Thomas Schmidt1. 1. Department of Cognitive Psychology, University of Giessen, Germany.
Abstract
Visual masking can be employed to manipulate observers' awareness of critical stimuli in studies of masked priming. This paper discusses two different lines of attack for establishing unconscious cognition in such experiments. Firstly, simple dissociations between direct measures (D) of visual awareness and indirect measures (I) of processing per se occur when I has some nonzero value while D is at chance level; the traditional requirement of zero awareness is necessary for this criterion only. In contrast, double dissociations occur when some experimental manipulation has opposite effects on I and D, for instance, increasing priming effects despite decreasing prime identification performance (Schmidt & Vorberg, 2006). Double dissociations require much weaker measurement assumptions than other criteria. An attractive alternative to this dissociation approach would be to use tasks that are known to violate necessary conditions of visual awareness altogether. In particular, it is argued here that priming effects in speeded pointing movements (Schmidt, Niehaus, & Nagel, 2006) occur in the absence of the recurrent processing that is often assumed to be a necessary condition for awareness (for instance, DiLollo, Enns, & Rensink, 2000; Lamme & Roelfsema, 2000). Feedforward tasks such as this might thus be used to measure the time-course of unconscious processing directly, before intracortical feedback and awareness come into play.
Visual masking can be employed to manipulate observers' awareness of critical stimuli in studies of masked priming. This paper discusses two different lines of attack for establishing unconscious cognition in such experiments. Firstly, simple dissociations between direct measures (D) of visual awareness and indirect measures (I) of processing per se occur when I has some nonzero value while D is at chance level; the traditional requirement of zero awareness is necessary for this criterion only. In contrast, double dissociations occur when some experimental manipulation has opposite effects on I and D, for instance, increasing priming effects despite decreasing prime identification performance (Schmidt & Vorberg, 2006). Double dissociations require much weaker measurement assumptions than other criteria. An attractive alternative to this dissociation approach would be to use tasks that are known to violate necessary conditions of visual awareness altogether. In particular, it is argued here that priming effects in speeded pointing movements (Schmidt, Niehaus, & Nagel, 2006) occur in the absence of the recurrent processing that is often assumed to be a necessary condition for awareness (for instance, DiLollo, Enns, & Rensink, 2000; Lamme & Roelfsema, 2000). Feedforward tasks such as this might thus be used to measure the time-course of unconscious processing directly, before intracortical feedback and awareness come into play.
Attempts to demonstrate unconscious processing are as old as experimental psychology
itself (e.g., Peirce & Jastrow,
1884). Given this long history, it is puzzling that the topic appears just as
controversial today as it did decades ago (Erdelyi,
2004; Eriksen, 1960; Holender, 1986; Holender & Duscherer, 2004). Paradoxically, this controversy
does not so much concern the existence of unconscious processing
(most researchers seem to be convinced of this) but the question how to
demonstrate unconscious processing in a given experiment.Progress in the field has been handicapped by the unquestioned assumption that in
order to demonstrate unconscious processing, one has to make sure that a critical
stimulus was completely outside of awareness. In this contribution,
I would like to propose two alternative lines of attack for
establishing unconscious processing beyond the zero-awareness criterion. The first
part of the paper will deal with different types of dissociation between measures of
awareness and measures of processing per se (Schmidt & Vorberg, 2006). The conclusion of this
section is that even though different methods are available, the most powerful
approach involves double dissociations where an experimental
manipulation is shown to have opposite effects on the two measures. Surprisingly, it
can be shown that this type of dissociation does not require, nor does it benefit
from, unconscious stimuli. In the second part of the paper, I will focus on the
possibility of working out the necessary conditions for awareness:
If these conditions be known, measures known to defy them could be used to measure
unconscious processing directly. As an illustration, I will argue that priming
effects in speeded pointing movements (Schmidt,
Niehaus, & Nagel, 2006) occur in the absence of the recurrent
processing that is often assumed to be a necessary condition for awareness (for
instance, DiLollo, Enns, & Rensink,
2000; Lamme, 2002; Lamme & Roelfsema, 2000; Tong, 2003).
