Xiao-Fang Peng1, Ke-Qiu Chen2. 1. Institute of Mathematics and Physics, Central South University of Forestry and Technology, Changsha 410004, China. 2. Department of Applied Physics, School of Physics and Electronics, Hunan University, Changsha 410082, China.
Abstract
We investigate ballistic thermal transport at low temperatures in graphene and phosphorene nanoribbons (PNRS) modulated with a double-cavity quantum structure. A comparative analysis for thermal transport in these two kinds of nanomaterials is made. The results show that the thermal conductance in PNRS is greater than that in graphene nanoribbons (GNRS). The ratio kG/kP (kG is the thermal conductivity in GNRS and kP is the thermal conductivity in PNRS) decreases with lower temperature or for narrower nanoribbons, and increases with higher temperature or for wider nanoribbons. The greater thermal conductance and thermal conductivity in PNRS originate from the lower cutoff frequencies of the acoustic modes.
We investigate ballistic thermal transport at low temperatures in graphene and phosphorene nanoribbons (PNRS) modulated with a double-cavity quantum structure. A comparative analysis for thermal transport in these two kinds of nanomaterials is made. The results show that the thermal conductance in PNRS is greater than that in graphene nanoribbons (GNRS). The ratio kG/kP (kG is the thermal conductivity in GNRS and kP is the thermal conductivity in PNRS) decreases with lower temperature or for narrower nanoribbons, and increases with higher temperature or for wider nanoribbons. The greater thermal conductance and thermal conductivity in PNRS originate from the lower cutoff frequencies of the acoustic modes.
Two-dimensional graphene, a monolayer of carbon atoms arranged in a regular hexagonal
lattice, has attracted considerable attention owing to its extraordinary mechanical,
physical, and chemical properties12345678910111213. Especially, graphene possesses extremely high thermal conductivity14
owing to the strong bonding of the light carbon atoms, which is promising to solve the
problem of the lack of heat dissipation in ever-smaller integrated circuits with higher
power densities. Recently, similar to graphene, phosphorene, in which each phosphorene
atom is covalently connected to three neighboring phosphorene atoms, has also attracted
a lot of research attention owing to its unique properties, such as extraordinary
electronic16, optoelectronic15, and thermal transport
properties17. Recently, quasi-one-dimensional graphene nanoribbons
(GNRS) and phosphorene nanoribbons (PNRS) with various geometries have been
designed56181920. Further studies have shown that the thermal
transport in these quasi-one-dimensional sub-10-nm nanostructures is dominated by
thermal phonons1521. Many interesting thermal transport properties are
found in these geometries, and the transmission of the phonons, or lattice vibrations,
depends on shapes6, structural defects2223, boundary
conditions at ribbon edges24, strain25, nanoribbon
width20, contact26, and so on. GNRS and PNRS can both
be classified as zigzag (ZGNRS and ZPNRS for zigzag graphene nanoribbons and zigzag
phosphorene nanoribbons) and armchair (AGNRS and APNRS for armchair graphene nanoribbons
and armchair phosphorene nanoribbons) depending on their edge geometry. ZGNRS are
metallic and AGNRS are metallic or semiconducting depending on the ribbon width.
