Olivier A Coubard1, Marika Urbanski2, Clémence Bourlon3, Marie Gaumet4. 1. The Neuropsychological Laboratory, CNS-Fed Paris, France ; Laboratoire Psychologie de la Perception, UMR 8242 CNRS-Université Paris Descartes Paris, France. 2. Service de Médecine et de Réadaptation Gériatrique et Neurologique, Hôpitaux de Saint-Maurice Saint-Maurice, France ; Institut du Cerveau et de la Moelle Epinière (ICM), Sorbonne Universités, Université Pierre et Marie Curie UM 75, Inserm U 1127, CNRS UMR 7225 Paris, France. 3. Service de Médecine et de Réadaptation, Clinique Les Trois Soleils Boissise-le-Roi, France. 4. The Neuropsychological Laboratory, CNS-Fed Paris, France.
Abstract
Vision is a complex function, which is achieved by movements of the eyes to properly foveate targets at any location in 3D space and to continuously refresh neural information in the different visual pathways. The visual system involves five main routes originating in the retinas but varying in their destination within the brain: the occipital cortex, but also the superior colliculus (SC), the pretectum, the supra-chiasmatic nucleus, the nucleus of the optic tract and terminal dorsal, medial and lateral nuclei. Visual pathway architecture obeys systematization in sagittal and transversal planes so that visual information from left/right and upper/lower hemi-retinas, corresponding respectively to right/left and lower/upper visual fields, is processed ipsilaterally and ipsialtitudinally to hemi-retinas in left/right hemispheres and upper/lower fibers. Organic neurovisual deficits may occur at any level of this circuitry from the optic nerve to subcortical and cortical destinations, resulting in low or high-level visual deficits. In this didactic review article, we provide a panorama of the neural bases of eye movements and visual systems, and of related neurovisual deficits. Additionally, we briefly review the different schools of rehabilitation of organic neurovisual deficits, and show that whatever the emphasis is put on action or perception, benefits may be observed at both motor and perceptual levels. Given the extent of its neural bases in the brain, vision in its motor and perceptual aspects is also a useful tool to assess and modulate central nervous system (CNS) in general.
Vision is a complex function, which is achieved by movements of the eyes to properly foveate targets at any location in 3D space and to continuously refresh neural information in the different visual pathways. The visual system involves five main routes originating in the retinas but varying in their destination within the brain: the occipital cortex, but also the superior colliculus (SC), the pretectum, the supra-chiasmatic nucleus, the nucleus of the optic tract and terminal dorsal, medial and lateral nuclei. Visual pathway architecture obeys systematization in sagittal and transversal planes so that visual information from left/right and upper/lower hemi-retinas, corresponding respectively to right/left and lower/upper visual fields, is processed ipsilaterally and ipsialtitudinally to hemi-retinas in left/right hemispheres and upper/lower fibers. Organic neurovisual deficits may occur at any level of this circuitry from the optic nerve to subcortical and cortical destinations, resulting in low or high-level visual deficits. In this didactic review article, we provide a panorama of the neural bases of eye movements and visual systems, and of related neurovisual deficits. Additionally, we briefly review the different schools of rehabilitation of organic neurovisual deficits, and show that whatever the emphasis is put on action or perception, benefits may be observed at both motor and perceptual levels. Given the extent of its neural bases in the brain, vision in its motor and perceptual aspects is also a useful tool to assess and modulate central nervous system (CNS) in general.
