Hyosang Lee1, Dong-Wook Kim2, Ryan Remedios3, Todd E Anthony3, Angela Chang3, Linda Madisen4, Hongkui Zeng4, David J Anderson5. 1. 1] Division of Biology and Biological Engineering 156-29, California Institute of Technology, Pasadena, California 91125, USA [2] Howard Hughes Medical Institute, Pasadena, California 91125, USA. 2. Computation and Neural Systems, California Institute of Technology, Pasadena, California 91125, USA. 3. Division of Biology and Biological Engineering 156-29, California Institute of Technology, Pasadena, California 91125, USA. 4. Allen Institute for Brain Science, Seattle, Washington 98103, USA. 5. 1] Division of Biology and Biological Engineering 156-29, California Institute of Technology, Pasadena, California 91125, USA [2] Howard Hughes Medical Institute, Pasadena, California 91125, USA [3] Computation and Neural Systems, California Institute of Technology, Pasadena, California 91125, USA.
Abstract
Social behaviours, such as aggression or mating, proceed through a series of appetitive and consummatory phases that are associated with increasing levels of arousal. How such escalation is encoded in the brain, and linked to behavioural action selection, remains an unsolved problem in neuroscience. The ventrolateral subdivision of the murine ventromedial hypothalamus (VMHvl) contains neurons whose activity increases during male-male and male-female social encounters. Non-cell-type-specific optogenetic activation of this region elicited attack behaviour, but not mounting. We have identified a subset of VMHvl neurons marked by the oestrogen receptor 1 (Esr1), and investigated their role in male social behaviour. Optogenetic manipulations indicated that Esr1(+) (but not Esr1(-)) neurons are sufficient to initiate attack, and that their activity is continuously required during ongoing agonistic behaviour. Surprisingly, weaker optogenetic activation of these neurons promoted mounting behaviour, rather than attack, towards both males and females, as well as sniffing and close investigation. Increasing photostimulation intensity could promote a transition from close investigation and mounting to attack, within a single social encounter. Importantly, time-resolved optogenetic inhibition experiments revealed requirements for Esr1(+) neurons in both the appetitive (investigative) and the consummatory phases of social interactions. Combined optogenetic activation and calcium imaging experiments in vitro, as well as c-Fos analysis in vivo, indicated that increasing photostimulation intensity increases both the number of active neurons and the average level of activity per neuron. These data suggest that Esr1(+) neurons in VMHvl control the progression of a social encounter from its appetitive through its consummatory phases, in a scalable manner that reflects the number or type of active neurons in the population.
Social behaviours, such as aggression or mating, proceed through a series of appetitive and consummatory phases that are associated with increasing levels of arousal. How such escalation is encoded in the brain, and linked to behavioural action selection, remains an unsolved problem in neuroscience. The ventrolateral subdivision of the murine ventromedial hypothalamus (VMHvl) contains neurons whose activity increases during male-male and male-female social encounters. Non-cell-type-specific optogenetic activation of this region elicited attack behaviour, but not mounting. We have identified a subset of VMHvl neurons marked by the oestrogen receptor 1 (Esr1), and investigated their role in male social behaviour. Optogenetic manipulations indicated that Esr1(+) (but not Esr1(-)) neurons are sufficient to initiate attack, and that their activity is continuously required during ongoing agonistic behaviour. Surprisingly, weaker optogenetic activation of these neurons promoted mounting behaviour, rather than attack, towards both males and females, as well as sniffing and close investigation. Increasing photostimulation intensity could promote a transition from close investigation and mounting to attack, within a single social encounter. Importantly, time-resolved optogenetic inhibition experiments revealed requirements for Esr1(+) neurons in both the appetitive (investigative) and the consummatory phases of social interactions. Combined optogenetic activation and calcium imaging experiments in vitro, as well as c-Fos analysis in vivo, indicated that increasing photostimulation intensity increases both the number of active neurons and the average level of activity per neuron. These data suggest that Esr1(+) neurons in VMHvl control the progression of a social encounter from its appetitive through its consummatory phases, in a scalable manner that reflects the number or type of active neurons in the population.
To identify molecular markers for neurons that mediate aggression, we performed
double-labeling experiments using markers for subsets of neurons in VMHvl[4], and the neuronal activation marker
c-Fos[5], in resident males that
had recently attacked an intruder. These studies identified Esr1[6] as enriched in cells activated during aggression
(>80% of c-Fos+ cells Esr1+; Extended Data (ED) Fig. 1h-v). To gain genetic access
to these neurons, we generated a knock-in mouse line in which the Cre
recombinase gene was targeted to the 3′ end of the Esr1 coding
sequence in a gene-conserving manner (Fig. 1a, b).
In situ hybridization for Cre mRNA revealed an expression pattern
similar to that of Esr1 mRNA (Fig. 1c-h). As in
wild-type mice[7], the expression of
Esr1-Cre mRNA in VMHvl was higher in females than in males (Fig. 1g-j and ED Fig.
1a-d). Anti-Esr1 antibody staining (Fig, 1i, j,
s, u) indicated that the fraction of Esr1+cells
(∼40%; see below) was similar in wild-type and gene-targeted mice.
Extended Data Figure 1
Esr1 mRNA expression in Esr1 male
and female mice
In situ hybridization for Esr1mRNA in
Esr1 male (a,
b, red) and female (c, d, red) mice
(Bregma ∼-1.65 mm). b-d are the boxed areas in
a-c. Note that the expression of esr1 mRNA in
VMHvl (dotted outline) is higher in females than in males.
e-g. Immunofluorescence showing that expression of
a Cre-dependent hrGFP reporter expressed from a stereotaxically injected rAAV
(f, green) is restricted to VMHvl, without detectable spillover
expression in the nearby arcuate hypothalamic nucleus (ARH).
h-s. Double labeling for behaviorally-induced
c-Fos (h, k, n, q,
anti-c-Fos, green) and Esr1 (i, l, o,
r, anti-Esr1, red) in wild-type male residents following a
30-min resident-intruder test with no (h-j,
n=3), male (k-m, close
investigation without attack, n=4;
q-s, attack, n=5) or
female (n-p, mating, n=5)
intruders. t-v. Quantification of the fraction of
total (NISSL+) cells that were c-Fos+
following different behaviors (t), fraction of
c-Fos+ that were Esr1+for each
behavior (u), and fraction of NISSL+ cells that
are Esr1+(v) in VMHvl, quantified from data as
illustrated in (h-s).
*p<0.05,
***p<0.001,
****p<0.0001;
one-way ANOVA with Dunnett's multiple comparisons test.
Figure 1
Generation and characterization of a knock-in mouse line expressing Cre
recombinase in Esr1+ cells
a. Strategy for targeting the Esr1 locus. H:
HindIII, 3′ UTR: 3′ untranslated region, 2A: F2A sequence, Pgk:
phosphoglycerate kinase promoter, neo: neomycin-resistance gene, pA:
polyadenylation signal. b. Southern blot of HindIII-digested
genomic DNA from two correctly targeted
Esr1 embryonic stem cell lines.
Wild-type (10.2 kb) and targeted (4.6 kb) alleles are revealed bya 3′
probe (a). c-h. In situ hybridization
for Esr1mRNA in wild-type male (c, f, images obtained
from Allen Mouse Brain Atlas, Bregma -1.75 mm) and for Cre mRNA in
Esr1 male (d,
g) and female (e, h) mice (Bregma
-1.65 mm). VMHvl, ventrolateral subdivision of the ventromedial hypothalamus;
ARH, arcuate nucleus. Dotted outline indicates VMH. i-x1.
Immuno-staining for Esr1 protein (red) in wild-type (i, male;
j, female) and Esr1
female mice (s, u, w, w1). k-x1. Native
fluorescence of Cre-dependent AAV-encoded markers in
Esr1 male
(k-p, tdTomato) and female
(r-x1, EGFP) mice. v1-x1 are the
boxed areas in v-x. q, y. Quantification of
k-p (q, n=1) and
r-x1 (y, n=4). Data are
mean ± SEM. n=number of animals in this and all
figures unless otherwise indicated.
Stereotaxic injection of recombinant adeno-associated viruses (rAAVs) encoding
Cre-dependent reporters into VMHvl of Esr1 mice
yielded marker-positive cells at a frequency (43.1±3. 4%,
mean±SEM) similar to that of Esr1 expression (43.5±2.5%; Fig. 1k-y). Double-labeling experiments confirmed a
high degree of overlap (∼90%) between recombined
marker+ and Esr1+ cells in VMHvl (Fig. 1v-y), without spillover into the arcuate
nucleus (ED Fig. 1e-g). To optogenetically activate
Esr1+ neurons,
Esr1/+ male mice were unilaterally
injected in VMHvl with an rAAV encoding a Cre-dependent channelrhodopsin 2[8] and a nuclear hrGFP reporter (Fig. 2a). Photostimulation-dependent activation of
Esr1+ neurons was confirmed in vitro using
whole-cell patch clamp recording in acute hypothalamic slices (Fig. 2b-d), and in vivo by double-labeling
for hrGFP and c-Fos (Fig. 2e-k), as well as by
extracellular recordings (ED Fig. 2).
