Literature DB >> 23570316

Particulate adjuvant and innate immunity: past achievements, present findings, and future prospects.

Etsushi Kuroda1, Cevayir Coban, Ken J Ishii.   

Abstract

Particulates and crystals stimulate the immune system to induce inflammatory responses. Several nanometer- to micrometer-sized particulates, such as particle matter 2.5 (PM2.5), diesel particles, and sand dust, induce pulmonary inflammation and allergic asthma. Conversely, nanometer- to micrometer-sized crystal, sphere, and hydrogel forms of aluminum salts (referred to as "alum") have been used as vaccine adjuvants to enhance antibody responses in animals and humans. Although most of these particulates induce type-2 immune responses in vivo, the molecular and immunological mechanisms of action as a vaccine adjuvant are poorly understood. In this review, recent advances in particulate adjuvant research from the standpoint of innate immune responses are discussed.

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Year:  2013        PMID: 23570316      PMCID: PMC3632271          DOI: 10.3109/08830185.2013.773326

Source DB:  PubMed          Journal:  Int Rev Immunol        ISSN: 0883-0185            Impact factor:   5.311


Introduction: Adjuvant and Innate Immunity

Immune responses are categorized into two types: innate and adaptive. Innate immunity is mediated by macrophages and dendritic cells (DCs), which engulf and kill microbes. In contrast, adaptive immunity involves antigen-specific responses mediated by T cells, B cells, and memory cells. It had long been believed that the innate immune response functions as a temporal defense system against infection until the adaptive immune response can be elicited. However, recent studies have demonstrated that innate immunity is essential for the effective induction of adaptive immunity [1-3]. Vaccination mimics natural infection and induces pathogen-specific adaptive immunity effectively. Typically, vaccines contain two main components: antigens and adjuvants. An adjuvant is a substance that enhances antigen-specific (adaptive) immune responses when used in combination with a specific antigen. An adjuvant is thought to be an activator of innate immunity. In general, innate immune cells recognize pathogen-derived factors [e.g. pathogen-associated molecular patterns (PAMPs)], through pattern recognition receptors (PRRs) and induce inflammatory responses. There are four classes of PRRs: Toll-like receptors (TLRs), Nod-like receptors (NLRs), RIG-I-like receptors (RLRs), and C-type lectin receptors (CLRs) [4-7]. These receptors “sense” pathogen-derived factors and transduce activating signals into cells, triggering adaptive immunity against pathogens. Therefore, the ligands for PRRs, such as PAMPs and damage-associated molecular patterns (DAMPs), exhibit potent adjuvant properties that elicit adaptive immunity, and PRRs are considered to be receptors for adjuvants [1, 8]. However, the molecular and immunological mechanisms of many adjuvants used clinically (or those under development) have yet to be fully elucidated. For example, oil emulsions (e.g. Freund's adjuvant and MF-59) and saponin-based adjuvants (e.g., QS-21 and ISCOM) exhibit strong adjuvant activities and could be promising candidates as adjuvants for new human vaccines [9, 10], yet no specific PRR(s) is identified. An increasing number of particulates and nanoparticles have been reported to exhibit adjuvant activity. A well-known and widely used particulate adjuvant is aluminum salts, which is referred to as “alum” [11-13]. The mechanisms of induction of adaptive immunity by alum or a particulate adjuvant are also unclear, even though alum has been used as a human vaccine adjuvant for more than 80 years. The induction of adaptive immunity requires innate immunity. Hence, it has been proposed that particulates can activate innate cells, and that this action is accompanied by the induction of cytokines, chemokines, and other factors.

