For the case of paracetamol, we show how terahertz time-domain spectroscopy can be used to characterize the solid and liquid phase dynamics. Heating of supercooled amorphous paracetamol from 295 K in a covered sample under vacuum leads to its crystallization at 330 K. First, form III is formed followed by the transformation of form III to form II at 375 K, to form I at 405 K, and finally melting is observed around 455 K. We discuss the difference between the featureless spectra of the supercooled liquid and its liquid melt. Lastly, we studied the onset of crystallization from the supercooled liquid in detail and quantified its kinetics based on the Avrami-Erofeev model. We determined an effective rate constant of k = 0.056 min(-1) with a corresponding onset of crystallization at T = 329.5 K for a heating rate of 0.4 K min(-1).
For the case of paracetamol, we show how terahertz time-domain spectroscopy can be used to characterize the solid and liquid phase dynamics. Heating of supercooled amorphous paracetamol from 295 K in a covered sample under vacuum leads to its crystallization at 330 K. First, form III is formed followed by the transformation of form III to form II at 375 K, to form I at 405 K, and finally melting is observed around 455 K. We discuss the difference between the featureless spectra of the supercooled liquid and its liquid melt. Lastly, we studied the onset of crystallization from the supercooled liquid in detail and quantified its kinetics based on the Avrami-Erofeev model. We determined an effective rate constant of k = 0.056 min(-1) with a corresponding onset of crystallization at T = 329.5 K for a heating rate of 0.4 K min(-1).
For drug delivery by
solid oral dosage forms, the formulation contains
an active pharmaceutical ingredient (API) either in one of its crystalline
or in an amorphous form. Although given its lower energy state and
better long-term stability properties, where typically the crystalline
form is preferred, amorphous API formulations are of intense interest
due to their higher intrinsic solubility.[1] Formulation of amorphous drugs may, however, lead to an undesired
crystallization during the shelf life of the dosage form.[2,3] It is therefore crucial to understand and control the mechanisms
involved in the crystallization from the amorphous phase.Paracetamol
is a common analgesic drug, widely used as a painkiller
and for its antipyretic effects. Three crystalline forms have been
reported to date. These can be arranged from the most stable at standard
temperature and pressure as form I > form II > form III.[4] It is also relatively straightforward to supercool
the melt and prepare an amorphous form, which is the least stable
of all its solid forms.[5,6] Despite its well-characterized
solid forms, paracetamol exhibits a peculiar crystallization behavior
that is strongly affected by minor experimental conditions.[7,8] A recent study by Nanubolu et al. has offered a comprehensive comparison
between various experimental conditions and crystallization patterns.[9] It has been found that, while the uncovered samples
are predominated by surface crystallization into forms I and II, the
covered samples are dominated by bulk crystallization into form III.The characterization of amorphous materials is complicated by the
lack of well-defined structure and the strong dependence on the thermal
history which is common to all amorphous materials. Structural solid-state
characterization techniques such as X-ray diffraction (XRD) cannot
easily differentiate between amorphous solids that differ energetically.
The thermal history has a strong effect on the thermodynamic properties
of the glasses, which in turn are easier to quantify: thermo-analytical
techniques such as (modulated) differential scanning calorimetry (DSC)
and thermally stimulated depolarization current measurements[10,11] offer a straightforward way to determine the glass transition temperature,
the onset of the molecular mobility and crystallization. In order
to create a more comprehensive microscopical image it is however necessary
to use spectroscopic and scattering techniques.[12] One commonly used technique that is used for such characterization
is dielectric spectroscopy, which can cover an extremely broad range
of frequencies from 10–3 Hz up to 109 Hz, and possibly up to 1012 Hz when quasi-optical techniques
are involved. The dielectric spectra in this frequency range reveal
primary and secondary relaxation processes in the supercooled liquids
and glasses. Several studies suggested that the (primary) relaxation
time may be used for an estimation of the amorphous pharmaceutical
stability during storage.[13,14] Later studies however
emphasized the importance for including the localized motions of the
Johari–Goldstein secondary relaxation in the predictions[6,15,16] and the caveat that these estimations
are not universally valid.[17] In addition,
inelastic incoherent neutron scattering studies revealed that the
fast secondary relaxations occurring at nanosecond time scales play
a crucial role in the protein stabilization in glasses.[18,19]A relatively novel technique for the characterization of solid-state
