Various diseases often result in decompensation requiring resuscitation. In infants moderate hypoxia evokes a compensatory augmented breath - sigh and more severe hypoxia results in a solitary gasp. Progressive asphyxia provokes gasping respiration saving the healthy infant - autoresuscitation by gasping. A neonate with sudden infant death syndrome, however, usually will not survive. Our systematic research in animals indicated that airway reflexes have similar resuscitation potential as gasping respiration. Nasopharyngeal stimulation in cats and most mammals evokes the aspiration reflex, characterized by spasmodic inspiration followed by passive expiration. On the contrary, expiration reflex from the larynx, or cough reflex from the pharynx and lower airways manifest by a forced expiration, which in cough is preceded by deep inspiration. These reflexes of distinct character activate the brainstem rhythm generators for inspiration and expiration strongly, but differently. They secondarily modulate the control mechanisms of various vital functions of the organism. During severe asphyxia the progressive respiratory insufficiency may induce a life-threatening cardio-respiratory failure. The sniff- and gasp-like aspiration reflex and similar spasmodic inspirations, accompanied by strong sympatho-adrenergic activation, can interrupt a severe asphyxia and reverse the developing dangerous cardiovascular and vasomotor dysfunctions, threatening with imminent loss of consciousness and death. During progressive asphyxia the reversal of gradually developing bradycardia and excessive hypotension by airway reflexes starts with reflex tachycardia and vasoconstriction, resulting in prompt hypertensive reaction, followed by renewal of cortical activity and gradual normalization of breathing. A combination of the aspiration reflex supporting venous return and the expiration or cough reflex increasing the cerebral perfusion by strong expirations, provides a powerful resuscitation and autoresuscitation potential, proved in animal experiments. They represent a simple but unique model tested in animal experiments.
Various diseases often result in decompensation requiring resuscitation. In infants moderate hypoxia evokes a compensatory augmented breath - sigh and more severe hypoxia results in a solitary gasp. Progressive asphyxia provokes gasping respiration saving the healthy infant - autoresuscitation by gasping. A neonate with sudden infant death syndrome, however, usually will not survive. Our systematic research in animals indicated that airway reflexes have similar resuscitation potential as gasping respiration. Nasopharyngeal stimulation in cats and most mammals evokes the aspiration reflex, characterized by spasmodic inspiration followed by passive expiration. On the contrary, expiration reflex from the larynx, or cough reflex from the pharynx and lower airways manifest by a forced expiration, which in cough is preceded by deep inspiration. These reflexes of distinct character activate the brainstem rhythm generators for inspiration and expiration strongly, but differently. They secondarily modulate the control mechanisms of various vital functions of the organism. During severe asphyxia the progressive respiratory insufficiency may induce a life-threatening cardio-respiratory failure. The sniff- and gasp-like aspiration reflex and similar spasmodic inspirations, accompanied by strong sympatho-adrenergic activation, can interrupt a severe asphyxia and reverse the developing dangerous cardiovascular and vasomotor dysfunctions, threatening with imminent loss of consciousness and death. During progressive asphyxia the reversal of gradually developing bradycardia and excessive hypotension by airway reflexes starts with reflex tachycardia and vasoconstriction, resulting in prompt hypertensive reaction, followed by renewal of cortical activity and gradual normalization of breathing. A combination of the aspiration reflex supporting venous return and the expiration or cough reflex increasing the cerebral perfusion by strong expirations, provides a powerful resuscitation and autoresuscitation potential, proved in animal experiments. They represent a simple but unique model tested in animal experiments.
Breathing can be frequently modified reflexly or voluntarily. According to time and
intensity characteristics, the modifications of breathing can be well assessed by
recording of electromyogram (EMG) of inspiratory and expiratory muscles and airflow,
as well as the activity of afferent and efferent nerves and their central
structures. Monitoring of breathing and other physiological parameters in infants
indicated that apnoeic episodes and occasional occlusion of the face-mask outlet
evoke 4 different types of reaction. They depend mostly on the intensity of the
resulting hypoxaemia and hypercapnia, as well as on the maturity of the
infants’ cardio-respiratory control mechanisms. Polysomnography in healthy
infants during sleep indicated, that an occasional airway occlusion, causing hypoxia
usually evoked a startle reaction, accompanied by limb and nuchal EMG activation,
neck extension, and heart rate (HR) acceleration. There was a simultaneous large
biphasic inspiratory effort - augmented breath or sigh, where the intensity
of startle correlated with the magnitude of maximal negative airway pressure and HR
acceleration. These results indicate that the augmented part of sigh coincided with
the genio-glossal (GG) muscle activation, resulting in frequent opening of airway
closure with only brainstem or sub-cortical mechanism, but without cortical
involvement. More severe hypoxia results in a solitary gasp. These
reactions improved with age and were not caused by stimulation of stretch receptors
due to lung inflation [1-3].Gasp as a primitive form of breathing develops during the foetal life in mammals. As
the first breaths after birth connected with hypoxia, sighs and solitary gasps tend
to distend the atelectatic alveoli, contributing to a gradual distension of the
lungs in newborns. Stronger and longer-lasting asphyxia after reconfiguration of the
cardio-respiratory control mechanisms provokes development of gasping
respiration. This is characterized already by markedly depressed brain
function with flat electroencephalogram (EEG), suppressed peripheral reflexes and
muscular atonia. Gasping respiration develops often before death as a last resort,
tending to restore the failing vital functions and to resuscitate the mammals -
autoresuscitation by gasping[4-9]. This autoresuscitation
mechanism may be unsuccessful in excessive and long-term asphyxia, or in babies with
under-developed cardio-respiratory control mechanisms. Such a failure may occur
particularly during the first months after birth, often resulting in silent
death (Figure 1). Therefore, the explanation of
the mechanisms of autoresuscitation by gasping appeared to be extremely important,
particularly in infants.