Particulates and the Adjuvant Effect

Several particulates are known to exhibit adjuvant effects in immune responses. Alum selectively stimulates humoral immune responses, especially type-2 helper (Th2) immune responses, which are characterized by the production of interleukin (IL)-4 and IL-5 and the induction of immunoglobulin (Ig) E and IgG1 [11-13]. (In the case of mice, IgG1 is categorized into Th2-dependent antibody, but the IgG isotype for human Th2 responses has not been clarified fully.) Similar to alum, crystalline silica (which causes a type of pulmonary fibrosis referred to as “silicosis”) induces Th2 responses and antigen-specific IgE and IgG1 [14]. It has been reported that synthesized particles, such as poly(lactic-co-glycolic acid) (PGLA), polystyrene particles, nickel oxide nanoparticles, and carbon nanotubes, induce humoral immunity, especially antigen-specific production of IgG1 and IgE [15-19]. Several particulate pollutants, such as diesel exhaust particles, have been shown to induce Th2 responses after intratracheal instillation and are thought to be the source of allergic diseases [20, 21]. In addition to artificial particulates, several crystals generated in the body induce inflammatory responses and possess adjuvant activity. Monosodium urate (MSU) crystals are formed if the concentration of uric acid released from damaged cells reaches saturation. MSU crystals act as DAMPs, and are the causative agent of gout. MSU crystals also act as Th2 adjuvants [22-26]. The biocrystalline substance hemozoin is a hemin detoxification byproduct of malaria parasites. Hemozoin exhibits a potent adjuvant effect and induces humoral immune responses [27]. Chitin particles, which are biopolymers of N-acetyl-D-glucosamine found in fungi, helminthes, and insects, induce the accumulation of IL-4-producing eosinophils and basophils, and are associated with allergy [28]. In contrast to PAMPs such as lipopolysaccharide (LPS) and CpG oligodeoxynucleotides, almost all particulates preferentially elicit Th2 responses and the induction of IgE. Therefore, it has been hypothesized that the specific signals evoked by particulates in innate cells are involved in triggering adaptive (Th2) responses.

Particle Size and Immune Responses

Particle size is thought to affect particulate-induced immune responses. Sharp et al. investigated the relationship between particle size and DC activation. They showed that the polystyrene particles measuring between 430 nm and 1 μm activated DCs efficiently to produce IL-1β [15]. Hornung et al. demonstrated that the optimal size of silica crystals engulfed by macrophages was approximately 1 μm [29]. Coban et al. investigated the adjuvanticity of hemozoin of different sizes. They reported that hemozoin particles measuring between 50 nm and 200 nm exhibited a stronger adjuvant effect compared with larger (2–20 μm) and smaller (<50 nm) particles [27, 30]. These results suggest that particles measuring between 200 nm and 1 μm are the optimal size for phagocytosis and the stimulation of immune responses.

Depot Effect

Antigen persistence and prolonged release, an effect referred to as the “depot effect” (first proposed by Glenny et al. in 1926), is believed to be responsible for the adjuvanticity of alum [31]. Harrison verified this hypothesis in 1935 by transferring the alum nodules from one guinea pig into a second guinea pig [32]. However, the depot effect has been questioned in several reports. Holt demonstrated that the antibody responses were normal if alum nodules were excised 2 weeks after immunization [33]. In particular, a recent report by Hutchison et al. demonstrated that the removal of the injection site 2 hours after the administration of antigen/alum had no effect on antigen-specific antibody and T-cell responses [34]. These studies suggest that the antigen depot does not play an important part in alum adjuvanticity, and that alum exhibits additional effects that account for its adjuvant properties.

Th2 Cytokines and IL-4-Producing Cells

Alum preferentially induces Th2 responses (which are characterized by the production of IgG1 and IgE) and IL-4 is a crucial factor for the induction of such Th2 responses. Alum and several other particulates induce the recruitment of IL-4-producing myeloid cells. Jordan et al. reported that alum induces IL-4-producing Gr-1+ cells, and that these cells and IL-4 are required for the expansion of antigen-specific B cells in vivo [35]. Furthermore, Wang et al. demonstrated that alum-elicited Gr-1+ cells are IL-4-producing eosinophils [36]. As stated above, chitin-induced IL-4-producing cells were eosinophils and basophils. Moreover, eosinophil recruitment is dependent on the leukotriene B4 produced by macrophages [28]. However, it has been reported that the antigen-specific antibody responses are normal in several eosinophil-deficient mice (IL-5-deficient, GATA1Δ, and Phil mice) compared with wild-type (WT) control mice after immunization with ovalbumin (OVA)-alum [37]. In addition, Ohnmacht el al. demonstrated that antigen-specific IgG1 and IgE responses were comparable in WT and basophil-deficient mice immunized with OVA and alum [38]. These studies suggest that IL-4-producing myeloid cells such as eosinophils and basophils do not participate in alum adjuvanticity or Th2 responses. Recently, it has been reported that CD1d-deficient [both type-I and -II natural killer T (NKT) cell-deficient]-mice, but not Jα18-deficient (only type-I NKT cell-deficient)-mice exhibited reduced levels of antigen-specific IgG1 [39]. Type-II NKT cells appear to be required for alum-induced antigen-specific IgG1 responses in the regulation of IL-4-producing T cells. There are several reports on IL-4 signaling and alum adjuvanticity [40, 41]. Brewer et al. reported on the involvement of IL-4 in the immunization of alum using IL-4-, IL-4Rα-, and STAT6-deficient mice. These strains of mice did not induce the production of IgE and exhibited reduced levels of IgG1. However, T cells from IL-4Rα- and STAT6-deficient mice produced normal or higher amounts of IL-4 and IL-5 in response to a specific antigen. These results indicate that IL-4- and IL-13-mediated signaling is required for Th2-associated antibody production but is dispensable for alum-induced Th2 responses. Recently, several reports focused on the importance of thymic stromal lymphopoietin (TSLP) on Th2 activation, and Al-Shami et al. demonstrated that TSLP receptor-deficient mice displayed reduced Th2 responses after immunization with OVA and alum [42]. However, allergen (without adjuvant)-induced Th2 responses were also reduced in TSLP receptor-deficient or anti-TSLP antibody-treated mice [43, 44]. These results indicate that TSLP receptor-deficient mice are Th1 prone, and that reduced Th2 responses are not specific to immunization with alum.

