Literature DB >> 24523528

Proteomic mucin profiling for the identification of cystic precursors of pancreatic cancer.

Karolina S Jabbar1, Caroline Verbeke, Anders G Hyltander, Henrik Sjövall, Gunnar C Hansson, Riadh Sadik.   

Abstract

BACKGROUND: Pancreatic cystic lesions (PCLs) are increasingly frequent radiological incidentalomas, with a considerable proportion representing precursors of pancreatic cancer. Better diagnostic tools are required for patients to benefit from this development.
METHODS: To evaluate whether cyst fluid mucin expression could predict malignant potential and/or transformation in PCLs, a proteomic method was devised and prospectively evaluated in consecutive patients referred to our tertiary center for endoscopic ultrasound-guided aspiration of cystic lesions from May 2007 through November 2008 (discovery cohort) and from December 2008 through October 2012 (validation cohort). Cytology and cyst fluid carcinoembryonic antigen (CEA; premalignancy > 192 ng/mL, malignancy > 1000 ng/mL) were routinely analyzed, and samples were further processed as follows: one-dimensional gel electrophoresis, excision of high-mass areas, tryptic digestion and nano-liquid chromatography-tandem mass spectrometry, with peptide identification by Mascot software and an in-house mucin database. All diagnostic evaluations were blinded to proteomics results. Histology was required to confirm the presence/absence of malignant transformation. All statistical tests were two-sided.
RESULTS: Proteomic mucin profiling proved statistically significantly more accurate (97.5%; 95% confidence interval [CI] = 90.3% to 99.6%) than cytology (71.4%; 95% CI = 59.8% to 80.9%; P < .001) and cyst fluid CEA (78.0%; 95% CI = 65.0% to 87.3%; P < .001) in identifying the 37 (out of 79; 46.8%) lesions with malignant potential (ie, premalignant or malignant tumors). The accuracy of proteomics was nearly identical (96.6% vs 98.0%) between the discovery (n = 29) and validation (n = 50) cohorts. Furthermore, mucin profiling predicted malignant transformation, present in 16 out of 29 (discovery cohort: 9, validation cohort: 20) lesions with available histology, with 89.7% accuracy (95% CI = 71.5% to 97.3%) (for the validation cohort only: 95.0%; 95% CI = 73.1% to 99.7%). This markedly exceeded corresponding results for cytology (51.7%; 95% CI = 32.9% to 70.1%; P = .003) and CEA (57.1%; 95% CI = 34.4% to 77.4%; P = .02).
CONCLUSIONS: Proteomic cyst fluid mucin profiling robustly discriminates benign, premalignant, and malignant PCLs. Consequently, it may improve pancreatic cancer prevention and reduce the morbidity burden of unwarranted pancreatic surgery.

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Year:  2014        PMID: 24523528      PMCID: PMC3952201          DOI: 10.1093/jnci/djt439

Source DB:  PubMed          Journal:  J Natl Cancer Inst        ISSN: 0027-8874            Impact factor:   13.506


Pancreatic cystic lesions (PCLs) are increasingly common unexpected findings on imaging, identifiable on up to 20% of abdominal magnetic resonance imaging examinations (1). Because PCLs almost invariably reflect an underlying inflammatory or neoplastic condition, they rank among the most important incidentalomas to have emerged with radiological advances. Above all, this development has offered a unique opportunity for preventive intervention against pancreatic cancer (ductal adenocarcinoma) because a substantial proportion of cystic tumors can be considered precursor lesions of this devastating disease (2–5). PCLs fall into two categories: lesions with or without malignant potential. Serous cystic neoplasms are the only pancreatic cystic tumors that can safely be regarded as benign (5,6). PCLs with malignant potential include rare neuroendocrine tumors or ductal adenocarcinomas with cystic degeneration, solid pseudopapillary neoplasms, and the much more prevalent mucinous cystic tumors (5–9). The latter are subclassified as mucinous cystic neoplasms or intraductal papillary mucinous neoplasms (IPMNs). Although generally indolent, they are considered forerunners of pancreatic cancer and may follow a similar disease course once malignant transformation has occurred (10–13). Presently, even the critical distinction between intrinsically benign, premalignant, and malignant cystic lesions remains problematic. Radiology rarely provides sufficient information for this assessment (14). Endoscopic ultrasound (EUS) with fine-needle aspiration (FNA) may result in cytological diagnosis, but the yield is often scant (15). Cyst fluid carcinoembryonic antigen (CEA) is considered the best indicator of a mucinous tumor, with a diagnostic accuracy of 79% (16,17). However, CEA levels do not correlate with the degree of dysplasia (16). DNA analysis may provide additional information, but its accuracy does not exceed that of CEA (18,19). The overall aim of this study was to address this unmet clinical need by exploring the potential of cyst fluid mucin expression analysis (mucin profiling) as a diagnostic tool for the evaluation of PCLs. Mucins are a family of large, membrane-bound or secreted, densely O-glycosylated glycoproteins, which are important for normal epithelial cell barrier function but are also de novo expressed or overexpressed in various cancer types, notably adenocarcinomas (20,21). Postulated roles of membrane-bound mucins in carcinogenesis include the promotion of epithelial growth factor receptor signalling and constitutive activation of cell survival pathways, such as Wnt and NFκB (20–23). Aberrant expression of secreted mucins in (pre)neoplastic lesions may result from epigenetic signalling and has been suggested to provide protection against antitumor immunity (3,20,24,25). Previous research has demonstrated aberrant expression of both membrane-bound and secreted mucins in ductal adenocarcinomas, pancreatic intraepithelial neoplasia, IPMNs and mucinous cystic neoplasms (3,26–34). Most of these studies have used immunohistochemistry. However, antibody-based detection may lead to under-recognition because the heavy glycosylation of mucins masks their protein identity. Furthermore, the mucin glycosylation pattern is altered in cancer (20,21). To avoid glycosylation-related omissions and obtain complete mucin profiles, we decided to target peptide-protein identification through proteomics. Proteomics refers to the study of the proteome (ie, the entire set of proteins found in a system in physiological or pathological conditions). Proteomic studies have previously been performed on pancreatic cyst fluid in only a few instances. Two groups used surface-enhanced laser desorption/ionization time-of-flight mass spectrometry to obtain cyst content protein profiles (35,36).This methodology, however, does not permit direct identification of the differentially expressed proteins. Cuoghi et al. assessed aspirates from eight patients by liquid chromatography–tandem mass spectrometry and identified olfactomedin-4 expression as unique to the three mucinous tumors in the study (37). Ke and colleagues applied three different proteomic methods on fluid from 20 lesions and correlated results with histology or CEA levels (38). Several candidate biomarkers were identified, including amylase, mucins, carcinoembryonic antigen-related cell adhesion molecules (CEACAMs), and S100 homologs. The analyses required 8 months of mass spectrometer time. By contrast, the aim of our study was to specifically evaluate the potential clinical utility of mucins as markers for pre-/cancerous PCLs. Thus, a targeted, potentially high-throughput, proteomic approach was selected. Taking previous findings of MUC6 in serous cystic neoplasms (39,40) and reports on aberrant MUC1 expression in ductal adenocarcinomas (26–29) into account, we formulated two primary hypotheses: 1) proteomic evidence of cyst fluid content of any mucin except MUC6 discriminates PCLs with malignant potential from intrinsically benign lesions; and 2) MUC1 expression indicates malignant transformation (ie, at least high-grade dysplasia).