Figure 1
Autoresuscitation by gasping in healthy infant and its failure in neonate
with SIDS. In a normal infant an inhalation of lower O2
and/or higher CO2 content in air evokes hypoxia with occurrence
of solitary sighs or gasps. The sigh is accompanied by a startle reaction,
which manifests with neck extension and upper airway dilation, resulting in
normalization of breathing. Severe hypoxia provokes solitary gasps
accompanied by cortical arousal and movements. Progressive asphyxia provokes
a period of gasping respiration contributing to autoresuscitation by
gasping. Similar asphyxia in a risky preterm baby (including SIDS during a
critical period after birth), does not evoke solitary sighs with startle or
gasps, but results in silent death. Reproduced with permission and modified
from [31].
Autoresuscitation by gasping in healthy infant and its failure in neonate
with SIDS. In a normal infant an inhalation of lower O2
and/or higher CO2 content in air evokes hypoxia with occurrence
of solitary sighs or gasps. The sigh is accompanied by a startle reaction,
which manifests with neck extension and upper airway dilation, resulting in
normalization of breathing. Severe hypoxia provokes solitary gasps
accompanied by cortical arousal and movements. Progressive asphyxia provokes
a period of gasping respiration contributing to autoresuscitation by
gasping. Similar asphyxia in a risky preterm baby (including SIDS during a
critical period after birth), does not evoke solitary sighs with startle or
gasps, but results in silent death. Reproduced with permission and modified
from [31].
Mechanisms of autoresuscitation by gasping in animals and infants
Gasping respiration is a critical mechanism for survival and it serves for
autoresuscitation in all mammalian species from the day of birth, when eupnoea
fails. Autoresuscitation by gasping represents a very effective life-saving
mechanism from severe cardio-respiratory failure, accompanied by deep coma. The
effects of this primitive type of breathing were tested in experimental models
in pigs, cats and other animals. Piglets were studied to determine the
cardiovascular and neuro-physiological effects of prolonged laryngeal-induced
respiratory inhibition. During continuous laryngeal stimulation in light
anaesthesia the EEG becames flat by 1 min after the onset of apnoea and
remained iso-electric throughout the stimulation period. Apnoea was interrupted
every 1–2.5 min by clusters of 2–6 gasp-like breaths. With each
cluster of gasps, arterial PO2 and mean blood pressure (BP)
increased. These data indicated that despite EEG silence, piglets can
autoresuscitate from asphyxia by initiating gasping, which may markedly
improve the cardiovascular status, and sustain animals for a prolonged period of
time [6]. In animal study with untreated
experimental ventricular fibrillation (VF) and postponed defibrillation, gasping
developed gradually during 4–6 minutes, transiently providing
sufficient venous return of blood to the heart and a continual perfusion of the
brain and other vital organs. In such a manner gasping respiration provided
cardiac output during cardiac arrest and saved certain animals
according to the reserves of their vital functions [10].Many mammals are born immature and in addition to retardation in physical and
musculoskeletal growth, several patho-physiological defects including the
cardio-respiratory responses to hypoxia and hypothermia may also occur. In an in
vitro preparation, endogenous 5-hydroxy tryptamine (5-HT) is reported to be
essential for expression of gasping. Using an in situ preparation of the Pet-1
knockout mouse, the number of 5-HT neurons is reduced by 85-90% compared with
animals without this homozygous genetic defect. Despite this reduction in the
number of serotoninergic neurons, phrenic discharge in eupnoea and gasping of
Pet-1 knockout mice was not different from that of wild-type mice. Gasping
continued unabated, even after administration of methysergide, a blocker of many
types of receptors for 5-HT, indicating independence of gasping on levels of
serotonin [11]. On the other side, HR
recovery failed at a critical age in 5 HT deficient mice exposed to episodic
anoxia [12].The neuro-genesis of gasping is dependent on the discharge of neurons in
the rostro-ventral medulla, overlapping “the pre-Bötzinger
complex” (preBötC). Neuronal activities of this complex,
characterized in an in vitro brainstem-spinal cord preparation of the neonatal
rat, have been hypothesized to underlie respiratory rhythm generation. The
rhythmic activity of this in vitro preparation is markedly different from
eupnoea, but identical with gasping in vivo. Medullary neuronal activities
generating the gasp and the identical rhythm of the in vitro preparation are
incorporated into the ponto-medullary circuit defining ventilatory activity
[13].EMG activity of upper airway (UA) genio-glossal muscle -GG and the diaphragm (D)
were studied in anaesthetized rabbits during progressive asphyxia induced by
airway occlusion. Peak activity of GG increased more than that of the D during
hyperpnoea and gasping. These data indicate differences in the control mechanism
of the GG and D during acute severe asphyxia. Increased UA muscle activity seen
during gasping should help preserve UA patency, and facilitate autoresuscitation
by gasping. These observations support the concept that gasping is a highly
organized function of the respiratory center[14,15]. During severe hypoxia the
network properties within the preBötC are reconfigured, whereby it no
longer generates eupnoea, but instead generates gasping. Such reconfiguration
includes changes in synaptic and intrinsic properties triggered by hypoxia
itself, as well as the influence of different neuromodulators released during
hypoxia. Therefore, gasping respiration has been considered an important
mechanism, that triggers autoresuscitation. Deregulation of gasping has been
proposed to result in failure to autoresuscitate and has been hypothesized to
contribute to development of SIDS [7,8]. Precisely which synaptic and/or neuronal intrinsic
membrane properties are critical to central respiratory rhythmogenesis, in
either normoxia or hypoxia, is still the subject of considerable discussion
[13-16].