Particulates and MyD88 Signaling

All TLR ligands are thought to be potent immune adjuvants through the activation of the adaptor molecules MyD88 and TRIF. Schnare et al. demonstrated that MyD88-deficient mice produced normal levels of OVA-specific IgG and IgE, but that elevated levels of total IgE were produced after immunization with OVA in alum [45]. The excessive amounts of total IgE appeared to be caused by the increased production of IL-13 in MyD88-deficient T cells. Gavin et al. also reported alum adjuvanticity in mice deficient in MyD88 and TRIF, which lack TLR signaling. The antibody responses in these double-knockout (KO) mice were comparable with those in WT mice immunized with trinitrophenol (TNP)-hemocyanin in alum [46]. These results suggest that TLR signaling does not account for the action of alum and indicate that TLRs may acts as negative regulators of IgE production. However, Da Silva et al. demonstrated that MyD88 pathway was required for alum-induced Th2 responses in asthma models [47]. The reason for these discrepant results is unclear. There might be differences in the alum (Imject alum, aluminum hydroxide, aluminum phosphate, or aluminum potassium sulfate) and OVA (endotoxin-free or not) used. Conversely, hemozoin crystals seem to act as MyD88-dependent adjuvants in natural and synthetic forms [27, 30]. The mechanism(s) underlying this dissimilarity between alum and hemozoin particulates remains to be investigated.

NLRP3 Inflammasome

In 2008, several reports focused on the discovery that particulate adjuvants activate the NLRP3 inflammasome [29, 48]. The inflammasome is a PRR, and there are four classes of inflammasome: NLRP1, NLRP3, NLRC4, and AIM2 [5]. The NLRP3 inflammasome is one of the best characterized inflammasomes and is activated by particulates and crystals [15, 29, 48–53]. NLRP3 forms a multiprotein complex with apoptosis-associated speck-like protein containing a caspase recruitment domain (ASC) and caspase-1. The NLRP3 inflammasome promotes the secretion of inflammatory cytokines such as IL-1β and IL-18 as active mature forms cleaved by activated caspase-1. In addition to activation by PAMPs, several reports have demonstrated that particulates such as silica and alum stimulate macrophages and DCs to produce IL-1β and IL-18 through activation of the inflammasome, and that alum-induced antigen-specific IgG1 responses are significantly reduced in NLRP3-, ASC-, and caspase-1-deficient mice [48, 54]. Similar to alum, most particulate adjuvants are considered to have an adjuvant effect via inflammasome activation because silica, asbestos, PLGA, and MSU act as activators of the NLRP3 inflammasome. However, other reports have shown that the NLRP3 inflammasome is not required for antibody production in response to vaccination using a particulate adjuvant, including alum [27, 37, 55, 56]. These contradictory reports on the role of the NLRP3 inflammasome may be because of different experimental conditions. Several studies used Imject alum [48, 54, 55], whereas other studies used aluminum hydroxide [56]. Differences in genetic background of the animal used, such as C57BL/6 [48, 54, 55] and mixed C57BL/6–129 [56], might contribute to the contrasting results. The involvement of inflammasome-dependent cytokines in alum adjuvanticity is an important issue. It has been demonstrated that IL-18 plays an important part in alum-mediated Th2 responses [57]. However, IL-1 and IL-18 signaling triggers MyD88-dependent signaling, and MyD88 signaling is dispensable for alum adjuvanticity (as described above). The NLRP3 inflammasome may participate in adjuvant activity through IL-1β- and IL-18-independent mechanisms, but the role of the NLRP3 inflammasome in the induction of adjuvant activity remains unclear (Figure 1).
FIGURE 1. 