Methods

Study Design and Recruitment of Patients

A prospective study of diagnostic accuracy was designed. Approval was granted by the Vastra-Gotaland Ethics Committee. Study hypotheses and outcome measures were outlined a priori and evaluated at a planned interim analysis after 18 months. The target sample size was also revised at this point. Patients aged 18 years or above referred to Sahlgrenska Hospital, a tertiary center (catchment area = 1.6 million), for EUS-FNA of PCLs between May 2007 and October 2012 were consecutively included. Written informed consent was obtained from all subjects. Pre-established exclusion criteria were 1) solid-pseudopapillary neoplasm and 2) neuroendocrine tumor. These neoplasms are extremely rare (5,6,8,9,41), were deemed unlikely to express mucins, and possess highly characteristic cytological and immunocytochemical features that allow for a relatively straightforward identification (41–44).

EUS Examination, Cytology, and Cyst Fluid CEA Quantification

Lesions were accessed by the transgastric/transduodenal route using a linear echoendoscope (Pentax EG3830UT (Tokyo, Japan)/Olympus GF-UCT140 (Tokyo, Japan)) with a 19, 22, or 25 gauge needle (Wilson-Cook, Limerick, Ireland/Olympus, Aomori, Japan/Boston Scientific, Spencer, IN). A cytopathology technician was present on site. Cytological examination with periodic acid-Schiff diastase staining for mucus and cyst fluid CEA quantification by immunochemoluminescent technology were routinely performed and always prioritized over proteomic analysis. However, a sample volume less than 500 µL precludes CEA quantification by the method used at our hospital. Fluid intended for mucin profiling was stored at −80ºC.

Gel Electrophoresis and Protein Digestion

Samples (approximately 20 µL) were reduced by 100mM dithiothreitol (Sigma-Aldrich, St Louis, MO), heated to 95°C for 30 minutes, subsequently loaded onto a 5% Laemmli polyacrylamide gel with a 3% stacking gel, and separated on a one-dimensional sodium dodecyl sulfate polyacrylamide gel electrophoresis system. Precision protein standards (Bio-Rad, Hercules, CA) were used as molecular mass markers. Gels were stained with Imperial (Thermo Scientific, Rockford, IL). The high molecular mass area (>100kDa) of the separation gel was, together with the stacking gel, excised for each lane. Destaining of the gel pieces, protein digestion by trypsin, and peptide extraction were performed as previously described (45).

Mass Spectrometry and Protein Identification

Peptides were separated on a 50-µm C18 reversed column coupled to a hybrid linear ion trap-Fourier transform ion cyclotron resonance mass spectrometry instrument equipped with a 7-tesla magnet (LTQ-FT; Thermo Electron, Bremen, Germany) and operated in a data-dependent mode to automatically switch between mass spectrometry and tandem mass spectrometry acquisition. Search parameters were set to the following: mass spectrometry accuracy of 5 ppm; tandem mass spectrometry accuracy of 0.5Da; one missed cleavage allowed. For the searches, propionamide (from acrylamide) on cysteine was set as a fixed modification, and oxidation of methionine as a variable modification. Results were evaluated using Mascot software and an in-house mucin database (http://www.medkem.gu.se/mucinbiology/databases/). Peptides were also screened against the nonredundant protein sequence database of the National Center for Biotechnology Information (http://www.ncbi.nlm.nih.gov). A Mowse score of 45 or greater, including at least one unique peptide at the 99% statistical significance level (ion score >40) or two unique peptides at the 95% significance level (ion score >28), was accepted for protein identification. To test reproducibility, different aspirate portions were prepared and analyzed two to four times for 12 patients (15.4%).