However, unlike GNRS, ZPNRS and APNRS are both semiconducting with a band gap of about
2 eV27. Interestingly, because these two types of
materials have similar nanostructures and the thermal transport properties both
sensitively depend on their geometrical structure and edge shape, it is natural to
consider whether the thermal transport properties are also the same in such
nanostructures.It is known that the continuum model for elastic waves is an ideal method for simulating
thermal transport properties at low temperatures, not only for micro- and
nanostructures28 but also for few-atom width quantum structures2930. The validity of this model of elasticity has also been discussed in
detail by Wang et al.31. Many significant previous studies have
reported the use of this model, such as the nonlinear thermal properties of
three-terminal mesoscopic dielectric systems28, phonon-cavity-enhanced
low-temperature thermal conductance of a semiconductor nanowire32, effect
of defects on the thermal conductivity in a nanowire33, and confined
phonon dispersion and group velocity for GNRS34, and so on. Herein, a
comparative analysis for the thermal transport properties in GNRS and PNRS is made using
this model. For the structures considered here, there exist three types of acoustic
modes: namely, horizontally polarized shear SH mode with the polarization direction
along the vertical direction of the plane, vertically polarized SV mode with the
polarization direction along the vertical direction of the wave in the plane, and
longitudinal P mode with the polarization direction along the propagation direction of
the wave in the plane32. Because GNRS and PNRS are very thin, and this
dimension is substantially smaller than the other two dimensions and also smaller than
the wavelength of the elastic waves, the dynamics in the vertical direction of the plane
can be neglected and the SH mode is decoupled from the SV and P modes35.
It is also shown that the influence of the Hamiltonian mixing between SV and P on the
thermal conductance is very small at low temperatures36, and these three
modes have similar thermal transport properties. Therefore, we only focus on the thermal
transport properties of the SH mode in these two kinds of nanomaterials. Our results
show that despite the same chains across the GNRS and PNRS or the same lateral widths,
the quantized thermal conductance plateau is wider and the low-temperature thermal
conductance is less in GNRS than in PNRS. The ratio
kG/kP decreases with lower temperature or for
narrower nanoribbons and increases with higher temperature or for wider nanoribbons.
Additionally, kP is greater than kG in a certain low
temperature range.
Model and Method
We model the PNRS and GNRS with cavities as illustrated in Fig. 1
(a,b). For thermal transport calculations in Fig.
1, we assume that the thermal current is along the armchair nanoribbons from
the left to right or along the zigzag nanoribbons from the bottom to top. The
nanoribbons are divided into three regions: the left semi-infinite nanoribbon region
along the armchair direction or bottom semi-infinite nanoribbon region along the
zigzag direction with temperature T1, the central scattering
region with the double cavities, and the right semi-infinite nanoribbon region along
the armchair direction or top semi-infinite nanoribbon region along the zigzag
direction with temperature T2. Here, we assume that the
ΔT
(ΔT = T1 – T2, > 0)
is so small that we can adopt the mean temperature T
(T (T1 + T2)/2)
as the temperature of the whole nanoribbon region. For the structures considered
here, the expression of the thermal conductance can be written as:
Figure 1
Lattice structures of (a) PNRS and (b) GNRS.
where ωn is the cutoff frequency of the mode n,
, k is the
Boltzmann’s constant, and is the reduced
Planck’s constant. is the transmission
rate of mode n for the left or bottom lead at frequency ω
across the scattering region into the top or right lead. In the elastic
approximation, the elastic equation of motion for the SH wave is:where is the sound velocity of the SH mode. The
solution to Eq. (2) along the armchair direction has a similar
expression as that along the zigzag direction. Therefore, in the following
discussion, we only describe the armchair-direction expression. The solution to Eq.
(2) in the left region along the armchair direction can be
written as:where is the transverse wave function of acoustic mode
n in the left region.Using the stress-free boundary condition at the edges,
the transverse wave function of acoustic mode
n in the left region can be written as:Note that the stress-free boundary condition allows the propagation of the zero
acoustic mode, which is very important for predicting the quantum thermal
conductance. By the energy conservation, can be
written as:where is the incident phonon frequency. In the scattering
region, the transverse wave function of acoustic mode
n can be written as:Using the stress-free boundary condition at the interfaces between the upper region
of the cavity and the cavity region, and also between the lower region of the cavity
and the cavity region, the transverse wave functions
in the upper region of the cavity (), and in the lower region of the cavity () can be expressed as:andHere, can be written as:In the right region, the transverse wave function of
acoustic mode n can be written as:the transverse wave function of acoustic mode n
in the right region can be written as:The sum over n includes all propagating and evanescent modes. However, in the
real calculations, we consider all propagating modes and several of the lowest
evanescent modes in our calculation, which can meet the desired precision. By
considering the displacement and strain to be continuous at each interface and using
the scattering matrix method, we can calculate the transmission co-efficient
, which is the key issue to predict the
thermal conductance. In the calculations, we will employ the values of the constants
of phosphorene and graphene as: sound velocity = 3.95 km/s for the zigzag direction and
= 3.61 km/s for the armchair
direction37. The thickness
DP = 0.5239 nm24 for phosphorene. The sound velocity = = 13.6 km/s38, and the
thickness DG = 0.335 nm17 for graphene.