Protective and defensive airway reflexes
From several reflexes evoked by stimulation of various areas of the airways, the
following three, illustrated in Figure 2, are
especially important for the protection and defence of the respiratory system.
A gasp-like aspiration reflex (AspR) can be regularly evoked by
various mechanical, electrical, and other methods of stimulation of the
nasopharynx (NPh) in both anaesthetized and non-anaesthetized cats and other
mammals. It manifests as a solitary spasmodic inspiration (SI) that only lasts
for 150–230 ms, and for its tendency to inhibit expiratory efforts it
is usually not followed by an immediate active expiration [17-21].
However, the irritant substances may be transported by the rapid and strong
inspiratory airflow, and a muco-ciliary transport from NPh to the hypopharynx,
from where they may provoke reflex swallowing or cough. Accidental input of
irritants into the larynx usually provokes laryngo-constriction and the
expiration reflex (ExpR) or a prompt cough reflex (CR),
providing expulsion of irritants, and so preventing their aspiration into the
lungs [22]. The tendency to provoke SIs
is high at the beginning of spontaneous inspiration for ventilatory drive, but
it gradually decreases during the inspiratory phase [23]. The AspR can be induced also by negative or
positive pressure air puff stimulation of the upper airways [24]. In paralyzedcats, stimulation of the
„irritant” rapidly adapting receptors (RARs) of the NPh by
mechanical contacts and pressure pulses or air-puffs provokes a very strong
activity in the glossopharyngeal afferent fibers, resulting in AspR. The
frequency of afferent impulses is very high (mean 197/s, range 67-330/s)
[25], which is >10 times higher
than during control inspiration. They strongly activate many brainstem
inspiratory neurons, including “the inspiratory pattern generator”,
described in the brainstem of juvenile rats [26], and the respiratory central pattern generator (CPG),
was analyzed more in detail in several papers [12,27,28].
Strong activation of various inspiratory neurons of adult cats by AspR was
identified by c-Fos immuno-reactive method in 14 of 35 tested brainstem nuclei
[29].
Figure 2
Schematic presentation of the main protective and defensive reflexes
in cats. Airflow record (V’) with inspiration downward
(↓). Stimulation of specific airway areas using mechanical
contacts with a nylon fiber (-----) and presentation of odorous
substances (□□□) are indicated in anaesthetized
cat. In addition to gasp- and sniff-like aspiration reflex elicited from
the nasopharynx, sniffing from the upper part of nasal cavity,
expiration reflex from the larynx, the cough reflex from the
trachea-bronchial region and sneezing from the nasal mucosa. Modified
from our earlier publications [22,31,40].
Schematic presentation of the main protective and defensive reflexes
in cats. Airflow record (V’) with inspiration downward
(↓). Stimulation of specific airway areas using mechanical
contacts with a nylon fiber (-----) and presentation of odorous
substances (□□□) are indicated in anaesthetized
cat. In addition to gasp- and sniff-like aspiration reflex elicited from
the nasopharynx, sniffing from the upper part of nasal cavity,
expiration reflex from the larynx, the cough reflex from the
trachea-bronchial region and sneezing from the nasal mucosa. Modified
from our earlier publications [22,31,40].is characterized by a specific time-frequency
distribution of powerful energy in the phrenic nerve, manifesting with high
frequency oscillations [30]. Such
powerful activation of the “presupposed inspiratory generator” by
the AspR [31] can very effectively
modify (facilitate or inhibit through dense synaptic connections [32] and several mediators the “central
mechanisms” of various vital functions [31]. Recording and power spectral analysis of the phrenic
and the hypoglossal nerve activities in paralyzedcats, indicated very similar
character and peaks during both the hypoxic medullary gasping and the AspR
evoked by mechanical stimulation of NPh in normoxic conditions [33,34]. Such close
similarity of AspR with gasping suggests their similar resuscitation potential,
resembling autoresuscitation of humaninfants by gasping [4,5,7]. Great
similarity and vitality of AspR with gasping was supported by its persistence at
the absence of CR and ExpR in premortal gasping stage after medullary
transsection 5 mm above the obex in cats [35], fitting the localization of “inspiratory
generator”. The resuscitation potential of AspR was proved by termination
of progressive hypotension and atrio-ventricular (A-V) blockade in a cat, during
gasping stage caused by severe asphyxia, indicated on Figure 3, analyzed later more in detail. Similar gasp-like inspirations
were elicited by mechanical stimulation of NPh also in adult rats [36], dogs [37] and premature infants [38], as well as by inflation of the whole respiratory
system also in newborn babies [39]. Such
approved similarity of gasp-like AspR in cats and other animals, with the
gasping in infants suggests also similar resuscitation potential for AspR in
cats and other animals, than gasping in humaninfants. It allows also a
hypothesis that normalization or resuscitation and even autoresuscitation
potential of airway reflexes may exist in humans, which was supported by
reversal of various functional disorders using airway reflexes in men
[40].