Endpoints

For the assessment of malignant potential, in addition to histology, clinical follow-up was accepted as a reference standard to minimize selection bias and allow inclusion of pseudocysts as negative controls. Case subjects with remaining diagnostic ambiguities after the completion of follow-up (usually including evaluation by a multidisciplinary board) were reviewed by an experienced pancreatic surgeon (A.G. Hyltander). Patients lost to follow-up before a diagnosis could be established were excluded from analysis. To confirm/exclude malignant transformation, histology was required as an endpoint unless there was evidence of metastasis. Diagnostic assessments were blinded to proteomics results. Conversely, proteomics results were interpreted (K.S. Jabbar) without knowledge of the diagnostic standard. Histology of surgical specimens was reviewed by the study pathologist (C. Verbeke).

Interim Analysis and Validation

After 18 months an interim analysis was performed. The series then consisted of 29 lesions, denoted the discovery cohort (DC). No alterations of the primary study hypotheses or methodology were deemed necessary. Interim analysis indicated that for the evaluation of the first study hypothesis, a confidence interval (CI) of maximum ±15% for diagnostic accuracy should preclude overlap between proteomics’ results and the 79% accuracy previously reported for cyst fluid CEA by a large multicenter study (16). At a confidence level of 95%, this equals a validation cohort (VC) of 43 individuals. Regarding the second primary hypothesis, the accuracy of MUC1 considerably exceeded that of conventional methods in the DC. Hence, here a population of 20 was predicted to suffice to detect differences in performance. Furthermore, based on results from the DC, a further, secondary hypothesis was generated: that a panel of MUC5AC, MUC2, and MUC1 may suffice to stratify benign, premalignant, and malignant PCLs.

Statistics

The diagnostic accuracy of mucin profiling was compared with corresponding results for standard tests (ie, cyst fluid CEA and cytology). Proteomic evidence of any mucin except MUC6 was regarded as indicative of malignant potential; MUC1 expression was considered predictive of malignancy. For CEA, previously suggested cutoffs of 192ng/mL for premalignancy (16) and 1000ng/mL for malignancy (46) were used. CEA was not quantifiable for 19 lesions, which were excluded from the assessment of its performance. Cytology samples were evaluated by trained cytopathologists as per standard operating protocol. EUS morphology and cyst size [cutoff of 30mm (5,6)] were additionally appraised as malignancy predictors. Sex-specific analyses were not performed. Fisher exact test and Mann–Whitney U-test were used for the comparison of categorical and continuous data, respectively. All P values are two-tailed, and the statistical significance level was set to less than .05. The Holm–Bonferroni multiple comparisons correction was applied to the primary comparisons of the accuracy of mucin profiling vs conventional methods. Statistical significance levels for other comparisons were adjusted by the Bonferroni procedure whenever appropriate. Table 1 summarizes how the primary study hypotheses were evaluated.
Table 1.

Study summary*

Study hypothesesStudy populationDiscovery cohortValidation cohortWomen, No. (%)Age, median (IQR)Proteomics; definition positive resultCytology; definition positive resultCyst fluid CEA; definition positive resultDiagnostic standardDiagnostic standard; definition positive result
Proteomic mucin profiling can identify pre-/malignant (malignant potential) PCLs with high diagnostic accuracy, as compared with conventional methods.78285042 (53.8)64 (56–70)Cyst fluid expression of any mucin except MUC6Mucin; mucinous epithelium; cell atypia>192ng/mLHistology or clinical assessmentMucinous cystic tumor (MCN or IPMN) Ductal adenocarcinoma
Proteomic mucin profiling is more accurate than conventional tests, in predicting manifest malignancy in PCLs.29†92019 (65.5)64 (56–67)Cyst fluid MUC1 expressionSevere cell atypia>1000ng/mLHistology or metastasis of pancreatic cancerMucinous cystic tumor (MCN or IPMN) with high-grade dysplasia or invasive growth Ductal adenocarcinoma

* CEA, carcinoembryonic antigen; IPMN, intraductal papillary mucinous neoplasm; IQR, interquartile range; MCN, mucinous cystic neoplasm; PCLs, pancreatic cystic lesions.

† The study population of 29 used to assess the diagnostic performance of MUC1/standard tests in predicting malignant transformation represents the subset of the entire study population (n = 78) with supportive pathology or confirmed metastasis.

Study summary* * CEA, carcinoembryonic antigen; IPMN, intraductal papillary mucinous neoplasm; IQR, interquartile range; MCN, mucinous cystic neoplasm; PCLs, pancreatic cystic lesions. † The study population of 29 used to assess the diagnostic performance of MUC1/standard tests in predicting malignant transformation represents the subset of the entire study population (n = 78) with supportive pathology or confirmed metastasis.