pharmaceuticals is terahertz time-domain spectroscopy (THz-TDS, typically
covering frequencies between 0.1 and 4 THz).[20,21] The strength of terahertz spectroscopy lies in its ability to probe
the intermolecular excitations in materials that are too fast to measure
with dielectric spectroscopy yet at too low energies for far-infrared
spectroscopy. THz-TDS has several additional practical advantages,
such as being a nondestructive, nonionizing, contact-free, phase-sensitive
technique, and experiments are performed using average power levels
on the order of microwatts with no danger of inducing any structural
modification due to the experimental radiation.[22] Organic molecular crystals usually exhibit distinct spectral
fingerprints at terahertz frequencies that can be exploited to identify
polymorphic forms,[23,24] hydrates,[25] or cocrystals,[26,27] often with sensitivities
exceeding that of other vibrational spectroscopy techniques due to
the fact that vibrational modes at terahertz frequencies originate
from the intermolecular interactions within the crystal structure
rather than from intramolecular modes, which dominate the spectra
at higher frequencies.Terahertz spectroscopy is emerging also
as a useful complementary
characterization tool in the field of disordered materials.[28,29] It was shown that all terahertz spectra of disordered materials
are featureless due to a universal coupling mechanism of terahertz
radiation into the vibrational density of states (VDOS).[30] Terahertz spectroscopy was used to study atomic
charge distributions of sodosilicate glasses,[31] optical properties in a very broad frequency range of 0.2–18
THz of chalcogenide glasses,[32] and the
glass transition in polymers.[33,34] A recent study of aqueous
sorbitol solutions showed that the absorption originating from the
VDOS becomes gradually dominated by the dielectric relaxation processes
as the molecular glasses are heated above their respective glass transition
temperature.[35,36] Given the fundamental difference
between the spectra of disordered and ordered systems, terahertz spectroscopy
is ideally suited to monitor the crystallization of amorphous drugs[37] or polymers[38] and
distinguish between different solid-state modifications.In
the present study, we aim to extend the current state of understanding
using terahertz spectroscopy of the amorphous phase and its crystallization.
With the example of paracetamol, we show the wealth of information
that can be extracted from the terahertz spectra of a supercooled
liquid and liquid melt, which might at first sight be erroneously
mistaken to be rather boring due to their featureless nature. We show
that the mechanism and level of absorption at terahertz frequencies
is different in such phases and that this behavior can be extracted
from the spectra using a simple power law model. Lastly, we show how
this information can be used to determine the onset of crystallization
in supercooled liquids.
Methods
Materials
Paracetamol
(acetaminophen, 99% purity) was
obtained from Sigma-Aldrich, UK. Polyethylene powder (particle size
<10 μm) was obtained from Induchem, Volketwil, Switzerland.
Materials were used without further processing.
Crystalline
Sample Preparation
For the room temperature
THz-TDS measurements, 60 mg of crystalline paracetamol was mixed with
300 mg of polyethylene powder, loaded, and compressed into a pellet
using a hydraulic pellet press at a force of 2 tons. For the reference,
a pellet made of 300 mg of polyethylene powder was used.
Amorphous Sample
Preparation
A sample of crystalline
paracetamol was heated to ∼460 K (187 °C) on a hot plate
until fully melted. In order to eliminate degradation, it was ensured
that the melt remains as a clear liquid and does not turn yellow to
any visible extent. The sample holder was a sandwich structure consisting
of two circular crystalline z-cut quartz windows (1.5 mm thickness,
13 mm diameter) separated by a spacer made from mylar with a nominal
thickness of 190 μm. The spacer had an aperture of 9 mm in diameter
in its center that was fully filled with the melt of paracetamol.
The sandwich structure was then placed into a metal holder that was
screwed to a copper block with an aperture of 9 mm, sealing the melt
between the two windows (Figure 1). At this
point, the sample was removed from the hot plate and cooled to room
temperature (295 K) by placing the copper block on a large metal table.
Figure 1
Quartz
window sample holder. The quartz windows are pressed together
by a copper cradle, with PTFE rings between the quartz and copper
to allow for differential thermal expansion. The sample is held in
the mylar spacer between the windows, with a slit cut in it. This
cradle is then bolted to the coldfinger of the cryostat.
Quartz
window sample holder. The quartz windows are pressed together
by a copper cradle, with PTFE rings between the quartz and copper
to allow for differential thermal expansion. The sample is held in
the mylar spacer between the windows, with a slit cut in it. This
cradle is then bolted to the coldfinger of the cryostat.
