Hongwei Hsiao1. 1. National Institute for Occupational Safety and Health, USA.
Abstract
Slips, trips, and falls (STF) represent a serious hazard to workers and occupants in many industries, homes, and communities. Often, the cause of a STF incident is multifactorial, encompassing human, environmental, and task risk factors. A STF-related disability can greatly diminish the occupational capability and quality of life of individuals in both the workplace and the home. Countering STF hazards and risks both on and off the job and on all aspects of control measures is a "total worker safety" matter, a challenging yet tangible undertaking. As the federal organization responsible for conducting research for the prevention of work-related injuries in the United States, the National Institute for Occupational Safety and Health (NIOSH) has been conducting research on STF controls for some decades. Many NIOSH research outcomes have been utilized for STF prevention in workplaces, with potential for prevention in homes as well. This paper summarizes the concept of total worker safety for STF control, NIOSH priority research goals, major activities, and accomplishments, and some emerging issues on STF. The strategic planning process for the NIOSH research goals and some identified research focuses are applicable to the development and implementation of global STF research goals.
Slips, trips, and falls (STF) represent a serious hazard to workers and occupants in many industries, homes, and communities. Often, the cause of a STF incident is multifactorial, encompassing human, environmental, and task risk factors. A STF-related disability can greatly diminish the occupational capability and quality of life of individuals in both the workplace and the home. Countering STF hazards and risks both on and off the job and on all aspects of control measures is a "total worker safety" matter, a challenging yet tangible undertaking. As the federal organization responsible for conducting research for the prevention of work-related injuries in the United States, the National Institute for Occupational Safety and Health (NIOSH) has been conducting research on STF controls for some decades. Many NIOSH research outcomes have been utilized for STF prevention in workplaces, with potential for prevention in homes as well. This paper summarizes the concept of total worker safety for STF control, NIOSH priority research goals, major activities, and accomplishments, and some emerging issues on STF. The strategic planning process for the NIOSH research goals and some identified research focuses are applicable to the development and implementation of global STF research goals.
The most recent report on fatal occupational injuries showed that there were 681
slip-trip-and-fall (STF) related fatalities in 2011 in the United States1), which accounted for 14.5% of the overall
occupational fatality cases. In addition, there were 299,090 STF-related nonfatal
occupational injuries resulting in days away from work in 2011, which accounted for about
25.3% of all occupational injuries in that year2). The construction industry continued to have the highest count of
STF-related fatalities3), and food servers,
healthcare support workers, highway maintenance workers, housekeeping cleaners, and
telecommunications line installers experienced the highest rates of nonfatal STF
injuries4). Many countries are facing the
same challenges as the United States with STF injury problems in the workplace5). Aside from workplace incidents, STFs are
the second-leading cause of unintentional death in homes and communities, resulting in more
than 25,000 fatalities in 20096). Often,
inhabitants fall from ladders, stairs, uneven surfaces, or wet areas at home. Elderly
individuals are particularly at risk. In 2012, more than 3.3 million nonfatal fall injuries
among older adults (55 to 85 + years old) were recorded in emergency departments7). Similar concerns are seen worldwide8).Given the prevalence of STF problems, an organized global prevention research and practice
effort is warranted. This paper describes a concept for total worker safety for preventing
global STFs, which improves occupational capability and quality of life at both workplaces
and homes. The paper also presents NIOSH research goals on STF prevention, selected NIOSH
research activities relevant to the concept of total worker safety for STF control, and some
emerging issues on STF.
A Concept of Total Worker Safety for Slip, Trip, and Fall Prevention
STFs occur as a result of a complex interaction of risk factors which can be organized into
three categories: personal, environmental, and task-related factors9) (Table
1
). The personal factors include individual differences: age, gender, race, body
size, work experience, chronic illness, physical strength, substance use, cognitive
capacities, constraints of personal protective equipment (PPE), visual acuity, contrast
sensitivity, discrepant vision between the eyes, and expiratory flow rate8,9,10,11,12,13,14,15).
The environmental factors concern the information available from visual and physical
interactions with environments, including elevation perception, moving visual scenes, depth
perception, visual ambiguity, visual detection of obstacles and their properties, restricted
support surfaces, support surfaces inclination, lighting, building design, and material
properties of support surfaces (e.g., friction, contaminants, evenness, loose fixtures, and
firmness)9, 11, 16,17,18,19,20,21). The task-related factors include load handling, physical exertion
and fatigue, footwear, complexity of tasks, social interactions, and community
resources8, 9,
22,23,24,25).
