Nick Laan1, Karla G de Bruin2, Denise Slenter3, Julie Wilhelm4, Mark Jermy5, Daniel Bonn3. 1. 1] WZI, IoP, University of Amsterdam, Science Park 904, Amsterdam, Netherlands [2] Netherlands Forensic Institute, Laan van Ypenburg 6, The Hague, Netherlands. 2. Netherlands Forensic Institute, Laan van Ypenburg 6, The Hague, Netherlands. 3. WZI, IoP, University of Amsterdam, Science Park 904, Amsterdam, Netherlands. 4. 1] WZI, IoP, University of Amsterdam, Science Park 904, Amsterdam, Netherlands [2] Mechanical Engineering, University of Canterbury, Private Bag 4800, Christchurch 8140, New Zealand. 5. Mechanical Engineering, University of Canterbury, Private Bag 4800, Christchurch 8140, New Zealand.
Abstract
Bloodstain Pattern Analysis is a forensic discipline in which, among others, the position of victims can be determined at crime scenes on which blood has been shed. To determine where the blood source was investigators use a straight-line approximation for the trajectory, ignoring effects of gravity and drag and thus overestimating the height of the source. We determined how accurately the location of the origin can be estimated when including gravity and drag into the trajectory reconstruction. We created eight bloodstain patterns at one meter distance from the wall. The origin's location was determined for each pattern with: the straight-line approximation, our method including gravity, and our method including both gravity and drag. The latter two methods require the volume and impact velocity of each bloodstain, which we are able to determine with a 3D scanner and advanced fluid dynamics, respectively. We conclude that by including gravity and drag in the trajectory calculation, the origin's location can be determined roughly four times more accurately than with the straight-line approximation. Our study enables investigators to determine if the victim was sitting or standing, or it might be possible to connect wounds on the body to specific patterns, which is important for crime scene reconstruction.
Bloodstain Pattern Analysis is a forensic discipline in which, among others, the position of victims can be determined at crime scenes on which blood has been shed. To determine where the blood source was investigators use a straight-line approximation for the trajectory, ignoring effects of gravity and drag and thus overestimating the height of the source. We determined how accurately the location of the origin can be estimated when including gravity and drag into the trajectory reconstruction. We created eight bloodstain patterns at one meter distance from the wall. The origin's location was determined for each pattern with: the straight-line approximation, our method including gravity, and our method including both gravity and drag. The latter two methods require the volume and impact velocity of each bloodstain, which we are able to determine with a 3D scanner and advanced fluid dynamics, respectively. We conclude that by including gravity and drag in the trajectory calculation, the origin's location can be determined roughly four times more accurately than with the straight-line approximation. Our study enables investigators to determine if the victim was sitting or standing, or it might be possible to connect wounds on the body to specific patterns, which is important for crime scene reconstruction.
Bloodstain Pattern Analysis (BPA) is defined as the study of the shapes, sizes,
distribution and locations of bloodstains in order to determine the physical events
which gave rise to their origin. For example, if an object (e.g., a hammer) strikes a
volume of liquid blood (e.g., a victim), droplets diverge away from the origin through
the air (see supplementary video) and when
hitting a surface an impact pattern (Fig. 1a) will be formed1. In contrast to DNA analysis, which gives information about the donor of
the blood (individualization), BPA may provide information about the events that have
taken place during the crime. Among others, the investigator wants to know where the
location of the blood source (also known as the ‘region of
origin’), was during the blood shedding event. This information may
substantiate or refute claims of, e.g., self-defense, which is very important in the
court of law to avoid miscarriages of justice. Several methods exist to determine the
region of origin, for example, the stringing method2, the tangent
method1, or the mathematical method from Varney et al.3. Most methods assume the trajectories of the droplets to be a straight
line instead of curved, neglecting gravity and air resistance (drag). This assumption
causes an overestimation in height, which can be as large as 45 cm depending
on the distance between origin and wall4. In order to take the effects of
gravity and drag into account, the impact velocity of the blood droplet at the time it
hits the surface is required5. Studies concerning impact of blood
droplets indicate that it is possible to determine the impact velocity from the
resulting bloodstain, but it is dependent on the volume of the stain which they could
not directly measure567. These studies try to circumvent this problem
by taking the number of spines, created around the stain, into account. However,
recently we showed that it is possible to determine the volume of a dried bloodstain and
that it is possible to calculate the volume of the original droplet prior to impact8. Accordingly, we developed a method which can be used to determine the
impact velocity based on the width of an elliptical bloodstain and its original
volume9. In this study, we show for the first time that it is
possible to determine the volume of bloodstains from a real impact pattern and infer the
impact velocity of each stain chosen by the expert. More importantly, we show that with
this method we are able to take both gravity and drag into account when determining the
trajectory of a blood droplet, and determine the region of origin of an impact pattern
much more precise and accurate than the methods currently in use. This research enables
the investigator to determine the location of the blood source in the room, and connect
it to the position of the victim (like standing or sitting), or connect specific wounds
to certain patterns. To determine the region of origin by taking gravity and drag into
account, we require five parameters of each bloodstain: 1) location of the bloodstain in
x, y, and z coordinates, 2) directional angle γ, 3) impact angle
α, 4) volume of the original blood droplet, and 5) impact
velocity of the blood droplet. The first parameter is trivial and measured easily, which
is done for the current methods in use. The directional angle γ is
measured by comparing the direction of travel to the vertical (Fig.