Figure 2
Esr1+ cells in VMHvl are necessary and sufficient for
aggression
a. Strategy for optogenetic activation of Esr1+
cells in VMHvl. EF1α, elongation factor 1α promoter; ChR2 is V5
epitope-tagged. b-d. Whole-cell patch clamp recording from
Esr1+ cells in VMHvl (c,
EYFP+ cell) in acute hypothalamic slices.
Photostimulation-evoked spiking (d, upper) and quantification of
spike fidelity (d, lower) are shown (filled circles, 2 ms light
pulse-width, n=11 cells; open circles, 20 ms
pulse-width, n=5 cells). e-j.
Double-labeling for Cre-dependent hrGFP viral reporter (e,
h) and c-Fos (f, i) in VMHvl of
Esr1 males following
photostimulation; h-j, boxed areas indicated in e-g.
k. Quantification of (e-j) (mCherry,
n=5; ChR2, n=10;
***p<0.001; Mann-Whitney
U-test). l, m. Representative raster plots (l) and
video stills (m) illustrating photostimulation-evoked (blue bars;
mW/mm2) attack (l, red rasters) or close
investigation (CI, yellow rasters) byChR2-expressing
Esr1 males (m,
black mice), toward a castrated male (”♂”;
l, m, upper) or an intact female (l,
m, lower). See Supp. Video 1. n-q. Quantification of
attack parameters towards castrated males (ChR2, n,
n=33; o,
n=23; p-q,
n=11; mCherry, n,
n=14) or females (ChR2, n, n=28;
o. n=22; p-q. n=16;
mCherry, n, n=10). r.
Photoactivation of Esr1- cells using “Cre-out” ChR2
rAAV. s. Percentage of wild-type (WT; n=4)
and Esr1(n=9)
males showing photostimulated attack toward castrated males (see ED Fig. 3b, c). t. Expression of eNpHR3.0
in VMHvl Esr1+ neurons. u. Whole-cell patch
clamp recording in acute hypothalamic slices, showing photostimulation-induced
suppression of current injection-evoked spiking in eNpHR3.0-mCherry expressing
Esr1+ cells. v. Representative raster plots
illustrating effect of photostimulation on attack towards a male intruder.
w-y. Quantification of behavioral parameters
(mCherry, n=10; eNpHR3.0,
n=13;
****p<0.0001;
Mann-Whitney U-test). z. Percentage of photostimulation trials in
which approach to intruder led to attack (mCherry, n=7;
eNpHR3, n=4;
**p<0.01; Mann-Whitney U-test). Data
are mean ± SEM (d, k, o,
z) or median ± min and max values
(p-q, w-y).
Extended Data Figure 2
In vivo electrophysiological responses of
Esr1+ VMHvl neurons during photostimulation with 2, 10,
and 20-ms pulses
a, Photostimulation paradigm. Extracellular recordings were obtained
from Esr1+ VMHvl cells expressing rAAV2 Cre-dependent ChR2 in
solitary, awake behaving animals using a modification of a 16-wire electrode
bundle micro-drive[31]
containing an integrated optic fiber. Following a 30-s baseline measurement,
photostimulation trials were performed (473 nm, 20 Hz, blue bars) for 30 s using
three different pulse-widths (2 ms, 10 ms, and 20 ms). Five trials, each 2
minutes in length, were recorded for each pulse-width (see (c)).
b, Mean firing rate changes averaged across 12 multi-units (5
trials/unit) in VMHvl during 30-s photostimulation periods. 2 ms,
17.98±2.35 spikes/sec, 10 ms, 29.26±3.67 spikes/sec, and 20 ms,
28.07±4.65 spikes/sec. *p<0.05,
Wilcoxon rank sum test. c, Spiking responses of 12 multi-unit
recording channels in VMHvl. Each raster plot represents the average of five
trials per channel per pulse-width (2, 10 or 20 ms), arranged in order of
response magnitude. The arrangement is the same for the three pulse widths (2
ms, 10 ms and 20 ms). d-f, Peri-stimulus time
histograms (PSTHs) illustrating mean firing rate changes averaged over the 12
multi-units shown in (c), for photostimulation trials using 20 ms
(d), 10 ms (e), or 2 ms (f) light
pulse-widths. Data are mean ± SEM. See also main Figure 2d, which presents whole-cell patch clamp
recordings from Esr1+ neurons in VMHvl acute slice
preparations, indicating that spike fidelity is close to 100% and
statistically indistinguishable between 2 ms and 20 ms light pulse-widths.
Using an implanted fiber optic cable[9], we tested the effect of optogenetic stimulation of VMHvl
Esr1+ neurons in resident males in their home cage under infrared
light, using the resident-intruder assay[10]. Stimulation (20 Hz, 30 sec, 20 ms pulse-width) elicited intense,
time-locked attack towards both cast rated male and female intruders (Fig. 2l, m), in over 87% of ChR2-expressing animals
and in ∼90% of trials in those animals (Fig. 2n, o). Controls expressing Cre-dependent mCherry virus in VMHvl failed
to show aggression during photostimulation (Fig.
2n, “0”; ED Fig. 3a). Attack
was initiated within ∼5 s of photostimulation when light pulses were delivered
while the resident was facing the intruder and within one mouse body-length (ED Fig. 4), and continued through most of the 30 s
stimulation period (Fig. 2p, q; Supp. Video 1). Optogenetic stimulation of
VMHvl Esr1+ neurons in females induced social investigation and
occasional mounting, but not attack (ED Fig. 5),
suggesting that sex differences in aggression likely occur within or downstream of
VMHvl[7,11].
Extended Data Figure 3
Photostimulation of Esr1+ VMHvl neurons expressing mCherry
or Esr1- VMHvl neurons expressing ChR2 fails to evoke
aggression
a. Animals expressing Cre-dependent mCherry virus in VMHvl fail to
show aggression during photostimulation. Representative raster plot showing
episodes of Close Investigation (CI; yellow ticks), mounting (green ticks) or
attack (red ticks) in an mCherry-expressing
Esr1 male. No attacks are evoked
towards either a castrated male (upper plot) or an intact unreceptive female
(lower plot) during photostimulation trials (blue bars; 473 nm, 20ms pulses, 20
Hz, 30 s; numbers indicate mW/mm2). b-c.
Activation of the non-Esr1-expressing subpopulations of VMHvl neurons is
insufficient to evoke aggression. Representative raster plots illustrating
photostimulation-evoked behavioral responses towards a castrated male by a
wild-type (b) or an
Esr1(c) mouse injected
with the “Cre-out” AAV2 containing a “floxed”
ChR2 coding sequence (Fig. 2r). Attack (red
rasters; 3.2-6.8 mW/mm2) was elicited during photostimulation trials
(blue bars) in wild-type males, indicating that the floxed ChR2 construct is
effective in the absence of Cre, whereas no behavior was evoked in
Esr1 males where ChR2 is
expressed in Esr1-, but not in Esr1+, neurons.
Extended Data Figure 4
Latency to attack depends on the initial orientation of the resident with
respect to the intruder at the time of photostimulation
(a, b) and (d, e). Video stills
illustrating initial position and orientation (“facing toward vs.
away”) of a ChR2-expressing
Esr1 male (black) towards a
castrated male intruder (white) at the onset of photostimulation
(a, d) and at the initiation of evoked attack
(b, e). (c, f),
trajectory plots showing the paths taken by the
Esr1 males from the onset of
photostimulation (red dots) to the onset of attack (red arrowheads). Cage
dimensions indicated in f. (g, h).
Quantification of distance traveled from onset of photostimulation to attack
(g) and latency to attack (h), from data in
(a-f) (n=11,
**p<0.01, Mann-Whitney U-test).
Note that if the resident is initially facing away from the intruder
(d-f), the latency to attack is longer (h) because
the resident initially moves in the direction that it was facing
(f) and does not attack until it encounters the intruder at close
range. Data are mean ± SEM. n=number of
animals.