Many of the abovementioned elements within each of the primary factors resemble the
interaction between or among primary factors, although they are classified to belong to only
single primary factor.
Table 1.
Risk factors associated with slips, trips, and falls
National and global research efforts on STF vary among government agencies, healthcare
institutes, professional societies, and individual safety and health research organizations.
Many of the entities have focused on certain aspects of research topics and applications,
such as occupational issues, biomarkers, forensics, and elderly falls. As national and
global communities are moving to better workplace safety and quality of life as a whole,
countering fall hazards and risks faced by workers and community-dwellers on and off the job
becomes even more inseparable. Workers use ladders at work. They also use ladders in their
homes for household chores. Community members access building floors through stairways at
home as well as at workplaces and public facilities. Adequate material properties of
walkways and proper lighting are equally critical at work and at home for walkway related
fall control. Moreover, a STF injury typically affects a person’s ability in performing
tasks at the workplace and the home; it may diminish a person’s social capacity in the
community as well. The settings may differ, but the scientific basis, risk assessment tools,
and control strategies for STF are similar. The concept of total worker safety for STF
prevention considers integration of current knowledge and research efforts among all aspects
to: (1) publicize the importance of STF prevention, (2) advance the identification of risk
factors and innovations for STF control, and (3) transfer realistic and effective STF
interventions into practice.
NIOSH Research Goals for Slip, Trip, and Fall Prevention
The approach
To effectively reduce STF-related injuries and deaths, a focused effort that considers
high-quality research, active partnerships, and research-to-practice actions is necessary.
High-quality research refers to organized explorations with meaningful impacts. NIOSH
applies the public health approach to identify and address the most compelling STF-related
risks facing workers across all industry sectors (Fig.
1). The public health approach includes: incident surveillance, risk identification,
intervention, and implementation. Incident surveillance identifies magnitude and severity
of problems. Often, injury data systems and fatality reports reveal the trend or changes
of STF problems. Risk identification characterizes risks and causes. It is a step to
understand why and how STF occurs and who is affected. Intervention refers to design and
evaluation of risk controls; both field and laboratory studies can be performed to
understand what works and the level of effectiveness. Implementation promotes promising
interventions and evaluates their impact and cost-effectiveness; the notion of
implementation is to bring STF prevention measures to a broad segment of population and
reduce STF at a population level. The public health approach is a continuing process to
understand the causes and sources for STF prevention and policy/strategy
interventions.
Fig. 1.
Public health approach for slip, trip, and fall Prevention.
Public health approach for slip, trip, and fall Prevention.
The practice through active partnerships and research-to-practice engagements
In STF prevention using public health approach, active partnerships and
research-to-practice engagements are essential. Active partnerships refer to collaborative
partnerships with labor, industry, government agencies, academic institutions, and other
stakeholders at all stages of program activities. NIOSH values practical solutions and the
NIOSH fall prevention program is committed to the development of practical solutions to
the complex problems that cause fall injuries and deaths among workers. Collaborative
partnerships assure the input from partners at all stages of the public health model to
facilitate the linkage of research with the development of practical injury control
solutions. Research-to-practice actions refer to the transfer and translation of research
findings into effective use. NIOSH places its effort on knowledge transfer to achieve
impact for reducing fall risks, injuries, and deaths among workers. The NIOSH Fall
Prevention Program strives to conduct research that is oriented to produce effective,
practical, prevention measures that can be implemented in workplaces. Every fall
prevention research project includes a strategy to promote the transfer and translation of
research findings into effective, feasible, prevention practices, products, and
technologies that can be adopted in the workplace. These research-to-practice actions
correspond to the third and fourth steps of the STF public health approach.