Simple dissociations and the zero-awareness criterion
To demonstrate that a critical stimulus was processed unconsciously, one usually has
to produce some dissociation between different behavioral measures of performance
concerning that stimulus. Traditionally, this is done by comparing two measures
obtained from different tasks. One
measure (called the direct measure, D) is supposed to signal the
observer’s awareness of the critical stimulus, for instance, in a
forced-choice prime discrimination task. The second measure (called indirect
measure, I) is used as an indicator that the stimulus was processed at
all, for instance, a priming effect in reaction times. The traditional criterion for
unconscious processing has required D to equal zero, assuming that
this signals the absence of any conscious processing of the critical stimulus. At
the same time, I is required to be nonzero, indicating that the
stimulus was nevertheless processed (Reingold
& Merikle, 1988; Shanks &
St. John, 1994). Historically, this zero-awareness criterion has run into
difficulties because it only works if a valid conclusion can be drawn from
zero performance in the direct measure to zero
awareness in the observer (Reingold
& Merikle, 1988, 1990,
1993; Reingold, 2004).Recently, Dirk Vorberg and I have examined the scopes and
assumptions required by the zero-awareness criterion as well as alternative
approaches (Schmidt & Vorberg, 2006).
We start from the assumption that direct as well as indirect measures may depend on
two sources of stimulus information which may be labeled
“conscious” (c) and
“unconscious” (u) without loss of generality:
D = D(c, u), I = I(c, u), where information is
defined non-negative. The dependency is supposed to be weakly monotonic, which means
that if any type of information increases, the measures can only increase or remain
constant (in the long run, that is, in the expected values). These are weak
assumptions that must be conceded for virtually any measurement situation.
Establishing unconscious processing then consists in refuting a Null Model which
states that the influence of unconscious information is zero, or equivalently, that
both measures are driven by a single source of conscious information. If the null
model is discarded, performance in the two tasks must be driven by at least one
additional source of information.There is one important constraint here. If D and I
are to be modeled as functions of the same arguments c and
u, one has to make sure that the underlying conscious and
unconscious information is the same for both measures. Therefore, the direct and
indirect tasks must be designed to use identical stimuli, identical responses, and
identical stimulus-response mappings (Schmidt
& Vorberg, 2006). In other words, D must address
exactly that stimulus distinction that drives the effect in the indirect
task (Reingold & Merikle,
1988). For an example of mismatch between direct and indirect tasks,
consider the study by Dehaene et al. (1998).
The indirect task was to indicate as quickly as possible whether a target digit was
numerically smaller or larger than five, where the target digit was preceded by a
masked prime digit. Response times in this task were shorter when the prime was
consistent with the target (i.e., both numbers < 5) than when the prime was
inconsistent (i.e., prime < 5 but target > 5). The optimal direct task
would have asked for the same feature discrimination, namely deciding whether the
prime was larger or smaller than five, because this was the information driving the
priming effect. Instead, the authors employed two direct tasks,
detection of the primes against an empty background, and discrimination of the
primes from random letter strings, none of which captured the critical distinction
of whether the prime was smaller or larger than five. A more subtle example is from
the seminal study by Neumann and Klotz (1994). In the indirect task, participants performed a speeded discrimination
of whether a square was presented to the left or right of a diamond, so that each of
the two stimulus alternatives was mapped onto exactly one response. This target pair
was preceded by a smaller pair of diamond and square in either the same (consistent)
or the reverse (inconsistent) configuration, or by a neutral prime pair (e.g., two
diamonds). In the direct task, participants had to classify the prime pairs as
neutral vs. non-neutral, such that the neutral prime pair was now mapped onto one
response, and both remaining prime pairs onto the other response.