Proposed mechanisms of particulate adjuvants (alum, MSU, silica) in innate immunity. Alum induces cell death, and the damaged host cells, such as macrophages and neutrophils, release genomic DNA and uric acid as DAMPs. The recognition mechanisms of genomic DNA are still unclear, but the TBK-1-IRF3 axis plays an important part in IgE production and iMono/iDC migration via the IL-12p80 production. The released uric acid forms MSU crystals, which are recognized by lipid sorting on DCs. The engulfed MSU crystals trigger the activation of Syk and PI3Kδ, and induce inflammatory cells or a strong interaction between DCs and CD4+ T cells. However, the released uric acid has not been shown to form crystals at the site of alum injection. Alum and silica stimulate macrophages and DCs to produce NLRP3 inflammasome-dependent IL-1β and IL-18. These cytokines contribute (at least in part) to acute inflammation and Th2 activation. Macrophages and DCs also induce PGE2 in response to alum and silica via Syk activation. PGE2 is involved in IgE production. iMonos: inflammatory monocytes; iDCs: inflammatory DCs.

Proposed mechanisms of particulate adjuvants (alum, MSU, silica) in innate immunity. Alum induces cell death, and the damaged host cells, such as macrophages and neutrophils, release genomic DNA and uric acid as DAMPs. The recognition mechanisms of genomic DNA are still unclear, but the TBK-1-IRF3 axis plays an important part in IgE production and iMono/iDC migration via the IL-12p80 production. The released uric acid forms MSU crystals, which are recognized by lipid sorting on DCs. The engulfed MSU crystals trigger the activation of Syk and PI3Kδ, and induce inflammatory cells or a strong interaction between DCs and CD4+ T cells. However, the released uric acid has not been shown to form crystals at the site of alum injection. Alum and silica stimulate macrophages and DCs to produce NLRP3 inflammasome-dependent IL-1β and IL-18. These cytokines contribute (at least in part) to acute inflammation and Th2 activation. Macrophages and DCs also induce PGE2 in response to alum and silica via Syk activation. PGE2 is involved in IgE production. iMonos: inflammatory monocytes; iDCs: inflammatory DCs.

MSU as a DAMP

Uric acid is a purine catabolite that is released from dying or stressed cells. Uric acid forms MSU crystals if the concentration of uric acid is saturated. Shi et al. demonstrated that uric acid and MSU crystals act as DAMPs and stimulate DCs to induce the maturation and activation of cells [58]. Interestingly, similar to alum, MSU crystals are known to activate Th2 responses preferentially [22-26]. Kool et al. demonstrated that uric acid is released in the peritoneal cavity after the injection of alum, and that antigen-specific T-cell responses were prevented after uricase treatment [22]. Alum is known to induce cell death, and uric acid and MSU crystals induced by alum cytotoxicity appear to contribute to alum adjuvanticity (whether uric acid forms crystal in vivo in alum-injected sites is of considerable interest). In addition, this study demonstrated that uric acid-primed inflammatory monocytes and DCs have an important role in the activation of antigen-specific T cells [22]. However, this study reported that MyD88 signaling was required for this mechanism, which is a controversial proposal. Similar to alum and silica, MSU crystals have been reported to activate the NLRP3 inflammasome [50], and this finding is suspected to be linked to the adjuvant activity through the activation of the NLRP3 inflammasome. However, it has been reported that IL-1β, MyD88, and the NLRP3 inflammasome are dispensable for uric acid-dependent adjuvant activity, and that spleen tyrosine kinase (Syk) and PI3-kinase δ in inflammatory monocytes and DCs are required for Th2 activation by uric acid (Figure 1) [25]. Syk is a nonreceptor tyrosine kinase and a key mediator of immunoreceptor signaling in immune cells. It has been demonstrated that Syk is involved in particulate-mediated innate cell activation [17, 51, 59]. The relationship between uric acid-induced Th2 activation and Syk is interesting. Although Syk is known to be activated by immunoreceptor tyrosine-based activation motif (ITAM)-bearing receptors [60], the underlying mechanisms of Syk activation by particulates is unclear. Recently, several studies demonstrated the unique recognition mechanisms of particulates. Ng et al. analyzed the recognition of MSU crystals by DCs using atomic force microscopy. MSU crystals were shown to interact with DCs via receptor-independent mechanisms by directly engaging cell surface lipids (mainly cholesterol) [61]. The aggregation of lipid rafts triggers the recruitment and activation of Syk, and ultimately, Syk activates PI3-kinase, phagocytosis, and cytokine secretion (Figure 1) [61]. Flach et al. reported that alum also binds to the surface of DCs, leading to lipid sorting that is similar to MSU crystal-mediated activation of Syk and PI3-kinase. However, the uptake of alum is not required, and activated DCs interact with DC4+ T cells via binding with intracellur adhesion molecule (ICAM)-1 and leukocyte function-associated antigen (LFA)-1 (Figure 1) [62]. Syk appears to be a key molecule for the activation of DCs via lipid sorting, but the mechanisms of Syk activation by MSU or alum are unclear. In general, Syk is known to be activated by Src family kinases such as Hck, Fgr, and Lyn, and ITAM-containing FcRγ and DNAX-activating protein of 12 kDa (DAP12). However, DCs double-deficient in ITAM-containing FcRγ and DAP12 or triple-deficient in Src family kinases (Hck−/−, Fgr−/−, and Lyn−/−) retain their function after activation by MSU crystals [61].