The goals
While NIOSH research on STF prevention has been occupational in nature, many of the NIOSH
research findings, methods, and recommendations for safe practices are equally applicable
to non-occupational settings. We are increasing our communication and collaboration with
industries, stakeholders, and global partners to advance research efforts on STF control,
which would facilitate the implementation of a total worker safety strategy to prevent
STFs in the workplace, home, and community. Recently, NIOSH updated its research goals to
address the national STF burden.Three NIOSH goals for STF prevention research are industry specific, emphasizing program
activities and directions that are likely to have the greatest impact on preventing fall
injuries and deaths in high risk workplaces. They include goals of reducing fall injuries
in the construction industry, wholesale and retail trades (WRT), and public safety,
services, manufacturing, and other high-risk industries. These efforts emphasize
implementing effective, evidence-based STF prevention and protection designs,
technologies, programs, and communications materials. The fourth goal focuses on
fundamental knowledge and practical solutions for STF prevention in the workplace, home,
and community. NIOSH has proposed retiring the fifth goal, which is to reduce STF injuries
in the health services industry. Productive research in this area has been conducted and
industry adoption of recommended fall prevention measures has been recognized. These five
primary STF prevention goals are further elaborated.
Reducing STF in the construction industry
The construction industry has the highest count of STF-related fatalities among the
industries in the United States. NIOSH has had a long history in fall prevention and
protection research for construction worker safety and continues to update our research
goals for improved industrial impacts. Among the research goals that we have pursued are:
(1) inventory of existing fall protection technologies and identification of gaps where
technical engineering guidance needs to be developed or modified further for fall
protection (such as fall protection anchorage system), (2) development and evaluation of
engineering interventions and guidelines to address fall protection gaps (such as aerial
lift safety guidelines), (3) partnership with insurance companies and consultation
organizations to identify small contractor implementation obstacles associated with
existing fall prevention and protection measures (such as fall prevention in residential
construction), (4) inventory of existing research, regulations, guidance, and practitioner
materials on ladders and identification of key gaps and needs (such as graphic-based
extension ladder guidelines), and (5) conducting and evaluating a national construction
fall prevention campaign. To efficiently reduce fall incidents in the construction
industry during the coming years, NIOSH is focusing its efforts on two goals:
“Construction organizations, engineers, architects, and employers in the construction
industry will implement effective, evidence-based fall prevention and protection designs,
technologies, programs, and communications materials for their structure design and at
their worksites” and “Safety research organizations, trade associations, insurance
companies, and employers will identify, characterize, and reduce fatal and serious
injuries associated with construction falls to a lower level among Hispanic construction
workers”.
Reducing STF in wholesale and retail trades (WRT) settings
WRT settings have some unique and well-known STF issues. Organized efforts on STF
research and prevention, however, are not understood in the literature. NIOSH has a goal
for WRT: “Engineers, WRT associations, and employers in the WRT industry will implement
effective, evidence-based fall prevention and protection designs, technologies, programs,
and communication materials for the handling, storage and retrieval of merchandise”. Among
the critical research topics are: (1) developing and evaluating innovative fall
preventive/protective solutions (strategy, technology, or PPE) addressing merchandise
storage and retrieval-associated fall incidents, (2) testing the feasibility of advanced
technologies for integration into existing elevation-access devices, and (3) transferring
fall prevention innovations (or existing effective fall prevention solutions) and the
related fall prevention knowledge into WRT industrial practices, such as in trucking/
transporting and goods retrieval practices.
Reducing fall injuries in the public safety, services, and other high risk
industries
STFs associated with special vehicles (e.g., ambulances, fire trucks, and heavy trucks)
in the Public Safety sector and STF prevention in the food services industry are among the
NIOSH research priority areas. The NIOSH goal states that “Government agencies, vehicle
and equipment manufacturers, standards committees, and occupational safety professionals
will work together to improve the designs of ambulances, fire trucks, and heavy trucks to
reduce the risk of injuries and fatalities associated with falls from these vehicles, and
that the food services industry and other high risk industries will implement effective,
evidence-based STF prevention programs”. Among the identified research efforts are: (1)
evaluating vehicle configuration and access system designs of ambulances, fire trucks, and
heavy trucks; working with equipment manufacturers to review and consider design
enhancement, (2) working with national standards groups to update or develop vehicle
configuration and access system standards for special motor vehicles, (3) developing and
disseminating guidelines for vehicle configuration and access system use and modifications
to reduce slips, trips, and falls among emergency medical services (EMS) personnel, fire
fighters, and truck drivers, (4) developing and evaluating promising solutions for STF
prevention in the food services industry, (5) conducting intervention trials in the food
services industry and developing hazard assessment checklists to evaluate the
effectiveness of STF prevention measures, and (6) developing evidence-based guidelines for
preventing STF incidents in the food services industry that can serve as the basis of a
national STF prevention campaign.