Variable Temperature THz-TDS
Following
amorphous sample
preparation, the copper block was attached to the coldfinger of a
cryostat (modified continuous flow ST-100 FTIR, Janis, Wilmington,
MA, USA) and mounted in the vacuum chamber of a THz-TDS setup. For
the reference measurements, we used two 1.5 mm thick quartz windows
with no spacer between that were mounted just below the sample onto
the same copper coldfinger of the cryostat.The sample was heated
from 295 to 470 K in 5 K steps under vacuum. Upon reaching each temperature
increment, the system was allowed to equilibrate for 5 min. After
this time, the reference measurement was acquired in transmission
geometry as described elsewhere,[39] followed
by the sample measurement. Each measurement took 4 min by co-averaging
200 time-domain waveforms. Overall, the sample was equilibrated for
approximately 10 min prior to the acquisition of the respective terahertz
spectrum. The optical properties of the sample were extracted in the
frequency range of 0.1–3.0 THz using fast Fourier transformation
of the time-domain waveforms.For the detailed study of the
crystallization kinetics of paracetamol
from its amorphous form, a sample was prepared in the same way as
described in the sample preparation section above. The sample was
then heated from room temperature to 320 K in 5 K steps, and spectra
were acquired in order to confirm that no crystallization had yet
taken place over this temperature range. The sample was then heated
continuously from 320 to 340 K with a heating rate of 0.4 K min–1. Terahertz spectra of the sample were acquired at
a scan rate of 1 Hz throughout this period. In order to increase the
signal-to-noise ratio of the resulting spectra, 120 time-domain waveforms
were averaged for each data point, resulting in an effective temperature
resolution of 0.8 K.
Terahertz Power Law Model
It was
previously shown that
the absorption of glasses at terahertz frequencies can be well-described
by a combination of ∼ω2 and ∼ω4 power laws that may be ascribed to uncorrelated (due to long-range
disorder) and correlated (due to local charge neutrality) charge fluctuations,
respectively.[30] The uncorrelated part of
the absorption usually dominates,[31] and
therefore, one power law with an exponent close to 2 is usually a
good fit of the data, as shown originally by Strom.[40]We recently demonstrated that the terahertz spectra
obey the power law not only in the glassy state but also in supercooled
liquid as well as liquid phases, as the spectra remain without sharp
spectral features.[35] Overall, the absorption
coefficient multiplied by the refractive index, that is, the real
part of the conductivity, in the nonionic liquids may be described
by[35]where ν is frequency and C describes the strength
of the coupling of terahertz radiation to
the amorphous matter. As outlined above, the exponent q is close to 2 in the glassy state where losses are dominated by
the VDOS and decreases toward 1 as the sample is heated above the
glass transition temperature, Tg, where
losses become dominated by the dielectric relaxation. The parameters A and ν0 were introduced to account for
the fact that the experimental terahertz spectra are acquired only
from some positive frequency ν0 (here 0.1 THz), and
the absorption at this frequency may be nonzero. Thus A represents absorption at ν0 and is strongly related
to the tail of the dielectric relaxation processes occurring at lower
frequencies.[35]
Differential Scanning Calorimetry
(DSC)
The crystallization
and melting dynamics were further evaluated with DSC. Two scans were
performed. The first scan was used to determine the actual polymorph
of the crystalline paracetamol measured by THz-TDS at room temperature.
Five milligrams of crystalline sample was loaded into an aluminum
pan and crimped (closed with a lid). The calorimetric measurement
was performed with a TA Instruments Q2000 calorimeter from room temperature
to 470 K at 10 K min–1.The second scan was
used to accurately determine the onset of crystallization in amorphous
paracetamol. For this purpose, 5 mg of crystalline sample was loaded
into an aluminum pan and crimped. The sample was then heated to 453
K, melted, quenched down to 298 K, heated to 320 K, equilibrated for
15 min, and measured from 323 to 373 K at a rate of 0.4 K min–1, which matches the heating rate of the variable temperature
THz-TDS experiment described above.
Results
DSC and Terahertz
Analysis of Paracetamol Form I
DSC
measurements revealed a melting endotherm at 442 K (169 °C),
indicative of paracetamol form I, the most stable polymorph at room
temperature.[9] The thermal analysis revealed
no other thermal events, indicating that only form I was present.The terahertz spectra of the paracetamol pellet obtained at room
temperature are shown in Figure 2. The spectra
reveal two vibrational modes at around 2.1 and 3.0 THz. A weak shoulder
is also resolved at around 1.5 THz.
Figure 2
Absorption spectrum extracted from the
sample pellet composed of
crystalline paracetamol form I at 295 K.