Extended Data Figure 5
Photostimulation of VMHvl Esr1+ neurons in females evokes
close investigation and mounting
a-b. Representative raster plots illustrating
photostimulation-evoked behaviors in
Esr1 females expressing either ChR2
(a) or EGFP (b) in VMHvl towards an intact male
(upper), a castrated male (middle), or an intact female (lower). Note that CI
(yellow rasters) is augmented during photostimulation in the animal expressing
ChR2, but not in the animal expressing EGFP. c-d. Quantification of
CI by Esr1 females expressing EGFP
(blue bars; n=4 per intruder) or ChR2 (red bars;
n=3 per intruder) during 30 s prior to
photostimulation (open symbols) vs. during 30 s photostimulation period (solid
symbols). *p<0.05,
**p<0.01,
***p<0.001; two-way ANOVA
with Tukey's multiple comparisons test. e. Raster plot
illustrating that photostimulation of
Esr1 female expressing ChR2 evokes
mounting (green rasters), but failed to elicit male-like aggression.
f-g. Quantification of mounting parameters by
Esr1 females expressing EGFP
(open bars; n=4 per intruder) or ChR2 (black bars;
n=3 per intruder) towards the indicated intruders.
Two-way ANOVA with Tukey's multiple comparisons test,
*p=0.02 (f) and
*p=0.03 (g) without correction
for multiple comparisons, but not significant when corrected
(p=0.07 (f), and
p=0.06 (g)). Data are mean ± SEM.
n=number of animals.
To determine whether non-Esr1-expressing VMHvl neurons contribute to aggression,
we injected an rAAV in which Cre recombination excises the ChR2-EYFP
coding sequence (Fig. 2r,
“Cre-out”). Photostimulation failed to elicit any attack behavior in
these mice, but did elicit attack behavior in wild-type mice injected with the same
virus (Fig. 2s and ED
Fig. 3b, c). Together, these data indicate that optogenetic activation of
VMHvl Esr1+ neurons, but not of Esr1- neurons, is
sufficient and specific for attack.Previous loss-of-function manipulations in VMHvl, including GluCl-mediated
neuronal silencing[3], ablation of
PR+ neurons[11]
and RNAi-mediated knockdown of Esr1 mRNA[12], reduced aggression but required a time scale of days or weeks.
Therefore they did not distinguish whether these neurons are required simply to sense
conspecifics, or for actual attack. To distinguish these possibilities, we performed
time-resolved, reversible optogenetic inhibition of VMHvl Esr1+
neurons using eNpHR3.0[13]. Whole-cell
patch clamp recordings confirmed efficient photostimulation-dependent (532 nm) silencing
of Esr1+ neurons (Fig. 2u).
Bilateral silencing (10 s continuous illumination) during an agonistic encounter
interrupted attack in <3 s in ∼60% of stimulation trials, with a
median attack duration of ∼2 s (Fig. 2v-y).
In some trials, ongoing attack was abrogated almost instantaneously by photostimulation
(Supp. Video 2).
Photostimulation also prevented the initiation of attack, and sometimes caused retreat
from the intruder (Supp. Video
3), when delivered at the moment of approach (Fig. 2z). Esr1 males expressing
mCherry showed no interruption of attack (Fig.
2v-y). Thus Esr1+neuronal activity is required for both the
initiation and continuation of attack.At early stages of a social encounter, resident males exhibit close investigation
(CI) of intruders, with sniffing of the anogenital and head regions (Fig. 3a)[14].
Under conditions of weak ChR2 expression or low-intensity photostimulation, when attack
was usually not evoked (see Fig. 4 and ED Fig. 6), we observed an increase in both the
average number and duration of CI episodes during 30 s photostimulation trials,
irrespective of the sex of the intruder (Fig. 3c-d,
solid vs. open red bars). This phenotype was observed in females as well as males (ED Fig. 5 and Supp. Video 4). We also observed a more
aggressive form of CI during photostimulation, in which the resident vigorously pushed
his nose into the intruder's anogenital region, in ∼25% of mice
(Fig. 3e and Supp. Video 5). Importantly, bilateral
optogenetic inhibition using eNpHR3.0 interrupted ongoing CI in ∼60% of
resident males, vs. <20% of controls (Fig.
3f). Thus, VMHvl Esr1+ neurons are necessary and
sufficient for the investigative phase of a social encounter, as well for attack.
Figure 3
Esr1+ cells in VMHvl mediate close investigation (CI) and
mounting behaviors
a, b. Representative raster plots (a) and video stills
(b) illustrating photostimulation-evoked mounting
(a, green rasters; b, right) or CI
(a, yellow rasters; b, left) in ChR2-expressing
Esr1 males towards intruders of
the indicated sex. c, d. Number (c) and duration
(d) of CI episodes performed by males expressing mCherry (blue
bars) or ChR2 (red bars), before (open bars) or during (filled bars)
photostimulation, towards intruder males (n=4 each),
castrated males (n=14 and
n=18, respectively) or females
(n=10 and n=12).
***p<0.001; two-way ANOVA
with Tukey's multiple comparisons test. e. Aggressive
sniffing (“CI with nose pushing”) during photostimulation by
Esr1 males expressing mCherry
(open bars) or ChR2 (filled bars) towards intruder castrated males
(n=14 and n=49,
respectively) or females (n=12 and
n=32). f. Percentage of CI episodes
interrupted by photostimulation ofEsr1
males expressing mCherry (n=7) or eNpHR3.0
(n=3). *p<0.05;
Mann-Whitney U-test. g. Percentage of
Esr1 males expressing mCherry
(open bars) or ChR2 (filled bars) showing photostimulation-evoked mounting
towards intruder males (n=4 and
n=8, respectively), castrated males
(n=14 and n=35) or females
(n=10 and n=28).
h-k. Quantification of photostimulation-evoked mounting towards
intruder males (n=4), castrated males
(n=11) or intact females
(n=11; i, mCherry,
n=5) towards females.
***p<0.001;Mann-Whitney
U-test. Data are mean ± SEM (c-d) or median
± min and max values (h-k).
Figure 4
Behavioral responses shift from mounting to attack depending upon
photostimulation intensity and the number of activated cells in VMHvl
a-b. Representative raster plots (a) and
images (b) illustrating shift from mounting to attack with
increasing photostimulation intensity. c-d. Threshold
photostimulation intensities evoking mounting, mixed or attack behavior
(c, n=11), or (d) the
relative percentage of those behaviors evoked by the indicated intensity range
(n in bars). Data are from test sessions exhibiting
multiple behaviors. **p<0.01,
****p<0.0001;
two-way ANOVA with Tukey's multiple comparisons test. e.
Proportion of photostimulation-evoked behaviors in animals injected with
different amounts of AAV (100 vs. 300 nl), and incubated for different times
post-injection (weeks). n within bars. Blue shading, mounting
episodes with or without attack (“MT/MAT”). f-m.
Double labeling for virally expressed hrGFP (f, j,
h-i, l-m, native
fluorescence) and photostimulation-induced c-Fos (g,
k, i, m, anti-c-Fos, red) in solitary
ChR2-expressing Esr1 males
photostimulated 1 hr before sacrifice in their home cage, at an intensity that
had previously evoked either mounting (f-i) or attack
(j-m) several days earlier. i,
m, boxed areas in h and l,
respectively. n-o. Quantification of number of
hrGFP+ (n) and c-Fos+
(o) cells in VMHvl across successive axial levels, following
solitary photostimulation of “mounters” (green symbols,
n=6) or “attackers” (red symbols,
n=10), as in (f-m). Black symbols, no
photostimulation prior to sacrifice (n=3).
*p<0.05,
***p<0.001; two-way ANOVA
with Tukey's multiple comparisons test. p-t.
Two-photon Ca2+ imaging of acute hypothalamic slices
expressing Cre-dependent ChR2-EYFP and Cre-independent GCaMP6s. p.
Representative fluorescence images at the indicated time points and illumination
power. q. Average Ca2+ transients in
GCaMP6s+ cells with (purple trace,
n=60) or without ChR2 (orange trace,
n=48). Photostimulation (445 nm, 2-ms pulses, 20 Hz)
was delivered for 10 s (blue bars in q). r. Percentage
of GCaMP6s-expressing cells with ΔF/Fpeak>5 standard
deviations from baseline, as a function of light power.
*p<0.05; Pearson's Chi-square test.
s. Normalized ΔF/Fpeak (purple) and
ΔF/Farea (orange, integrated area under the curves in
(q) during 30 s following photostimulation) as a function of
light power, relative to cells activated at 4.8 mW
(n=35). t. Number of activated cells
× integrated activity per active cell, vs. laser power.
s-t. *p<0.05,
**p<0.01,
****p<0.0001;
repeated measures one-way ANOVA. u, Percentage of
c-Fos+ cells among Esr1+ neurons in
VMHvl of wild-type animals following the indicated behaviors (control,
n=3; CI, n=4; Mate,
n=5; Fight, n=5). Data are
mean ± SEM. n=number of animals
(c-e, n-o, u) or cells
(q-s).v. Threshold model for
relationship between level of Esr1+ neuron activity and
behavior. MT, mount only; MAT, mixed mount and attack; AT, attack only. See also
Supplementary Note
2.