Results and Discussion
Figure 2(a,b) show the dependence of the total transmission
coefficients on the reduced frequency ω/∆1 with
∆1 = πvZP/w1,
corresponding to the phonon transportation along the zigzag nanoribbon direction,
and on the reduced frequency ω/∆2 with
∆2 = πvAP/w2,
corresponding to the phonon transportation along the armchair nanoribbon direction.
The solid and dashed curves describe the transmission spectra of the PNRS with ideal
structure and with double-cavity structure. As a comparison, the dotted and
dash-dotted curves represent the transmission spectra of the GNRS with ideal
structure and with double-cavity structure, respectively. From the solid and dotted
curves, we can clearly see that for a perfect nanoribbon, the phonon transmission
curves exhibit quantization stepwise structures, and an abrupt jump is always
located at an integer-reduced frequency for PNRS, and a non-integer reduced
frequency for GNRS, where a new mode starts to be excited. The abrupt jump position
of mode n occurs at the frequency
∆ZG = nπvZG/wZG
with width
wZG = 0.145(2 + 3(k − 2)/2)
nm for ZGNRS, at the frequency
∆ZP = nπvZP/wZP
with width wZP = 0.23k nm for ZPNRS, at
the frequency
∆AG = nπvAG/wAG
with width
wAG = 0.2511(k − 1) nm
for AGNRS, and at the frequency
∆AP = nπvAP/wAP
with width
wAP = 0.33(k − 1) nm
for APNRS. Here, k is the chains (dimer lines) across the ribbon width
following the conventional notation. Clearly,
∆ZG/∆ZP = (vZGwZP)/(vZPwZG) = 3.9
for k = 10 and
∆AG/∆AP = (vAGwAP)/(vAPwAG) = 4.95
for k = 7. This shows that the cutoff frequency of
the mode n is far lower than that of the GNRS and the mode n in PNRS
is excited easier. Therefore, the transmission rates of PNRS are obviously higher
than those of GNRS, which means that the PNRS is more favorable for the acoustic
phonon transport at the low frequency range. It can be found that in a quantum wire
with a double-cavity scattering structure, the quantization steps are broken and the
transmission spectra display complex peak-dip structures owing to the scattering of
the double cavities. Clearly, comparing the transmission curves obtained from
perfect nanoribbon samples in the higher-frequency region, the transmission curve of
PNRS with a double-cavity scattering structure descends more obviously than that of
GNRS with a double-cavity scattering structure. This is because at the
higher-frequency region, more high-frequency phonon modes are excited in PNRS than
that in GNRS and these phonon modes are scattered easily by the double-cavity
scattering structure.
Figure 2
(a,b) correspond to the dependence of the total transmission
probability on the reduced frequency ω/∆1
with
∆1 = πvZP/w1
along the zigzag direction and ω/∆2 with
∆2 = πvAP/w2
along the armchair direction.The solid and dashed curves describe the
transmission spectra of the PNRS with ideal structure and with double-cavity
structure. The dotted and dash-dotted curves describe the transmission
spectra of the GNRS with ideal structure and with double-cavity structure.