Absorption spectrum extracted from the
sample pellet composed of
crystalline paracetamol form I at 295 K.The absorption terahertz
spectra over the full temperature range of 295–470 K are shown
in Figure 3. The absorption coefficient at
several chosen frequencies is shown as a function of temperature in
Figure 4. The lowest temperature at which we
acquired spectra, 295 K, is very close to the glass transition temperature
of paracetamol, Tg = 296 K. At the lowest
temperatures, the sample is therefore considered to be in the supercooled
liquid state. The absorption of the supercooled liquid increases monotonously
with frequency and temperature, and no spectral features can be observed.
At about 335 ± 5 K, crystallization occurs from the supercooled
liquid, which results in a dramatic change in the terahertz spectra,
and two peaks, one at 0.7 THz and the other at around 2.5 THz, emerge.
As the sample is heated further, the spectral features change at around
375 ± 5 K and again at 405 ± 5 K, signaling two solid–solid
transitions between different polymorphs of crystalline paracetamol
(Figure 3). The sample finally melts at around
455 ± 5 K. The spectral features disappear again, and once again,
the spectra are dominated by a monotonous increase in absorption with
frequency, similar in shape and magnitude to what was previously observed
for the spectra of the supercooled liquid.
Figure 3
Absorption spectra of
paracetamol at terahertz frequencies upon
heating the sample from the supercooled liquid phase over the temperature
range of 295–470 K in 5 K increments.
Figure 4
Absorption coefficient of paracetamol at (a) 0.7 THz, (b) 1.0 THz,
(c) 1.5 THz, and (d) 2.5 THz in the temperature range of 295–470
K with 5 K increments. The vertical dotted lines separate different
states of paracetamol: A = amorphous, III, II, I = crystalline polymorphs,
and L = liquid.
Absorption spectra of
paracetamol at terahertz frequencies upon
heating the sample from the supercooled liquid phase over the temperature
range of 295–470 K in 5 K increments.Absorption coefficient of paracetamol at (a) 0.7 THz, (b) 1.0 THz,
(c) 1.5 THz, and (d) 2.5 THz in the temperature range of 295–470
K with 5 K increments. The vertical dotted lines separate different
states of paracetamol: A = amorphous, III, II, I = crystalline polymorphs,
and L = liquid.
Detailed Study of Crystallization
The absorption terahertz
spectra obtained during the detailed investigation of the onset of
crystallization using the continuous heating method in the temperature
range of 320–340 K are shown in Figure 5. At temperatures below 330 K (light gray), the sample stayed amorphous,
slightly increasing in absorption with temperature. As the sample
was heated above 330 K, the spectra with narrow spectral features
around 0.7, 1.4, and 2.5 THz began to emerge from the monotonous background,
which is a clear signature of crystallization of paracetamol. During
the last 2 K of heating, the sample of the spectra ceased to change,
indicating a completion of the crystallization process.
Figure 5
Absorption
spectra of paracetamol at terahertz frequencies upon
heating the sample continuously from 320 to 340 K (light gray to dark
lines in 0.8 K intervals) at a heating rate of 0.4 K min–1.
Absorption
spectra of paracetamol at terahertz frequencies upon
heating the sample continuously from 320 to 340 K (light gray to dark
lines in 0.8 K intervals) at a heating rate of 0.4 K min–1.
Discussion
Identification
of Crystalline Polymorphs of Paracetamol
In Figure 6a, we compare the terahertz spectra
of all the different crystalline polymorphs that were observed by
heating the sample of amorphous paracetamol in this study. The spectral
features of an organic molecular crystal at terahertz frequencies
typically originate from intermolecular vibrations and librations,
given the relatively low energy of the modes, though some additional
intramolecular flexibility can also be observed, in particular, for
larger molecules.[41−43]
Figure 6
(a) Absorption spectra of different crystalline forms
of paracetamol;
(b) thermal shift of spectral lines of form I between 295 (pellet),
415, and 455 K (crystallized amorphous form).