Understanding human characteristics for implementing effective fall control
measures
This goal addresses human characteristics, social-organizational characteristics, and
biotechnology-based fall control measures which offer fundamental knowledge and practical
solutions for STF prevention in the workplace, home, and community. Research organizations
can identify human biomarkers, social-organizational characteristics and human-system
interface traits that are common precursors to fall incidents, and use them to design out
fall risk or craft engineering solutions and organizational interventions to reduce STF
incidences. Accordingly, manufacturers can produce improved fall protection devices and
systems that effectively reduce the forces on the human body during fall arrest and fall
impact. Furthermore, safety professionals and researchers can develop and use
comprehensive digital models of human fall dynamics to evaluate new fall prevention and
protection technologies, products, and methods as well as to conduct fall injury
investigations and verify solutions. Among the identified research efforts are: (1)
exploration of physical variations, neurological traits, cognition process,
social-organizational, cultural factors, and safety attitudes on fall risk; (2) studying
older workers’ physical and psychosocial characteristics associated with falls and the
mechanisms through which older workers are at increased risk for fall injury, and
developing guidance to address risks for occupational falls among older workers; (3)
publishing the information on the effectiveness of new strategies, technologies, and
sensor enhancement approaches to reduce fall-initiation risk; (4) transferring
recommendations to industrial practice on improved sizing systems and configurations of
fall protection devices to accommodate current worker populations; (5) developing improved
devices or accessories for impact energy or stress relief (such as swing falls and
suspension trauma relief during and after a fall incident) and to establish rescue
guidelines to further protect workers; (6) developing knowledge databases for improving
digital human models on fall dynamics, including the phases of fall initiation and fall
termination, for use in efficient evaluation of new fall prevention and protection methods
and strategies, in fall incident investigations (reconstruction), and in workers’ hazard
recognition training, and (7) transferring knowledge databases to digital model developers
to develop scientifically comprehensive yet easy-to-use digital modeling modules for use
in workplace planning for fall prevention, workers’ hazard recognition training, and fall
incident investigations.
Fall injury control in the health services industry
NIOSH had a major goal that the health services industry, insurance companies,
occupational safety and health professionals, trade associations, manufacturers of safety
equipment, government, and fall prevention research organizations will develop and
implement a national campaign to promote widespread implementation of comprehensive STF
prevention programs. NIOSH has proposed retiring the goal to reduce STF injuries in the
health services industry, given productive research that has been conducted as well as
industry adoption of recommended protective measures26). For example, NIOSH has published a user-friendly STF prevention
toolkit targeted toward staff in the healthcare sector that is being adopted by many
hospitals nationwide27).
Activities and Accomplishments
Selected research projects associated with the four NIOSH continuing overarching research
goals are presented to illustrate our efforts and accomplishments. These projects target
high fall-risk industrial sectors and leading sources of fall incidents which coincide with
national workplace and community fall injury data. The first project on ladder safety is
within the Construction sector and is also a common STF subject among home owners and
general community at large. The second project is on STF control in food services, which is
within the Services sector and is also a common STF topic among community dwellers for their
activities at home kitchens, restaurants, and public food courts. The third project on safe
fire truck aerial system is within the Public Safety sector and is associated with general
public at large. The fourth project on fall-arrest harness system safety is within the
Construction sector and is a common topic in the commercial building maintenance which
affects the general public. The fifth project on scaffolding safety is within the
Construction sector and is a common subject for home and community safety indoor and
outdoor. The sixth project on human characteristics and biomarkers in fall injury controls
is associated with all fall prevention efforts at home and at workplace.
Ladder safety research and innovations
Ladders are one of the most widely-used means of access to elevated surfaces in the
workplace in multiple industries (e.g., construction, wholesale and retail, and public
safety sectors) and at home. On average more than 164,000 emergency room-treated injuries
in the U.S. each year are related to ladders28). What are the current regulations, practice guidelines, and
measures to control falls from ladders? What are risk factors, critical knowledge gaps,
and emerging issues and technologies to address ladder safety? Partnering with ladder
manufacturers, a national ladder safety standards committee, technology research
organizations, and other U.S. Government agencies, NIOSH has published literature on
solutions and knowledge gaps on extension ladder safety29). This research summarized eight key elements of the OSHA
standards on ladder safety (Fig. 2) and showed that the underlying causes of falls involving extension
ladders include the ladder-base slipping out, ladders tipping, workers slipping while on
ladders or transitioning from a ladder to a surface at height, and mechanical failures.