Extended Data Figure 6
CI and mounting are evoked at lower photostimulation intensities than
attack
a-b. The average threshold intensity of photostimulation that evokes
close investigation (CI) is similar to that required to evoke mounting
(b), but significantly lower than that required to evoke attack
(a). Data represent ChR2-expressing
Esr1 males that exhibited CI
and attack (a,
n=12 per group) or CI and mounting (b,
n=9 per group) in a given test session.
**p<0.01; Mann-Whitney U-test. Data
are mean ± SEM. n=number of animals.
c-d. Raster plot from a test session with the same resident
male, showing that activation of VMHvl Esr1+ neurons elicits
mounting and/or attack towards a castrated male intruder, dependent upon the
intensity of photostimulation. c. A raster plot illustrating the
experiment shown in Supplementary Video 6. Mounting (green rasters) was elicited in a
ChR2-expressing Esr1 male toward an
unreceptive intact female during photostimulation trials (blue bars; 30 s). Note
that mounting was followed by attack (red rasters) in the high intensity
photostimulation trials (3.7 mW/mm2). d. A raster plot
illustrating a shift in behavioral responses from mounting to attack toward a
castrated male intruder dependent upon photostimulation intensity (see Fig. 4a for the behavioral shift toward a
female intruder). Note that time line is not continuous at the breakage in the
line under rasters.
Surprisingly, optogenetic stimulation under such conditions also promoted
mounting behavior, towards intact and castrated males as well as females (Fig. 3a, green rasters; Supp. Videos 6-7, ED Fig. 6) in ∼50% of ChR2-expressing resident
males and in ∼60% of photostimulation trials for such males (Fig. 3g, h). Photostimulation of ChR2-expressing
residents increased both the total number of mounts and average duration of mounting,
towards both males and females (Fig. 3i, j). The
frequency of evoked mounting was similar to that of control resident males towards
female intruders (Fig. 3g, ♀, open bar).
However when directed towards males, it was typically abortive and did not proceed to
pelvic thrusting or ejaculation. While male-directed mounting was only observed during
photostimulation (Fig. 3a), its latency
(∼8-12 s; Fig. 3k) was longer than that for
attack (∼5s). Photostimulation-induced mounting towards male intruders was not
observed in mCherry-expressing controls (Fig. 3g,
♂, “0”). In contrast, optogenetic inhibition did not interrupt
ongoing male-female mounting, or reduce its duration or frequency (ED Fig. 7 and Supplementary Note 1).
Extended Data Figure 7
Optogenetic silencing of VMHvl Esr1+ neurons does not
affect reproductive behaviors towards females
a-d. Quantification of female-directed mating behaviors
during photostimulation of Esr1 males
expressing mCherry (n=4-5) or eNpHR3.0
(n=14-17). a-b and
d. Parameters of reproductive behaviors during photostimulation
trials (3 min) were normalized to those during non-stimulated periods.
c. The latency from the onset of photostimulation to the first
mounting. n.s.=not significant; Mann-Whitney U-test. Data are mean
± SEM. n=number of animals.
To characterize the conditions that evoked mounting vs. attack, we manipulated
the amount of virus injected; the incubation time; and the intensity and frequency of
photostimulation (Fig. 4 and ED Fig. 8). Mounting behavior was typically observed after
short (<3 weeks) incubation times following viral injection; when smaller
amounts of virus were injected (100 vs. 300 nl); or at lower stimulation intensities
(Fig. 4a-e). In some animals, as the intensity
of stimulation was increased during a single trial, evoked behaviors could be observed
to switch from mounting only (Fig. 4a, b and d,
green bars), to mixed mounting and attack (Fig. 4b,
d, yellow bars) to attack only (Fig. 4a, b and
d, red bars; ED Fig. 6d and Supp. Videos 8-9). This effect
often exhibited hysteresis: once attack was elicited, reducing the photostimulation
intensity did not evoke mounting, but simply failed to elicit attack (ED Fig. 9). A plot of log (photostimulation intensity) vs.
behavior yielded a linear relationship, with mounting (either alone or mixed with
attack) evoked up to 0.1 mW/mm2 and attack (only) evoked by intensities
>3 mW/mm2 (Fig. 4c).
Optogenetically evoked mounting vs. attack behaviors were not strongly dependent on the
frequency of photostimulation, although a higher percentage of stimulation trials
elicited attack at 20 Hz than at 10 Hz (ED Fig.
8).
Extended Data Figure 8
Relationship between behavioral response and photostimulation
frequency
Behaviors evoked by optogenetic activation of ChR2-expressing
Esr1 males at the indicated
photostimulation frequencies are plotted (5, 10, and 20 Hz). Different
photostimulation intensities were applied in different episodes (colored lines).
In each episode, photostimulation frequency was varied at a fixed intensity.
Only 2/14 stimulation episodes (orange) exhibited a behavioral shift from
mounting to mixed to attack behaviors with increasing photostimulation
frequency. Data from n=11 animals.
Extended Data Figure 9
An example of hysteresis
A representative raster plot illustrating a shift from mounting (0.3
mW/mm2) to attack (0.6 mW/mm2) with increasing
photostimulation intensity. Note that once attack was elicited, reducing the
photostimulation intensity back to 0.3 mW/mm2 no longer evoked
mounting, but simply failed to elicit attack. Whether this hysteresis is
intrinsic to the animal, or represents a form of conditioning, is not clear.
The observation that the frequency of optogenetically evoked attack was higher
in animals injected with larger volumes of virus (Fig.
4e, 300 nl) suggested that attack required activation of a larger number of
Esr1+ neurons in VMHvl. Indeed, mice in which photostimulation
induced attack contained a significantly higher number of virally infected
(hrGFP+) cells in VMHvl, than did animals in which it evoked
mounting (Fig. 4f, j, n). Moreover,
photostimulation of solitary residents 1 hr prior to sacrifice yielded a significantly
higher number of c-Fos+ cells within the ChR2-expressing
(hrGFP+) population in “attackers”
(80.5±4.9%, mean±SEM) than in “mounters”
(54.7±12.6%, p<0.05, two-tailed
Student's t-test; Fig. 4f-m,
o). These data suggest that optogenetically evoked attack requires a larger
number of ChR2-expressing and active Esr1+cells in VMHvl, than does
mounting. Consistent with this conclusion, the percentage of c-Fos+
cells among Esr1+ neurons in wild-type, unmanipulated animals was
significantly higher following naturally occurring fighting, than after mating or CI
(Fig. 4u)[3].To investigate within the same preparation the relationship between the
intensity of photostimulation and the number of active neurons in VMHvl, we used calcium
imaging with GCaMP6s[15] to measure the
extent of optogenetic activation in acute hypothalamic slices from
Esr1/+ males expressing ChR2
(Fig. 4p, q). Increasing the laser power over
an ∼6-fold range significantly increased the fraction of
GCaMP6s+ cells exhibiting photostimulation-induced calcium
transients (Fig. 4r), and also increased the peak
and average activity per cell among neurons activated at the lowest power tested (Fig. 4q, s). There was a roughly linear relationship
between laser power and overall activity (number of active neurons × average
activity/neuron), with a slope of ∼30 (Fig.
4t). No response was observed in controls lacking ChR2 (Fig. 4q, orange traces). Thus increasing light intensity
augmented both the number of active neurons, and the average level of activity per
neuron.Earlier studies revealed that VMHvl contains neurons activated during male
aggression, whose optogenetic stimulation or pharmacogenetic inhibition[16] evoked or inhibited attack,
respectively[3]. However, those
studies employed ubiquitous promoters, and therefore did not identify the subpopulation
of neurons responsible for attack. Here we identify these neurons as a subset
(∼40%) of VMHvl cells expressing Esr1. From one perspective, it is
incidental that this marker encodes a hormone receptor. Indeed, our knock-in mice were
designed to permit functional manipulations of these neurons without perturbing Esr1
function. Nevertheless, numerous genetic and pharmacologic studies have demonstrated
steroid hormonal influences on the developmental and adult control of social behaviors,
including those exerted via VMH[12,17-20] (reviewed in refs.[21-23]). However, relatively
little is known about the circuit-level function of the neurons that express these
receptors[24]. Genetic ablation
of these cells impaired social behaviors[11], but this could simply reflect a permissive function, e.g., in the
pheromonal detection of conspecifics. To our knowledge, the present experiments are the
first to report time-resolved gain- and loss-of-function manipulations of hypothalamic
neurons that express a sex-steroid hormone receptor. They reveal a complex and dynamic
relationship between neuronal activity in this population and social behavior. The
relationship of this activity to hormonal influences remains to be investigated.Previous in vivo recordings and c-Fos analysis revealed that VMHvl also contains
neurons activated during male-female encounters; however, no effects of functional
perturbations on male mating behavior were observed[3] (see Suppl.