(a) Absorption spectra of different crystalline forms
of paracetamol;
(b) thermal shift of spectral lines of form I between 295 (pellet),
415, and 455 K (crystallized amorphous form).It is important to keep in mind that the spectra in Figure 6 were acquired in situ over a range of temperatures
and that the intermolecular modes will shift in frequency due to the
change in temperature. Here, all modes show a red shift upon heating,
which is in good agreement with previous studies.[24,44] The extent of the red shift, and associated change in spectral intensity,
is highlighted in Figure 6b for form I, where
the peak that is observed at around 2.8 THz at room temperature shifts
by ∼0.05 THz to lower frequencies upon heating from 415 to
455 K (i.e., by 40 K). Based on this observation and by using linear
extrapolation, it may be thus concluded that at room temperature,
295 K, this mode would sit at around 2.95 THz, which is in good agreement
with the peak observed in the terahertz spectra of the pellet of paracetamol
form I (Figure 2). The assignment of the spectra
between 415 and 455 K to form I is further supported by the complete
lack of any feature at around 0.7 THz, which is present in both of
the other polymorphs. We conclude that at temperatures just below
the melting point paracetamol has crystallized into form I. This is
in agreement with the fact that, thermodynamically, form I is the
most stable known polymorph.A recent comprehensive Raman microscopy
study of paracetamol showed
that different crystallization behavior from the amorphous phase is
strongly dependent on the environmental conditions, that is, whether
the sample is covered or uncovered, during crystallization.[9] In the case of a covered sample, which is also
the case in this study since the sample is sealed between two quartz
windows and the measurement takes place under vacuum, amorphous paracetamol
crystallized, in this order, first to form III (323–329 K),
followed by two phase transitions to forms II (385–391 K) and
I (421 K) upon heating.[9] We observe a crystallization
from the amorphous phase at 330 K followed by two phase transitions
at 370 and 405 K (Figure 4), and given the
proximity in temperature to the crystallization events reported by
Nanubolu and Burley (considering the differences in heat transfer
and sample size between the Raman and terahertz setups), we conclude
that we observe forms III, II, and I as well as melting of form I
at around 455 ± 5 K upon heating the sample of amorphous paracetamol.
Supercooled Liquid and Liquid Melt of Paracetamol
Aside
from identification of crystalline forms, we recently showed that
THz-TDS can be used also to differentiate between distinct regimes
of supercooled liquids.[35] Well below Tg, the terahertz spectra of amorphous solids
are well-described by a coupling of the terahertz radiation into the
vibrational (and/or librational) density of states, VDOS, as outlined
above.As the amorphous sample is heated toward and above Tg, dielectric relaxations happen at shorter
time scales and shift up in frequency into the terahertz frequency
range. This leads to an increase in absorption mainly at the lower
end of the spectra that can be measured by THz-TDS. This effect is
best illustrated in Figure 7 by plotting the
imaginary part of the dielectric losses, ε″ = cnα/(2πν), as this representation is the
common practice used in the dielectric spectroscopy literature.
Figure 7
Dielectric
losses of supercooled liquid paracetamol between 295
and 325 K (blue solid lines) and liquid melt paracetamol between 460
and 470 K (red dashed lines).
Dielectric
losses of supercooled liquid paracetamol between 295
and 325 K (blue solid lines) and liquid melt paracetamol between 460
and 470 K (red dashed lines).At low temperatures, the spectrum is dominated by the low-frequency
part of the VDOS peak centered about 2–3 THz (only the low-frequency
wing of this peak is accessible using THz-TDS). From Figure 7, it is apparent that the dielectric relaxation
processes cause an increase of the losses in the spectrum below 1
THz. This is expected[35] given that the
lowest experimental temperature in this experiment is above Tg. The exact center frequency of the VDOS peak
cannot be determined accurately due to the limited spectral window.
It is interesting to note that at frequencies above 1.5 THz the losses
measured in the liquid of the melt are lower than the losses of the
supercooled liquid. One would expect the magnitude of the losses in
the melt to be close to that of supercooled liquid and glasses, that
is, at the level of the VDOS. At present, the origin of this difference
remains somewhat unclear. Commonly, a decrease in the intensity and
a red shift of the excess VDOS over the Debye level is observed upon
heating a glass; this however is influenced by a faster increase of
the Debye level over the overall VDOS of amorphous material rather
than a decrease in overall VDOS.[45] In similar
terahertz spectroscopy studies, where a glass was heated to high temperatures,
no decrease of losses was observed upon heating at any frequency in
the range of 0.1–3 THz.[35,36] In this previous work,
the samples were however usually quenched deeply below Tg and they never recrystallized upon heating. Therefore,
it remains to be explored in the future whether the thermal history
can affect the level of VDOS in a supercooled liquid close to Tg and whether crystallization of a sample can
cause a systematic offset in the measurement of the melt.Using
the power law approach (eq 1), the
terahertz spectra of amorphous, supercooled liquid, and liquid phases
can be analyzed in more detail. The fit for paracetamol at several
temperatures is shown in Figure 8. Here, the
lower cutoff frequency for the fit was fixed to ν0 = 0.1 THz, which is the low-frequency limit of our spectrometer.[35]
Figure 8
Fit by eq 1 of real part of conductivity
(nα) of supercooled liquid (300 and 330 K),
crystalline solid (335 K), and melt (470 K) of paracetamol. It is
obvious that the fit is not suitable to describe the spectral features
of the crystalline phase.