Lipid Mediator

Recently, we found that Th2-inducing particulate adjuvants have another unique mechanism for the activation of innate immune cells: alum and silica particulates stimulate macrophages to produce prostaglandins (PGs) in a similar way to the secretion of IL-1β and IL-18 via NLRP3 activation [17]. In addition to proinflammatory cytokines, lipid mediators such as PGs are involved in the induction of inflammatory responses. The well-characterized proinflammatory lipid mediator PGE2 is a metabolite of arachidonic acid that is produced by various types of cells, including antigen-presenting cells [63]. Studies have shown that PGE2 suppresses Th1 responses by elevating intracellular concentrations of cyclic adenosine monophosphate (cAMP) in DCs and macrophages, thereby inhibiting the production of IL-12 and interferon [64-66]. In addition, PGE2 enhances IL-23 production by DCs and favors Th17 polarization [67, 68]. More recently, PGE2 has been shown to facilitate the differentiation of Th1 cells in the presence of IL-12 and high doses of the co-stimulatory CD28 antibody via the activation of the PI3-kinase pathway [68]. Thus, PGE2 exhibits various functions in the regulation of immune responses. Silica and alum stimulate macrophages and DCs to produce IL-1β, IL-18, and PGE2. The PGE2 production induced by silica and alum has been shown to be independent of the NLRP3 inflammasome because inflammasome-deficient (NLRP3−/−, ASC−/−, caspase-1−/−) macrophages produced normal levels of PGE2 in response to silica and alum compared with WT counterparts. Treatment with a Syk inhibitor or the knockdown of Syk using small interfering RNA (siRNA) molecules markedly suppressed the production of PGE2 after stimulation with silica and alum, demonstrating that Syk regulates particulate-induced PGE2 production. In this case, the mechanisms of Syk activation by alum and silica are unclear. However, several reports (including those involving studies on MSU crystals) have demonstrated that particulates stimulate innate immune cells via Syk activation. Therefore, Syk may be a key molecule for particulate-induced immune responses (Figure 1). PGE2 synthesis is regulated by cyclooxygenase (COX) and PGE synthase (PTGES), and COX-2 and PTGES (also known as mPGES-1) in particular have been reported to regulate stimulation-dependent PGE2 production in macrophages [69]. PTGES-deficient macrophages do not produce detectable amounts of PGE2 after stimulation with silica or alum. In addition, PTGES-deficient mice display reduced amounts of antigen-specific IgE after immunization with alum and silica. In contrast, the levels of antigen-specific IgG are normal in PTGES-deficient mice compared with WT mice. These results indicate that particulate-induced PGE2 is involved in IgE production in vivo (Figure 1) [17]. Several reports have demonstrated that PGE2 facilitates IgE production by the accumulation of increased levels of intracellular cAMP [70, 71]. Interestingly, neuropeptides such as vasoreactive intestinal polypeptide (VIP) and pituitary adenylate cyclase-activating polypeptide (PACAP) preferentially activate Th2 responses and increase intracellular cAMP levels in a receptor-dependent manner [72, 73]. In addition, the soluble extract of birch pollen consists of a lipid that is thought to be the causative agent of allergic asthma and to resemble the structure and function of PGE2. This lipid induces Th2 responses and intracellular cAMP accumulation in DCs [74, 75]. Agents for cAMP elevation may act as Th2 adjuvants. Many particulates that exhibit adjuvant activity, such as MSU crystals, PLGA, chitin particles, nickel oxide, amorphous silica, and carbon nanotubes, stimulate macrophages to produce inflammasome-dependent IL-1β and inflammasome-independent PGE2. In addition, we have found that, similar to the release of uric acid, increased amounts of PGE2 are released from damaged cells, suggesting that PGE2 also works as a DAMP (Kuroda et al., unpublished data). These findings suggest that PGE2 is a useful marker for the screening of particulate (Th2) adjuvants. Summary of the effect of particulate (alum) adjuvant on immune system Depot effect is not required. Eosinophils and basophils are not required. IL-4 is required for IgE production, but not for Th2 cell differentiation. MyD88 and TLRs are not required. The involvement of inflammasome in adjuvant activity remain unclear. Th2 induction by inflammatory monocytes and DCs via Syk and PI3 kinase activation. PGE2 is induced by Syk activation and promote IgE production. Th2 and IgE induction by inflammatory monocytes and DCs through the secretion of IL-12p80 and activation of TBK1-IRF3.