Results

Study Population

The inclusion/exclusion process that resulted in a series of 78 patients (42 women; median age = 64 years), comprising a DC of 28 patients (n = 29 lesions) and a VC of 50 patients, is outlined in Figure 1. Histology or evidence of metastasis (n = 1 patient) was available for 29 patients (19 women; median age = 64 years; DC = 9 patients, VC = 20 patients). Diagnoses and baseline characteristics of the study population are provided in Table 2. Patients with cystic tumors tended to be older than those with pseudocysts and to have smaller lesions (median size = 20 vs 70mm). The distribution of diagnoses was similar between the DC and the VC, as shown in Figure 2, a and b.
Figure 1.

Flow chart of patients in the study. Diagnoses provided in italics are tentative. GIST, gastrointestinal stromal tumor; IPMN, intraductal papillary mucinous neoplasm.

Table 2.

Study population; distribution of diagnoses, and baseline characteristics for each diagnosis group*

Demographic and clinical characteristicsAllPseudocysts/ chronic pancreatitisAll cystic tumors†Pseudocysts vs cystic tumors‡Serous cystic neoplasmsMucinous cystic neoplasmsIPMN branch ductIPMN combined typeIPMN main ductDuctal adenocarcinomas
Number of patients783741 (42)||N/A5413 (14)||838
Women, No. (%)42 (53.8)18 (48.6)24 (58.5).503 (60.0)3 (75.0)3 (23.1)6 (75.0)2 (66.7)7 (87.5)
Age, median (IQR)64 (56–70)59 (46–65)68 (62–76) <.001 75 (56–77)64 (63–65)69 (66–74)66 (59–72)79 (78–79)66 (58–71)
Maximum diameter in mm, median (IQR)26 (18–70)70 (25–110)20 (15–35) <.001 56 (40–60)50 (44–50)19 (15–20)19 (15–33)23 (17–29)21 (20–26)
History of acute/chronic pancreatitis, No. (%)34 (43.6)28 (75.7)6 (14.6) <.001 001 (7.7)2 (25.0)1 (33.3)2 (25.0)
Incidental finding, No. (%)17 (21.8)3 (8.1)14 (34.1).006 2 (40.0)1 (25.0)6 (46.2)4 (50.0)01 (12.5)
Samples assessed as viscous by examiner, No. (%)37 (46.8)17 (45.9)20 (47.6)1.0002 (50.0)8 (57.1)4 (50.0)1 (33.3)5 (62.5)

* IPMN, intraductal papillary mucinous neoplasm; IQR, interquartile range. Viscosity assessments were blinded to patient identity and lesion morphology.

† This is the sum of the different subcategories of cystic tumors that are individually listed in the six rightmost columns.

‡ Two-sided P values for the comparison of subjects with cystic tumors vs subjects with pseudocysts. Mann–Whitney U test and Fisher exact test were used for continuous and categorical data, respectively. P < .05 are noted in bold.

|| For one patient, two lesions were separately analyzed: both were diagnosed as branch-duct IPMN.

Figure 2.

Distribution of diagnoses for the discovery cohort (n = 29) (A) and validation cohort (n = 50) (B). IPMN, intraductal papillary mucinous neoplasm; MCN, mucinous cystic neoplasm.

Study population; distribution of diagnoses, and baseline characteristics for each diagnosis group* * IPMN, intraductal papillary mucinous neoplasm; IQR, interquartile range. Viscosity assessments were blinded to patient identity and lesion morphology. † This is the sum of the different subcategories of cystic tumors that are individually listed in the six rightmost columns. ‡ Two-sided P values for the comparison of subjects with cystic tumors vs subjects with pseudocysts. Mann–Whitney U test and Fisher exact test were used for continuous and categorical data, respectively. P < .05 are noted in bold. || For one patient, two lesions were separately analyzed: both were diagnosed as branch-duct IPMN. Flow chart of patients in the study. Diagnoses provided in italics are tentative. GIST, gastrointestinal stromal tumor; IPMN, intraductal papillary mucinous neoplasm. Distribution of diagnoses for the discovery cohort (n = 29) (A) and validation cohort (n = 50) (B). IPMN, intraductal papillary mucinous neoplasm; MCN, mucinous cystic neoplasm. The endpoints for the evaluation of the first study hypothesis were 1) histology or evidence of metastasis (n = 29; 37.2%); 2) (near-)complete resolution (n = 18; 23.1%); 3) follow-up with imaging (median = 19 months; interquartile range [IQR] = 10–35; n=26; 33.3%); or 4) clinical assessment, in case of diagnostic ambiguity by a multidisciplinary conference (n = 5; 6.4%). Endpoints are summarized in more detail in Supplementary Figure 1 (available online) and are provided for each patient in Supplementary Tables 1 and 2 (available online). Surgery was performed shortly after EUS-FNA (median interval = 2 months; IQR = 1–4).

Cyst Fluid Mucin Profiling

Table 3 summarizes the mucin profiles of the different lesions; individual results are compiled in Supplementary Tables 1 and 2 (available online). Although mucins were not detected in pseudocyst aspirates (with two exceptions), MUC6 was identified in two of five serous cystic tumors, corroborating previous reports (39).
Table 3.