Fit by eq 1 of real part of conductivity
(nα) of supercooled liquid (300 and 330 K),
crystalline solid (335 K), and melt (470 K) of paracetamol. It is
obvious that the fit is not suitable to describe the spectral features
of the crystalline phase.The fitting parameters A, C,
and q are plotted against temperatures in Figure 9. Parameter A describes an estimation
of losses at frequency ν = ν0. It is expected
to be close to zero in the glassy state and to increase above Tg as a result of contributions from the dielectric
relaxations that shift into the spectral range at higher temperatures.[35] Parameter C represents the
strength of the coupling of terahertz radiation into the sample. In
the glassy state, this describes coupling to the VDOS.[30,35] Parameter q may be used to differentiate between
the glassy and liquid states. In the glassy state, q is expected to be close to 2.[35,40] On the other hand,
in the liquid phase, q is close to 1 as a result
of the absorption being dominated by dielectric relaxations. Generally
speaking, with the increasing contribution of the dielectric relaxations, C will increase and q will decrease, which
corresponds to the “straightening” of the terahertz
spectra that is observed.
Figure 9
Parameters A,C and q as extracted from the fit of nα to the experimental
spectra using eq 1. The fit was performed on
two independently acquired data sets that were obtained by either
increasing the temperature step-by-step (black squares) or continuously
using a constant ramp rate (red triangles). No values are shown for
the temperature range 345–455 K as the sample was crystalline
at these temperatures and eq 1 does not apply
for crystalline materials. The value of A obtained
from continuous measurement has been offset by 20 cm–1.
Parameters A,C and q as extracted from the fit of nα to the experimental
spectra using eq 1. The fit was performed on
two independently acquired data sets that were obtained by either
increasing the temperature step-by-step (black squares) or continuously
using a constant ramp rate (red triangles). No values are shown for
the temperature range 345–455 K as the sample was crystalline
at these temperatures and eq 1 does not apply
for crystalline materials. The value of A obtained
from continuous measurement has been offset by 20 cm–1.
Onset of Crystallization
From the spectra plotted in
Figure 8 it is obvious that the model expressed
by eq 1 is not suitable to describe spectra
of crystalline samples. In a polycrystalline sample, where the shape
of the baseline is strongly linked to scattering of terahertz radiation,[46] it is far from linear and usually well described
by a quadratic dependence on frequency.[47] Therefore, the spectra become less “straight” at the
onset of crystallization. This deviation from the model can be exploited
in order to accurately determine the onset of crystallization, not
from a structural perspective as would be resolved by techniques such
as X-ray diffraction, but from a molecular dynamics point of view.In order to do this, we have analyzed the spectra obtained from
the continuous measurement at constant temperature ramp between 320
and 345 K (Figure 5) using the power law eq 1. The results of the fit are shown by red triangles
in Figure 9. All three obtained fitting parameters
follow the crystallization process above 330 K. There are a number
of interesting observations to highlight in this context. As the sample
crystallizes, the coupling of terahertz radiation into the VDOS, C, decreases. This is due to the fact that crystalline materials
are dominated by vibrational modes that are associated with long-range
order and hence the VDOS breaks down into these discrete modes. As
a result, the “baseline” drops between the frequencies
of the vibrational modes, even though it does never fully reduce to
absolute zero absorption due to scattering and other losses. On the
other hand, the exponent of the power law, q, increases
with crystallinity of the sample. Both effects are the result of the
spectral shape changing from an almost straight line upon heating-induced
crystallization to exhibiting a stronger curvature. The parameters C and q suggest that the crystallization
is complete at around 340 K. In contrast, parameter A shows a rather extraordinary decrease above 335 K. This observation
highlights that, although the power law is able to fit the spectra
obtained from the amorphous phase well, it may suffer from an unequal
bias on different fitting parameters in the case of crystalline materials.
We therefore conclude that the change in A above
335 K is not related to the crystallization but presents an artifact
from the fitting process of the now crystalline spectra using an equation
derived for the amorphous phase.From Figure 8, it is apparent that the obtained
values of C and q generally agree
between the step-by-step and continuous temperature experiments. The
value of A obtained from the continuous experiment
had to be offset by 20 cm–1 in order to match the
value from the step-by-step measurement. The origin of this discrepancy
is linked to a difference in the spectra at the lowest terahertz frequencies.
