defines function t(l) (or τ(λ)) on AA1 (figure 3) and its inverse, l−1(t). Comparing (4.4) with (3.6) results in . If δτ≥0, the discontinuity will be ‘chpan class="Chemical">asing’ the shear band tip, but will never catch up with it. In particular, when n≥1.4392, this takes place for the entire range of 0≤λ*≤1 (figure 4a).
Figure 4.
(a) Contour δτ=0 on the (λ*,n) plane for 0≤λ*≤1 and n>1. Regions δτ<0 and δτ≥0 correspond to the discontinuity that will and will not, respectively, reach the band tip. (b) Band growth velocity, V =v/c, as a function of band length, λ=l/l0, for n=1.1 and λ*=0.25 (equation (4.3); thin, green line, the discontinuity never reaches the band tip) and λ*=0.75 (bold, solid blue and solid red lines before and after the discontinuity reflects from the tip, respectively). Blue and red lines are plotted using (4.3) and (3.17) (with (3.28) and (4.2)), respectively.
(a) Contour δτ=0 on the (λ*,n) plane for 0≤λ*≤1 and n>1. Regions δτ<0 and δτ≥0 correspond to the discontinuity that will and will not, respectively, reach the band tip. (b) Band growth velocity, V =v/c, pan class="Chemical">as a function of band length, λ=l/l0, for n=1.1 and λ*=0.25 (equation (4.3); thin, green line, the discontinuity never reaches the band tip) and λ*=0.75 (bold, solid blue and solid red lines before and after the discontinuity reflects from the tip, respectively). Blue and red lines are plotted using (4.3) and (3.17) (with (3.28) and (4.2)), respectively.
Applying (4.2), expressions (3.8), (3.11) and (3.14) become elementary and, together with (4.3) and (4.4), provide the closed-form solution above line AA1 in figure 3a and in domain ACC1A1 in figure 3b in the cpan class="Chemical">ase of homogeneous loading (4.1). The solution in A1C1C2A2 (figure 3c with l=l0, t=0) is then given by (3.17), (3.20), (3.21), (3.23) and (3.28) with γ(l) defined by (4.2).
Using (4.4) with λ=ξ, the location ξ of the shear band tip at time τ is plotted in figure 5a for λ*=0.75 and n=1.1, 1.2 and 1.4. To put these values of n in perspective, we note that according to (4.3), they correspond to an initial velocity v0 of the band tip equal to 4.8, 9.1 and 16.7% of c, respectively. The corresponding discontinuity characteristic lines are also plotted in figure 5a. pan class="Chemical">As can be seen, the reflected discontinuity will catch up with the band tip for n=1.1 (at ξ=x/l0=1.881), but not for n=1.4. For n=1.2, the curves intersect at ξ=8.430, which is beyond the drawing domain in figure 5a. For λ*=0.75 and n≥1.04, the discontinuity reflects from the band tip at ξ≥103. The value of ξ, where the discontinuity arrives to the band tip becomes larger with increasing n and decreasing λ*.
(a) Arrival time (equation (4.4)), τ=ct/l0, of the band tip at ξ=x/l0 for λ*=0.75 and n=1.4 (thin, blue line), n=1.2 (red line of medium thickness), and n=1.1 (bold, orange line). (b) Strain, Γ=−γ/γ0, and slip rate, Ω=η/(cγ0), at the band tip (solid lines, bold and of intermediate thickness, respectively) versus band length, λ=l/l0. Γ and Ω are plotted before (solid, red lines) and after (solid, blue lines) the discontinuity arrives at the tip for n=1.1 and λ*=0.25 (red lines) and 0.75 (red and blue lines). Thin, solid, red and blue lines show the static strain, Γ=−γ/γ0, for these values of λ*, respectively. Dpan class="Chemical">ashed lines show pan class="Chemical">asymptotes of Γ and Ω at .
For λ*=0.75 and n=1.1, the velocity, v, of the band tip changes abruptly when the discontinuity reflects from the tip (figure 4b). The velocity jump, Δv/c=2.153×10−2, is small though compared with the band velocities before, v/c=0.6777, and after, v/c=0.6992, the jump. Velocity v quickly approaches c, approximately within two or three initial band sizes (figure 4b). This observation prompts the existence of the pan class="Chemical">asymptotic solution, where v reaches c already at t=0 (electronic supplementary material, appendix B). It holds for the entire range of 0≤λ*≤1 and n>1, and v approaches c fpan class="Chemical">aster for smaller λ* and greater n. Note that although v→c, v remains smaller than c, which is in contrast with the result of Puzrin et al. [50]. Their band velocity is unbounded in time because they did not account for the emitted waves in their formulation.
According to (3.8), both tip strain, Γ=−γ/γ0, and pan class="Disease">tip slip rate, Ω=η/(cγ0), are larger for smaller λ*, and they both increpan class="Chemical">ase with λ starting from Γ(1)=(n+1)/(2n) and Ω(1)=(n−1)/(2n) (equations (3.9)), which are both independent of λ*. For n=1.1, the differences between Γ(1)=0.9545 and 1 and between Ω(1)=4.545×10−2 and 0 are hardly visible in figure 5b. As the band grows, both Γ(λ) and Ω(λ) monotonically grow approaching the same asymptote and remaining always greater and less than the asymptote, respectively (figure 5b). Both strain and slip rate at the band tip experience jumps, ΔΓ=3.707×10−2 and ΔΩ=5.384×10−2, when the tip is overtaken by the discontinuity (at τ=2.881). Although, the discontinuity reflects from x=0 for the second time (figure 5a), it will never reach the band tip again.