Cyst fluid mucin expression profiles for the different types and subtypes of pancreatic cystic lesions*

Mucin expressionPseudocysts (n = 37)Serous cystic neoplasms (n = 5)IPMN branch duct (n = 14)IPMN combined (n = 8)IPMN main duct (n = 3)Mucinous cystic neoplasms (n = 4)All mucinous cystic tumors (n = 29), No. (%)Ductal adenocarcinomas (n = 8)All cystic tumors with malignant potential (n = 37), No. (%)
No. of lesions expressing MUC1 10751316 (55.2)723 (62.2}
No. of lesions expressing MUC2 0033118 (27.6)19 (24.3)
No. of lesions expressing MUC5AC 101173425 (86.2)631 (83.8)
No. of lesions expressing MUC5B 0033129 (31.0)514 (37.8)
No. of lesions expressing MUC6 12731112 (41.4)315 (40.5)
No. of lesions expressing MUC16 0000011 (3.4)12 (5.4)
No. (%) of lesions expressing any mucin 1 (2.7)2 (40.0)14 (100.0)8 (100.0)3 (100.0)4 (100.0)29 (100.0)7 (87.5)36 (97.3)

* IPMN, intraductal papillary mucinous neoplasm. Numbers denote the lesions in each diagnosis group expressing a particular (or, in the last row, any) mucin. For one patient, two lesions were separately assessed; thus a total of 79 lesions were analyzed.

Cyst fluid mucin expression profiles for the different types and subtypes of pancreatic cystic lesions* * IPMN, intraductal papillary mucinous neoplasm. Numbers denote the lesions in each diagnosis group expressing a particular (or, in the last row, any) mucin. For one patient, two lesions were separately assessed; thus a total of 79 lesions were analyzed. Repeated analysis (n = 1–3 times) with up to a 2-year interval of samples from 12 patients (15.4%) showed results to be reproducible (Supplementary Table 3, available online).

Identifying Cystic Lesions With Malignant Potential

As demonstrated in Figure 3, proteomic mucin profiling discriminated PCLs with malignant potential (n = 37 of 79; 46.8%) from benign lesions with 97.5% accuracy (95% CI = 90.3% to 99.6%). This statistically significantly exceeded corresponding values for cytology (71.4%; 95% CI = 59.8% to 80.9%; P < .001), and cyst fluid CEA (78.0%; 95% CI = 65.0% to 87.3%; P < .001). Only one false negative result was recorded, from a grossly hemorrhagic aspirate. The accuracy of mucin profiling was nearly identical between the DC and VC (96.6% vs 98.0%). Statistically significant differences in accuracy compared with conventional methods, were independently observed in the VC. Full performance characteristics for the evaluated analyses, including likelihood ratios, are provided in Supplementary Tables 4 and 5 (available online).
Figure 3.

Identification of pancreatic cystic lesions with malignant potential: performance of proteomics, cytology, and cyst fluid CEA (192ng/mL). The vertically oriented text on the columns representing cytology and CEA refers to two-sided P values for the comparison with mucin profiling (proteomics; Fisher exact test). Error bars illustrate the 95% confidence interval (Wilson score method with continuity correction). P values < .005 (statistical significance threshold after Bonferroni correction) are in bold text. CEA, carcinoembryonic antigen; NPV, negative predictive value; PPV, positive predictive value.

Identification of pancreatic cystic lesions with malignant potential: performance of proteomics, cytology, and cyst fluid CEA (192ng/mL). The vertically oriented text on the columns representing cytology and CEA refers to two-sided P values for the comparison with mucin profiling (proteomics; Fisher exact test). Error bars illustrate the 95% confidence interval (Wilson score method with continuity correction). P values < .005 (statistical significance threshold after Bonferroni correction) are in bold text. CEA, carcinoembryonic antigen; NPV, negative predictive value; PPV, positive predictive value. Of note, cyst fluid requirements for CEA quantification (500 µL) precluded CEA analysis in 19 patients (24.4%), 15 of whom had neoplastic PCLs. At the point of interim analysis, a diagnostic algorithm for the assessment of PCLs, comprising a panel of three mucins (MUC5AC, MUC2 and MUC1), was tentatively introduced (Figure 4). In the VC, all lesions with malignant potential (n = 23) expressed at least one of these mucins; 19 of 23 (82.6%) contained MUC5AC. Also provided in Figure 4 are the most abundant unique peptides observed for each of these three mucins, information that could potentially be used to facilitate their individual identification. (Basic information on each detected mucin, including a full peptide hit list is compiled in Supplementary Tables 6 and 7, available online.)
Figure 4.

Step-wise approach to the assessment of pancreatic cystic lesions with regard to malignant potential. Columns represent sensitivity values for the identification of pre-/malignant lesions for MUC5AC (left), MUC5AC+MUC2 (middle), and the optimal combination of MUC5AC+MUC2+MUC1 (right). Results are from the validation cohort. Text within columns list the five most abundant unique peptides observed for each mucin.

Step-wise approach to the assessment of pancreatic cystic lesions with regard to malignant potential. Columns represent sensitivity values for the identification of pre-/malignant lesions for MUC5AC (left), MUC5AC+MUC2 (middle), and the optimal combination of MUC5AC+MUC2+MUC1 (right). Results are from the validation cohort. Text within columns list the five most abundant unique peptides observed for each mucin.