The exact reason for this is unclear for the time being, but we believe
that it is most likely linked to the subtle differences in thermal
history between the two samples.The crystallization kinetics
can be described by various models,[48,49] one of the
commonly used being the Avrami–Erofeev crystallization
kinetics, which is defined by the equationwhere rc is the
crystalline ratio of the sample, k is the rate constant, t is time, and n the exponent reflecting
the mechanism of crystallization. For example, for n = 3, the model is known also as the “random nucleation and
growth” mechanism.[49]The crystalline
ratio rc can be also
expressed as rc = 1 – ra, where ra is the corresponding
amorphous ratio. In order to reflect the fact that the crystallization
of the amorphous sample does not start immediately with the beginning
of the heating experiment, given that we start acquiring at temperatures
well below the onset of crystallization, eq 2 can be modified toHere, t0 is for the onset time of the
crystallization relative to the beginning of the continuous temperature
ramp. In order to determine the accurate onset of the crystallization,
the fit was performed only on the data with an apparent presence of
crystalline phase, that is, for temperatures above 330 K. This is
crucial as one of the prerequisites of the Avrami–Erofeev model
is the existence of a nucleus from which the growth of the crystalline
phase occurs.The Avrami–Erofeev crystallization kinetics
model can be
used to fit the values of C and q between 330 and 340 K; however, before eq 2 can be used, the values must be normalized. The normalized values Cnorm and qnorm were
obtained by subtracting the baseline value at the highest temperatures
for C and the lowest temperatures for q and rescaling the data to 1. Given that C decreases
and q increases upon crystallization, Cnorm was assigned to ra and qnorm with rc in
order to perform the Avrami–Erofeev fitting using eqs 3. The rescaled parameters Cnorm and qnorm are shown in Figure 10a, together with the fit by the Avrami–Erofeev
model where n = 3. The value of n was chosen to reflect the fact that crystallization from a covered
sample of paracetamol is dominated by bulk crystallization.[9]
Figure 10
Avrami–Erofeev (AE) fit of (a) normalized values
of C and q obtained from power law
fit eq 1 and (b) amorphous and crystalline ratio
obtained
from fit of spectra by eq 4
Avrami–Erofeev (AE) fit of (a) normalized values
of C and q obtained from power law
fit eq 1 and (b) amorphous and crystalline ratio
obtained
from fit of spectra by eq 4A different way to express ra and rc is by assuming that the absorption
spectra
α(T,ν) of the sample at any given temperature
between purely amorphous and purely crystalline form are described
bywhere T is temperature, ν
is frequency, and αa and αc are
the absorption spectra of the purely amorphous and purely crystalline
form. Using this method, the data obtained from the continuous temperature
spectroscopy were analyzed (Figure 5), where
amorphous spectra αa corresponded to the spectra
at 320 K and the crystalline spectra αc corresponded
to the absorption level at 422 K, that is, at the spectra at lowest
and the highest temperature, respectively. The obtained amorphous
(ra(T)) and crystalline
(rc(T)) ratios are shown
in Figure 10b. Similarly to the case of Cnorm and qnorm,
the values of ra and rc have been fitted using the Avrami–Erofeev model
eqs 3 with n = 3 reflecting
the bulk crystallization of paracetamol.[9]The obtained values for the crystallization rate k and onset of crystallization t0 are
summarized in Table 1. The values are similar,
although Cnorm and qnorm result in slightly higher crystallization rate k and later onset of crystallization t0 than the values obtained from the fit of rc and ra. The values of Cnorm and qnorm are
however more vulnerable toward errors given the fact that the power
law is not a very good fit for the terahertz spectra of semicrystalline
samples and it needed to be normalized. The onset temperature of crystallization
matches well with the temperature measured by DSC. The DSC value determined
using the tangents method (Figure 11) is slightly
higher than the values obtained using the Avrami–Erofeev fits.
The fitted values are much closer to the onset of deviation of the
heat flow from its baseline tangent, which seems intuitive as our
terahertz method detects subtle changes in the intermolecular arrangement.