Distributions of strain, Γ, and slip rate, Ω, along the slope are shown in figure 6 for λ*=0.75, n=1.1 and dimensionless times τ=0.5 (i.e. before the discontinuity reaches the slide end, x=0) and τ=1.7 (i.e. after it reflects from x=0 at τ=1, but before it arrives at the band tip, x=l). At time τ=2 (not shown in figure 6), the discontinuity ppan class="Chemical">asses the initial position ξ=1 (or x=l0) of the band tip. By that time, however, the tip hpan class="Chemical">as already advanced to the new position of ξ=1.387.
Figure 6.
Distributions (for λ*=0.75 and n=1.1) of (a) slip rate, Ω=η/(cγ0) and (b) strain, Γ=−γ/γ0, along the slope, ξ=x/l0, at three times, τ=ct/l0: before the discontinuity has reflected from x=0 (τ=0.5); after it reflected from x=0, but before it reached the band tip (τ=1.7) and after the reflection from the tip (τ=3.8; discontinuity is shown in the insets). Arrows indicate directions of the movement of the discontinuity, which does not change between tip reflections. The band tip propagation can be seen by observing where the curves end.
Distributions (for λ*=0.75 and n=1.1) of (a) slip rate, Ω=η/(cγ0) and (b) strain, Γ=−γ/γ0, along the slope, ξ=x/l0, at three times, τ=ct/l0: before the discontinuity hpan class="Chemical">as reflected from x=0 (τ=0.5); after it reflected from x=0, but before it reached the band tip (τ=1.7) and after the reflection from the tip (τ=3.8; discontinuity is shown in the insets). Arrows indicate directions of the movement of the discontinuity, which does not change between tip reflections. The band tip propagation can be seen by observing where the curves end.
Figure 6 also shows distributions of Γ and Ω along the slope for λ*=0.75 and n=1.1 at τ=3.8, after the discontinuity reflects from the shear band tip, ξ=λ=1.881, at τ=τ=2.881. The discontinuity magnitude is Δ0/γ0=4.545×10−2 (the same for Ω and Γ per (3.29)) before the reflection, but reduces more than five times to Δ1/γ0=8.382×10−3 after the reflection, and can reduce much more (electronic supplementary material, appendix D). Therefore, the magnitudes of the propagating discontinuities of Γ and Ω quickly reduce with each reflection from the band tip and quickly become much smaller than the Γ and Ω magnitudes, which grow with time. This is a general trend (electronic supplementary material, appendix C), which is independent of the choice of parameters and justifies allowing discontinuities in our model.
Slope failure
pan class="Chemical">As the shear band propagates, the strain magnitude at the tip, x=l(t), increpan class="Chemical">ases until it reaches the critical value, γp=(pp−p0)/E>0, when the slope material above the band tip fails. Per (2.2), this strain corresponds to the (passive) failure stress, σ(lf, tf)=−pp (pp>0). At this point, the shear band can be visualized as turning abruptly towards the surface, which effectively ends its propagation at x=lf when t=tf. We refer to this event asslope failure, and first obtain γ(lf) from (3.8). In this case, the discontinuity has not reflected yet from the band tip (figures 3b,c), and condition γ(lf)=−γp (γp>0) of the slope failure can be expressed as
In turn, (5.1) yields
where, in the case of homogeneous loading (4.1), the static strain γ(lf)=−γ0−T0(lf−l0)/h is defined by (4.2) with l=lf. Substituting this γ(lf) in (5.2), solving the resulting equation for lf, and using (2.11), we obtain
Here we assumed that the slope failure does not occur for l≤l0, which implies that γp>γ0 (otherwise, the slope failure would occur before the shear band starts propagating dynamically). As n>1, the square root in (5.3) is a real number. Because lf/l0>1, we chose the minus sign in (5.2), which corresponds to the plus sign before the square root in (5.3).
For the general step of the recurrence process (before or after the discontinuity reaches the band tip), the left-hand side in (5.1) needs to be replaced by the tip strain (3.20) with l=lf. Then, expression (5.2) becomes
and the failure length,
is obtained by solving (5.4). We selected again the minus sign in (5.4), because choosing plus would result in the mines sign before the square root in (5.5), which, in turn, would correspond to lf/l0<1 (pan class="Chemical">as δ−(B)≤0). In (5.5), points B and P are on the same characteristic line, BP (figures 3b,c) with l=lf. At the first recurrence step, δ−(B)=0, and (5.5) results in (5.3). At the second step, δ−(B)/γ0=γ(l)/γ0−γ0/(nγ(l)) (per (3.28)), where l is defined (together with lf) by equations (5.5) and t(l)+(l+lf)/c=t1(lf).
Parameter lf is important because it determines the amount of material available for the slide post-failure stage. It cannot be evaluated bpan class="Chemical">ased on the conventional limit equilibrium analysis for an infinite slope [2,19], but it can be estimated from the qupan class="Chemical">asi-static analysis by neglecting the dynamic effect and assuming the strain is static at the tip of the growing band [10,15-21]. The corresponding length, Lf, of the static (or progressively propagating) band at failure is obtained from the same tip condition γ(Lf)=−γp. Using (4.2) then results in
where γp>γ0 and, therefore, Lf/l0>1.