Release of Nucleic Acids from Host Cells

Activation of innate immunity by DAMPs appears to be a critical mechanism for adjuvant activity. Recently, it was reported that the DNA released from host cells mediates the adjuvant activity of alum [76]. In this study, alum induced the local accumulation of host DNA at the injection site during alum-induced cell death, and interestingly, treatment with DNase I decreased the antigen-specific antibody responses in mice immunized with OVA in alum. Purified genomic DNA mixed with OVA induced OVA-specific IgG1 and IgE responses as efficiently as the alum adjuvant. These results indicate that the alum-induced release of host DNA triggers initial innate immune responses. These responses are not dependent on TLRs, RLRs, or inflammasomes, and the mechanisms by which the host DNA triggers the immune response are unclear. However, interferon regulatory factor 3 (IRF3) and TANK-binding kinase 1 (TBK1) are required for the adjuvant activity of alum (Figure 1). It has been reported that antigen-specific IgE responses, but not IgG1 responses, are significantly reduced in IRF3-deficient and TBK1/tumor necrosis factor (TNF)-double-deficient mice. Inflammatory DCs (derived from inflammatory monocytes) were identified as the cells responsible for the induction of Th2 responses. In addition, a reduced number of inflammatory DCs in the draining lymph nodes were observed in IRF3-deficient mice immunized with OVA in alum, and the transfer of WT inflammatory monocytes to IRF3-deficient mice increased Th2 cytokine and IgE production. This study also demonstrated that IL-12p80 (a p40 homodimer) is required for alum-induced migration of inflammatory monocytes, and that treatment with anti-IL-12p80 antibody partially attenuated the IgE responses in alum-treated WT mice (Figure 1). IL-12p80 is known to induce DC migration and to activate nuclear factor kappa-B (NF-κB) and p38 MAP kinase but not signal transducers and activator of transcription (STAT) proteins [77, 78]. Identifying the IL-12p80-producing cells involved in responses to alum or host DNA would be interesting. IgG1 and IgE responses are uncoupled, i.e. the TBK1-IRF3 axis is required only for the IgE responses. It is believed that the Th2-related antibodies IgE and IgG1 are regulated by identical mechanisms. As described above, PGE2 is only involved in IgE production, not IgG1 production. Although the mechanisms of the regulation of IgE and IgG1 production and the relationship between IRF3 and PGE2 remain unclear, the investigation of these mechanisms may help to improve the adjuvants currently in use.

Future Prospects and Conclusion

A summary of the effects of particulate adjuvants is shown in Table 1. Particulate adjuvants (including alum) induce adaptive immunity. The development and modulation of adaptive immunity is regulated by innate immunity. However, the basis for the adjuvanticity of particulates and the mechanisms by which particulates activate innate immunity are not fully understood. Alum has been used as a safe vaccine adjuvant in humans, but the limitations of alum include local reactions and the augmentation of IgE antibody responses [11, 79]. These limitations reflect the need for continuing research, and these limitations may be overcome by elucidation of the mechanisms of the effect of particulate adjuvants on immune responses.
TABLE 1. 

Summary of the effect of particulate (alum) adjuvant on immune system

Proposed mechanismsAdjuvant activityReferences
Depot effectAntigen persistence and prolonged release

Depot effect is not required.