Figure 3
Cardio-respiratory failure in anaesthetized cat during asphyxia and
resuscitation by AspR. Cardio-respiratory changes in
anaesthetized cat during asphyxia caused by inhalation of CO2
and resuscitation by AspR provoked by mechanical stimulation of
nasopharynx (NPh). Recordings, from above: ECGII-
electrocardiogram, BPfa- blood pressure in femoral artery,
Ppl – pleural pressure, V´ –
tracheal airflow, VT – tidal volume, Sig. –
signal for administration of CO2 or stimulation of
nasopharynx, x – continuation of recording, t – time
indicated in intervals of 5 seconds. Reproduced with permission and
modified from [18].
Cardio-respiratory failure in anaesthetized cat during asphyxia and
resuscitation by AspR. Cardio-respiratory changes in
anaesthetized cat during asphyxia caused by inhalation of CO2
and resuscitation by AspR provoked by mechanical stimulation of
nasopharynx (NPh). Recordings, from above: ECGII-
electrocardiogram, BPfa- blood pressure in femoral artery,
Ppl – pleural pressure, V´ –
tracheal airflow, VT – tidal volume, Sig. –
signal for administration of CO2 or stimulation of
nasopharynx, x – continuation of recording, t – time
indicated in intervals of 5 seconds. Reproduced with permission and
modified from [18].induced by stimulation of various airway
receptors, held as a “watchdog of the lung” consists of 3 phases.
After the initial deep inspiration (DI) there is a rapid compressive
phase with glottal closure, followed by strong expulsion of the enlarged lung
volume [21,22,31,40,41]. The gradually increasing lung volume stimulates the
SARs, and via the Hering- Breuer inflation reflex (HBIR) tends to inhibite
adequately the progressive inspiration similarly as in eupnoea. The expiratory
effort is very strong at the beginning of the expiratory phase of CR due to
Hering Breuer expiratory facilitation reflex (HBEFR), caused by enlarged lung
volume [23]. Therefore, the deeper
the initial DI, the more powerful or effective is usually the subsequent
expiratory effort. During a series of cough efforts persisting after
the end of stimulation, their intensity gradually decreases with the lowering of
lung volume, ventilatory drive, peak expiratory flow, and with prolongation of
the second non-active part of the expiratory phase of cough. In non-paralyzed
subjects, the myotatic reflexes of the respiratory muscles and stimulation of
various thoracic and abdominal proprioceptors, as well as irritant RARs and C
fibres in the airways and lungs, caused by flow and volume changes, can also
contribute to the modification of the successive cough efforts [31,41]. Somato-sensory
nerves innervating the chest wall, D and abdominal muscles, as well as nerves of
visceral organs also likely play important role in regulating cough
[42]. Cough is not a stereotyped
output from the medullary “cough center”, but its pattern
and strength depend on many afferent inputs on the “cough center”
[43].Experiments in paralyzedcats indicated close functional connectivity of
ventro-lateral medullary neurons with phrenic, lumbar and recurrent laryngeal
nerves during fictive coughing, induced by mechanical stimulation of
the intrathoracic trachea. During the inspiratory phase, excitation of medullary
inspiratory augmenting (IAug) neurons, are connected with activation of phrenic
and recurrent laryngeal nerves. In expiratory phase, the activity of expiratory
augmenting (EAug) neurons, are accompanied by activation of the lumbar and
laryngeal nerves [27]. The CPG
undergoes reconfiguration to produce cough. About 1/3 of medullary
inspiratory decrementing (IDec) neurons of the caudal ventral respiratory
column (cVRC), during the first cycle (C1) of cough attack
changes to IAug type. This is accompanied by increases of phrenic activity,
esophageal pressure and the inspiratory phase duration. Coughing is a rhythmic
process persisting also after the ending of stimulation, with lower intensity
and prolongation. AspR and ExpR are solitary non-rhythmic respiratory processes
and for their short durations they often do not disturbe the fictive cough
attack [27,44,45]. Also prevention of proprioceptive
reflexes in paralyzed animals eliminates some modification effects of airway
reflexes, described in anaesthetized non-paralyzed animals [31,46] and their model
[47], or chronic cough in
patients [48,49].induced by stimulation of the larynx is
characterized by laryngo-constriction and prompt powerful expiratory effort
without any inspiratory increase of actual lung volume [50,51]. The ExpR supports the CR
to protect the airways and lungs from airborne and inhaled pathogens, allergens,
aspirate and other irritants. Acute and chronic cough is a frequent symptom of
respiratory tract irritations and disease, such as gastro - oesophageal reflux
disease, asthma and COPD in humans [52].
Aspiration of pathogens present in foreign materials or secretions into the
lungs, represents the most dangerous complication in patients with acute stroke,
Parkinson’s disease, comatose states, long-term invasive artificial
ventilation, nasogastric feeding, recurrent respiratory infections and
dysphagia, resulting in aspiration pneumonia, particularly in the
elderly [48,52-54]. Foreign
materials and secretes containing viruses can be ejected by a strong expiratory
effort up to 9 meters, and a patient can infect many co-passengers during
airplane travel and can disseminate influenza and other respiratory infections
to various destinations. Feeding through a nasogastric tube offers only limited
protection against aspiration pneumonia, developing already after few days of
illness in patients with dysphagia after acute stroke [55]. This may result from unwanted reflex aspiration
provoked by nasopharyngeal stimulation with the catheter. Therefore, the down-
and up- regulation of CR and ExpR may have a very positive, both preventive and
therapeutic effects in patients. Testing the efficacy of CR in various
pathological conditions can be useful for the assessment of the risk, as well as
prevention and treatment of aspiration pneumonia[53-55]. Particularly the ExpR induced from the larynx,
accompanied by glottal closure, is the main reflex that prevents aspiration
[54,55].