Detecting Manifest Malignancy

For lesions with procurable histology or confirmed metastasis (n = 29), MUC1 expression was separately compared with current state-of-the-art malignancy indicators for PCLs: severe cellular atypia on cytological examination, cyst fluid CEA > 1000ng/mL (46), and EUS morphology suggesting malignant transformation (Figure 5; Supplementary Tables 8 and 9, available online). Malignancy, defined as minimum high-grade dysplasia, was present in 16 of 29 (55.2%) lesions according to the reference standard.
Figure 5.

Detecting manifestly malignant pancreatic cystic lesions: performance of MUC1, cytology, cyst fluid CEA (1000ng/mL), and endoscopic ultrasound (EUS) morphology. The rightmost (light blue) columns refer to a combination of standard analyses, with at least one positive result considered indicative of malignancy. Vertical text in columns representing traditional methods show two-sided P values for the comparison with MUC1 expression (Fisher exact test). P values <.0025 (statistical significance threshold after Bonferroni correction) are in bold text. For the primary comparison of the accuracy of MUC1 expression vs conventional methods, the Holm–Bonferroni correction was separately applied (statistically significant results shown in italics). CEA, carcinoembryonic antigen; NPV, negative predictive value; PPV, positive predictive value.

Detecting manifestly malignant pancreatic cystic lesions: performance of MUC1, cytology, cyst fluid CEA (1000ng/mL), and endoscopic ultrasound (EUS) morphology. The rightmost (light blue) columns refer to a combination of standard analyses, with at least one positive result considered indicative of malignancy. Vertical text in columns representing traditional methods show two-sided P values for the comparison with MUC1 expression (Fisher exact test). P values <.0025 (statistical significance threshold after Bonferroni correction) are in bold text. For the primary comparison of the accuracy of MUC1 expression vs conventional methods, the Holm–Bonferroni correction was separately applied (statistically significant results shown in italics). CEA, carcinoembryonic antigen; NPV, negative predictive value; PPV, positive predictive value. As shown in Figure 5, the accuracy of MUC1 for the identification of malignant PCLs was, at 89.7% (95% CI = 71.5% to 97.3%), markedly higher than corresponding results for cytology, EUS morphology, and cyst fluid CEA (51.7%, 95% CI = 32.9% to 70.1%; 58.6%, 95% CI = 39.1% to 75.9%; and 57.1%, 95% CI = 34.4% to 77.4%; P = .003, .01, and .02, respectively). Conventional methods attained an optimum accuracy of 61.9% (95% CI = 38.7% to 81.0%) when evaluated in combination (P = .04 for the comparison with MUC1). These differences in performance remained statistically significant after Holm–Bonferroni correction for multiple (n = 4) comparisons. In the VC (n = 20), the accuracy of MUC1 was even higher (95.0%; 95% CI = 73.1% to 99.7%). A size greater than 30mm for a cystic tumor is considered indicative of a substantial risk of malignant transformation (5–7). In our material (excluding three benign lesions that were resected for purely symptomatic reasons), the size criterion demonstrated 37.5% sensitivity and 80.0% specificity for malignancy. Cyst fluid MUC1 expression was furthermore detected in eight conservatively treated patients who were not included in this analysis. The first three of these subjects died during the course of the study, likely because of metastasized malignancy where no other primary neoplasm has been identified (autopsy not performed). The remaining five were recently sampled and are currently undergoing follow-up; two of them also had CEA levels greater than 1000ng/mL (Supplementary Table 1, available online).