The parameters are taken as the defect with the width
t = 4.6 Å for ZPNRS,
3.3 Å for APNRS, 2.9 Å for
ZGNRS, and 2.5 Å for AGNRS, and the length
d = 3.3 Å for ZPNRS,
4.6 Å for APNRS, 2.5 Å for
ZGNRS, and 2.9 Å for AGNRS. Here,
w = Wa + Wb + t,
and the lengths between the defect region and the two lateral sides of main
quantum wire are
Wa = Wb = 9.2 Å
for ZPNRS, 8.3 Å for APNRS,
8.7 Å for ZGNRS, and 6.3 Å
for AGNRS.
Figure 3 shows the total thermal conductance σ
divided by temperature T reduced by the zero-temperature universal value
π2kB2/3h (h
is Planck’s constant) as a function of temperature for different
materials at low temperatures. The top-left inset describes the ratio
kG/kP as a function of temperature. Here,
KG and KP are the thermal conductivities of
GNRS and PNRS, and thermal conductivity
K = σL/(DW). L
is the length of the nanoribbon, which is the same for GNRS and PNRS in this paper.
W and D are the width and thickness of the nanoribbons,
respectively. We can clearly see when stress-free boundary conditions are applied
for the SH modes, ballistic transport for the 0 acoustic mode is possible. A
quantized thermal-conductance plateau appears in a perfect quantum wire at very low
temperatures, which arises from the 0 acoustic mode. With the increasing
temperature, more acoustic modes with cutoff frequencies greater than 0 are excited
and also contribute to the thermal conductance. The reduced thermal conductance
increases monotonously, which qualitatively agrees with the experimental and
theoretical results3339. Note that the quantized thermal
conductance plateau of GNRS is wider than that of PNRS. This can be mainly
attributed to the higher cutoff frequency of mode 1 in GNRS. As a result of the
higher cutoff frequency of mode 1 in GNRS, the higher temperature is needed to
excite this mode, hence the wider quantized thermal-conductance plateau in GNRS.
When temperature T increases, the total reduced thermal conductances are
increased monotonically both in GNRS and PNRS. However, it is clearly seen from
Fig. 3 that the total reduced thermal conductance of PNRS
increases quicker than that of GNRS. This is because of the lower cutoff frequencies
of acoustic modes in PNRS, more acoustic modes are excited in PNRS with increasing
temperature. As a result, the reduced thermal conductance of PNRS is bigger than
that of GNRS. Moreover, as more acoustic modes are excited, these acoustic modes
with high energies in PNRS are scattered easier by the double-cavity scattering
structures. Hence, the total reduced thermal conductance in PNRS with double-cavity
structure is much less than that in PNRS without the double-cavity structure. It is
interesting to note that the thermal-conductivity ratio
kG/kP is greater than 1 when the temperature
T → 0 K, because
kG/kP = (σG/σP)(DPWP/DGWG)
with the same L and chains across the ribbon width. At such low temperatures,
only mode 0 is excited and thermal conductance
σG = σP = π2kB2/3h.
The ratio
DPWP/DGWG = 1.772 > 1
along the zigzag nanoribbon direction for k = 10 and
DPWP/DGWG = 2.0553 > 1
along the armchair nanoribbon direction for k = 7.
This shows for the single acoustic mode, which transports the same thermal
conductance in the nanoribbon with the same chains across the ribbon, the
kG in GNRS is bigger than kP in PNRS. The
ratio kG/kP decreases monotonously with
temperature T in the low temperature range. This is because with increasing
temperature T, more acoustic modes with lower cutoff frequencies are excited
in PNRS than in GNRS. Hence, the faster increase of the thermal conductance value in
PNRS induces the monotonous decrease of the ratio
kG/kP. However, it is clear from the
top-left insets in Fig. 3 that the ratio
kG/kP in nanoribbons with double cavities is
bigger than that in ideal nanoribbons. This can be understood from the transmission
curves in Fig. 2. As more acoustic modes with higher energies
are excited in PNRS, these acoustic modes are scattered more easily by the double
cavities. Therefore, relative to the total transmission rates in perfect quantum
structures, the total transmission rates decrease more obviously in PNRS than in
GNRS, which restrains the fast increase of the thermal conductance in PNRS and leads
to the slower decrease of the thermal-conductivity ratio
kG/kP in nanoribbons with double
cavities.