Reliable ambulatory counter for cough have been developed for evaluation of
cough count and intensity. Together with self-scoring evaluation of cough
severity and impact on quality of life, it can be useful for diagnostic and
antitussive therapy [56]. Similar short
reflex expirations (ExpR) can be induced also by mechanical stimulation of the
trachea in anaesthetized cats [57].
Function of respiratory central pattern generator in airway reflexes
In defensive airway behaviours the laryngeal motoneurons are multifunctional in
cats. During fictive CR the inspiratory laryngeal motoneurons (ILM) and
expiratory laryngeal motoneurons (ELM), responsible for successive glottal
dilation, closure, opening, and narrowing are active, parallel with the phrenic
(PHR) or abdominal (ABD) motoneurons, contributing to the inspiratory or
expiratory phase of CR, respectively. During the fictive AspR there is
a strong activation not only of the PHR but also the ILM controlling the glottal
dilators, and also the styloglossus muscle, providing tongue-back elevation.
These activities provide an explosive inspiratory airflow during the AspR
[58]. According to a recent
computational biomechanical model many components of the
raphe’-ponto-medullary system participate in the realization of the CR.
This model based on successive transsections in rats and complementary
calculations using 64 equations, resembles in vivo conditions. The DI caused by
activation of PHR is accompanied by glottal dilation, provided by ILM. The
expiratory phase of CR starts by activation of ELM and ABD motoneurons for
glottal closure and production of strong expiratory effort, followed by
activation of both ILM responsible for glottal opening, and ABD motoneurons
providing rapid expiratory airflow. The intensity of second and further cough
efforts gradually decreases, because of inactivation of high-pressure ILM,
connected with successive lowering of peak lung volume, peak alveolar pressure,
peak abdominal pressure and drive, resulting in lower peak expiratory flow
[59].Gradual transsection experiments in 4 weak old rats indicated, that the
respiratory CPG has 3 rhythmogenic capabilities, realized by
various neurons in 3 interacting structures. The intact ponto-medullary complex
produces a three-phase rhythm, consisting of inspiration,
post-inspiration and expiration. After elimination of the pons the PreBötC
and the BötC of the medullary complex produce a two-phase rhythm,
consisting from inspiration and expiration. After elimination of BötC the
remaining PreBötC (proposed to be a “kernel” of
respiratory rhythmogenesis), together with the rostral Ventral Respiratory
Column (rVRC) produces one-phase rhythm of rarer solitary inspirations,
influenced by hypercapnia [60],
resembling gasping respiration.A new computational model indicates that the regulation of respiratory rate and
breathing pattern, provided by brainstem respiratory network, can be
substantially influenced also by pulmonary and pontine feedback loops
[61]. Similar model would be
very useful for explanation of reconfiguration of breathing control by AspR
during the stage of premortal gasping respiration, often resulting from asphyxia
and providing autoresuscitation in both animals [6] and infants [7].
Mechanical stimulation of the NPh provokes AspR not only in severe hypoxia,
manifesting by gasping, but also during eupnoea. The very similar character of
AspR and gasping suggests that AspR transiently suppresses the brainstem
mechanism responsible for neurogenesis of eupnoea, and activates those for
gasping. The intensity of repeated AspR-es and accompanying inspiratory
processes decrease only for ~4 cycles, but rapidly normalizes
[62]. This special ability might
allow use of AspR for experimental and model studies of autoresuscitation in
general. It would be useful to explain the mechanism of reconfiguration of CPG
provoking AspR by simple NPh stimulation, even in the stage of premortal gasping
respiration in cats [35]. Practical
application of powerful resuscitation potential of AspR in animals
[19,31,35], and various revitalisation effects of its
voluntary surrogate, represented by sniff in humans [40], seem to be very perspective.
Cardio-respiratory and some resuscitation effects of airway reflexes
Recording of the activity of respiratory muscles and their neural connections,
the pleural pressure and airflow parallely with BP and electrocardiogram (ECG),
allows evaluation of the cardio-respiratory functions and their control
mechanisms. They may reflect the character of pertinent changes in various vital
functions, influencing the general state of the organism. The results of our
systematic study indicated, that airway reflexes and particularly the AspR have
similar resuscitation potential in animals as autoresuscitation by gasping. In
patients with chronic heart failure hypoxia and not the frequency of apnoeic
episodes causes the acute haemodynamic stress [63]. Hypoxia frequently causes life threatening nocturnal
cardiac arrhythmias, which correlate with the severity of sleep apnoea
[64], usually treated in
patients with continuous positive airway pressure (CPAP). Hypoxic apnoea in
cats, however, can be reversed by application of negative or even positive
pressure or flow to isolated UA [24] as
was indicated in Figure 3. This procedure provokes SIs of
varying intensity, accompanied usually by normalization of pathological
cardiovascular activity (increase in HR and BP in collapsible states).
This is followed by gradual reversal of cortical activity and recovery of
spontaneous breathing [18,19]. Figure 4 illustrates
that a very rapid and strong activity of the phrenic nerve, induced by
stimulation of NPh in cats, responsible for the rapid and large inspiratory flow
and volume of AspR, is accompanied by a strong activation of the sympathetic
efferent fibers. This results in reflex tachycardia and severe vasoconstriction,
causing a marked hypertensive reaction in paralyzedcats [18], demonstrating the revitalization effects
of AspR.