Even though the direct and indirect tasks employed identical stimuli, the direct
task used a more complex and presumably more difficult stimulus-response
mapping.Given that D-I mismatch is efficiently avoided, how can the null
model of only conscious processing be disproved? The traditional way of doing this
is the zero-awareness criterion, which produces what we call a simple
dissociation of direct and indirect measures: zero D
in the presence of nonzero I (Figure
1). If we start from this finding, we quickly see that we
don’t get very far without additional assumptions, because the
observation that I(c, u) > 0 only implies that
c > 0, u > 0, or both. Can we
use the fact that D(c, u) = 0 to make sure that c
= 0? Not quite, because D(c, u) = 0 does not imply
c = 0 under weak monotonicity assumptions: D
may simply fail to respond to changes in information, so that there could be some
c that D was not able to detect. To work
around this problem, we have to make the stronger assumption that D
is an exhaustive measure of conscious information, that is, that
D is a strictly monotonic function of
c (Reingold & Merikle,
1988; see Schmidt & Vorberg,
2006, for a more general proof). This means that D is
able to detect any change in c whatsoever, so that D(c,
u) = 0 implies c = 0. Given this
exhaustiveness assumption, we can finally use the fact that
c can no longer drive the indirect effect: I(c,
u) = I(0, u) > 0 implies u
> 0, which says that there is nonzero unconscious information in the
system.
Figure 1.
Data patterns and assumptions necessary to interpret a simple dissociation as
evidence for nonzero unconscious information. An arrow from information
source a to measure B indicates that
B is some function of a.
S-shaped inset symbols denote that weak monotonicity is
assumed for that function. Abbreviations as explained in main text.
a) Data pattern required for a simple dissociation. Direct
and indirect measures are plotted in an opposition space in effect size
units. Evidence for a simple dissociation is given by data points lying on
the stippled vertical line such that I > 0 while
D = 0. b) A simple dissociation gives
evidence for nonzero unconscious information if it can be assumed that
D is an exhaustive function of c and
that I is a weakly monotonic function of
u. c) Alternatively, a simple dissociation
gives evidence for nonzero unconscious information if I is
an exclusive measure of u. Adapted from Schmidt and Vorberg
(2006).
Data patterns and assumptions necessary to interpret a simple dissociation as
evidence for nonzero unconscious information. An arrow from information
source a to measure B indicates that
B is some function of a.
S-shaped inset symbols denote that weak monotonicity is
assumed for that function. Abbreviations as explained in main text.
a) Data pattern required for a simple dissociation. Direct
and indirect measures are plotted in an opposition space in effect size
units. Evidence for a simple dissociation is given by data points lying on
the stippled vertical line such that I > 0 while
D = 0. b) A simple dissociation gives
evidence for nonzero unconscious information if it can be assumed that
D is an exhaustive function of c and
that I is a weakly monotonic function of
u. c) Alternatively, a simple dissociation
gives evidence for nonzero unconscious information if I is
an exclusive measure of u. Adapted from Schmidt and Vorberg
(2006).How restrictive is the exhaustiveness assumption? It requires that no change in
awareness, however small, must escape detection by D; only then can
we infer the absence of awareness from zero values in the direct measure. You may
compare this with your old mechanical barometer which is likely to be a weakly
monotonic measure of atmospheric air pressure: The needle of the barometer tends to
rise with air pressure, but it sometimes “hangs”, and you have
to knock against the shell to break the needle free. A strictly monotonic,
exhaustive measure of air pressure would be an infinitely sensitive barometer, one
that never hangs. Strict monotonicity is violated by conditions as trivial and
inescapable as random error in the direct measure. The exhaustiveness assumption is
thus a strong requirement that should not be taken for granted. If the
exhaustiveness assumption is wrong, it can always be argued that it was conscious
processing alone that influenced both D and I, but
that I was sensitive enough to detect it while D
was not (Reingold & Merikle,
1988).There are some other difficulties with simple dissociations that are more on the
practical side. One often stated problem is how to show statistically that
D is not different from zero, because this involves
“proving the null hypothesis”, which is a commonplace problem
in scientific research. Actually, the solution to this is straightforward and
requires establishing binding criteria for effect, size, power, or confidence limits
in the direct measure (Murphy & Myors,
1998). However, given
the conservativeness of applied statistics, this is unlikely to happen soon. Another
practical problem is that finding stimulus conditions that will yield chance
performance in the direct task is difficult, and largely a matter of good luck.There is an alternative set of assumptions that abolishes the need for a direct
measure altogether (Fig. 1c). This is when the indirect measure can be assumed to be
an exclusive measure of unconscious information, that is, a weakly
monotonic function of u that is unaffected by c.