Figure 3
(a,b) correspond to the total reduced thermal conductance divided by
temperature K/T reduced by the zero-temperature universal value
π2kB2/3h as a
function of temperature along the zigzag and along the armchair directions,
respectively.The solid and dashed curves describe the total reduced thermal
conductance of the PNRS with ideal structure and with double-cavity
structure, respectively. The dotted and dash-dotted curves describe the
total reduced thermal conductance of the GNRS with ideal structure and with
double-cavity structure. The parameters are taken as the defect with the
width t = 4.6 Å for ZPNRS,
3.3 Å for APNRS, 2.9 Å for
ZGNRS, and 2.5 Å for AGNRS, and the length
d = 3.3 Å for ZPNRS,
4.6 Å for APNRS, 2.5 Å for
ZGNRS, and 2.9 Å for AGNRS. Here, the lengths
between the defect region and the two lateral sides of main quantum wire
Wa = Wb = 9.2 Å
for ZPNRS, 8.3 Å for APNRS,
8.7 Å for ZGNRS, and 6.3 Å
for AGNRS. The top-left inset describes the ratio
kG/kP as a function of temperature relative to the
same chains across the ribbon.
In Fig. 4, we investigate the thermal conductance as a function
of temperature with different ribbon widths. It is clear that when the transversal
width becomes bigger, the length of quantum thermal-conductance plateaus is shorter
and the reduced thermal conductance increases quicker with temperature. This is
attributed to the fact that the longer transversal width can cause lower cutoff
frequencies of the acoustic modes, and results in these modes being excited easier.
These modes begin to contribute to the thermal conductance at such low temperatures.
So the plateaus become shorter. In order to validate our calculations in the current
method, the thermal conductance in ZGNRS with
width = 1.6 nm (which equates 8-ZGNR-chain
width) is calculated in Fig. 4(c). The result in the current
method is consistent qualitatively with the result23 using the
Green’s function method. Both the methods show the similar thermal
conductance property in ZGNR at low temperatures despite the excited theory of the
discrete phonon modes in quantum structure being not the same2329.
However, the thermal conductance in Green’s function method is bigger
than that in current method with temperature T increasing. For example, the thermal
conductance values are 0.01 nw/k, 0.02 nw/k,
0.03 nw/k, and 0.14 nw/k using current method, and are
0.017 nw/k, 0.04 nw/k, 0.08 nw/k, and
0.35 nw/k using Green’s function method23
when temperature T = 10.5 k, 20.5 k,
30.5 k, and 90.4 k, respectively. Even this, our
calculations show that the thermal conductance values in ZPNR using current method
are bigger than those in ZGNR using current and Green’s function methods
when temperature T > 100 k. The total
thermal conductances also both increase monotonously along the zigzag and armchair
directions with the same widths owing to more acoustic modes being excited in the
quantum structures. The thermal-conductivity ratio
kG/kP > 1
along both zigzag and armchair directions when temperature
T → 0 K owing to only the low
temperature quantum thermal conductance
π2kB2/3h is
transported in quantum structures and
kG/kP = DPWP/DGWG > 1.
The ratio kG/kP decreases with lower
temperature. This is because that ratio between the cutoff frequency of mode
n in GNRS and mode n in PNRS is ,
which equates to 3.443 in the zigzag nanoribbon and 3.767 in the armchair nanoribbon
with the same width. This means that when the temperature reaches a certain
temperature T0, the modes 1, 2, and 3 are excited in the PNRS, but
the mode 1 is still not excited in the GNRS. So, the ratio
kG/kP = (σG/σP)(DPWP/DGWG) σG/σP decreases
at such low temperature. When the temperature is further increased, the modes with
the cutoff frequencies greater than 0 are also excited in the GNRS. These modes
start to contribute to the thermal conductance in the GNRS. The ratio
kG/kP increases with higher temperature.