Figure 4
Reaction of the phrenic and sympathetic nerve fibers and mean blood
pressure on NPh stimulation in paralyzed cat. Response of
phrenic (--o--) and sympathetic (─o─) efferent fibres and of
mean blood pressure (▬●▬) on nasopharyngeal
stimulation averaged from five experiments on three fibre preparations
in one paralyzed cat during artificial ventilation. Continuous line -
common stimulation period in all experiments, interrupted line -
stimulation finished in some experiments). Reproduced with permission
from [18].
Reaction of the phrenic and sympathetic nerve fibers and mean blood
pressure on NPh stimulation in paralyzed cat. Response of
phrenic (--o--) and sympathetic (─o─) efferent fibres and of
mean blood pressure (▬●▬) on nasopharyngeal
stimulation averaged from five experiments on three fibre preparations
in one paralyzed cat during artificial ventilation. Continuous line -
common stimulation period in all experiments, interrupted line -
stimulation finished in some experiments). Reproduced with permission
from [18].Similar vasomotor reflexes can be provoked easily also by stimulation of cold
receptors of the face and upper airways. Apnoea and bradycardia, followed
usually by deep inspiration, peripheral vasoconstriction, and a systemic
hypertensive reaction with redistribution of the blood to vital organs, are the
main effects of this diving reflex. Stimulation of the orbito-frontal
region of the face with cold water of 5°C for 5 s, reversed a
supra-ventricular tachycardia from 300/min to 120/min in a neonate
[65]. The diving reflex has a
strong sympathetic component accompanying DI, in addition to other effects.
Therefore, it proved to be very useful as a basic life support under collapsible
states, to postpone and/or prevent an imminent loss of consciousness and a
subsequent ischemic-hypoxic brain damage. From various methods of therapeutic
hypothermia, widely used in polytraumatic patients the NPh balloon technique
proved to be very effective [66]. In
addition to direct cooling of caudal brain structures, also the NPh cold and
mechanoreceptor stimulation may participate in the strong cerebral
vasoconstriction, preventing ischemic and hypoxic brain damages.Figure 3 illustrates a powerful resuscitation effect
of AspR in a cat. Inhalation of CO2 after reactive transient
hyperventilation evoked a gradual development of asphyxia and cardio-respiratory
failure. It manifested by SIs and asphyxia culminating in apnoea, followed by
repeated gasps. The asphyxia provoked severe bradycardia and extreme
hypotension, accompanied by a progressive development of A-V blockade. In this
agonal state each contact stimulation of the NPh mucosa elicited AspR-es, which
were even stronger than the preceding repeated gasps and resulted in
cardio-respiratory resuscitation[19]. Similar interesting case report published in 1991
indicated, that a present paroxysmal supraventricular tachycardia was terminated
during introduction of a nasogastric catheter for gastric juice
collection in a patient [67]. Recently,
NPh aspiration by a catheter proved to be a treatment option for
supraventricular paroxysmal arrhythmia in infants [68]. Clinical observations indicate, that also
hiccough attacks can be easily terminated by introduction of a NPh
catheter in patients [69]. Voluntary
“coughing on demand”, proposed by Criley et al.
[70] is frequently used for
prevention and treatment of anaphylactic collapse, occurring during functional
magnetic resonance (FMR) examination and in other collapsible states.Mechanical stimulations of NPh by a nylon fibre through a pharyngostomic opening,
in anaesthetized adult rats also evoked SIs, very similar to AspR of
cats. They were characterized by increase in tidal volume, airflow and minute
volume, compared to control breaths. Such AspR-es provoked by mechanical
stimulations, repeated in cycles of 16 s, significantly decreased the
higher HR and the number of extrasystoles, caused by intraperitoneal application
of aconitin [36]. AspR has various
powerful normalization and restorative effects, which can inhibit
different spastic events, such as bronchoconstriction and laryngospasm, as well
as interrupts hypoxic apnoea, and inhibits the number and intensity of the cough
efforts, at least in cats. Therefore, AspR as a model of SIs alone or
combined with forced expiration (ExpR) or prompt cough effort
(without preceding inspiration), can serve for reversal of many functional
disorders, as indicated in our recent review [40]. The main effects of AspR, ExpR and CR are
schematically illustrated in Figure 5.
Figure 5
Schematic illustration of the main effects of aspiration, expiration
and cough reflexes in cats. Compared to normal values, the
sniff-like aspiration reflex (AspR), provoked by nasopharyngeal
stimulation and characterized by rapid and strong gasp-like inspiratory
flow (V’), manifests with distension of the chest and dilation of
the cardiac cavities. This causes a decrease in the systolic volume
(SV), due to retention of the blood in the heart. There is also a very
strong activation of the sympathetic nerve (Sy), causing an increase in
the blood pressure (BP) and a decrease in vagal activity (nX). On the
contrary, the expiration reflex (ExpR), characterized by rapid
and strong expiratory effort, manifesting with chest compression, which
increases the next SV and BP and has a strong vagotonic effect. The
cough reflex (CR) has even stronger effects than the ExpR, due
to its deep inspiratory phase, adequately strengthening the successive
expiratory effort. In addition, the preparatory initial inspiratory
phase of cough is accompanied by a sympathetic activation, resulting in
an increase in BP. Combined from results of our earlier publications
[18,22,31,40].