1b,c). The impact angle α can be determined from the shape
of the stain as the width W and length
L of the elliptical outline of the stain (Fig. 1c) are empirically related to the impact angle by
sinα = W/L10. It is possible to determine the volume of a bloodstain8,
however this has never been done before with bloodstains of an impact pattern. We will
show that by means of a 3D surface scanner we can determine the volume of small
(≈1 μl) bloodstains in a non-intrusive
and objective manner (see supplementary
materials). For the final parameter, the impact velocity, recent studies for
simple fluids suggest that it can be inferred from the maximum diameter that an
impacting drop of known volume attains5910111213. During impact
upon a surface, droplets spread in a circular fashion, where spreading is driven by
inertial forces and countered by capillary and viscous forces91415.
These forces can be quantified in terms of the Weber number,
We = ρD0v2/σ,
the ratio between the inertial and capillary force, and the Reynolds number
Re = ρD0v/η,
the ratio between the inertial and viscous forces. Here ρ denotes the
density of the fluid, D0 the diameter of the droplet in flight,
v the impact velocity of the droplet, σ the surface
tension and η the viscosity of the fluid. As spreading slows down,
the spreading droplet reaches its maximum diameter, after which it can either retract
due to the capillary forces15 or remain pinned to the surface16, which is the case for blood droplets17. Recently, Laan
et al.9 showed that spreading of droplets in general,
including blood droplets, can be described by means of an interpolation between the
spreading behavior for the capillary regime (We1/2)1117 and the viscous regime (Re1/5)1018. This interpolation resulted in the following relation:
Figure 1
Example of a bloodstain impact pattern with a detailed photograph of a single
bloodstain.
(a) Impact pattern created by means of a hammer on spring released
into a volume of blood. (b) Schematic representation of the
directional angle γ and the impact angle
α of a single bloodstain (red ellipse). (c) A
single elliptical bloodstain of which the tail shows the direction of
travel.
where the impact number
P = WeRe−2/5 and
A = 1.24 is a fitting parameter. By measuring the
width, the impact angle and the volume of a bloodstain (D0), equation
(1) can be solved numerically for the impact velocity.
Accordingly, it is possible to solve the equations of motion for a projected droplet
flying through the air, which is influenced by gravity and drag19 (see
supplementary materials).
Results
Volume estimation of bloodstains
How much a droplet spreads is dependent on the volume, which can simply be
deduced from the fact that bigger droplets create bigger stains. Accordingly, to
determine the velocity of the droplet hitting the surface we require the
original droplet volume. After a bloodstain dries, it leaves a residue, the
dried red blood cells, the amount of which is dependent on the hematocrit
value8. Plasma consists approximately out of 91% water and
red blood cells contain approximately 70% water20. If we assume
all water evaporates during the drying process, then the drying ratio
κ should increase linearly as a function of the hematocrit value.
Based on the volume ratio between dried and fresh blood it is possible to deduce
the original volume of a bloodstain by measuring the volume of the dried stain.