The knowledge-gap analysis identified four actions needed to advance ladder-safety
practice: (1) research on visual indicators to assist in setting up ladders at the correct
angle, (2) developing and evaluating measures to ease the transition from a ladder to a
surface at heights, (3) integrating ladder accessories into a convertible design to ease
the carrying, assembling, and storing of multiple accessories, and thus to encourage safe
practices, and (4) developing a graphic-oriented practical guide for safe ladder use,
maintenance, and mechanical-flaw detection.
Fig. 2.
The key elements of the OSHA standards on ladders − 29CFR Safety and Health
Regulations for Construction subsection 1926.1053 (Hsiao ., 2008).
The key elements of the OSHA standards on ladders − 29CFR Safety and Health
Regulations for Construction subsection 1926.1053 (Hsiao ., 2008).NIOSH also identified factors affecting extension ladder angular positioning30). Ladder users tended to position an
extension ladder at a shallower angle than the angle recommended by the current ladder
safety standard. This inclination is especially prominent when positioning smaller and
lighter ladders, which are more likely to result in sliding-out fall incidents. The
current standard anthropometric method (by extending arms horizontally and holding the
ladder rails while touching the base of the ladder with the tips of shoes) for
extension-ladder setup is a usable approach for safe ladder positioning when it is
accurately and correctly performed. This approach is, however, associated with a large
variability in set-up angle and requires substantial positioning time. Ladder angle
indicators, such bubble levels, could provide accurate ladder positioning with low
variability among tasks and users. However, most often ladder angle indicators require
multiple incremental adjustments and thus require considerably longer positioning times,
which reduce work efficiency and thus negatively affect user acceptance. An innovative
inclination indicator developed by NIOSH researchers has been tested to improve the
accuracy and reduce the time for ladder positioning. This concept of an inclination
indicator with visual, sound, and vibrating functions, has been further developed to
become a ladder safety software application (app) for mobile devices which features a
multimodal indicator and a graphic-oriented guide for ladder selection, inspection,
positioning, accessorizing, and safe use31) (Fig. 3). The app was downloaded more than 22,000 times during its first year of release.
The app also has been highly rated and widely adopted by more than 50 organizations, many
state officials, industry leaders, and safety professionals, and has received considerable
international attention. The literature, scientific study outcomes, and the mobile device
safety application provide both a scientific basis and practical tools to reduce the risk
of fall injury for millions of ladder users across many industries, homes, and
communities.
Fig. 3.
A ladder safety software application (app) for mobile devices features a multimodal
indicator and a graphic-oriented guide for ladder selection, inspection,
positioning, accessorizing, and safe use (Simeonov ., 2013).
A ladder safety software application (app) for mobile devices features a multimodal
indicator and a graphic-oriented guide for ladder selection, inspection,
positioning, accessorizing, and safe use (Simeonov ., 2013).
Slips, trips, and falls control in food services
Food preparation workers and non-restaurant food servers are among the groups with high
fall-on-the-same-level incident rates, with rates of 61.2 and 65 per 10,000 full-time
workers, respectively2). Partnering with
one of the largest food service companies in the US, NIOSH is evaluating the effectiveness
of slip-resistant shoes as part of comprehensive prevention programs in reducing STF
injuries in the food services industry. This study is a randomized controlled trial with
the participation of approximately 4,000 employees for a four year period32). The research will impact worker safety
by providing scientific evidence and business case support for a comprehensive STF
prevention program to reduce STF injuries among food service workers. Food service
companies, initially hesitant to expend time and money on prevention programs with unknown
effectiveness, could use these findings to help justify implementing prevention
strategies. The information will be equally useful for food handling persons at schools
and food courts.
Safe fire truck aerial system
A turntable telescopic ladder is perhaps the best-known form of specialized aerial
firefighting apparatus, and is used to gain access to fires occurring at heights or areas
inaccessible to conventional ground-based ladders. Ascending and descending aerial
apparatus present a significant source of fall risk due to apparatus space constraints and
challenges in firefighter-apparatus-interface design in accommodating the uses at various
ladder heights and angles, from almost vertical to almost horizontal settings (Fig. 4). The environmental constraints of firefighting scenes and the increased physical
and mental loads of bunker gear on firefighters often worsen the fall risk. NIOSH is
conducting a series of research projects on the ergonomic design of aerial ladder
systems33). Among the objectives are:
(1) determination of optimal rung spacing, (2) identification of range of optimal angles
for aerial ladder use, and (3) development of an automated dynamic rung profile that
presents a stable horizontal footing surface independent of aerial ladder slope angle.