Schematic illustration of the main effects of aspiration, expiration
and cough reflexes in cats. Compared to normal values, the
sniff-like aspiration reflex (AspR), provoked by nasopharyngeal
stimulation and characterized by rapid and strong gasp-like inspiratory
flow (V’), manifests with distension of the chest and dilation of
the cardiac cavities. This causes a decrease in the systolic volume
(SV), due to retention of the blood in the heart. There is also a very
strong activation of the sympathetic nerve (Sy), causing an increase in
the blood pressure (BP) and a decrease in vagal activity (nX). On the
contrary, the expiration reflex (ExpR), characterized by rapid
and strong expiratory effort, manifesting with chest compression, which
increases the next SV and BP and has a strong vagotonic effect. The
cough reflex (CR) has even stronger effects than the ExpR, due
to its deep inspiratory phase, adequately strengthening the successive
expiratory effort. In addition, the preparatory initial inspiratory
phase of cough is accompanied by a sympathetic activation, resulting in
an increase in BP. Combined from results of our earlier publications
[18,22,31,40].
Perspective applications of airway reflexes for resuscitation
The three analyzed airway reflexes very strongly activate the brainstem CPG of
breathing, effectively modifying the “central mechanisms” of
various vital functions by direct reflex action [31], or mediated by dense synaptic connections
and various mediators [14].
Figure 6 schematically illustrates the reflex
arch and central mechanisms of AspR, ExpR and CR. The effects of airway reflexes
may promote normalization of hypo- and hyper-functional disorders, if not
hindered by a presence of severe or fixed changes (e.g., acute stroke or recent
myocardial infarction), both in animal experiments and probably also in human
studies. AspR and ExpR in cats reversed several
life-threatening disorders of functional character, manifesting as hypoxicapnoea termination and cardio-pulmonary-cerebral-resuscitation (CPCR)
[19,31].
Therefore, the powerful AspR might influence positively also the disbalance
between the excitatory and inhibitory cardio-respiratory impulses, deciding for
survival or death in the patho-mechanism of SIDS, according to the hypothesis of
Leiter and Böhm [71]. The powerful
stimulatory effect of AspR, therefore, might support the survival of dying
animals, as well as SIDSinfants and adult patients, particularly in
emergency situations and when there is no immediate health-care service on site.
This effect results in a decrease of the number and intensity of disturbing
cough efforts in anaesthetized cats [46]. In addition to strong gasp-like inspirations provoked by
NPh mechanical stimulation, mediated by brainstem central control mechanisms
participating in gasping, AspR is characterized also by reciprocal inhibition of
expiratory activity.
Figure 6
Reflex arch and mechanisms of AspR, ExpR and CR and their voluntary
counterparts. Schematic illustration of the reflex arch and
mechanisms of AspR, ExpR and CR and their voluntary counterparts. A-
afferent roots: via trigeminal nerve from the upper part of nasal cavity
for sniffing, via n. glosso-pharyngicus from the nasopharynx for AspR,
via n. laryngicus sup. from the larynx for ExpR and via n. vagus from
tracheal-bronchial region and proprioceptive afferents for CR. E-
efferent roots: to inspiratory muscles (diaphragm and external
intercostals) and to expiratory muscles (abdominal and internal
intercostals) for ExpR and CR. C- central structures: “Generator
for inspiration” in pre-Bötzinger complex for AspR,
“generator for expiration” in NSRF- nucleus
sub-retro-facialis for ExpR, and both generators for CR. Breathing
manoeuvres allow voluntary performance of all three reflexes (voluntary
sniffs, prompt expiration and sniff followed by strong expiration),
reproduced with permission from our review [40].
Reflex arch and mechanisms of AspR, ExpR and CR and their voluntary
counterparts. Schematic illustration of the reflex arch and
mechanisms of AspR, ExpR and CR and their voluntary counterparts. A-
afferent roots: via trigeminal nerve from the upper part of nasal cavity
for sniffing, via n. glosso-pharyngicus from the nasopharynx for AspR,
via n. laryngicus sup. from the larynx for ExpR and via n. vagus from
tracheal-bronchial region and proprioceptive afferents for CR. E-
efferent roots: to inspiratory muscles (diaphragm and external
intercostals) and to expiratory muscles (abdominal and internal
intercostals) for ExpR and CR. C- central structures: “Generator
for inspiration” in pre-Bötzinger complex for AspR,
“generator for expiration” in NSRF- nucleus
sub-retro-facialis for ExpR, and both generators for CR. Breathing
manoeuvres allow voluntary performance of all three reflexes (voluntary
sniffs, prompt expiration and sniff followed by strong expiration),
reproduced with permission from our review [40].Stimulation of the larynx both in cats and humans strongly activates the higher
located brainstem expiratory mechanisms, causing laryngo-constriction and prompt
expiratory effort without preceding inspiration. Similar short reflex
expirations can be elicited also by tracheal stimulation in anaesthetized cats
[57]. These efforts prevent
intrusion of irritant materials and secretions into the lungs and provide their
expulsion. Stimulation of the trachea-bronchial mucous membrane activates both
the inspiratory and expiratory central mechanisms, provoking DI followed by
powerful expiratory effort. The DI of CR provides venous return to the heart,
and the successive strong expiratory effort supports brain perfusion, preventing
and/or terminating various collapsible states [31]. Such “on demand” provocations of CR
might be very useful for study of CPCR in model experiments with
dysrhythmias, including VF, particularly in animals, but supposedly also in
clinical studies. Recent results indicate that already spontaneous gasps
restored the cerebral blood flow (CBF) to 59% of the control values in animals.