Discussion

Mucinous cystic tumors, which in the recent past were the topic of case reports, are now known to account for a considerable proportion of PCLs. The prevalence of PCLs, in turn, is presently estimated at 10% to 24% in the elderly population (47,48). At the same time, emerging evidence that mucinous tumors should be considered forerunners of pancreatic cancer has offered a visible target for the prevention of this devastating disease. Unfortunately, the lack of reliable instruments for the differential diagnosis of PCLs could exclude many patients from timely intervention and expose others to the risk of unnecessary pancreatic surgery (49–51) In this study, we have shown that mucin profiling by a proteomic approach identified cystic forms/precursor lesions of pancreatic cancer with an accuracy of 97.5%. Results from an independent validation cohort were nearly identical. This compares very favorably with cyst fluid CEA (78.0%; P < .001), which is currently considered the most useful diagnostic test for PCLs (16). The performance of conventional methods in this study are in accordance with previous reports (16,17), as is the observation that cyst fluid yield precluded CEA quantification in nearly every fourth (n = 19 of 78) patient and every second (n = 14 of 29) mucinous tumor (52). By contrast, 25 times less material was required for proteomics, allowing for the analysis of all aspirates. Mucinous tumors are frequent incidental findings, most commonly affecting the elderly (5–7,53,54). Progression to malignancy may take several years (10,11,55). Consequently, although resection is generally life-saving once malignant transformation has occurred, many patients with premalignant tumors would likely benefit greatly from being spared surgery. Currently, however, conventional methods for the prediction of malignancy in PCLs are not sufficiently reliable to safely guide treatment recommendations (16,17). MUC1 expression by contrast, identified malignancy in PCLs with 89.7% accuracy and could thus add a new dimension to the evaluation of these lesions. Further studies are required to validate these promising findings. Some limitations of the study merit further consideration. First, to avoid bias from underrepresentation of benign lesions, the analysis was not restricted to cases with supportive histology. The follow-up period for conservatively treated lesions was defined by what was considered clinically motivated for each patient and, whenever warranted, supported by review by a multidisciplinary board/senior expert surgeon. Second, the rare solid pseudopapillary neoplasms and cystic neuroendocrine tumors were not considered in this study because they can be readily identified by cytology/immunocytochemistry (41–44). It should therefore be emphasized that mucin profiling is not intended to replace routine cytological assessment. These two analyses can easily be performed in parallel. Furthermore, for one of the four histological subtypes of IPMNs, the so-called intestinal type, previous reports on MUC1 expression after malignant transformation are conflicting (28,29,56). Evaluation of the performance of MUC1 specifically for the detection of malignancy in this tumor type would require a considerably larger patient series. However, intestinal-type IPMNs typically involve the main pancreatic duct, which is in itself an absolute indication for surgery, making the detection of malignant transformation less critical (5,7,33,34). In addition, intestinal-type IPMNs should be identifiable by mucin profiling given their characteristic predominant MUC2 expression, which could be used to mitigate this possible pitfall (28,29,31,33,34). The protein and peptide identifications reported in Figure 4 could potentially inform the design of simplified and/or quantitative assays. Possible problems with contamination by gastric [MUC5AC, MUC6 (40,57)] and/or intestinal [MUC2 (57)] epithelium could, for instance, motivate quantitation, although this study did not identify this as a concern. Although antibody-based tests could provide a straightforward solution, the extensive and variable glycosylation of mucins might hamper their performance (20,21). A targeted, quantitative, high-throughput proteomic technique, such as selected reaction monitoring, could be a clinically feasible alternative (58). Meanwhile, mucin profiling, as described here, appears well suited for clinical use. Importantly, results could be obtained for lesions smaller than 1cm and delivered within a working week. PCLs, although very common, may act as harbingers of one of the deadliest cancer forms known. Thus, accurate diagnostic tools for their assessment are urgently required. We conclude that the proteomic approach evaluated in this study shows great promise in this regard. If further studies can corroborate these results, this methodology should be considered for clinical recruitment.

Funding

This work was supported by The Swedish Research Council (no. 7461), the Health and Medical Care Executive Board of the Västra Götaland Region, the Swedish Society of Medicine, the Swedish Cancer Foundation, the Knut and Alice Wallenberg Foundation, the Bengt Ihre Foundation, the Research and Development Council in Södra Älvsborg, the Lindgren′s Stiftelse, the Mr and Mrs Backlund Foundation for Cancer Research, the Syskonen Persson Foundation, the 1012 anno 1964 Foundation, IngaBritt and Arne Lundberg Foundation, Sahlgrenska University Hospital (LUA-ALF), Wilhelm and Martina Lundgren’s Foundation, Torsten and Ragnar Söderberg′s Stiftelser, and the Swedish Foundation for Strategic Research–the Mucus-Bacteria-Colitis Center (MBC) of the Innate Immunity Program.
  58 in total

1.  Performance of endosonography-guided fine needle aspiration and biopsy in the diagnosis of pancreatic cystic lesions.

Authors:  Jean Louis Frossard; Paul Amouyal; Gilles Amouyal; Laurent Palazzo; Juan Amaris; Manuela Soldan; Emiliano Giostra; Laurent Spahr; Antoine Hadengue; Monique Fabre
Journal:  Am J Gastroenterol       Date:  2003-07       Impact factor: 10.864

2.  Should all pancreatic cystic lesions be resected? Cyst-fluid analysis in the differential diagnosis of pancreatic cystic lesions: a meta-analysis.

Authors:  William R Brugge
Journal:  Gastrointest Endosc       Date:  2005-09       Impact factor: 9.427

3.  Cystic pancreatic neuroendocrine tumors: endoscopic ultrasound and fine-needle aspiration characteristics.

Authors:  W J Yoon; E S Daglilar; M B Pitman; W R Brugge
Journal:  Endoscopy       Date:  2013-01-07       Impact factor: 10.093

4.  Pancreatic cysts: depiction on single-shot fast spin-echo MR images.

Authors:  Xiao-Ming Zhang; Donald G Mitchell; Masako Dohke; George A Holland; Laurence Parker
Journal:  Radiology       Date:  2002-05       Impact factor: 11.105

5.  Prognosis of malignant intraductal papillary mucinous tumours of the pancreas after surgical resection. Comparison with pancreatic ductal adenocarcinoma.

Authors:  F Maire; P Hammel; B Terris; F Paye; J-Y Scoazec; C Cellier; M Barthet; D O'Toole; P Rufat; C Partensky; E Cuillerier; P Lévy; J Belghiti; P Ruszniewski
Journal:  Gut       Date:  2002-11       Impact factor: 23.059

6.  Prognosis of invasive intraductal papillary mucinous neoplasm depends on histological and precursor epithelial subtypes.