Table 1
Values of Crystallization Rate k and
Onset Time of Crystallisation t0 (Converted
to the Corresponding Temperature T) Obtained Using
the Avrami–Erofeev Fits of Cnorm, qnorm, rc, and ra As Defined in Equation 4a
k/min–1
t0/min
Cnorm
0.059
23.1 (T = 329.2 K)
qnorm
0.065
25.9 (T = 330.4 K)
rc
0.047
21.5 (T = 328.6 K)
ra
0.053
24.5 (T = 329.8 K)
DSC (tangent method)
T = 332 K
DSC (onset of deviation)
T = 328 K
The last two lines represent
the onset of crystallisation obtained from DSC as shown in Figure 11.
Figure 11
DSC of the
crystallization of amorphous paracetamol at a heating
rate of 0.4 K min–1 (endotherms pointing down).
The red solid lines represent the tangents used to determine the onset
of crystallization at 332 K. The vertical line at 328 K highlights
the onset temperature where the heat flow deviates from the baseline
tangent.
The last two lines represent
the onset of crystallisation obtained from DSC as shown in Figure 11.DSC of the
crystallization of amorphous paracetamol at a heating
rate of 0.4 K min–1 (endotherms pointing down).
The red solid lines represent the tangents used to determine the onset
of crystallization at 332 K. The vertical line at 328 K highlights
the onset temperature where the heat flow deviates from the baseline
tangent.The idea of splitting the spectra
into crystalline and amorphous
fractions using eq 4 has also its limitations.
The sum ra + rc is expected to be unity at all temperatures and times. In order
to meet this criterion, only spectra up to 1.2 THz were used, and
overall, it can be stated that 1 < ra + rc < 1.06. When a broader spectral
range is used, the sum will be generally higher, but narrowing the
range further had no effect on the sum. One of the reasons for the
sum exceeding unity is likely to originate from additional scattering
from some crystalline or amorphous parts of the sample as the grain
structure of the sample changes during crystallization. Another reason
is the slight increase in absorption level of the amorphous part of
the sample with increasing temperature given the non-isothermal conditions.
Although, overall, the model works well in our case, it may be even
more suitable for an isothermal study of a crystallization process.
Conclusions
The crystallization and subsequent melting has
been studied for
a sample of amorphous paracetamol at terahertz frequencies. Upon heating
amorphous paracetamol, crystallization into form III is observed,
followed by phase transitions to forms II and I at higher temperatures.
This observation is in agreement with a previous study of paracetamol
by low-frequency Raman scattering,[9] where
the authors observed the same sequence of polymorphic forms appearing
under similar sample conditions (sample covered and here additionally
under vacuum). The featureless spectra that are observed at terahertz
frequencies for the supercooled liquid and liquid melt can both be
fitted using a modified power law model. The main difference between
the terahertz absorption of the liquid melt and the supercooled liquid
is that the melt spectrum is dominated by the dielectric relaxation
as well as the VDOS, while in the supercooled liquid the contribution
due to the dielectric relaxation vanishes close to Tg, which is reflected by a change of the power law exponent
from 2 in the glassy state to 1 in the liquid melt state. We demonstrate
that the spectral deviation from the power law model can be used as
a very sensitive probe for the onset of crystallization. In addition,
we have revealed evidence that the crystallization has a stronger
effect on the vibrational characteristics of the materials when compared
to the dielectric relaxation properties. Using the terahertz spectra
together with a power law fit, we were able to demonstrate a method
of extracting quantitative kinetic information from the spectra based
on the Avrami–Erofeev mechanism. We determined an effective
rate constant of k = 0.056 min–1 with a corresponding onset of crystallization at T = 329.5 K for a heating rate of 0.4 K min–1. The
method described in this work is applicable to investigate crystallization
event of any hydrogen-bonded organic molecular crystals.
Authors: K Grzybowska; M Paluch; A Grzybowski; Z Wojnarowska; L Hawelek; K Kolodziejczyk; K L Ngai Journal: J Phys Chem B Date: 2010-10-14 Impact factor: 2.991
Authors: Clare J Strachan; Philip F Taday; David A Newnham; Keith C Gordon; J Axel Zeitler; Michael Pepper; Thomas Rades Journal: J Pharm Sci Date: 2005-04 Impact factor: 3.534
Authors: Rohit Singh; Deepu Koshy George; Jason B Benedict; Timothy M Korter; Andrea G Markelz Journal: J Phys Chem A Date: 2012-10-15 Impact factor: 2.781
Authors: Qi Li; Johanna Kölbel; Margaret P Davis; Timothy M Korter; Andrew D Bond; Terrence Threlfall; J Axel Zeitler Journal: Cryst Growth Des Date: 2022-05-20 Impact factor: 4.010