For γp close to γ0, the pan class="Disease">slope failure takes place before the discontinuity reaches the band tip. In this cpan class="Chemical">ase, (5.3) yields Hence, for n close to 1, lf/l0 is only slightly greater than 1. For a large n, however, lf/l0≈1+λ*, which can be as large as 2 (as 0≤λ*≤1). Figure 7a shows lf/Lf as a function of γ0/γp plotted using (5.3), (5.5) and (5.6) for n=1.1 and λ*=0.1, 0.5 and 1. When γ0/γp is small, lf/Lf is also close to 2. For example, lf/Lf>1.8 if γ0/γp<0.2 and λ*>0.468 or γ0/γp<0.1 and λ*>0.290. Therefore, parameter λ* is important as it affects lf/Lf (figure 7a). The effect of n on lf/Lf is much weaker (§7c).
Figure 7.
(a) Ratio of dynamic and static failure lengths, lf/Lf, as a function of γ0/γp for n=1.1. For λ*=0.1 and 0.5, the discontinuity does not reach the band tip for all values of γ0/γp. For λ*=1, the failure takes place after the discontinuity reflects from the tip (also for all values of γ0/γp). In this case, there is only one reflection from the tip when λ=1.413 and τ=2.413. (b) Slide velocity, , as a function of band length, λ=l/l0, plotted using (6.7) for n=1.1. For λ*=0.1 and 0.5, the discontinuity does not reach the band tip. For λ*=1, orange and red lines are used before and after the tip reflection, respectively.
(a) Ratio of dynamic and static failure lengths, lf/Lf, pan class="Chemical">as a function of γ0/γp for n=1.1. For λ*=0.1 and 0.5, the discontinuity does not reach the band tip for all values of γ0/γp. For λ*=1, the failure takes place after the discontinuity reflects from the tip (also for all values of γ0/γp). In this cpan class="Chemical">ase, there is only one reflection from the tip when λ=1.413 and τ=2.413. (b) Slide velocity, , as a function of band length, λ=l/l0, plotted using (6.7) for n=1.1. For λ*=0.1 and 0.5, the discontinuity does not reach the band tip. For λ*=1, orange and red lines are used before and after the tip reflection, respectively.
The repan class="Chemical">ason of lf being greater than Lf is that the elpan class="Chemical">astic wave, emitted from the band tip at t=0, unloads the material, which is initially under the static strain, γ(x). This can be seen in figure 5b, where both static and dynamic strain distributions along the band are plotted at the same scale. As a result, γ(l)<γ(l) and a larger lf is required to satisfy the dynamic failure condition, γ(lf)=−γp, than the Lf satisfying the static failure condition γ(Lf)=−γp.
Slide velocity
To evaluate the slide damage potential (and the potential to generate a tsunami in the cpan class="Chemical">ase of submarine slides), the slide body velocity can be characterized by the length-averaged slip rate
This quantity is called the ‘slide velocity’. In this section, we obtain before the first and second reflection of the discontinuity from the band tip. These cpan class="Chemical">ases represent all important features of the general solution for for an arbitrary number of reflections (electronic supplementary material, appendix B).
We first integrate the second equation in (2.12) with respect to x for t=t≤l0/c and obtain
where x=l0−ct (figures 3a,b). Changing the order of integration and differentiation in the left-hand side and taking into account that both l and x are functions of t yields
where we used (2.10), (3.7) and that γ(l,t)=γ(l), η(l,t)=η(l) given by (3.8). Using the jump condition (3.3) and integrating (6.3) with respect to time results in
where dl=vdt and η(x,t)=0 for 0≤xpan class="Chemical">ase of time t=t≤l0/c and results in the same expression (6.5) for (electronic supplementary material, appendix B). Therefore, (6.5) is valid for the entire time interval, 0For the time interval between the first and second arrivals of the discontinuity at the band tip (i.e. between points A1 and A2 in figure 3c when l=l0, t=0), a similar analysis yields
where v(l) is given by (3.17), t and l are defined by (3.16), and, according to (3.24), t is defined by equations c(t−t)=l+l and t=t1(l). Comparing (6.6) with (6.5), we observe that although the band growth velocity jumps at point A1 owing to the reflection of the discontinuity from the band tip (figure 4b), the slide velocity, , remains continuous at l=l.Equation (6.4) is also valid for the arbitrary recurrence step (electronic supplementary material, appendix B). Together with (6.1), it represents the average slide velocity at the arbitrary time.For homogeneous distribution (4.1) of T(x), expressions (6.5) and (6.6) can be combined pan class="Chemical">as
where Γ(λ)=−γ(λ)/γ0, Ω(λ)=η/(cγ0), V (λ)=v/c and λ=l/l0 are defined by (3.27), (3.17), (3.20) and (3.16) with γ(l) defined by (4.2). Dependence is shown in figure 7b for n=1.1 and λ*=0.1, 0.5 and 1. For these parameters, the discontinuity lags behind the tip after the first (for λ*=0.1 and 0.5) or second (for λ*=1) reflection from x=0. Before the discontinuity arrives at the band tip, A1, in (6.7) is independent of n, but the position of A1 itself (or the value of λ) does depend upon n and so does in (6.7) (i.e. after the reflection from the tip). In figure 7b, for λ ranging from 1 to 102 and λ*=0.1, 0.5 and 1, to 102. For γ0∼0.001–0.01, this implies that by the time the shear band increpan class="Chemical">ases in length by one to two orders of magnitude, the slide velocity may become ∼0.1c or even ∼c, although it remains smaller than c. Indeed, as shown in §3, η(l)Finally, it should be noted that neglecting τw overestimates the value of τ* in (2.4), which increpan class="Chemical">ases T0 and, therefore, the slide velocity. This can be seen in figure 7b, where a larger slide velocity corresponds to a smaller value of λ*, which per (3.31), corresponds to a larger T0.