Note 1). Those studies were, therefore, compatible with the view that VMHvl
contains “command”-like neurons[25] that control attack[26], and that the female-activated neurons might even serve to
inhibit such attack neurons during mating[27]. The experiments reported here suggest a rather different view of
VMHvl function. They show that Esr1+ neurons control different
behaviors throughout the entire progression of a social interaction, from its appetitive
through its consummatory phases[1]. The
fact that these behaviors are evoked by optogenetic activation at low and high
photostimulation intensities, respectively, further suggests that increasing activity in
VMHvl, as the intensity of the social encounter escalates[3], leads to qualitatively different behavioral
outputs (Fig. 4v).Several models may explain how such an apparent intensity coding of social
behavior is implemented at the cellular level (Supplementary Note 2). These include
different subpopulations of Esr1+ neurons with different activation
thresholds, graded changes in activity within a single population (ED Fig. 10), or more complex models involving attractor
dynamics[28]. While further
experiments will be required to distinguish these possibilities, in
vivo recordings revealed a substantial degree of overlap between neurons
activated during mating vs. fighting[3].
Whatever the explanation, the data suggest that Esr1+ neurons in
VMHvl may comprise a node in which a graded variable, perhaps representing the level of
social arousal or cumulative sensory input, is transformed into differences in action
selection at different thresholds. How this transformation occurs will be an interesting
subject for future study.
Extended Data Figure 10
Two alternative models to explain how activation of Esr1+
neurons in VMHvl can promote mounting and attack depending on conditions
See Supplementary Note
2.
Methods
Animals
All experimental procedures involving use of live animals or their
tissues were carried out in accordance with the NIH guidelines and approved by
the Institutional Animal Care and Use Committee at California Institute of
Technology (Caltech). Wild-type mice were purchased from Charles River
Laboratories, Jackson Laboratory and Taconic. Animals were group-housed in
ventilated cages in a temperature-controlled environment (23 °C), at
humidity between 30 and 70%, with a 12-hour light and 12-hour dark
cycle. Mice had ad libitum access to food and water. Mouse
cages were changed weekly.
Generation of Esr1 knock-in mice
Esr1 knock-in mice were generated at
Caltech Genetically Engineered Mouse Services core facility, following standard
procedures. The targeting vector was designed to insert an F2A sequence, a Cre
recombinase coding sequence, and an frt-flanked PGK-neomycin resistance cassette
at the 3′ end of esr1 coding sequence by homologous recombination as an
in-frame fusion. Following electroporation of the targeting construct into
129S6/EvSvTac-derived TC-1 embryonic stem (ES) cells (gift of Philip Leder,
Harvard University, Cambridge, MA), correctly targeted ES cells were selected by
neomycin resistance and identified by genotyping PCR with the following primer
sets: 5′ arm primers (5.5 kb),
5′-gaccagcccaccaggaagctg-3′ and
5′-cggtcgatgcaacgagtgatg-3′; 3′ arm primers (3.1 kb),
5′-tcccgattcgcagcgcatcgc-3′ and
5′-ttggggacatgctagagaggc-3.′The positive ES cells were further
confirmed by Southern blot analysis using the following probes: 5′
probe, HindIII, 10.2 kb (wild-type allele) and 4.9 kb (targeted allele);
3′ probe, HindIII, 10.2 kb (wild-type allele) and 4.6 kb (targeted
allele); Cre probe, AflII, 7.2 kb. The probes were generated with the following
primer sets: 5′ probe, 5′-cacacgttgagctggatgatag-3′ and
5′-caggaccaaaagttgggggatc-3′; 3′ probe,
5′-gcagagattatgcctgggaagg-3′ and
5′-gccaatttgattctggtcatccaaag-3′;Cre probe,
5′-gtccaatttactgaccgtacacc-3′ and
5′-ctaatcgccatcttccagcag-3.′ ES cells were then injected into
recipient C57BL/6N blastocysts to generate chimeric males that were then bred
with C57BL/6N females. The frt-flanked PGK-neo-poly A cassette was removed by
crossing Esr1 mice to transgenic mice
expressing flippase (Jackson Laboratory, Stock No. 011065)[31]. The flippase transgene was eliminated
by backcrossing Esr1 mice to
C57BL/6N for >6 generations. Genotype of the mice was determined by PCR
on tail genomic DNA with the following primer sets: wild-type allele (598 bp)
5′-tggccactcatactagaaagccactggtgg-3′ and
5′-ggaggaaatgaaaatacgtggacacaagtccc-3′; targeted allele (500 bp)
5′-agccgtcctgggggttca-3′ and
5′-agaaaacgcctggcgatccc-3′; Cre (320 bp),
5′-gttcgcaagaacctgatggaca-3′ and
5′-ctagagcctgttttgcacgttc-3.′The
Esr1 knock-in mice are available from the
Jackson Laboratory (Stock No. 017911).
Virus
AAV.EF1α.FLEX.ChR2-EYFP.WPRE and
AAV.EF1α.FLEX.eNpHR3.0-EYFP.WPRE were generous gifts of K. Deisseroth
(Stanford). AAV.hSynapsin.FLEX.tdTomato-2A-EGFP-Synaptophysin.WPRE and
AAV.CAG.FLEX.EGFP.WPRE were kind gifts of Julie Harris (Allen Institute for
Brain Science). AAV.EF1α.FLEX.ChR2-V5-F2A-nuclear hrGFP.WPRE,
AAV.EF1α.loxP.ChR2-EYPF.loxP.WPRE and AAV.EF1α.FLEX.mCherry.WPRE
were generated in our laboratory. The viruses were prepared by the University of
Pennsylvania Vector Core (AAV2.EF1α.FLEX.ChR2-EYFP.WPRE, 2.0 ×
1013 genomic copies (GC)/ml;
AAV2.EF1α.FLEX.ChR2-V5-F2A-nuclear hrGFP.WPRE, 2.2 ×
1012 GC/ml; AAV2.EF1α.FLEX.mCherry.WPRE, 3.7 ×
1012 GC/ml; AAV2.EF1α.loxP.ChR2-EYPF.loxP.WPRE, 1.8
× 1012 GC/ml; AAV1.CAG.FLEX.EGFP.WPRE, 8 ×
1012 GC/ml), the Harvard Gene Therapy Initiative
(AAV2.EF1α.FLEX.eNpHR3.0-EYFP.WPRE, 4.2 × 1012
GC/ml), and the University of North Carolina Gene Therapy Center
(AAV1.hSynapsin.FLEX.tdTomato-2A-EGFP-Synaptophysin.WPRE, 6 ×
1012 GC/ml; AAV2.EF1α∷FLEX.eNpHR3.0-mCherry.WPRE,
3 × 1012 GC/ml).
Surgery
Adult Esr1 mice at ages between
2 to 4 months (sexually inexperienced) were housed individually for 5 days to 2
weeks in a reverse light/dark cycle room, and then stereotaxically injected with
a virus as described previously[32]. Briefly, animals were anesthetized with isoflurane
(0.8-5%) and placed in a stereotaxic frame (David Kopf Instruments). A
virus was injected into VMHvl in either one or both hemispheres using a pulled
glass capillary (World Precision Instruments) either by nanoliter pressure
injection at a flow rate of 30 nl/min (Micoro4 controller, World Precision
Instruments; Nanojector II, Drummond Scientific) or iontophoresis at 3
μA for 5-10 min (7 s on and 7 s off, Midgard Precision Current Source,
Stoelting)[33].
Stereotactic injection coordinates to target the VMHvl were obtained from either
the Paxinos and Franklin atlas (AP: -1.5, ML: ±0.78, DV: -5.75 mm) or
the three dimensional surgical atlas developed by magnetic resonance imaging and
micro-computed tomography (AP: -4.68, ML: ±0.78, DV: -5.80 mm)[34]. Either a ferrule or a guide
cannula (PlasticsOne) was subsequently placed at 50-500 μm above the
virus injection site (s) and fixed on the skull with a small amount of dental
cement (Parkell). Ferrules and fiber-optic patch cords were either purchased
from Doric Lenses or manufactured in our laboratory following the protocol
provided by E. Boyden (MIT, http://syntheticneurobiology.org/protocols/protocoldetail/35/9).