To do so, we use a 3D surface scanner (see supplementary materials). Under laboratory conditions, we measured in
total the volume of 40 droplets.By plotting the dried volume (AreaScan3D) as a function of the fresh volume,
obtained by means of weighing the fresh droplet, we are able to determine the
drying ratio which is the slope of the fit to the data points (Fig. 2a). In our experiments the hematocrit value
(Hct = 44%) was kept constant resulting in a drying
ratio of 15.6%. In contrast, assuming all water evaporates, the drying ratio for
Hct = 44% should be 18.2%. However, the data points
shown in Fig. 2a, show a linear trend, so there seems to
be a constant ratio between the fresh and dried blood volume values. We conclude
that the measured dried bloodstain volume is dependent on the device used (see
supplementary methods). We,
therefore, determined a calibration curve such that the correct volume of the
bloodstains can be estimated. The calibrated drying ratio
(κ) enables us to determine what the
original droplet volume was from a 3D scan of the dried bloodstain. Of course
the hematocrit value can vary between individuals, and accordingly the drying
ratio of the blood. Therefore, the measurements of Fig. 2a
were repeated for blood with varying hematocrit values (Fig.
2b). As the hematocrit value increases, the drying ratio increases as
well. By fitting a straight line to the data points, a relation is obtained to
correlate the Hct value to κ:
Figure 2
Volume and drying ratio measurements of bloodstains.
(a) The volume of dried bloodstains obtained with the AreaScan3D
plotted as a function of the volume of the fresh droplet determined by means
of the weight and density. The fit to the data points gives us the
calibrated volume ratio between the dried and fresh stains, which in this
case (Hct = 44%) equals 15%. (b) The drying
ratio κ as a function of the hematocrit value. The red line is
the fit to the data points of which the slope is the drying ratio.
Eq. (2) enables us to determine what the drying ratio is for
varying Hct values, i.e., different people, when using the AreaScan3D.
Impact pattern analysis
As shown above, it is possible to determine every parameter necessary for the
reconstruction of a trajectory including the effects of gravity and drag.
Accordingly, we tested our method on stains of a real impact pattern at the
Netherlands Forensic Institute (NFI) where we created eight impact patterns
(n = 8) from a distance of one meter. We show how
accurate and precise we can determine the location of the origin by determining
the curved trajectory of each bloodstain chosen by a BPA expert.We make a distinction between the Point of Origin (PO) and the Region of
Origin (RO). The PO is the exact location given in x, y and z
coordinates (PO(x, y, z)), which we calculated the
pattern to be originated from. The RO is defined as twice the standard
deviation (SD) of the shortest distance between the PO and each
trajectory (see supplementary
materials). In Fig. 3 an example is shown of the
analysis of a typical impact pattern consisting of the straight-line
approximation (red) and our method including gravity (green). The blue dot
represents the location of the true origin. The spheres represent the RO
and the black dot in the middle of the spheres represents the PO. For
this specific pattern 31 stains were analyzed (red dots). The true origin of all
patterns was at a height of 63.7 cm, (true origin
PO(x, y,
z) = (100,150, 63.7) in cm). It is clear that the
straight-line approximation overestimates the point of origin height,
z = 91.1 cm,
which is an overestimation of 27.4 cm. With our method we determine
the height to be 58.5 cm, which actually differs only by
−5.2 cm, which is almost one order of magnitude more
accurate. The standard deviation caused by measurement errors (width, length and
volume measurements) is somewhat larger for our method than for the
straight-line approximation. Nevertheless, the true origin falls within the
standard deviation of our method, which is not the case for the straight-line
approximation. Next, we analyzed eight impact patterns with the straight-line
approximation, our method including gravity, and our method including both
gravity and drag. The precision and accuracy of all the results of the three
methods are compared to one another (Fig. 4).
Figure 3
Example of the region of origin visualization of an impact pattern where red
is the straight-line approximation and green is our gravity included
method.
(a) Front view, (b) side view, (c) top view, (d)
3D view. The red dots represent the bloodstains chosen for analysis. The red
lines and green curves represent the trajectories determined with the
straight-line approximation and gravity included method, respectively. The
blue dot depicts the true origin. The red and green spheres represent the
RO of the two methods.
Figure 4
The accuracy and precision of the analysis of eight impact patterns.