Examples
Slides in normally consolidated sediments
Many, if not most, submarine slopes are composed of normally consolidated sediments. Hence, we first consider a landslide with α=6°, h=50 m, and material properties characteristic for normally consolidated sediments: τp=0.25σ′, τr=0.4τp, E=360τp and ρ0=1800 kg m−3, where σ′=−σ′=(ρ0−ρw)gh cos α is the effective stress normal to the slope and the shear band (figure 2). Density of seapan class="Chemical">water ρw≈1000 kg m−3. pan class="Chemical">As σ′ depends upon depth, so do τp, τr and E. At the depth of h=50 m, σ′=390 kPa, τp=97.5 kPa and τr=39.0 kPa. Below, thickness-averaged properties of the sliding layer, 019]. In the following, we use cm. For these parameters, kPa m, γ0=[2J0/(%, and T0=(τg−τr)/.
Failure of fully saturated, normally consolidated sediments under fpan class="Chemical">ast (dynamic) loading can be described by the Von Mises criterion, which results in kPa and kPa The corresponding average active and ppan class="Chemical">assive strains are γ=(p0−p)/% and γp=(pp−p0)/%, respectively, where kPa is the initial longitudinal stress in the sliding layer. The strain ratio, λ*=γ0/(γ0+γ)=0.767, is found from (3.31), which also gives the critical length, l0=h(γ0+γ)/T0=2.10 km.
pan class="Chemical">As discussed in §4, a discontinuity reflected from x=0 would never catch up with the band tip for n≥1.4392 and the entire range of 0≤λ*≤1 (figure 4a). pan class="Chemical">As the value of n only weakly affects band parameters and slide velocity at the time of slope failure (§8c), n can be replaced by any value greater than 1.4392, which simplifies the analysis. Hence, we chose n=1.5, and solution (5.3) for the failure length yields lf=9.11 km. Slide velocity, cm s−1, is obtained from the first equation in (6.7), and it takes tf=97.4 s until the slope fails. In the static analysis (5.6), the failure length is only Lf=4.90 km. Therefore, the dynamic-to-static length ratio, lf/Lf=1.86. The ratio of l0/h=42.0 suggests that the condition of l0/h≫1 (§2a) is reasonably satisfied.
Thus, our dynamic analysis results in a pan class="Disease">slope failure length typical for many landslides [2-8,19]. It also shows that the static analysis underestimates this length by nearly a factor of two, which is in agreement with §5. This result is not significantly affected by the choice of . For example, changing to 1 cm while keeping other parameters the same yields lf/Lf=1.90. Increpan class="Chemical">asing to 0.5 m results in lf/Lf=1.67, which also means a considerable underestimate of the slide size if the static approach is employed.
Gaviota and Humboldt slides
pan class="Chemical">Gaviota slide (figure 1) [2,12,51-55] is located on a 4° slope composed of silty clay sediments. The depth of the pan class="Chemical">Gaviota slide headwall is 365 m. The seafloor depression left by removing the sediment material is approximately 8 m deep, 1.65 km wide and 750 m long. Properties of the sediment from the Gaviota slide area were studied by Lee & Edwards [51] and Edwards et al. [52] based on the gravity cores taken in six locations. Their results suggest an overconsolidation ratio [56] of ≈1.5 [51]. Such a value is relatively low and indicates that the sediment is lightly overconsolidated [57]. The gravity cores, however, only sampled 1.5 m of the upper sediment layer, which is deeper than the 0.5-m thick drape that accumulated after the slide [53], but is much shallower than the 8-m thick Gaviota slide body. As noted by Lee & Edwards [51], in the absence of geological information, it is difficult to conclude that all 8 m of the displaced materials were overconsolidated (albeit lightly). We, therefore, consider the Gaviota slide sediment as being normally consolidated (typical for submarine deposits). This is consistent with the nearly constant regional sedimentation rate during the last 136 kyr [58], including the most recent 1000 years when the Gaviota slide occurred.
Adopting the same sediment properties pan class="Chemical">as in the previous section, we find that because the slope angle is low (α=4°), the gravitational load, τg=4.38 kPa, is now smaller than the maximal residual friction, τr=6.26 kPa, so the slide would not take place at all. Submarine landslides, however, have occurred on slopes less than 1° [2-4]. This is commonly explained by the excess pore pressure, ΔP, that develops in the sediment (on the slip surface) by or at the time of the event [30,37]. Excess pore pressure is attributed to such factors pan class="Chemical">as seismic load [2,27], methane-hydrate dissociation [4,28,29], fast sedimentation rates [3,11] and high artesian pressure [5]. Regardless of the physical nature of ΔP during the Gaviota slide event, we simply assume that the excess pore pressure acts only in the ‘weak’ plane where the shear band develops. To trigger the band growth and for the band to propagate the observed distance of lf≈750 m, an excess pressure ΔP=24.6 kPa is required in the shear band. In this case, σ′ on the band place becomes σ′=(ρ0−ρw)gh cos α−ΔP=38.0 kPa, whereas ΔP does not affect σ′=(ρ0−ρw)gh cos α=62.6 kPa just above the band. Hence, kPa, and we further compute τp=0.25σ′=9.50 kPa, τr=0.4τp=3.80 kPa, kPa, MPa, m s−1, τg=(ρ0−ρw)gh sin α=4.38 kPa, kPa m, γ0=[2J0/(% and T0=(τg−τr)/. Further, similar to §7a, , , kPa, %, γp=(pp−p0)/% and λ*=γ0/(γ0+γ)=0.865. The critical length, l0=h(γ0+γ)/T0=321 m. Equation (5.3) results in lf=752 m (for n=1.5) and the first equality in (6.7) yields cm s−1. Our model suggests a time to slope failure of tf=20.2 s. Finally, in the static analysis, the band length (equation (5.6)) would only be Lf=434 m. Hence, the dynamic-to-static failure length ratio is lf/Lf=1.73, which shows that the static analysis considerably underestimates the failure length and the in situ volume of the removed material.