Born in Canada and USA at the beginning of the 20th century and in France in the 1950s under the impulsion of Henri Hécaen, neuropsychology examines the relationship between cognitive activity (attention, perception, gesture, memory, language, etc.) and corresponding cerebral condition (the different areas of the central nervous system—CNS—from spinal cord to cortex). At the frontiers of neurology, psychology and psychiatry, neuropsychology explores how brain and function may be correlated in brain-damaged patients or by using functional brain imaging (Diffusion Tensor Imaging, DTI; functional Magnetic Resonance Imaging, fMRI; Positron Emission Tomography, PET; Single Photon Emission Computed Tomography, SPECT). In close collaboration with neurologists and psychiatrists, neuropsychologists assess and rehabilitate brain-damaged patients by acting onto sensory, motor, cognitive and emotional spheres. As a branch of neuropsychology, visual neuropsychology specifically studies vision in its sensory, motor, cognitive and emotional dimensions. As such, visual neuropsychology focuses on the nervous part of visual function, from retina to the multiple areas of the brain it involves. Given that 60% of the brain participates in vision (Orban et al., 2004; Orban, 2007), the extent of this study field is wide, from the most elementary visual functions (visual acuity, contrast sensitivity, visual field, color, depth, movement or visuo-spatial perception) to the most complex ones (object and face identification, perception of scenes and of emotions, written language processing, action-perception interaction, etc.). Similarly, neurovisual pathologies extend from low-level (partial or complete loss of visual field, achromatopsia, astereopsia, akinetopsia, etc.) to high-level disorders (visual agnosias, prosopagnosia, visual alexia, Balint syndrome, etc.). In this didactic review for both experts and novices, we provide a panorama of the neural bases of vision in its motor and perceptual aspects: eye movements and visual systems, respectively. Based on this knowledge, we briefly review the different damages that can occur in the visual systems, before overviewing the different rehabilitation schools of visual neuropsychology, which were developed in Europe and USA since the 1970s. The present review belongs to a Frontiers in Integrative Neuroscience e-book containing eighteen other contributions, and as such will offer reference throughout the text to those articles related to either Eye movements or Visual Perception or Visual training programs (Coubard, in press).
From action to perception
“In the beginning was the act” (Von Goethe, 1808–1832/2014). In line with von Goethe, we point out in this review that vision is first and foremost action. The reason why the eyes move is twofold. First they move as direct consequence of retina morphophysiology (see Figure 1A). Only the fovea containing a high density of cones allows humans to perceive visual stimuli with high acuity, while the rest of the retina containing less cones but high density of rods perceives blur. For that reason, the eyes have to move to foveate visual stimuli in eccentricity or in depth. Second the eyes move as visual perception is impossible as soon as movement is absent, which has been demonstrated different ways since the seminal work by Yarbus (1967). Indeed when fixational eye movements are suppressed and the visual stimulus stabilized on the retina, perception just vanishes in a few seconds. This is due to the fact that one function of fixational eye movements, among other functions, is to continuously refresh neural activity in visual pathways (for a review see Martinez-Conde et al., 2013).
Organization of cerebral structures involved in the control of eye movements, specifically of ocular saccades. The visual stimulus activates the retino-cortical visual pathway (LGN: lateral geniculate nucleus; visual cortex), which activates associative cortex (PPC: posterior parietal cortex), as well as cortical (SEF: supplementary eye field; FEF: frontal eye field) and subcortical areas (CN: caudate nucleus; SNpr: substantia nigra pars reticulata) involved in eye movement control by acting onto thalamus and the motor part (intermediate layer) of superior colliculus (SCi). The visual stimulus activates in parallel the retino-tectal visual pathway through the sensory part (superficial layer) of superior colliculus (SCs), which directly activates SCi. In fine, eye movements are triggered by premotor (Premot.), which are under the inhibitory control of omnipause neurons (OPN). Premotor neurons activate motor neurons of oculomotor (III), trochlear (IV) and abducens (VI) nerves. Eye movements also interact with head movement (not developed). Other notations: DLPFC: dorsolateral prefrontal cortex; OKR: optokinetic response; VN: vestibular neuron; VOR: vestibulo-ocular reflex. Adapted from Hikosaka et al. (2000, p. 956, Figure 3).
Binocular vision is achieved by five main neurovisual systems originating in the retina but varying in their destination within the brain (see Figure 4). Two systems have been widely studied: the retino-occipital or retino-cortical visual pathway (see Figure 4A) and the retino-collicular or retino-tectal visual pathway (see Figure 4B). But there also exist three other systems: the retino-pretectal (see Figure 4C) and the retino-hypothalamic (see Figure 4D) visual pathways, as well as the accessory optic system (AOS) (not illustrated), which play a crucial role in vision though they are less known. The first neuron that is given the information from sensory cells—cones and rods—is the bipolar neuron. Interestingly, bipolar neurons transfer information to the second neuron, the ganglion neuron or retinal ganglion cell (RGC), within the retina. This means that CNS is already present in the peripheral organ for vision, reminding us that the eye is ontogenetically a differentiation of the diencephalon (see Figures 2A,B). This is how authors and artists see in the eye a door directly open to the mind (e.g., Marendaz et al., 2007). On the scientific viewpoint, it will be our rationale for using eye movements and vision as useful indicators of CNS (dys)functioning.