The virus-injected animals were housed individually in a reverse light/dark room
during a 2 to 4-week recovery period, and then examined behaviorally and
histologically.
Behavioral tests
(1) Resident-intruder test
Behavioral tests were initiated at 2 to 4 weeks post-surgery and
repeated weekly for 2 to 5 weeks. Mouse cages were not cleaned for a minimum
of 1 day until the behavioral test. The first test session on a given day
began at 1-2 hours after onset of the dark period. The virus-injected
Esr1 animals were briefly
anesthetized with isoflurane in a biosafety cabinet. The tip of a
fiber-optic cable (200 μm in core diameter, ThorLabs) was inserted
to a depth just above the target brain region by introducing the cable into
the brain through a guide cannula installed during surgery. For the
ferrule-connector system, a ferrule patch cord was coupled to a ferrule on
the head using a zirconia split sleeve (Doric Lenses). Mice were transferred
to a test room illuminated with red lights and allowed to recover from
anesthetic for 20-30 min in their home cage placed in a rectangular
Plexiglas test chamber fitted with infrared bulbs around the top as
described previously[32].
The optical fiber was connected to a laser (473 nm for ChR2; 593 nm for
eNpHR3.0; Shanghai Laser and Optics Century Co. and CrystaLaser) directly or
via an optical commutator (Doric Lenses) to avoid twisting of the cable
caused by the animal's movement. One to three intruders were
individually introduced to an Esr1
mouse in a testing session in a random order with respect to gender, with a
5-10 min interval between intruders. The strains of intruders were: intact
males (BALB/c, 129S6/EvSv, and C57BL/6), castrated males (BALB/c), and
intact non-hormone primed females (BALB/c and C57BL/6). After a testing
session, Esr1 animals were
uncoupled from the fiber-optic cable and returned to a housing room.
(2) ChR2-mediated activation
After the introduction of an intruder, a virus-injected animal was
observed for 3-5 min to assess baseline behavioral responses towards an
intruder, and then photostimulation was applied to the animal repeatedly by
varying the irradiance, frequency, or duration of photostimulation, as well
as the distance and the orientation of two animals at the onset of
photostimulation. The intervals between photostimulation trials were
>2.5 min. The frequency and duration of photostimulation were
controlled using an Accupulse Generator (World Precision Instruments) or an
Isolated Pulse Stimulator (A-M Systems). Laser power was controlled by
dialing an analog knob on the power supply of the laser sources. The control
and experimental animals were processed in a random order.One to three days after the final behavioral assay, the mouse was
transcardially perfused with 4% paraformaldehyde, and the brain was
histologically analyzed to confirm viral expression in the target region,
and ascertain the location of guide cannula or ferrule. Animals showing no
detectable viral expression in the target region were excluded from
statistical analysis. In some experiments, animals were photostimulated with
a train of 473 nm light (20 ms-pulse, 20 Hz, 30 s/min for 20 min) 60 min
prior to perfusion in the absence of an intruder at an intensity which had
evoked a behavioral phenotype in the final testing session. Then, brain
sections were labeled for c-Fos to identify optogenetically activated
cells.In addition to CI, mounting and attack, photostimulation
occasionally evoked a “cornering” behavior in some
ChR2-expressing animals, in tests performed after short times of viral
incubation (See Supplementary Note 3 for further information).
(3) eNpHR3.0-mediated silencing
Esr1 males expressing
eNpHR3.0 or control mCherry were introduced to one to four male and female
intruders, respectively, in 2-3 acclimation sessions without
photostimulation to assess baseline aggression and reproductive behaviors of
Esr1 males as well as to
augment aggressiveness and sexual behaviors in those animals. Animals that
exhibited little aggression or reproductive behaviors during those initial
sessions were excluded from subsequent testing sessions. During testing
sessions, photostimulation (593 nm) ranging from 4.9-32.3 mW/mm2
was delivered continuously for 10 s during male-male encounters and for 3
min during male-female encounters. To examine whether interruption of
approach led to attack, strongly aggressive resident animals were chosen and
stimulated when they were charging intruders >∼5 cm from the
intruder.
(4) Photostimulation intensity measurement
Light power was measured from the tip of a ferrule connected to a
ferrule patch cord before being installed in the brain (the
ferrule-connector system) or from the tip of optical fiber (the guide
cannula system) at different laser output settings, using an optical power
and energy meter and a photodiode power sensor (ThorLabs). Irradiance was
then calculated using the brain tissue light transmission calculator
provided by the Deisseroth laboratory (http://www.stanford.edu/group/dlab/cgi-bin/graph/chart.php)
using laser power measured at the tip and the distance from the tip to the
target brain region measured by histology.
(5) Behavioral annotation
Behavioral testing sessions were videotaped either from the side of
the cage using Nero Vision and a camcorder (Sony), or simultaneously from
both the side and top of the cage using StreamPix 5 (Norpix) and two scan
cameras (Basler) with a infrared lens (Tamron) at a frame rate of 15-30 Hz.
The camcorder and cameras were connected to a computer using IEEE 1394
FireWire cables. Behavioral annotation was carried out manually using custom
software written in MATLAB as described previously[32]. An individual blind to the
experimental design scored behavior on a frame-by-frame basis. The animals
that exhibit no viral expression in a target brain region were excluded from
analyses.
Histology
In situ hybridization (ISH) was carried out following
the Allen Institute's ISH protocol (http://help.brain-map.org/display/mousebrain/Documentation)[35]. In situ
probes for Esr1 and Cre were generated with the following primer sets: Cre
probe, 5′-ccaatttactgaccgtacacca-3′ and
5′-tatttacattggtccagccacc-3′; Esr1 probe,
5′-taagaagaatagccctgccttg-3′ and
5′-acagtgtacgcaggagacagaa-3.′For immunohistochemistry, animals were anesthetized with Ketamine and
Xylazine, and then transcardially perfused with 10 ml phosphate-buffered saline
(PBS), followed by 10 ml ice-cold 4% paraformaldehyde in 0.1 M phosphate
buffer, pH 7.4. Dissected brains were post-fixed for 1-3 hours in 4%
paraformaldehyde in 0.1 M phosphate buffer, pH 7.4 at 4 °C and
transferred to 15% sucrose in 0.1 M phosphate buffer, pH 7.4. After
overnight incubation at 4 °C, brains were frozen in Tissue-Tek O.C.T.
embedding medium (Sakura). Coronal brain sections were cut at 30 μm
using a cryostat (Leica Biosystems). Brain sections were rinsed briefly with
phosphate-buffered saline. After blocking in 5% normal serum from host
species where second antibody was generated from (Jackson ImmunoResearch),
slides were treated with primary antibodies in 1% normal
serum/0.3% Triton X-100/PBS overnight at 4 °C, followed by
secondary antibody treatment at room temperature for 2 hrs. Sections were
counterstained with NeuroTrace fluorescent Nissl stains (Invitrogen, N-21483,
1:100) or DAPI (Invitrogen, D3571, 300 nM). The primary antibodies used in this
study are: rabbit anti-Esr1 (Santa Cruz Biotechnology, sc-542, 1:200) and goat
anti-c-fos (Santa Cruz Biotechnology, sc52-g, 1:500). The fluorophore-conjugated
secondary antibodies are: Alexa goat anti-rabbit (Invitrogen, A-11011, 1:500)
and Alexa donkey anti-goat (Invitrogen, A-11055, 1:500). Fluorescent images were
acquired using a confocal microscope (FluoView FV1000, Olympus). The number of
fluorescent cells was counted manually as well as using MetaMorph Image Analysis
Software (Molecular Devices). To detect the expression of Esr1 and c-Fos in the
VMHvl of male brains (ED Fig. 1h-v), 40
μm free-floating brain sections were incubated with rabbit anti-Esr1
(Santa Cruz Biotechnology, 1:1000) and goat anti-c-Fos (Santa Cruz
Biotechnology, 1:1000) antibodies in 10% normal donkey
serum/0.3% Triton X-100/PBS for 72 hrs on a rocking shaker at 4
°C, following blocking in 10% normal donkey serum for 1 hr at
room temperature. Brain sections were washed three times with PBS for 10 min
each, and then incubated with Alexa donkey anti-rabbit IgG (Invitrogen, 1:500),
Alexa donkey anti-goat IgG (Invitrogen, 1:500), and NeuroTrace fluorescent Nissl
stains (Invitrogen, 1:200) in 10% normal donkey serum/0.3%
Triton X-100/PBS for 2 hrs at room temperature. After washing with PBS 3 times
for 10 min each, brain sections were mounted on slides.
Electrophysiological recordings of acute hypothalamic slices
All procedures for preparing acute brain slices and whole-cell
recordings with optogenetic stimulations were carried out as described
previously[36, 37].