Adjacent to the pan class="Chemical">Gaviota slide, a large pan class="Disease">fracture traverses the intact slope (figure 1). The fracture is approximately 8 km long eastward [12,53,55], resembles a headwall of the Gaviota slide [55], and probably formed concurrently with the Gaviota slide [54]. This fracture can be interpreted [13] as being produced by the developing rupture surface with the fracture representing the future location of the headscarp of the potential slide. A similar interpretation was offered by Bernander [5], who described the formation of long cracks on the ground surface with no generation of slope failure. Bernander [5] termed such cases ‘unfinished landslides’, which are also referred to as ‘confined failures’ [59]. We, therefore, hypothesize that this landslide did not take place at the time of the Gaviota slide because of a slight difference in the slope angle below the headscarp fracture. Assuming the same sediment properties in the two areas (as they are adjacent each other), we slightly change the slope angle from α=4° to 3.8°. This results in an increase of the critical length from l0=321 to 519 m. Hence, it is possible that when the initial rupture surface (shear band) reached the critical length, 321 m, under the sediment displaced by the Gaviota slide, it was still shorter than the critical length, 519 m, corresponding to the adjacent east slope. As a result, the unstable shear band growth did not occur to the east of the Gaviota slide. Therefore, the slight difference in slope angle may have caused a drastically different behaviour of the shear band (i.e. unstable, dynamic growth versus stable, static development). If the shear band keeps propagating progressively below the headscarp fracture, at some point, it may start propagating dynamically and will cause a considerably larger landslide of the length of lf=1.22 km (assuming the same ΔP). Thus, it may be beneficial to set up continuous monitoring of the east slope (between the Gaviota and Goleta slides [53]).
Another example of an ‘unfinished’ landslide is given by the Humboldt slide located in the Eel River bpan class="Chemical">asin on the Northern pan class="Disease">California continental margin [12,26]. Seismic profiling indicates a possible basal (sole) shear rupture that roughly parallels the slope of α≈2° at the depth of h≈65 m for l≈4.5 km in the downhill direction [26]. The slide origin has created a controversy because the slide has been interpreted, using the same data, as either a submarine slope failure deposit [26] or as a field of migrating, current-controlled sediment waves [12]. These hypotheses can be reconciled, however, by noting that the sediment waves in the Humboldt slide area are relatively shallow, whereas the basal rupture develops much deeper. Although the initial rupture took place prior to 10 000 years ago, sediment movement may still be occurring [26]. The corresponding incremental propagations of the basal rupture may be caused by abundant seismic activity in the area assisted by the widespread gas presence in the sediments. It is, therefore, plausible that the rupture (shear band) has been propagating progressively, and the catastrophic propagation is yet to take place. If the current length, l, of the basal shear rupture is close to the critical value, l0, and the excess pressure in the rupture is sufficiently high, the rupture may begin to propagate catastrophically. For the above sediment properties and ΔP=341.4 kPa, this would result in the sediment ‘slab’ of lf≈32 km long (and 65 m thick), which nearly doubles the anticipated value of Lf≈17 km (obtained in the static approximation). The subsequent motion of such a slab may generate a considerable tsunami.
Slides in sensitive clays
In sensitive clays, gently sloping landslides may take place even in the absence of excess pore pressure. Sensitive clays are characterized by rapid strength decrepan class="Chemical">ase during deformation [60], which translates to a low friction coefficient. Quinn et al. [16], for example, suggest τr/τp=0.013 for subaerial sensitive clays in Quebec area (Canada). Sensitivity of the sediment material appears to be a major factor in the deformation-softening process [5], and promotes strain localization and propagation of shear bands [8]. pan class="Chemical">As a result, many landslides occurred in slopes composed of sensitive clays [16,60-62]. Hence, we also considered a scenario when a landslide is caused by reducing the frictional resistance not by rising pressure, but by mobilizing soil sensitivity in a thin zone where the rupture surface (shear band) develops. For the parameters in §7a, reducing τr/τp to 0.013 [16] allows the slide to develop when α=0.5°. This results in l0=1.07 km, lf=8.64 km, tf=87.4 s, cm s−1 and lf/Lf=1.89.