In this case I(c, u) = I(u) > 0 implies
u > 0 directly. Tentative evidence for exclusive measures of
unconscious processing is discussed later in this paper.
Beyond zero awareness I: Double dissociations
One interesting way to circumvent the exhaustiveness or exclusiveness assumptions is
to let awareness vary over experimental conditions. It may then be possible to
establish a double dissociation, which consists of finding an
experimental manipulation that changes D and I in
opposite directions (Figure 2). In particular,
any pair of experimental conditions that leads to opposite orderings of data points
in direct and indirect measures gives evidence for a double dissociation. An example
would be a priming experiment with two (or more) masking conditions where the
priming effect increases over experimental conditions while prime
identification performance decreases. It is intuitively clear that
two measures of visual information going in opposite directions cannot be
monotonically driven by a single information source, and a formal proof of this can
be found in our paper (Schmidt & Vorberg,
2006). Our concept of
double dissociations is analogous to the widely used methodology in neuropsychology
and medicine (Shallice, 1988; Sternberg, 2001).
Figure 2.
Data patterns and assumptions necessary to interpret a double dissociation as
evidence for nonzero unconscious information. a) Data pattern
required for a double dissociation. Evidence for a double dissociation is
given by any pair of data points that can be connected by a straight line
with negative slope anywhere in D-I space.
b) A double dissociation gives evidence for nonzero
unconscious information if it can be assumed that I and
D are weakly monotonic functions of c.
Further assumptions need not be made, leaving c and
u to interact freely on both measures. Adapted from
Schmidt and Vorberg (2006).
Data patterns and assumptions necessary to interpret a double dissociation as
evidence for nonzero unconscious information. a) Data pattern
required for a double dissociation. Evidence for a double dissociation is
given by any pair of data points that can be connected by a straight line
with negative slope anywhere in D-I space.
b) A double dissociation gives evidence for nonzero
unconscious information if it can be assumed that I and
D are weakly monotonic functions of c.
Further assumptions need not be made, leaving c and
u to interact freely on both measures. Adapted from
Schmidt and Vorberg (2006).Double dissociations have surprising features (see Schmidt & Vorberg, 2006, for details). Firstly, they require D
to be nonconstant: They cannot be obtained in the complete absence of awareness but
require variation of awareness over a range of experimental conditions, so that
there must be nonzero awareness for the prime under at least some conditions.
Secondly, double dissociations require weaker assumptions than simple dissociations:
There is no need for an exhaustiveness or an exclusiveness assumption, and we can
even drop the assumption of weak monotonicity for all functions of u. Adopting the
barometer metaphor from the last section, not only is the direct measure allowed to
“hang” with respect to conscious information, but neither
direct nor indirect measures have to be monotonically related to unconscious
information at all. Because of this, c and u are
allowed to produce arbitrary interactive effects on D and
I like, for instance, when c and
u are mutually inhibitory (Snodgrass, Bernat, & Shevrin, 2004; see Schmidt & Vorberg, 2006, for proof). The surprising
outcome is thus that unconscious stimuli are not required for demonstrating
unconscious processing.Examples of simple as well as double dissociations come from experiments in
response priming (Neumann
& Klotz, 1994; see also Ansorge
& Neumann, 2005; Dehaene et al.,
1998; Eimer & Schlaghecken,
1998, 2003; Jaśkowski, van der Lubbe, Schlotterbeck, & Verleger,
2002; Klotz & Neumann,
1999; Leuthold & Kopp,
1998; Mattler, 2003; Schmidt, 2002; Verleger, Jaśkowski, Aydemir, van der Lubbe, & Groen,
2004). In experiments by Vorberg, Mattler, Heinecke, Schmidt, and
Schwarzbach (2003, 2004), participants performed speeded keypress responses to the
direction of an arrow-shaped masking stimulus that was preceded by an arrow-shaped
prime. The mask had a dual purpose here, acting as the target of the response and at
the same time reducing visibility of the prime by metacontrast, a form of visual
backward masking (Breitmeyer &
Öğmen, 2006; Francis,
1997). As the stimulus-onset asynchrony (SOA) between
prime and mask increased, priming effects also increased, such that primes pointing
into the same direction as the mask shortened response times, while primes pointing
into the opposite direction prolonged them. Strikingly, this priming effect was
independent of visual awareness of the prime. We determined this by using stimulus
conditions that produced different time-courses of metacontrast masking. When a
17-ms prime was followed by a 140-ms mask, primes were virtually invisible, and
participants were unable to perform better than chance when asked to discriminate
the pointing direction of the prime (in over 3,000 trials per participant). These
findings provide strong evidence for a simple dissociation as traditionally
required. In a second experiment, however, we compared all four pairings of
short-duration (14 ms) and long-duration (42 ms) primes and masks, yielding very
different types of masking functions. When 14-ms primes were combined with 42-ms
masks, prime identification performance was low and slightly increased with SOA;
performance was better when mask duration was reduced to 14 ms. When a 42-ms prime
was paired with a 14-ms mask, prime identification performance was nearly perfect.