Fig. 4.
Aerial ladders represent a unique source of fall risk. The rung spacing is 36 cm in
the current design as oppose to the 30 cm spacing of industrial ladders. The wide
range of setting angles required during different firefighting scenarios represents
a significant challenge to firefighters. At the vertical setting, the aerial ladder
works like an extended fix ladder. At the horizontal setting, the aerial ladder acts
like a stair with many holes.
Aerial ladders represent a unique source of fall risk. The rung spacing is 36 cm in
the current design as oppose to the 30 cm spacing of industrial ladders. The wide
range of setting angles required during different firefighting scenarios represents
a significant challenge to firefighters. At the vertical setting, the aerial ladder
works like an extended fix ladder. At the horizontal setting, the aerial ladder acts
like a stair with many holes.
Fall-arrest harness system safety
The Occupational Safety and Health Administration (OSHA) promulgated a construction
standard in 1998 that full-body harnesses replace waist belts for fall arrest in personal
fall arrest systems34). This provided
improved protection against falls from height for 6.3 million construction workers. Some
knowledge gaps remain on suspension trauma risk and how harness fit affects dynamic
loading to the head and neck during fall arrests as well as on information about optimal
harness sizing and design to accommodate diverse worker populations. Partnering with
harness manufacturers, national safety standards committees, and research organizations,
NIOSH has published improved sizing systems and suggested specification ranges for harness
straps35, 36) and has identified factors that affect harness-body fit and
interface37) (Fig. 5). Increased harness thigh strap angle and low harness back D-ring
location were found to correlate to post-fall harness poor fit. NIOSH also has reported
the effects of body characteristics and harness fit on human suspension tolerance
time38) and the merits and risks of
fall-arrest system use for operators of mechanized access platforms39). Decreased suspension tolerance time was associated with
body size (i.e., weight, stature, upper- and lower-torso depths; r=−0.36 ~ −0.45,
p≤0.03). Also, workers with a torso angle of suspension above 35°, a
thigh strap angle above 50°, or a poorly-fitting harness size, had shorter suspension
tolerance time (mean differences = 14, 11, and 9.8 minutes respectively,
p≤0.05).
Fig. 5.
NIOSH has had studies on harness sizing and design to accommodate diverse worker
populations, suspension trauma risk, and how harness fit affects dynamic loading
to the head and neck during fall arrests.
NIOSH has had studies on harness sizing and design to accommodate diverse worker
populations, suspension trauma risk, and how harness fit affects dynamic loading
to the head and neck during fall arrests.
Scaffolding safety in fall injury prevention
Dismantling of frame scaffolds was reported as one of the most hazardous tasks for the
carpenter trade in the construction industry due to overexertion and fall hazards40). A significant portion of these hazards
are associated with scaffold-end-frame (23 kg) dismantling tasks which require both muscle
strength and postural balance skills (Fig. 6a). Most workers tend to place their hands at the below-hip locations
to generate greater lifting power. They, however, face a fall risk once they lift up the
end frame; the center of mass of the end frame is far above their hands and thus difficult
to manipulate. NIOSH studies demonstrated that hand location between elbow height and
chest height with a hand separation distance of 46 cm would allow workers to generate
sufficient isometric strength to disassemble typical 23 kg scaffolds while concurrently
allowing them to mitigate the likelihood of postural imbalance41) (Fig. 6a).
Fig. 6.
(a) Scaffold-end-frame dismantling tasks require both muscle strength and
postural balance skills (left). A set of tools or scaffold components (white bars)
that encourages a hand separation distance of 46 cm would support workers to
generate sufficient isometric strength to disassemble typical 23 kg scaffolds
while concurrently allowing them to mitigate the likelihood of postural imbalance.
(b) Mast climbing work platforms are increasingly being used in major construction
projects in the U.S.