Figure 4
(a,b) correspond to the total thermal conductance divided by
temperature K/T reduced by the zero-temperature universal value
π2kB2/3h as a
function of temperature along the zigzag direction and along the armchair
direction. Figure 4(c,d) correspond to the total
thermal conductance as a function of temperature along the zigzag direction
and along the armchair direction, respectively. Solid and dotted curves of
(a) correspond to the width
W = 2.30 nm and 4.14 nm for
ZPNRS, and dashed and dash-dotted curves of (a) correspond to the
width W = 1.16 nm and
2.03 nm for ZGNRS, respectively. Solid and dotted curves of
(b) correspond to the width
W = 1.98 nm and 2.64 nm for
APNRS, and dashed and dash-dotted curves of (b) correspond to the
width W = 1.51 nm and
2.01 nm for AGNRS, respectively. Solid and dotted curves of
(c,d) correspond to the width
W = 1.60 nm for PNRS and GNRS, and the
dashed and dash-dotted curves of (c,d) correspond to the width
W = 5.00 nm for PNRS and GNRS. The
top-left insets describe the ratio kG/kP as a function
of temperature relative to the same chains across the ribbon for
(a,b) and the same width for (c,d).
To compare the effect of the width on thermal conductivity in Fig.
5, we describe the ratio kG/kP as a
function of width W under different temperature T. Figure 5 shows that the ratio kG/kP
approaches 1.56 when temperature T = 2 K
and width W → 0 nm. This is
because at very low temperature and very narrow width, only the 0 mode is excited,
the ratio
kG/kP = DP/DG = 1.56
with the same W and length L. There are different threshold
temperatures where the different modes with different cutoff frequencies begin to be excited. With an increase in the width, the
cutoff frequency of mode n decreases. Because
the ratio between the cutoff frequency of mode n in the GNRS and mode
n in the PNRS is greater than 3, the modes with lower cutoff frequencies
are excited with lower threshold temperature in the PNRS but the modes with higher
cutoff frequencies are not excited in the GNRS. These excited acoustic modes start
to contribute to the thermal conductance. Hence, in the very narrow width range, the
ratio kG/kP decreases with increasing width
W. When width W is further increased, the modes with higher cutoff
frequencies are also excited in the GNRS and begin to contribute to thermal
conductance, the ratio kG/kP increases with
width W. When width W extends to the bulk limit, the quantum
restriction influence on the thermal transport can be ignored. Hence, the ratio
kG/kP approaches a constant 1.56.
Figure 5
(a,b) correspond to the ratio kG/kP as a
function of width W along the zigzag and armchair directions. Solid, dashed,
dotted, and dash-dotted curves correspond to the temperatures
T = 2 K, 10 K,
20 K, and 30 K.
Conclusion
The thermal transport properties in GNRS are systematically investigated using the
continuum model of elastic waves at low temperatures. As a comparison, the thermal
transport properties of PNRS are also provided. We observe that the transmission
coefficient in PNRS is obviously larger than that in GNRS owing to the lower cutoff
frequencies of acoustic modes in PNRS. Thermal conductance in PNRS is larger than
that in GNRS containing the same carbon and phosphorene chains across the nanoribbon
or with the same widths at low temperatures. However, the thermal conductivity of
GNRS is larger than that of PNRS when the
temperature → 0 K owing to the thin
nature of GNRS. The ratio kG/kP decreases with
lower temperatures or for narrower nanoribbons, and increases with higher
temperatures or for wider nanoribbons. The greater thermal conductance and thermal
conductivity in PNRS originate from the lower cutoff frequencies of the acoustic
modes. This is a promising result and provides information towards the potential for
designing high-performance thermal phonon devices based on graphene and
phosphorene.
Additional Information
How to cite this article: Peng, X.-F. and Chen, K.-Q. Comparison on thermal
transport properties of graphene and phosphorene nanoribbons. Sci. Rep.
5, 16215; doi: 10.1038/srep16215 (2015).
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