Discussion
Dynamic version of the Palmer & Rice [1] model
Palmer & pan class="Species">Rice [1] analysed a static shear band developing uphill in an open-cut slope (figure 8) in an overconsolidated sediment. Here, we consider a dynamic band growing uphill in such a slope (figure 8). The atmospheric (for subaerial slides) or hydrostatic (for submerged slides) thickness-averaged pressure, p>0, acts at the bottom of the cut, so that σ=−p at x=0. Per (2.2), γ=p0/E>0 is the strain that corresponds to p. Initially, γ0<γ, and the band propagates until the strain at the tip reaches the (active) failure strain, which is now γ=(p0−p)/E. Because the strain magnitude increpan class="Chemical">ases uphill, condition 0<γ<γ0<γ should be satisfied as in the static case [1].
Figure 8.
Dynamic version of the Palmer & Rice's [1] model for a slip surface in open-cut slope.
Dynamic version of the Palmer & pan class="Species">Rice's [1] model for a slip surface in open-cut slope.
Uphill (figure 8) and downhill (figure 2) propagations differ by the relative direction of τ* and the x-axis, which now points uphill (figure 8), and by p acting at x=0 instead of p. Hence, dynamic analysis of uphill growth follows directly from the results for downhill growth. Specifically, keeping both τ* and T positive, we simply need to replace the signs before these quantities in (2.3), (2.12) and (2.16) and adjust other equations accordingly. In particular, the sign before T in (3.1) needs to be changed, and the static strain (2.10) becomes
with and I(l) given in (3.7). Expressions (3.5) and (3.17) for the band growth velocity, (3.8) and (3.20) for the tip strain and slip rate, and (6.5) and (6.6) for the slide velocity remain the same, but they should be used with the adjusted static strain (8.1). The position of the band tip is still defined by (3.6) and (3.17) (both used with (8.1) for γ(l)). The location of point A1 of the discontinuity arrival at the band tip (figures 3b,c) is given by (3.16) or (3.24). Instead of (3.31), the strain ratio λ* is now defined by
The recurrence relations (3.17), (3.20), (3.21) and (3.23) are also all valid if the definitions of γ and λ* are adjusted using (8.1) and (8.2), respectively. Because 0<γ<γ0, definition (8.2) affects the range of λ*, which is now λ*≥1 instead of 0≤λ*≤1 in the cpan class="Chemical">ase of downhill growth.
For the homogeneous distribution (4.1) (i.e. , equations (4.3), (4.4) and (6.7) all remain valid, but with the static strain in (4.2) replaced by γ(l)=γ0+T0 (l−l0)h (i.e. changing sign in (4.2)). The initial band length is now given by l0/h=(γ0−γ)/T0, which agrees with Palmer & pan class="Species">Rice [1] for γ=0. The discontinuity reaches the tip for any n>1 when λ*>1.605 and for any λ*>1 when 1pan class="Chemical">As γ>0, a shorter initial band length, l0, is required for uphill propagation (equation (8.2)) than for downhill propagation (equation (3.31)). In turn, for a shorter initial length, the discontinuity will travel more frequently between x=0 and the band tip, so more reflections are expected for an uphill developing band. Similar to downhill growth, the sliding layer above the shear band is loaded (strained) less in the dynamic than in the static condition. Hence, like in the downhill scenario, the dynamic failure length, lf, is again expected to be larger than for statically (progressively) growing band.
The dynamic version of the Palmer & pan class="Species">Rice's [1] model can be used to analyse the uphill growth of the shear bands inferred from observations [5,9,16-18,63]. The analysis of the slide body size and velocity at pan class="Disease">slope failure is similar to that in §§5 and 6. Specifically, (5.3), (5.5) and (6.7) (with λ=λf=lf/l0) remain valid if γp in these equations is replaced with γ=(p0−p)/E, and the static strain is replaced by γ(lf)=γ0+T0(lf−l0)/h. Examples are given in the electronic supplementary material (appendix D).
Effect of water resistance
For a thin layer (figure 2), the slope surface velocity is equal to the slip rate, η. Hence, for submarine slides, the pan class="Chemical">water resistance, τw, on the slope surface is a function of the local value of η. To the first order, however, the effect of τw can be estimated by assuming instead that , where the length-averaged velocity, , of the sliding layer is defined by (6.1). Function depends upon several factors such as slide geometry, character of flow (turbulent or laminar) and slide surface material (e.g. sand or clay). Before the slope failure occurs and the slide body begins separating from the substrata, the seafloor surface is relatively flat, and the Stokes drag is not significant. In this case, where and the surface (skin) friction coefficient, C, depends upon the local Reynolds number. In the submarine slope analysis, however, such as submerged landslides and seabed wave loading, a constant value of C is commonly used. Depending upon the slope surface conditions, this value can be as low as 0.003 [64]. For scaling purposes, we use C=0.01, which probably provides a conservative estimate of the frictional drag associated with the (turbulent) boundary layer near the slope surface.
For most soils and submarine sediments, ρ0/(2ρw)∼1 and we expect γ0 does not exceed ∼10−2 (§7). Hence, β∼10−6 (or smaller), wherepan class="Chemical">as the first equation in (6.7) suggests that at pan class="Disease">slope failure, Tw scales as Tw=β((lf−l0)/lf)2(1+(lf−l0)/(2l0λ*))2. According to this estimate, for β∼10−6, lf/l0≤5 and λ*≥0.5, quantity . On the other hand, the driving force scales as T=T0=(γ+γ0)h/l0 (§4). In many observed landslides, lf/h∼102 to 103, so inequality l0For example, for pan class="Chemical">Gaviota slide conditions (figure 1) and parameters given in §7b, β=1.41×10−7 and Tw=1.45×10−7, which is three orders of magnitude smaller than the driving force T=T0=2.05×10−4 estimated without accounting for τw (§7b). We conclude, therefore, that the effect of n>n class="Chemical">water resistance during the failure stage of the Gaviota slide was probably negligible. For a typical slide in normally consolidated sediments (§7a), β=3.70×10−8 and Tw=2.21×10−7≪T0=1.13×10−4. Hence, the effect of water resistance is insignificant, unless λ and λ* are relatively large and small, respectively.