We now move to the damages that can occur in the neural visual pathways and rendering blind not the eye but the brain. Before entering the core of visual disorders, we remind two physiological properties of the visual system.A first striking feature of vision is retinal inversion (see Figure 5A). After light information has crossed the cornea, the anterior chamber, the pupil, the lens, the posterior chamber, it has to cross all layers of the retina, as it is inversed, to reach sensory cells. Indeed, cones and rods are opposite to the light for a reason that is hitherto unknown, except that their metabolic and photopigment regeneration requirements need ready access to the choroidal blood supply in the deepness of the retina. Once sensory cells have transformed light into neural information, the latter is transferred to bipolar neuron then to ganglion ones as described above (see Section The Seeing Brain from Eye to Cortex). Due to retinal inversion, ganglion neuron fibers exit the eye making a hole in the retina, the blind spot, to merge into the optic nerve (see Figure 5A). Retinotopy, that is the way information is spatially organized on the retina, is preserved throughout visual pathways and is retrieved particularly in SC and primary visual cortex (Dowling, 1970; Tamraz et al., 1999; Chalupa and Werner, 2003; Podoleanu, 2012; see Figure 2C).
Making ours von Goethe’s percept (Von Goethe, 1808–1832/2014), we have emphasized in this review that vision is first and foremost action. The variety and subtlety of eye movements (saccades, pursuit, vergences, etc.) require the perfect orchestration of a cascade of physiological mechanisms from motoneurons to cortical areas. This movement machinery not only ensures binocular coordination to foveate targets at any location in 3D space, but is also a prerequisite for visual perception since action precedes perception. We are aware that many actions may be based on the preceding perceptual information, or in a stabilization context after removing movement there is still perception before the visual input fades. But because movement is essentially unavoidable (e.g., oculomotor tremor, drifts, head/body movements) and desirable for exploration, movement has always existed in animals and the evolution of perception has always dealt with this reality. In that sense movement has always preceded the evolution of our perception. In this context, we suggest that “visual action” is a more physiologically plausible expression than “active vision”, which appears to be in most cases a pleonasm. Visual perception is achieved through five main systems and, importantly, any visual stimulus activates these different pathways. The retino-occipital and retino-collicular routes are widely studied, whereas the retino-pretectal, the retino-hypothalamic, and the AOS are less explored. Therefore, our knowledge of complete or partial visual field defects inherent in antero- or retro-chiasmatic lesions, and that of high-level visual deficits (agnosias and visual action disorders) following a lesion of ventral or dorsal streams is well advanced. But studies exploring the impact of visual disorders on pupillary response, rhythms, biological functions (e.g., sleep or hormonal disorders), or on slow movements are lacking. Consistent with the neural bases of eye movements and visual pathways, action-perception integrated and multimodal interventions seem to provide the best results in visual rehabilitation. This suggests that any rehabilitative training in neuropsychology should first take into account the cognitive and cerebral constraints. In other words, any training should fit the physiology in its resources, plasticity, and limitations. Because vision recruits 60% of the brain (Orban et al., 2004; Orban, 2007), eye movements and visual perception are useful tools to assess and rehabilitate the CNS in general. In other words, vision in its motor and perceptual aspects may be useful biomarker and neuromodulator of CNS functioning: education in children and in normal aging, rehabilitation in CNS functional disorders, in neurological and psychiatric diseases, and in pathological aging. For an original research on eye movements and visual perception in Alzheimer’s disease, see in the present e-book the article by Boucart et al. (2014). For a review on visual perception in schizophrenia, see in the present e-book the article by Notredame et al. (2014). For an original research on eye movements in bipolar disorder, see in the present e-book the article by Beynel et al. (2014). With respect to functional disorders, recent findings have suggested that visual disorders hitherto supposed to be peripheral may have cerebral causes and/or effects. This might be the case of anisometropia, amblyopia, strabismus, which involve CNS dysfunctioning as revealed by neurophysiological studies in animals and functional brain imaging studies in humans. For a review on functional brain imaging of amblyopia, see in the present e-book the article by Joly and Frankó (2014). For an original research on eye movements in amblyopia, see in the present e-book the article by Perdziak et al. (2014). For a review on neurophysiology of amblyopia, see in the present e-book the article by Bui Quoc and Milleret (2014). Thus vision in its complexity and richness offers exciting directions for future basic and clinical research.
Conflict of interest statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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