Authors:  Mari Mino-Kenudson; Carlos Fernández-del Castillo; Yoshifumi Baba; Nakul P Valsangkar; Andrew S Liss; Maylee Hsu; Camilo Correa-Gallego; Thun Ingkakul; Rocio Perez Johnston; Brian G Turner; Vasiliki Androutsopoulos; Vikram Deshpande; Deborah McGrath; Dushyant V Sahani; William R Brugge; Shuji Ogino; Martha B Pitman; Andrew L Warshaw; Sarah P Thayer
Journal:  Gut       Date:  2011-04-20       Impact factor: 23.059

7.  Pancreatic cyst fluid and serum mucin levels predict dysplasia in intraductal papillary mucinous neoplasms of the pancreas.

Authors:  Ajay V Maker; Nora Katabi; Mithat Gonen; Ronald P DeMatteo; Michael I D'Angelica; Yuman Fong; William R Jarnagin; Murray F Brennan; Peter J Allen
Journal:  Ann Surg Oncol       Date:  2010-08-18       Impact factor: 5.344

8.  Mucinous cystic neoplasm of the pancreas is not an aggressive entity: lessons from 163 resected patients.

Authors:  Stefano Crippa; Roberto Salvia; Andrew L Warshaw; Ismael Domínguez; Claudio Bassi; Massimo Falconi; Sarah P Thayer; Giuseppe Zamboni; Gregory Y Lauwers; Mari Mino-Kenudson; Paola Capelli; Paolo Pederzoli; Carlos Fernández-del Castillo
Journal:  Ann Surg       Date:  2008-04       Impact factor: 12.969

9.  Proteomic analyses of pancreatic cyst fluids.

Authors:  Eileen Ke; Bhavinkumar B Patel; Tiffany Liu; Xin-Ming Li; Oleh Haluszka; John P Hoffman; Hormoz Ehya; Nancy A Young; James C Watson; David S Weinberg; Minhhuyen T Nguyen; Steven J Cohen; Neal J Meropol; Samuel Litwin; Jeffrey L Tokar; Anthony T Yeung
Journal:  Pancreas       Date:  2009-03       Impact factor: 3.327

10.  MUC1 mucin stabilizes and activates hypoxia-inducible factor 1 alpha to regulate metabolism in pancreatic cancer.

Authors:  Nina V Chaika; Teklab Gebregiworgis; Michelle E Lewallen; Vinee Purohit; Prakash Radhakrishnan; Xiang Liu; Bo Zhang; Kamiya Mehla; Roger B Brown; Thomas Caffrey; Fang Yu; Keith R Johnson; Robert Powers; Michael A Hollingsworth; Pankaj K Singh
Journal:  Proc Natl Acad Sci U S A       Date:  2012-08-06       Impact factor: 11.205

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  22 in total

Review 1.  Clinical approach to incidental pancreatic cysts.

Authors:  Austin L Chiang; Linda S Lee
Journal:  World J Gastroenterol       Date:  2016-01-21       Impact factor: 5.742

Review 2.  Novel Biomarkers for Pancreatic Cysts.

Authors:  Harkirat Singh; Kevin McGrath; Aatur D Singhi
Journal:  Dig Dis Sci       Date:  2017-02-14       Impact factor: 3.199

3.  Prostaglandin E2: A Pancreatic Fluid Biomarker of Intraductal Papillary Mucinous Neoplasm Dysplasia.

Authors:  Michele T Yip-Schneider; Rosalie A Carr; Huangbing Wu; C Max Schmidt
Journal:  J Am Coll Surg       Date:  2017-07-21       Impact factor: 6.113

Review 4.  Endoscopic Management of Pancreatic Cysts.

Authors:  Michael J Bartel; Massimo Raimondo
Journal:  Dig Dis Sci       Date:  2017-03-17       Impact factor: 3.199

5.  Cystic tumors of the pancreas: Opportunities and risks.

Authors:  Marco Del Chiaro; Caroline Verbeke
Journal:  World J Gastrointest Pathophysiol       Date:  2015-05-15

6.  Cyst Fluid Telomerase Activity Predicts the Histologic Grade of Cystic Neoplasms of the Pancreas.

Authors:  Tatsuo Hata; Marco Dal Molin; Masaya Suenaga; Jun Yu; Meredith Pittman; Matthew Weiss; Marcia I Canto; Christopher Wolfgang; Anne Marie Lennon; Ralph H Hruban; Michael Goggins
Journal:  Clin Cancer Res       Date:  2016-05-26       Impact factor: 12.531

Review 7.  Endosonography in the diagnosis and management of pancreatic cysts.

Authors:  Vivek Kadiyala; Linda S Lee
Journal:  World J Gastrointest Endosc       Date:  2015-03-16

Review 8.  [Resection of main duct and mixed type IPMN ≥5 mm].

Authors:  G O Ceyhan; F Scheufele; H Friess
Journal:  Chirurg       Date:  2017-11       Impact factor: 0.955

9.  Highly Accurate Identification of Cystic Precursor Lesions of Pancreatic Cancer Through Targeted Mass Spectrometry: A Phase IIc Diagnostic Study.

Authors:  Karolina S Jabbar; Liisa Arike; Caroline S Verbeke; Riadh Sadik; Gunnar C Hansson
Journal:  J Clin Oncol       Date:  2017-11-22       Impact factor: 44.544

10.  Incidental Cystic Lesions in the Pancreas: Resect? EUS? Follow?

Authors:  Linda S Lee
Journal:  Curr Treat Options Gastroenterol       Date:  2014-09
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