33), 34)
IL-4-producing cells and IL-4 signalsTh2 and IgE induction

Eosinophils and basophils are not required.

37), 38)

IL-4 is required for IgE production, but not for Th2 cell differentiation.

40), 41)
MyD88 pathway and TLRsInnate cell activation

MyD88 and TLRs are not required.

42), 43)
NLRP3 InflammasomeActivation of NLRP3 inflammasome and IL-1β, IL-18 release

The involvement of inflammasome in adjuvant activity remain unclear.

27), 37), 44) 50)∼52)
Uric acid(MSU crystal)Released from damaged cells by alumWork as DAMPs

Th2 induction by inflammatory monocytes and DCs via Syk and PI3 kinase activation.

25), 57)
Lipid mediatorInduced from macrophage and DCs by alum or silica

PGE2 is induced by Syk activation and promote IgE production.

17)
Nucleic acid (DNA)Released from damaged cells by alum Work as DAMPs

Th2 and IgE induction by inflammatory monocytes and DCs through the secretion of IL-12p80 and activation of TBK1-IRF3.

75)
Alum in combination with another adjuvant, an AS04, a combination of alum with monophosphoryl lipid A (MPL), has been licensed. In addition, a combination with potent Th1 stimulator such as IL-12 and CpG oligodeoxynucleotides shows a great promise, with improvement in alum-induced Th2 responses [11, 12, 80]. Other adjuvant combinations might be explored further. Thus, advances in adjuvant research could open new possibilities for the treatment of not only infectious diseases but also allergic inflammation and cancer.
  78 in total

1.  Toll-like receptors control activation of adaptive immune responses.

Authors:  M Schnare; G M Barton; A C Holt; K Takeda; S Akira; R Medzhitov
Journal:  Nat Immunol       Date:  2001-10       Impact factor: 25.606

Review 2.  Nucleic acid sensing at the interface between innate and adaptive immunity in vaccination.

Authors:  Christophe J Desmet; Ken J Ishii
Journal:  Nat Rev Immunol       Date:  2012-06-22       Impact factor: 53.106

3.  Adjuvant-enhanced antibody responses in the absence of toll-like receptor signaling.

Authors:  Amanda L Gavin; Kasper Hoebe; Bao Duong; Takayuki Ota; Christopher Martin; Bruce Beutler; David Nemazee
Journal:  Science       Date:  2006-12-22       Impact factor: 47.728

Review 4.  The mechanism of action of MF59 - an innately attractive adjuvant formulation.

Authors:  D T O'Hagan; G S Ott; E De Gregorio; A Seubert
Journal:  Vaccine       Date:  2012-06-19       Impact factor: 3.641

Review 5.  Monosodium urate crystals in inflammation and immunity.

Authors:  Yan Shi; Ashley D Mucsi; Gilbert Ng
Journal:  Immunol Rev       Date:  2010-01       Impact factor: 12.988

Review 6.  Prostanoids and inflammation: a new concept arising from receptor knockout mice.

Authors:  Shuh Narumiya
Journal:  J Mol Med (Berl)       Date:  2009-07-17       Impact factor: 4.599

7.  Chitin induces accumulation in tissue of innate immune cells associated with allergy.

Authors:  Tiffany A Reese; Hong-Erh Liang; Andrew M Tager; Andrew D Luster; Nico Van Rooijen; David Voehringer; Richard M Locksley
Journal:  Nature       Date:  2007-04-22       Impact factor: 49.962

8.  Pure Hemozoin is inflammatory in vivo and activates the NALP3 inflammasome via release of uric acid.

Authors:  Jason W Griffith; Tiffany Sun; Michael T McIntosh; Richard Bucala
Journal:  J Immunol       Date:  2009-09-25       Impact factor: 5.422

9.  Antigen depot is not required for alum adjuvanticity.

Authors:  Sharon Hutchison; Robert A Benson; Vivienne B Gibson; Abigail H Pollock; Paul Garside; James M Brewer
Journal:  FASEB J       Date:  2011-11-21       Impact factor: 5.191

10.  Alum induces innate immune responses through macrophage and mast cell sensors, but these sensors are not required for alum to act as an adjuvant for specific immunity.