There was a very significant correlation of the CBF with the decreases in
intrathoracic pressure during the inspiratory phase of gasps and with the
increases of aortic pressure during their expiratory phase. Spontaneous gasps
producing significant increases in the CBF during untreated cardiac arrest,
confirmed the beneficial resuscitative effect of gasping during the cardiac
arrest [72]. Experiences obtained in
studies with CR in animals have relevance for human cough research
[52]. The gradual decrease in
intensity of successive cough efforts can be explained by HBEFR, which is very
strong at the beginning of the expiratory period, reflecting the momentary
relatively large lung volume [23].
Long-term resuscitation effects of airway reflexes
Longer-lasting asphyxia may result in gradual decompensation of separate vital
functions in general. Severe inspiratory resistive loading induces
cardio-respiratory failure and not just an initial respiratory decompensation in
anaesthetized rats [73]. A reduced
respiratory activity results in increased ventilatory drive and evokes an
inactivity induced respiratory facilitation with gradual restoration of
breathing. Such breathing efforts were connected with an increase of mean BP,
which proved to be the principal compensating factor in response to this
cardio-respiratory failure, and supported generation of peak tracheal pressure
[74,75].
Respiratory facilitation manifests also after spinal cord injury as crossed
phrenic phenomenon [76]. Similar complex
cardiovascular effects of resuscitation provided the required blood pressure
increase, which started the reversal of cardio-respiratory failure,
induced by severe hypoxia also in anaesthetized cats [31]. Similar facilitation was observed also during
experimental VF in anaesthetized sheeps. Previous reflectoric movements of limbs
caused that the thoraco-abdominal pump persisted to function for about
2 minutes in spite of total cardiac arrest, and caused synchronous changes
in BP [77]. Coughing comprising initial
DI, can allow both the maintenance of the venous return to the heart as well as
brain perfusion, at least several minutes, which is sufficient for persistence
of wakefulness, if needed. Therefore, voluntary rapid SIs each followed by
prompt forced expiration (ExpR), might provide a powerful potential for
cardio-pulmonary- cerebral resuscitation particularly in syncopal
states, various collapses and even for prevention of sudden cardiac arrest
[31,40].
Application of airway reflexes proved to reverse pathological situations (in
animals 7 disorders) and (in humans 11 disorders), including asthma
[78,79],
indicated in a Table 1. However, there are still many
open questions in this important topic.
Table 1
Main revitalisation effects of airway reflexes in animals (A) and
airway reflexes or voluntary breathing manoeuvres in humans (H)
Reversal of pathological situations
Methods
A
Interruption of bronchospasm in cats
NPh mechanical stimulation [18]
Interruption of hypoxic apnoea in cats
NPh mechanical stimulation [19]
Interruption of hypotension and bradycardia in cats
NPh mechanical stimulation [19]
Interruption of asphyxia with collapse and A-V blockade in
cats
NPh mechanical stimulation [19]
Interruption of apneusis in cats
NPh mechanical stimulation [19]
Interruption of aconitine arrhythmia in rats
NPh mechanical stimulation [36]
Inhibition of excitability and rhythmicity of cough in
cats
NPh mechanical stimulation [46]
H
Prevention of aspiration pneumonia in patients
Voluntary cough, ExpR [49]
Interruption of paroxysmal supraventricular tachycardia in
infant
Cold water on face - diving reflex [65]
Interruption of paroxysmal supraventricular tachycardia in
adult
NPh catheter [67]
Interruption of paroxysmal supraventricular tachycardia in
infants
NPh catheter [68]
Prevention of brain damage in polytraumatic patients
Cold water in NPh balloon [66]
Persisting breathing for 2 minutes during cardiac arrest
in man
Reflex by previous limb exercise [77]
Prevention of bronchospasm in asthmatics
Voluntary sniffs [78]
Inhibition of capsaicin - induced cough in children with
asthma
Voluntary sniffs [79]
Treatment of hiccough in patients
NPh stimulation [69]
PC communication and control of wheelchair by paraplegics
AspR and ExpR as binary symbols [40]
Prevention of imminent collapse in patients
Voluntary „cough on demand” [70]
Main revitalisation effects of airway reflexes in animals (A) and
airway reflexes or voluntary breathing manoeuvres in humans (H)
Zoltan Tomori and Viliam Donic were consultants of Nasophlex Slovakia, s.r.o. from
January 2007 for testing of some effects of airway reflexes, which are in progress
with use of 3 patent applications of a resuscitation device stimulating
noninvasively the nasopharynx, sensitive points of the nasal filter and the external
ear in sleep apnoeapatients. All authors declare that they have no competing
interests with the preparation of this paper. The patent “Resuscitation device
and method for resuscitation” was approved for Australia no: 2006351860, for
Canada no: 2,672,731, for Europe no: 12167089.3-2305, in progress for USA no:
2010/0042179 A1, and International no: WO 2008/072948-A1.
Authors’ contributions
ZT developed the design of the experiments and the manuscript and VD, RB, SG and JJ
equally helped him to study the mechanisms of the cough, aspiration and expiration
reflexes and to complete the manuscript. All authors read and approved the final
manuscript and informed the corresponding author with their consent.
Authors’ information
Viliam Donic, Roman Benacka, Jan Jakus and Sona Gresova are co-authors.
Authors: S Teramoto; T Ishii; H Yamamoto; Y Yamaguchi; R Namba; Y Hanaoka; M Takizawa; T Okada; M Ishii; Y Ouchi Journal: Eur Respir J Date: 2005-01 Impact factor: 16.671
Authors: J Widdicombe; M Tatar; G Fontana; J Hanacek; P Davenport; F Lavorini; D Bolser Journal: Pulm Pharmacol Ther Date: 2011-01-05 Impact factor: 3.410