However, a 42-ms prime combined with a 14-ms mask yielded an effect called type-B
masking (Breitmeyer &
Öğmen, 2006), where prime identification performance
markedly decreases with the prime-mask SOA, then increases again. Still, the priming
effect increased monotonically, producing a strong double dissociation between
priming and prime identification performance. These data defy the claim that direct
and indirect measures tend to convey similar amounts of information about the
critical stimulus (Franz, 2006): Priming
increased linearly with SOA no matter whether the prime was completely visible,
completely invisible, or whether visibility increased or decreased with SOA.
Clearly, this data pattern reveals a relationship that would never have been found
by simple dissociation: Response priming is independent of prime identification
performance, with different time-courses in the two tasks.There are further examples of double dissociations in masked priming studies. Mattler
(2003) reports a series of experiments
where not only motor responses were primed but also shifts in visual attention and
task set. Double dissociations were evident in the time-course of linearly
increasing priming effects under type-B masking conditions. Further examples of
double dissociations include Merikle and Joordens’ (1997a, b) demonstration
of qualitative dissociations (Merikle & Cheesman, 1987). These authors used a variant of the
Stroop (1935) task where participants
responded to the color of red or green target stimuli (strings of ampersands) that
were preceded by the prime words “RED” or
“GREEN”. The regular Stroop effect features faster responses
in consistent trials (e.g., “RED -
&&&&&&&”) than in
inconsistent trials (e.g., “RED -
&&&&&&&”).
However, when most of the primes are inconsistent with the target, participants
often use the resulting contingency and eventually respond faster in inconsistent
than in consistent trials. However, the authors found this reversal only under
conditions of weak visual masking: When the primes were strongly masked, only the
regular effect was observed. Such “qualitative dissociations”
can be interpreted as special cases of double dissociations (Schmidt & Vorberg, 2006, mathematical appendix).Searching for double dissociations has practical implications. It requires setting up
different conditions of prime visibility, thereby encouraging the employment of
parametric experiments. In particular, it is often advantageous to study the full
time-course of priming and masking over the SOA range of interest, because sampling
the priming process at only one point in time may lead to grossly misleading
conclusions if the time-course changes across experimental conditions (Lingnau & Vorberg, 2005). A similar
point can be made for simple dissociations: Demonstrating that the direct measure is
invariant over a range of conditions despite marked changes in the indirect measure
is often more convincing than looking at only one experimental condition and argue
that D has a specific value, zero. Thus, even in cases where double
dissociations are hard to find, parametric experimentation can do a lot to improve
the cogency of the data. Visual masking procedures that lead to decreases in
visibility with increasing prime-mask SOA (for example, DiLollo et al., 2000; Francis,
1997; Francis & Herzog,
2004) are of special interest for the establishment of double
dissociations.