(a) Scaffold-end-frame dismantling tasks require both muscle strength and
postural balance skills (left). A set of tools or scaffold components (white bars)
that encourages a hand separation distance of 46 cm would support workers to
generate sufficient isometric strength to disassemble typical 23 kg scaffolds
while concurrently allowing them to mitigate the likelihood of postural imbalance.
(b) Mast climbing work platforms are increasingly being used in major construction
projects in the U.S.As scaffolding technology has advanced, mast climbing work platforms (a new elevating
system that can lift construction workers to extreme elevations) are increasingly being
used in major construction projects in the U.S. with some 4,200 operations daily42) (Fig.
6b). Increasing numbers of high-visibility incidents (i.e., multiple fatalities)
have occurred in recent years, which concern OSHA and many construction safety officials.
NIOSH is conducting research to identify fall protection strategies and effective
intervention programs for workers who are at risk of injury from work at elevation on mast
climbing work platforms, using both computer modeling and field testing approaches. The
end products will include prevention strategies and informational literature associated
with mast climbing work platform fall protection systems for use by standards committees,
manufacturers, employers, and workers.
Human characteristics and biomarkers in fall injury controls
The majority of human falls can be regarded as loss-of-balance incidents. Factors that
may lead to disruption of balance include lack of adequate visual cues, inadequate
lighting or visual information in the work environment, narrow and inclined support
surfaces, unexpected changes in surface properties, load handling, physical exertion,
fatigue, task complexity that diverts workers’ attention, individual differences, lack of
work experience and training, and the physiological and mental load imposed by personal
protective equipment9). NIOSH has
conducted a series of studies on human characteristics and biomarkers with practical
implications to advance fall injury controls. For instance, a simple vertical structure,
e.g., a narrow bar, available in line of sight can serve as a visual cue to assist
workers’ balance43). The finding may be
useful in modifying elevated work environments and construction procedures to improve
workers’ postural balance during construction or structure repair jobs. In addition, at
elevation, workers depend heavily on sensory information from their feet to maintain
balance. Sensory suppression associated with elevated vibration levels at a work site may
increase the risk of losing balance. Mechanical vibration transmitted to walking/working
surfaces through supporting structures needs to be controlled when workers are performing
tasks at elevation44). Moreover, NIOSH
studies showed that shoes with characteristics of tight fit, good motion control of the
rear, high flexibility of the front, moderate torsional stiffness, and a very flexible
high-cut upper can minimise the risk of loss of balance, making them a better choice than
casual shoes for work on elevated and narrow surfaces45).
An assessment of accomplishments and impacts
With the presented five major STF prevention goals in mind and several research
activities previously described, readers are likely interested in knowing what went well,
what is in progress, and what will be done next. While using the public health approach in
STF prevention research and practice, it makes sense to categorize our accomplishments and
impacts by human factors engineering control, safety engineering control, administrative
control and field evaluation, and personal protective equipment enhancement for each major
goal (Table 2). The circles in Table 2 denote
the areas where we have demonstrated substantial impact. The triangles indicate activities
that are progressing well. The crosses signify gaps to be filled. The impact status for
each major research area under each major goal is also presented in Table 2. For instance,
roofs, ladders, and heavy equipment are the three main sources of fall injury incidents in
the construction industry, and NIOSH has successfully identified and implemented solutions
to reduce these incidents. As Table 2 has
demonstrated, we have made substantial impact in the areas of construction and healthcare
service. We are making progress in trucking and human characteristics research. Some gaps
remain in preventing falls in food service and from service vehicles.
Table 2.
An assessment of NIOSH accomplishments and impacts in STF research and
practice
Fall prevention and protection
Human factorsengineering control
Safety engineeringcontrol
Administrativecontrol
Personal protectiveequipment
Currentimpact
Construction sector
Roofing safety
●
●
●
●
●
Ladder safety
●
▲
●
X
●
Heavy equipment
▲
▲
▲
▲
▲
Wholesale and retail
Trucking
▲
X
▲
X
▲
Goods retrieval
X
X
▲
X
X
Services sectors
Emergency response
▲
▲
▲
▲
▲
Food services
▲
▲
▲
X
▲
Human characteristics
Biomedical infor.