Esr1 males were injected
into VMHvl with a Cre-dependent AAV5 encoding ChR2-EYFP
(AAV5.EF1α.FLEX.ChR2-EYFP) or a Cre-dependent AAV2 encoding
eNpHR3.0-mCherry (AAV2.EF1α.FLEX.eNpHR3.0-mCherry) in a volume of
300 nl. After a 3-4-week viral incubation, coronal sections including the
VMH were cut at 300 μm using a vibratome (VT-1000S, Leica
Microsystems) in ice-cold cutting solution (composition in mM: 234 sucrose,
28 NaHCO3, 7 dextrose, 2.5 KCl, 7 MgCl2, 0.5
CaCl2, 1 sodium ascorbate, 3 sodium pyruvate and 1.25
NaH2PO4, oxygenated with 95% O2/5%
CO2). Slices were then incubated in artificial cerebrospinal
fluid (ACSF; composition in mM: 119 NaCl, 25 NaHCO3, 11
D-glucose, 2.5 KCl, 1.25 MgCl2, 2 CaCl2 and 1.25
NaH2PO4, aerated with 95%
O2/5% CO2) at 32 °C for at least one
hour, and recorded at room temperature (20-25 °C). Cells expressing
a virally-encoded fluorescent marker (ChR2-EYFP and eNpHR3.0-mCherry) were
visualized by infrared differential interference contrast (IR DIC) and
fluorescence video microscopy (Olympus BX51). Whole-cell current clamp
recordings were performed with a MultiClamp 700B amplifier and Digidata
1440A (Molecular Devices). The patch clamp electrode (5–8
MΩ) was backfilled with an intracellular solution (composition in
mM: 125 potassium gluconate, 10 KCl, 10 HEPES, 1 EGTA, 4 Mg-ATP, 0.3
Na2GTP, and 10 sodium phosphocreatine, pH 7.25,
280–300 mosM). Data were sampled at 10 kHz, filtered at 3 kHz,
digitized and analyzed with pClamp10 software (Molecular Devices).
Photostimulation (ChR2, 473 nm, 2-ms pulses; eNpHR3, 532 nm, continuous;
CrystaLaser) was applied to the hypothalamic slices from the tip of an
optical fiber (200 μm in core diameter; ThorLabs) located at the
dorsolateral edge of the VMHvl (∼700 μm from the center of
VMHvl). The spike fidelity in ChR2-expressing Esr1+
neurons was measured by counting the number of light pulses that
successfully evoked action potentials upon 473 nm photostimulation (2- or
20-ms pulses) at different frequencies (2, 5, 10, 20, and 40 Hz).
Calcium imaging of acute hypothalamic slices
Esr1 males were injected
into the VMHvl with a mixture of AAV5 encoding Cre-dependent ChR2-EYFP
(AAV5.EF1α.FLEX.ChR2-EYFP), AAV2 encoding Cre-dependent nuclear
mCherry (AAV2.EF1α.FLEX.nuclear mCherry), and AAV1 encoding
GCaMP6S[38]
(AAV1.Syn.GCaMP6s), in a volume of 300 nl (2:1:1 volume ratio). In control
experiments, the same viral mixture without
AAV5.EF1α.FLEX.ChR2-EYFPwas injected. After a 3.5-week viral
incubation, acute hypothalamic slices were prepared from the virus-injected
mice similar to the procedures described above in
“electrophysiological slice recordings.” Calcium imaging was
carried out using a two-photon laser-scanning microscope (Ultima, Prairie
Instruments Inc.) with a 20×/1.0-NA XLUMPlanFL/N water-immersion
objective (Olympus). The Ti:sapphire laser was tuned to 940 nm (power: 10
mW), and 512 × 512 pixel images were acquired at 1.3 Hz frame rate
(1.6 μs dwell time per pixel) through 525/50 nm emission filter.
Photostimulation (445 nm, 2-ms pulse, 20 Hz) was applied to the dorsolateral
edge of the VMHvl (∼700 μm from the center of VMHvl) at
different intensities (4.8, 14.5, 30.2, 4.8 mW) with 3-min intervals between
photostimulation trials. Data were analyzed using the custom software
written in MATLAB (VivoViewer) as described previously[39]. In brief, the raw fluorescence
images were smoothened using a two-dimensional Gaussian filter. We then
calculated the fluorescence changes relative to the baseline (ΔF/F
= (F − F0)/F0 where F0 is
the average pixel intensity in the first 3–6 baseline frames of the
experiment) in each GCaMP6s+ cell (detected manually).
Because the 445-nm photostimulation used to activate ChR2 could penetrate
through the emission filter and affect ΔF/F,
ΔF/Fpeak and ΔF/Farea during the
photostimulation periods were excluded from analysis. “Activated
cells” for Fig. 4r were
operationally defined as cells showing an increase in ΔF/F
>5 standard deviations from baseline ΔF/F measured from 5
frames prior to the first photostimulation.
In vivo electrophysiological recordings
In vivo extracellular recordings were carried out as
described previously with modifications[32]. A custom built optrode was used to obtain multi-unit
activity, comprising a 62.5 µm core optical fiber and a tungsten
microwire bundle. The mouse line (Esr1cre/+) and viral
expression of ChR2 (AAV2.EF1 α .FLEX.ChR2-F2A-nuclear
hrGFP) were identical to that used in the behavioral experiments.
Photostimulation parameters for a given optrode were calibrated prior to
implantation so that the transmitted light would irradiate the brain tissue at
1.0 to 1.5 mW/mm2, measured under constant illumination. Recordings
were obtained using the same photostimulation parameters as those used in the
behavioral experiments i.e. at 20 Hz with 20 ms pulse-width, and also with 10 ms
and 2 ms pulse-widths so as to determine any linearity or trends between the
stimulation parameters and response (ED Fig.
2a). Neural activity was recorded over a baseline period of 30 s,
followed by a photostimulation period of 30s, followed by a
post-stimulation/recovery period of 60 s. 5 trials were obtained for each
recording site and the photostimulation periods between two successive trials
were at least 2 minutes apart.Extracellular recordings are traditionally resolved into the activity
profiles of single units obtained through spike-sorting, where variations in
spike waveform properties are used to assign individual spikes to single units.
However, photostimulation has been demonstrated to deform spike
waveforms[40] and the
variance in spike waveform shape under 10 ms and 20 ms photostimulation
pulse-widths greatly hindered the assignment of photostimulated spikes to
individual units. To overcome this limitation all spikes recorded at a single
microwire electrode (crossing a threshold two standard-deviations over baseline,
spike wavelength around 1ms and interspike interval greater than 2 ms) were
grouped together into a multi-unit. Hardware and software provisions for
eliminating photoelectric artifact were used[41]. Acquired data was analyzed post-hoc
in Matlab using custom-written scripts. Peri-stimulus time-histograms were
constructed using bins of 100 ms and plotted with Gaussian smoothing.We used a two-step process to determine that the multi-units recorded
were within the VMHvl. First we shortlisted multi-units where the average
activity during the entire period of 30 s using 2 ms pulses and 20 Hz
photostimulation (P) was greater than one standard deviation (S) over the
average baseline (B) activity (P>B+S). Next the implanted
animals were placed in a resident-intruder assay and the multi-units were
further shortlisted based on whether constituent single units were identified to
be strongly responsive during mating or aggressive epochs. Overall, from a total
of 22 recording sites only 12 multi-units were determined to be localized within
the VMHvl.
Esr1 mRNA expression in Esr1 male
and female mice
In situ hybridization for Esr1mRNA in
Esr1 male (a,
b, red) and female (c, d, red) mice
(Bregma ∼-1.65 mm). b-d are the boxed areas in
a-c. Note that the expression of esr1 mRNA in
VMHvl (dotted outline) is higher in females than in males.
e-g. Immunofluorescence showing that expression of
a Cre-dependent hrGFP reporter expressed from a stereotaxically injected rAAV
(f, green) is restricted to VMHvl, without detectable spillover
expression in the nearby arcuate hypothalamic nucleus (ARH).
h-s. Double labeling for behaviorally-induced
c-Fos (h, k, n, q,
anti-c-Fos, green) and Esr1 (i, l, o,
r, anti-Esr1, red) in wild-type male residents following a
30-min resident-intruder test with no (h-j,
n=3), male (k-m, close
investigation without attack, n=4;
q-s, attack, n=5) or
female (n-p, mating, n=5)
intruders. t-v. Quantification of the fraction of
total (NISSL+) cells that were c-Fos+
following different behaviors (t), fraction of
c-Fos+ that were Esr1+for each
behavior (u), and fraction of NISSL+ cells that
are Esr1+(v) in VMHvl, quantified from data as
illustrated in (h-s).