The mean deviation from true origin for the x, y and z coordinates and the
standard deviation for the straight-line approximation (red), the method
including gravity (green), and the method including both gravity and drag
(blue). The bars represent the mean deviation measured for eight
(n = 8) analyses performed. The error bars represent
the variance of and .
Accuracy
The accuracy of our results can be defined as the difference between the location
of the origin where we think the blood came from and the origin where it
actually came from, i.e., the PO that we measure and the true origin for the x,
y and z coordinates separately. Accordingly we determined the mean deviation
between PO and true origin for the x, y
and z coordinates for these impact patterns:where i is the index number of the patterns and
PO is the point of origin calculated by
means of the various methods. In case of perfect accuracy, both
PO and PO
are equal and accordingly is zero. Thus an
increasing
corresponds to a decreasing accuracy.
Comparing the results from the straight-line approximation with our method
including gravity (Fig. 4), it is clear that the x and y
deviations are the same, as they should be, because they are calculated
identically. In contrast, for the z coordinate the mean deviation is reduced
dramatically, from roughly 20 cm for the straight-line approximation
to roughly minus 2 cm for the gravity included method, which is an
improvement of one order of magnitude, thus increasing accuracy. Even though the
variance (error bar Fig. 4) of is larger than that of , it still falls
within the 20 cm mean deviation from the straight-line
approximation. The method including both gravity and drag has a mean deviation
of approximately 5 cm, which is higher than the gravity method, as
expected (see discussion). In contrast, the variance of in Fig. 4 is much smaller than the variance of
. It is clear that the accuracy is highest
for the method only including gravity. In addition, the straight-line
approximation has the largest systematic error.
Precision
The precision of our results can be defined as the spread of the trajectories in
space at the point of origin. Accordingly, the size of the RO gives us
information about the precision of our analysis with the various methods.
Therefore, we determined the average size of the region of origin:where SD is the standard deviation of the
used method for one specific pattern (see supplementary methods). In case of perfect precision, all
trajectories come together in one single point and the average standard
deviation equals zero. Accordingly, an increase in corresponds to a decrease in precision. Figure 4 shows the precision ,
i.e., the average size of the red and green spheres from Fig.
3. It is clear that the standard deviation for our gravity method is
slightly higher than for the straight-line approximation. In contrast, the
standard deviation for the drag included method is smaller than both the
straight-line and gravity method. Accordingly, including both gravity and drag
gives the highest precision for the trajectory calculation.
Maximum deviation
We determined the average maximum deviation based
on the different methods with a 95% confidence level (Fig.
5), by means of:
Figure 5
maximum deviation determined by means of the deviation from the true origin
plus two times the standard deviation for the various methods used.
For the straight-line approximation we can have a deviation as much as
32 cm which is in accordance with the results of De
Bruin et al.4 who found similar results. Even though the
straight-line approximation has a high precision, the accuracy is low because
gravity and drag are neglected. For the gravity method, this maximum deviation
diminishes to roughly 15 cm. In contrast to the straight-line
approximation, the gravity included method has a very high accuracy and a high
precision. Finally, slightly increases for our
drag method (roughly 16 cm), because the accuracy is lower even
though the precision is higher. These results show that including gravity and
drag, the origin can be determined at least two times more accurately than with
the straight-line approximation, having a 95% confidence level.
Discussion
The results reported in this paper show that we are able to determine the volume of
small (≈1 μl) bloodstains to determine
the impact velocity of those stains and accordingly, the position where they came
from. In addition, with our method we estimate the PO much more accurately
than the straight-line approximation. As expected, the height estimation for the
gravity method is on average below the true origin, because drag is not considered.