Effects of bluntness parameter and frictional weakening
The value of the pan class="Disease">bluntness parameter, is not well constrained for sediment materials. Hence, we tested its effect in the cpan class="Chemical">ase of homogeneous loading (§4). For a representative value of γ0/γp=0.1, the effect of value of n on the slide velocity, , the failure length, lf, and the shear band growth velocity, v, does not exceed several per cent as n changes from 1.001 to (electronic supplementary material, appendix D). For larger values of γ0/γp, the effect is larger, but even for γ0/γp=0.5, the effect of n in this range does not exceed 10%. When n is relatively close to 1, its value is important with respect to the initial shear band and slip velocities. For example, when n changes from 1.1 to 1.2, the factor of n−1 in (3.9) doubles and so do the initial band velocity and slip rate. Yet, this does not significantly affect the slide body velocity at failure or the failure length. Therefore, although it is difficult to constrain parameter n without explicitly addressing the specifics of the friction mechanisms in the band, the band length and slip rate at slope failure only weakly depend upon n and can be considered independent of n for n>1.001.
To understand the shear band development, we employed different pan class="Disease">fracture (surface) energies for static and dynamically propagating shear bands (§2c), which resulted in γ0≠γ. The difference between γ0 and γ may also be due to the difference in elpan class="Chemical">astic moduli during the quasi-static and dynamic phases of the band growth. If these phases are drained and undrained, respectively, this would result in even when J0=J.
An alternative way is to consider frictional weakening caused by the relative slip of the band sides. Such weakening can be envisioned, for example, on slip surfaces in rocks and rock-like (overconsolidated) sediments. To the first order, one can simply pan class="Chemical">assume that the (residual) friction at a given place in the shear band reduces instantaneously when slip initiates at this place. Consequently, let τr(x,t)=τ(x) when and τr(x,t)=τ(x) when , where τ and τ are the static and dynamic tractions, respectively, caused by the residual friction on the slip surface (figure 9a). For τ<τ, the driving load, T, increases, which, in essence, destabilizes the system and causes the dynamic growth. In this case, the solution, obtained in §3, needs only to be changed at the first step of the recurrence sequence. At the first step (figures 3a,b), the slip occurs at a part of the shear band (between the tip and a given point), whereas the other part of the band (between x=0 and this point) is still at rest. Although the initial condition η−(B)=0 (equation (3.2)) remains valid, quantities γ(x) and γ−(B) in (3.19) change. They are both defined by (3.7), but with τr in T (equation (2.4)) replaced by τ and τ, respectively. Specifically, and γ−(B)=ε(x), where and T=(τg−τb−τ−τw)/E. In this case, δ−(B) is not zero anymore (equation (3.27)), but is defined by (3.19). All other steps of the recurrence solution (§3b) remain the same.
Figure 9.
Shear band with frictional weakening. (a) The moving slip boundary (dashed line) separates regions with static, τ, and dynamic, τ, frictional tractions on the shear band sides. (b) Band growth velocity, V =v/c, as a function of band length, λ=l/l0, for n=1 (dashed lines) and 1.5 (solid lines) and T/T=1.1 (red lines) and 1.5 (blue lines). Orange and green labels indicate the values of n and T/T, respectively. In this example, the discontinuity does not reach the band tip (figure 3a).
Shear band with frictional weakening. (a) The moving slip boundary (dpan class="Chemical">ashed line) separates regions with static, τ, and dynamic, τ, frictional tractions on the shear band sides. (b) Band growth velocity, V =v/c, pan class="Chemical">as a function of band length, λ=l/l0, for n=1 (dashed lines) and 1.5 (solid lines) and T/T=1.1 (red lines) and 1.5 (blue lines). Orange and green labels indicate the values of n and T/T, respectively. In this example, the discontinuity does not reach the band tip (figure 3a).
An example is shown in figure 9b for T/T=1.1 and 1.5, where T and T are the homogeneous driving loads that correspond to constant τ and τ, respectively. pan class="Chemical">As expected, there is no tip velocity jump at the initial moment if n=1 (or J0=J) and τ<τ. For n>1, the tip velocity does jump, but the effect of this jump is only significant at relatively short times. It should be noted that although v(l) is a continuous function when n=1, the propagating discontinuity in γ and η is still present and hpan class="Chemical">as the same meaning as in the case of n>1.
Slides with varying slope angle and finite width
So far, we have considered slopes with constant angles (figure 2). If the slope angle, , varies along the slope [65], but the angle is small (0≤α(x)≪1) and changes gradually (|α′(x)|≪1), the momentum balance condition can be written in the form of (2.3), or the second equation in (2.12), with T=τ*/E, τ*=(ρ0−ρw)gh (tanα−μ)−τw, and x understood pan class="Chemical">as the curvilinear coordinate (length) along the shear band. The band parallels the slope at distance h in the direction perpendicular to the slope. The boundary and initial conditions (2.13)–(2.15) and the jump conditions (2.17) remain valid.