*p<0.05,
***p<0.001,
****p<0.0001;
one-way ANOVA with Dunnett's multiple comparisons test.
In vivo electrophysiological responses of
Esr1+ VMHvl neurons during photostimulation with 2, 10,
and 20-ms pulses
a, Photostimulation paradigm. Extracellular recordings were obtained
from Esr1+ VMHvl cells expressing rAAV2 Cre-dependent ChR2 in
solitary, awake behaving animals using a modification of a 16-wire electrode
bundle micro-drive[31]
containing an integrated optic fiber. Following a 30-s baseline measurement,
photostimulation trials were performed (473 nm, 20 Hz, blue bars) for 30 s using
three different pulse-widths (2 ms, 10 ms, and 20 ms). Five trials, each 2
minutes in length, were recorded for each pulse-width (see (c)).
b, Mean firing rate changes averaged across 12 multi-units (5
trials/unit) in VMHvl during 30-s photostimulation periods. 2 ms,
17.98±2.35 spikes/sec, 10 ms, 29.26±3.67 spikes/sec, and 20 ms,
28.07±4.65 spikes/sec. *p<0.05,
Wilcoxon rank sum test. c, Spiking responses of 12 multi-unit
recording channels in VMHvl. Each raster plot represents the average of five
trials per channel per pulse-width (2, 10 or 20 ms), arranged in order of
response magnitude. The arrangement is the same for the three pulse widths (2
ms, 10 ms and 20 ms). d-f, Peri-stimulus time
histograms (PSTHs) illustrating mean firing rate changes averaged over the 12
multi-units shown in (c), for photostimulation trials using 20 ms
(d), 10 ms (e), or 2 ms (f) light
pulse-widths. Data are mean ± SEM. See also main Figure 2d, which presents whole-cell patch clamp
recordings from Esr1+ neurons in VMHvl acute slice
preparations, indicating that spike fidelity is close to 100% and
statistically indistinguishable between 2 ms and 20 ms light pulse-widths.
Photostimulation of Esr1+ VMHvl neurons expressing mCherry
or Esr1- VMHvl neurons expressing ChR2 fails to evoke
aggression
a. Animals expressing Cre-dependent mCherry virus in VMHvl fail to
show aggression during photostimulation. Representative raster plot showing
episodes of Close Investigation (CI; yellow ticks), mounting (green ticks) or
attack (red ticks) in an mCherry-expressing
Esr1 male. No attacks are evoked
towards either a castrated male (upper plot) or an intact unreceptive female
(lower plot) during photostimulation trials (blue bars; 473 nm, 20ms pulses, 20
Hz, 30 s; numbers indicate mW/mm2). b-c.
Activation of the non-Esr1-expressing subpopulations of VMHvl neurons is
insufficient to evoke aggression. Representative raster plots illustrating
photostimulation-evoked behavioral responses towards a castrated male by a
wild-type (b) or an
Esr1(c) mouse injected
with the “Cre-out” AAV2 containing a “floxed”
ChR2 coding sequence (Fig. 2r). Attack (red
rasters; 3.2-6.8 mW/mm2) was elicited during photostimulation trials
(blue bars) in wild-type males, indicating that the floxed ChR2 construct is
effective in the absence of Cre, whereas no behavior was evoked in
Esr1 males where ChR2 is
expressed in Esr1-, but not in Esr1+, neurons.
Latency to attack depends on the initial orientation of the resident with
respect to the intruder at the time of photostimulation
(a, b) and (d, e). Video stills
illustrating initial position and orientation (“facing toward vs.
away”) of a ChR2-expressing
Esr1 male (black) towards a
castrated male intruder (white) at the onset of photostimulation
(a, d) and at the initiation of evoked attack
(b, e). (c, f),
trajectory plots showing the paths taken by the
Esr1 males from the onset of
photostimulation (red dots) to the onset of attack (red arrowheads). Cage
dimensions indicated in f. (g, h).
Quantification of distance traveled from onset of photostimulation to attack
(g) and latency to attack (h), from data in
(a-f) (n=11,
**p<0.01, Mann-Whitney U-test).
Note that if the resident is initially facing away from the intruder
(d-f), the latency to attack is longer (h) because
the resident initially moves in the direction that it was facing
(f) and does not attack until it encounters the intruder at close
range. Data are mean ± SEM. n=number of
animals.
Photostimulation of VMHvl Esr1+ neurons in females evokes
close investigation and mounting
a-b. Representative raster plots illustrating
photostimulation-evoked behaviors in
Esr1 females expressing either ChR2
(a) or EGFP (b) in VMHvl towards an intact male
(upper), a castrated male (middle), or an intact female (lower). Note that CI
(yellow rasters) is augmented during photostimulation in the animal expressing
ChR2, but not in the animal expressing EGFP. c-d. Quantification of
CI by Esr1 females expressing EGFP
(blue bars; n=4 per intruder) or ChR2 (red bars;
n=3 per intruder) during 30 s prior to
photostimulation (open symbols) vs. during 30 s photostimulation period (solid
symbols). *p<0.05,
**p<0.01,
***p<0.001; two-way ANOVA
with Tukey's multiple comparisons test. e. Raster plot
illustrating that photostimulation of
Esr1 female expressing ChR2 evokes
mounting (green rasters), but failed to elicit male-like aggression.
f-g. Quantification of mounting parameters by
Esr1 females expressing EGFP
(open bars; n=4 per intruder) or ChR2 (black bars;
n=3 per intruder) towards the indicated intruders.
Two-way ANOVA with Tukey's multiple comparisons test,
*p=0.02 (f) and
*p=0.03 (g) without correction
for multiple comparisons, but not significant when corrected
(p=0.07 (f), and
p=0.06 (g)). Data are mean ± SEM.
n=number of animals.
CI and mounting are evoked at lower photostimulation intensities than
attack
a-b. The average threshold intensity of photostimulation that evokes
close investigation (CI) is similar to that required to evoke mounting
(b), but significantly lower than that required to evoke attack
(a). Data represent ChR2-expressing
Esr1 males that exhibited CI
and attack (a,
n=12 per group) or CI and mounting (b,
n=9 per group) in a given test session.
**p<0.01; Mann-Whitney U-test. Data
are mean ± SEM. n=number of animals.
c-d. Raster plot from a test session with the same resident
male, showing that activation of VMHvl Esr1+ neurons elicits
mounting and/or attack towards a castrated male intruder, dependent upon the
intensity of photostimulation. c. A raster plot illustrating the
experiment shown in Supplementary Video 6. Mounting (green rasters) was elicited in a
ChR2-expressing Esr1 male toward an
unreceptive intact female during photostimulation trials (blue bars; 30 s). Note
that mounting was followed by attack (red rasters) in the high intensity
photostimulation trials (3.7 mW/mm2). d. A raster plot
illustrating a shift in behavioral responses from mounting to attack toward a
castrated male intruder dependent upon photostimulation intensity (see Fig. 4a for the behavioral shift toward a
female intruder). Note that time line is not continuous at the breakage in the
line under rasters.
Optogenetic silencing of VMHvl Esr1+ neurons does not
affect reproductive behaviors towards females
a-d. Quantification of female-directed mating behaviors
during photostimulation of Esr1 males
expressing mCherry (n=4-5) or eNpHR3.0
(n=14-17). a-b and
d. Parameters of reproductive behaviors during photostimulation
trials (3 min) were normalized to those during non-stimulated periods.
c. The latency from the onset of photostimulation to the first
mounting. n.s.=not significant; Mann-Whitney U-test. Data are mean
± SEM. n=number of animals.
Relationship between behavioral response and photostimulation
frequency
Behaviors evoked by optogenetic activation of ChR2-expressing
Esr1 males at the indicated
photostimulation frequencies are plotted (5, 10, and 20 Hz). Different
photostimulation intensities were applied in different episodes (colored lines).
In each episode, photostimulation frequency was varied at a fixed intensity.
Only 2/14 stimulation episodes (orange) exhibited a behavioral shift from
mounting to mixed to attack behaviors with increasing photostimulation
frequency. Data from n=11 animals.
An example of hysteresis
A representative raster plot illustrating a shift from mounting (0.3
mW/mm2) to attack (0.6 mW/mm2) with increasing
photostimulation intensity. Note that once attack was elicited, reducing the
photostimulation intensity back to 0.3 mW/mm2 no longer evoked
mounting, but simply failed to elicit attack. Whether this hysteresis is
intrinsic to the animal, or represents a form of conditioning, is not clear.
Two alternative models to explain how activation of Esr1+
neurons in VMHvl can promote mounting and attack depending on conditions
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