Beyond zero awareness II: Violating necessary conditions for awareness
Dissociations at the task level are able to provide only indirect evidence for a
distinction of underlying processes. An exciting alternative would be to work out
the necessary conditions for visual awareness and then try to find behavioral tasks
that violate those conditions. In other words, we could search for indirect measures
that are exclusive measures of unconscious processing.In a metaanalysis of 48 studies investigating the response latencies of various
cortical areas to a sudden visual stimulus, Lamme and Roelfsema (2000) showed that the stimulus creates a wave
of activation traveling from posterior to anterior areas, reaching most cortical
areas within about 150 ms, including prefrontal and primary motor cortices. The
authors estimated that this leaves cells with only about 10 milliseconds’
time to pass their own activation on to later areas, which is about the duration of
a typical interspike interval. Therefore, if most cells have to pass on their
activation with the next spike fired, there is little or no time to integrate
feedback from other cells. Based on this, Lamme and Roelfsema suggested that the
first wave of visual activation travels through the system as a fast
feedforward sweep whose wavefront is essentially free of intracortical
feedback information. This is well in line with behavioral measurements from rapid
stimulus classification tasks as well as neural network simulations, which suggest
that most of the stimulus-relevant information could be extracted from the temporal
distribution of the very first spikes in the feedforward wavefront, (Kirchner & Thorpe, 2006; Rousselet, Fabre-Thorpe, & Thorpe,
2002; VanRullen & Koch, 2003;
VanRullen & Thorpe, 2002).Lamme and Roelfsema (2000; Lamme, 2002) assume that feedforward processing
alone is not sufficient for generating visual awareness. Along with several other
authors (for instance, DiLollo et al., 2000;
Tong, 2003), they propose that conscious
perception is possible only with recurrent processing of the stimulus. Evidence for
this view comes from studies indicating that visual awareness of a stimulus is
suppressed if feedback loops from extrastriate visual areas through primary visual
cortex are disrupted at critical points in time, for instance, by a visual backward
mask (Bacon-Macé, Macé,
Fabre-Thorpe, & Thorpe, 2005; Lamme, Zipser, & Spekreijse, 2002; Macknik & Haglund, 1999; Macknik & Livingstone, 1998) or by transcranial
magnetic stimulation (Pascual-Leone & Walsh,
2001; Ro, Breitmeyer, Burton, Singhal,
& Lane, 2003). This view would be able to explain the major
findings in response priming: Priming could reflect visuomotor activation
transmitted by the fast feedforward sweeps initiated by primes and masks before
recurrent processes set in to gradually wipe out the prime signal before it enters
visual awareness. The feedforward processes associated with priming should therefore
be independent of the recurrent processes leading to visual awareness and backward
masking, which is nicely compatible with the double-dissociation findings by Vorberg
et al. (2003, 2004) and Mattler (2003) as well
as the abundant evidence from simple dissociations.To convincingly link response priming to feedforward processing, one has to show that
visuomotor activation is not only transmitted rapidly, but that the dynamics of this
transmission are consistent with a feedforward process. Evidence for rapid
visuomotor transmission in masked priming comes from the study of primed pointing
responses (Schmidt, 2002; see also Brenner & Smeets, 2004). In that study,
participants were presented with one red and one green prime flashed simultaneously
in opposite quadrants of the display, followed by one red and one green metacontrast
mask (annuli that closely fitted around the primes) at the same locations as the
primes (Figure 3a). Primes and masks at
corresponding positions could either have the same colors (consistent primes), or
prime colors could be switched compared to mask colors (inconsistent primes).
Participants had to point as quickly as possible from the fixation point towards the
mask with appointed color (Mask ID task, designed to measure
response priming effects), or tried to point without time pressure to the position
where they believed the prime of that color had occurred (Prime ID
task, designed to assess visual awareness of the primes).
Figure 3.
a) Experimental tasks and procedures employed by Schmidt (2002) and Schmidt et al. (2006). b) Stimulus
conditions were varied by crossing two levels of color contrast (for primes
and masks together) with two types of masks (“strong” metacontrast masks or
“weak” pseudomasks). c) Stimulus conditions had large effects
on prime identification performance. The 17-ms SOA condition refers to a
second experiment not reported here. Adapted from Schmidt et al. (2006).
a) Experimental tasks and procedures employed by Schmidt (2002) and Schmidt et al. (2006). b) Stimulus
conditions were varied by crossing two levels of color contrast (for primes
and masks together) with two types of masks (“strong” metacontrast masks or
“weak” pseudomasks). c) Stimulus conditions had large effects
on prime identification performance. The 17-ms SOA condition refers to a
second experiment not reported here. Adapted from Schmidt et al. (2006).Results clearly showed that responses were controlled consecutively by prime and mask
signals even when the primes were completely masked. Pointing responses started at a
fixed time following prime onset and initially went into the direction specified by
the primes, even though the mask signals were the actual targets of the response.