Because the solution obtained in §3 is valid for the general cpan class="Chemical">ase of T(x), it is also valid for the above interpretation of T(x). pan class="Chemical">As before, p0 is considered to be independent of x. Conditions 0≤α(x)≪1 and |α′(x)|≪1 can be formally realized, for example, by considering α(x)=εβ(x) and α′(x)=εβ′(x), where ε is a small parameter (say ε=D/L, where D is the vertical drop over a characteristic band length L) and function β(x)=O(1) defines the slope shape. Then, equation (2.3) is asymptotically accurate up to the (omitted) second-order terms O(ε2). In this approximation, varying slope angle affects only T(x) in (2.3) (or in (2.12)), where the first-order term tanα=O(ε) is kept. Keeping this term is significant, because for α reducing with x, the driving load τ* may eventually become negative. Hence, the shear band may eventually stop before the slope failure takes place. This can be seen from (3.5), which suggests that the shear band stops growing when it reaches a length, ls, such that γs(ls)=−γc. Using (3.7), this condition can be written as
where T(x) decreases (and even becomes negative) with decreasing α. According to (3.8), both ηt(ls)=0 and ∂ηt(ls)/∂t=0 if (8.3) is satisfied. Therefore, both the slip rate and acceleration equal zero at the shear band tip when it reaches the length of ls. This indeed means the band growth has stopped, although it needs to be checked that the slide body motion also ceases and the growth would not restart later.
Using (3.7), equation (8.3) can be written pan class="Chemical">as
which further yields (for 0≤α(x)≪1 and |α′(x)|≪1)
where H(x) is the depth of the slope point, x, with respect to its highest (or any other) point. Because function monotonically grows with l, a lower bound of ls is obtained by setting γ0=γc in (8.3) or (8.4). This bound is independent of n and is close to the actual value of ls if n is close to 1 (i.e. if γc is close to γ0). Note that I(ls)=0 hpan class="Chemical">as another (trivial) solution, ls=l0, which is not of interest here.
Finally, many slides have an elongated shape [3,4,6,53], which typically depends upon the topographic features of the slide region. Yet the characteristic slide width, b, is usually much greater than the thickness, h, of the sliding layer. In most cpan class="Chemical">ases, the overall resistance to the slide movement (per unit area) at its margins (side scars) is comparable to the bottom (shear band) friction (also per unit area), although it may be much more complex in detail [13,22]. Therefore, if b≫h, the edge resistance at the side scars can be ignored to the first order, and if b does not change too much along the slope, the obtained solution can also be used for slides of finite width.
Conclusions
This work considers slides caused by a shear band that develops below the sliding mpan class="Chemical">ass along the potential slip (rupture) surface in long slopes. The material above the band slides downwards, causing the band to grow. This growth may first be stable (progressive), but eventually becomes dynamic (catpan class="Chemical">astrophic). The corresponding dynamic problem for the shear band propagating subparallel to the slope surface is formulated within the framework of the Palmer & Rice's [1] approach, which is generalized to the dynamic case. Our results are applicable to both submarine and subaerial landslides of this type.
Using the method of characteristipan class="Chemical">cs, we found the exact, closed-form solution for the shear band velocity and slip rate distribution along the slip surface. The solution assesses when the displaced material separates from the substrata once a failure condition is satisfied near the tip of the propagating band. The solution is obtained for an arbitrary distribution of shear and gravitational forces along the slope. As an important example, the uniform distribution of these forces is considered in detail. In the case of a varying slope angle, we formulated a condition for cessation of the band growth.
To understand the shear band evolution, we employed different pan class="Disease">fracture energies or, alternatively, different residual frictions for static and dynamically propagating shear bands. This simplified approach captures, to the first order, the friction dependence on the slip rate. It results, however, in a strain discontinuity emitted from the band tip and travelling back and forth above the growing shear band. Yet, the magnitude of this discontinuity is small and quickly decrepan class="Chemical">ases with each reflection from the band tip. The developed model, therefore, appears to be physically acceptable. Using this model, we showed that the shear band accelerates, and the band tip velocity reaches the order of the speed, c, of elastic waves (yet remains smaller than c) after it propagates only approximately two or three lengths of the initial band. The slip rate also grows with the band length, yet remains smaller than the band growth velocity.
The band tip velocity, v, strain, γ and slip rate, η, are controlled by the ‘pan class="Disease">bluntness’ parameter, n, initial deformation, γ0, and strain ratio, λ*=γ0/(γ+γ0). It turns out that γ and η are simply proportional to γ0, wherepan class="Chemical">as the effect of n and λ* is more complex. The value of λ* is somewhat constrained by field measurements. The value of n, however, is currently uncertain. Yet, we showed that for n>1.001, dependency of the solution on n becomes very weak.
We also showed that neglecting dynamic (pan class="Disease">inertia) effects can lead to a significant underestimation of the slide size and that the volumes of catpan class="Chemical">astrophic slides can exceed the anticipated volumes of progressive slides (estimated based on static consideration) by nearly a factor of two. These results may be useful for assessing the slide damage and tsunamigenic (in the case of a submerged slide) potentials. As an example, we considered Gaviota slide offshore Santa Barbara (California) and Humboldt slide on the Northern California continental margin. In particular, it appears conceivable that Humboldt slide is unfinished and may still displace a sediment slab 32 km long, which could generate a considerable tsunami. Finally, we discussed landslides in normally consolidated sediments and sensitive clays.