Authors:  Amy S McKee; Michael W Munks; Megan K L MacLeod; Courtney J Fleenor; Nico Van Rooijen; John W Kappler; Philippa Marrack
Journal:  J Immunol       Date:  2009-09-04       Impact factor: 5.422

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  40 in total

1.  Metal nanoparticles in the presence of lipopolysaccharides trigger the onset of metal allergy in mice.

Authors:  Toshiro Hirai; Yasuo Yoshioka; Natsumi Izumi; Ko-Ichi Ichihashi; Takayuki Handa; Nobuo Nishijima; Eiichiro Uemura; Ko-Ichi Sagami; Hideki Takahashi; Manami Yamaguchi; Kazuya Nagano; Yohei Mukai; Haruhiko Kamada; Shin-Ichi Tsunoda; Ken J Ishii; Kazuma Higashisaka; Yasuo Tsutsumi
Journal:  Nat Nanotechnol       Date:  2016-05-30       Impact factor: 39.213

2.  Enhancement of ovalbumin-specific Th1, Th2, and Th17 immune responses by amorphous silica nanoparticles.

Authors:  Tsuguto Toda; Shin Yoshino
Journal:  Int J Immunopathol Pharmacol       Date:  2016-06-24       Impact factor: 3.219

3.  Aluminum (Oxy)Hydroxide Nanosticks Synthesized in Bicontinuous Reverse Microemulsion Have Potent Vaccine Adjuvant Activity.

Authors:  Xu Li; Stephanie Hufnagel; Haiyue Xu; Solange A Valdes; Sachin G Thakkar; Zhengrong Cui; Hugo Celio
Journal:  ACS Appl Mater Interfaces       Date:  2017-06-29       Impact factor: 9.229

Review 4.  Advances in aluminum hydroxide-based adjuvant research and its mechanism.

Authors:  Peng He; Yening Zou; Zhongyu Hu
Journal:  Hum Vaccin Immunother       Date:  2015       Impact factor: 3.452

5.  In Staphylococcus aureus, the Particulate State of the Cell Envelope Is Required for the Efficient Induction of Host Defense Responses.

Authors:  ByungHyun Kim; TingTing Jiang; Jun-Hyun Bae; Hye Su Yun; Seong Han Jang; Jung Hyun Kim; Jae Deog Kim; Jin-Hoe Hur; Kensuke Shibata; Kenji Kurokawa; Yunjin Jung; Andreas Peschel; Taeok Bae; Bok Luel Lee
Journal:  Infect Immun       Date:  2019-11-18       Impact factor: 3.441

6.  Efficient antigen cross-presentation through coating conventional aluminum adjuvant particles with PEI.

Authors:  Hongyan Ren; Yongbin Mou; Lin Lin; Lixin Wang; Hongming Hu
Journal:  Am J Transl Res       Date:  2021-05-15       Impact factor: 4.060

7.  Adjuvant pretreatment with alum protects neonatal mice in sepsis through myeloid cell activation.

Authors:  J C Rincon; A L Cuenca; S L Raymond; B Mathias; D C Nacionales; R Ungaro; P A Efron; J L Wynn; L L Moldawer; S D Larson
Journal:  Clin Exp Immunol       Date:  2017-11-16       Impact factor: 4.330

8.  A sudden onset of a pseudo-neurological syndrome after HPV-16/18 AS04-adjuvated vaccine: might it be an autoimmune/inflammatory syndrome induced by adjuvants (ASIA) presenting as a somatoform disorder?

Authors:  Dimitri Poddighe; Lucia Castelli; Gian Luigi Marseglia; Paola Bruni
Journal:  Immunol Res       Date:  2014-12       Impact factor: 4.505

9.  Insufficient Anthrax Lethal Toxin Neutralization Is Associated with Antibody Subclass and Domain Specificity in the Plasma of Anthrax-Vaccinated Individuals.

Authors:  Kenneth Smith; Lori Garman; Kathleen Norris; Jennifer Muther; Angie Duke; Renata J M Engler; Michael R Nelson; Limone C Collins; Christina Spooner; Carla Guthridge; Judith A James
Journal:  Microorganisms       Date:  2021-06-02

Review 10.  A Comprehensive Overview on the Production of Vaccines in Plant-Based Expression Systems and the Scope of Plant Biotechnology to Combat against SARS-CoV-2 Virus Pandemics.

Authors:  Manu Kumar; Nisha Kumari; Nishant Thakur; Shashi Kant Bhatia; Ganesh Dattatraya Saratale; Gajanan Ghodake; Bhupendra M Mistry; Hemasundar Alavilli; D S Kishor; Xueshi Du; Sang-Min Chung
Journal:  Plants (Basel)       Date:  2021-06-15
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