Due to drag, the velocity decreases as the droplet flies through the air. But when
tracing back the trajectory from the stain to its origin, time is inverted and the
velocity increases due to drag. Accordingly, the drag included trajectories will
always be between the straight line trajectory and the gravity trajectory, which
explains why the drag included model has a higher, positive mean deviation compared
to the gravity included model.On the other hand, the droplets do not truly originate from a single point as, during
an impact, the blood is first extruded into liquid sheets and ligaments, which in
turn break up into droplets (see supplementary
video). Only after this do the droplets follow the paths described by the
gravitational and drag model. As the sheets and ligaments are distributed over a
region of space, no method will find all trajectories crossing at a single point,
i.e., , no matter how accurate the measurement of the
stain dimensions or how physically correct the trajectory model. In addition, due to
the physical limitations of our setup, the breakup occurs around and above the
actual point of impact of the weapon. Thus the height estimation will always be
slightly overestimated, i.e., for z will always be
nonzero and positive. The results from our model including both gravity and drag
reflect this overestimation well. Finally, the equations of motion of the blood
droplets become more non-linear if air drag is included, since drag depends on the
speed of the droplet itself. It is entirely possible that this leads to errors that
propagate in the reconstruction of the trajectory, leading in turn to the increased
deviation.An elaborate study21 based on computer modeling showed that typical
indoor air currents can have a significant effect on the trajectories of airborne
droplets. Standards on indoor air conditions22 limit the maximum
permissible air velocity in dwellings to 0.3 m/s. Based on indoor air
current of 0.5 m/s the recorded flight path deviations were less than
2 cm for a droplet of 5 mm in diameter (deposition height
1.4 m) which could increase up to 2–3 m for a
droplet of 0.1 mm in diameter21. Based on these findings,
air currents can influence bloodstain patterns and thus the determined location
where they originate from, which is worthy of further investigation.The standard deviation decreases (increase of precision) when gravity (and drag) are
taken into account for the trajectory reconstruction, because the trectories lie
closer to one other. This increase of precision is surprising as more variables
(volume and impact velocity) are introduced to the calculation, increasing the
number of random errors. However, by implementing gravity and drag, the trajectories
follow a more realistic path and thus increasing precision. The precision of our
method might even be increased further by removing outliers from our data set23, however, this falls outside the scope of this investigation.Various studies have attempted to increase the accuracy of directional analysis3572425, but to our knowledge, none of these methods are used
on the crime scene. Nevertheless, there is a high demand for improving the
scientific methods used within BPA on the crime scene2627. Our new
method enables investigators to distinguish between a sitting and standing position
or might even connect specific patterns to wounds created during the bloodletting
event. Accordingly, the investigator will be able to reconstruct the events of the
crime in more detail.This method can be used on the crime scene as the 3D scanner can easily be
transported. In addition, our method is non-invasive and contact-less, a
prerequisite for using it in forensic applications, considering contamination. These
attributes make the scanner suitable to use on the crime scene. With only one
additional measurement, namely the 3D scan, we create many possibilities concerning
the reconstruction of the trajectories. In addition, the analysis of the bloodstains
does not increase in complexity when compared to directional analysis.On a crime scene it is not unlikely that the majority of bloodstains found are
downward directed. With this method it might be possible to take downward directed
bloodstains into account. These kinds of bloodstains are now excluded in the
analysis as the height estimation becomes very inaccurate. However, by increasing
the origin distance from the wall, more downward directed stains will be
present.Finally, we apply our volume and velocity measurements only on impact bloodstain
patterns. However, this method might also be used for analyzing other kinds of
bloodstain patterns. For example, the drip trail pattern (stains resulting from
droplets, created solely by gravity) could be investigated to determine the average
height of deposition28. Moreover, cast-off patterns (patterns created
due to the rapid movement of a bloody object) could be investigated to determine the
swing radius and maybe even the radial velocity of the object29.
Conclusion
By means of these proof-of-principle experiments, we show that with our method we
arrive at a much more accurate and precise determination of t.he point and region of
origin when performing the analysis for stains that are selected by BPA experts. It
is evident that the accuracy can be further improved by taking also the downward
directed stains into account which are usually discarded on the crimes scene, but
this is subject of future study. When using the straight-line approximation, only
upward directed bloodstain can be considered for analysis as downward directed
bloodstains could have been influenced by gravity. If so, this introduces an
unacceptably large margin of error for the downward directed stains, which could
constitute the majority of stains found at a crime scene. We anticipate this study
to be of considerable importance for investigators who use BPA to reconstruct the
events that took place on crime scenes. The improved accuracy will allow them, for
instance, to better determine the position of the victim or it might be possible to
connect bloodstain patterns to specific wounds on the body, which differ in
height.
Additional Information
How to cite this article: Laan, N. et al. Bloodstain Pattern Analysis:
implementation of a fluid dynamic model for position determination of victims.
Sci. Rep.
5, 11461; doi: 10.1038/srep11461 (2015).