▲
X
▲
X
▲
Control evaluation
▲
▲
X
▲
▲
Aging workforce
X
X
▲
X
X
Hispanic workforce
▲
X
▲
X
X
Healthcare sector
Healthcare service
●
●
●
X
●
National campaign
●
●
●
▲
●
● = having substantial impact; ▲ = progressing well; X = gaps to be filled
● = having substantial impact; ▲ = progressing well; X = gaps to be filled
Emerging Issues: For Total Worker Safety for Slip, Trip, and Fall Control
Five STF-related emerging issues deserve a discussion. First, populations of a given age,
gender, ethnicity, and occupation may have unique body size and shape compositions.
Workplaces, community environments, and PPE need to be adequately designed to accommodate
diverse populations. Through anthropometric research, NIOSH has provided both scientific
theories and practical manufacturing information to advance harness design for protecting
workers from fall injury in the construction sector. Developing improved protective gear,
better home and community environments, and user-friendly assist devices for fall prevention
that fit diverse population groups is a significant agenda for the research community.
Second, in this new era of changing technology, there are unique issues in the booming green
energy and digital communication businesses in which safety professionals can make a
significant contribution (e.g., safe erection of wind turbines and communication towers).
Third, workers of specific age, social, and economic characteristics may have unique
vulnerabilities for fall injury. It is important to focus on these populations, particularly
as they have been largely underserved in the past. One example is the study of the
constraints of aging workforces in coping with injury risks. Injury data systems have shown
that 42% of fatal STF victims in 2011 were age 55 and above3).Furthermore, innovation and implementation should be an important chapter in total worker
safety in STF control. Current design paradigms provide a framework to build upon but may
limit design creativity. It took 20 yr for airbags to become a standard safety device for
reducing motor vehicle-crash-related injuries. While skeptics will always exist with the
introduction of new technologies (e.g., the concept of wearable airbags) to combat falls,
with advancements in durability and reduction of cost, wearable airbags to reduce
fall-related injuries may become an integral part of worker fall protection systems in the
near future. The notion is equally valuable in protecting inhabitants during household-chore
activities (e.g., window cleaning) and reducing resident fall injury risk in healthcare or
homecare settings during daily activities.Finally, smart phone based safety software applications (apps) represent an emerging area
of total worker safety for STF control. Many STF risk exposure assessment tools and safety
guidelines can be developed into mobile apps for STF prevention in workplaces and homes. The
NIOSH ladder safety mobile app mentioned in the “Ladder Safety Research and Innovations”
subsection is a successful example. The app is available for Apple and Android mobile
devices both in English and Spanish and has been downloaded more than 22,000 times in 12
months.
Summary
STF research has long been recognized as one of the most important and needed areas of
occupational and non-occupational injury prevention research. The complex and multifactorial
nature of STFs in workplaces, homes, and communities demands a proactive and systematic
approach to prevention. A total worker safety strategy for STF prevention offers an
opportunity to integrate science-based information to publicize the importance of fall
prevention and further STF risk factor identification and control. It also facilitates
practical and effective STF innovations and implementation in the community. To maximize the
benefits of the opportunity, collaborations should be actively implemented among national
and international government entities, medical institutes, technology firms, STF control
assist-device developers, and research centers to develop global research agendas, promote
knowledge exchange, and conduct joint research. The NIOSH effort on total worker safety for
STF prevention along with existing accomplishments and impacts may serve as a model for
global entities that have a similar mission and passion in STF control at homes,
communities, and workplaces.
Disclaimer
The findings and conclusions in this article are those of the author and do not necessarily
represent the views of the National Institute for Occupational Safety and Health (NIOSH).
Mention of company names or products does not imply an endorsement from NIOSH.
Authors: Peter Simeonov; Hongwei Hsiao; John Powers; Douglas Ammons; Alfred Amendola; Tsui-Ying Kau; Douglas Cantis Journal: Ergonomics Date: 2008-12 Impact factor: 2.778
Authors: Michele Kowalski-McGraw; Judith Green-McKenzie; Sudha P Pandalai; Paul A Schulte Journal: J Occup Environ Med Date: 2017-11 Impact factor: 2.162
Authors: P Kontos; A Grigorovich; B Nowrouzi; B Sharma; J Lewko; T Mollayeva; A Colantonio Journal: BMC Public Health Date: 2017-10-18 Impact factor: 3.295
Authors: Naoko Muramatsu; Rosemary K Sokas; Apurba Chakraborty; Joseph P Zanoni; Jane Lipscomb Journal: J Occup Environ Med Date: 2018-09 Impact factor: 2.162