When primes and masks were consistent, this initial direction was correct, and the
finger simply travelled towards the correct mask until the response was completed.
When primes and masks were inconsistent, however, the finger initially traveled into
the quadrant occupied by the misleading prime. This detour into the wrong quadrant
lasted for a time depending on prime-mask SOA; then the finger stopped and finally
proceeded in the correct direction. These data suggest that pointing movements are
under continuous control of the color stimuli responded to: Prime signals reach
motor areas of the brain in advance of the mask signals, governing the initial phase
of the pointing response, whereas mask signals are able to take control in
mid-flight with a delay depending on the prime-mask SOA. Moreover, these signals
seem to travel fast enough to escape visual masking processes, because priming
effects occurred even when prime ID performance was at chance.So far, these results only tell us that response control in primed pointing movements
occurs very rapidly, but is it purely feedforward? If the notion of a feedforward
sweep is applied strictly, each cell first reached by the feedforward wavefront can
respond to it only on the basis of its preestablished input-output properties (its
classical receptive field). The feedforward hypothesis in this strong form is
controversial, because feedback mechanisms in early visual areas can be very rapid
(Bullier, 2001; Girard, Hupé, & Bullier, 2001), and there are
many possibilities for signals processed in parallel visual streams to cross or
overtake each other well before the first overt signs of motor activation (Merigan & Maunsell, 1993). It is
therefore worthwhile to step back a bit and focus at the input-output dynamics of
the system as a whole instead of claiming purely feedforward processing in all its
subcomponents. To do this, we introduced the concept of a rapid
chase (Schmidt et al., 2006).
This concept applies to visuomotor tasks where sequential visual stimuli run for
control of the same speeded motor response – for instance, when a
pointing response is initiated by one stimulus and then altered in mid-flight by an
immediately following stimulus (Brenner &
Smeets, 2004; Schmidt, 2002). By
our definition, two successive visuomotor signals are said to be engaged in a rapid
chase if(1) the response is initiated by the first stimulus,(2) the response is influenced by the second stimulus before it is
completed, and(3) the response to the first stimulus is initially independent of
the second stimulus.These rapid-chase criteria say that if successive signals are in a
rapid chase, they will take strictly successive control over the same motor
response, such that the response will initially be controlled by the first stimulus
alone. The third criterion is crucial because it demands sequential stimulus signals
to exert strictly sequential response control.We adopted the pointing task used by Schmidt (2002) , employing two different types of masking stimuli, which could
either be efficient annular metacontrast masks fitting snugly around the prime, or
thin annular pseudomasks that left a large gap around the outer contours of the
prime (Figure 3b). We also varied the overall
color contrast of all stimuli (primes and masks together). Results replicated all
the basic findings reported earlier (Schmidt,
2002) and met all three of the rapid-chase criteria. Firstly, responses
to the mask stimuli were actually triggered by the prime, as shown by the fact that
pointing onset was time-locked to prime rather than mask onset and that the finger
tended to detour into the quadrant occupied by the misleading prime. Secondly, mask
stimuli took over the response in midflight, so that even responses detouring into
the wrong direction were captured after a time depending on the prime-mask SOA and
redirected into the correct direction.To assess the validity of the crucial third criterion (the response’s
initial independence of the mask stimulus), we derived a spatial measure of the
priming effect by subtracting the finger positions in consistent and inconsistent
trials. (This measure tells us how far the finger position in inconsistent trials
lags behind the finger position in consistent trials at corresponding points in
time.) For both high-contrast and low-contrast color stimuli, spatial priming
effects started to develop at a time locked to prime onset, and priming effects
became larger for longer SOAs and weaker masks (Figure
4). Strikingly, however, all these priming functions were initially the
same, neatly conforming to our third rapid-chase criterion: The early time-courses
of priming were virtually identical for all combinations of mask type and SOA,
exclusively depending on characteristics of the prime but being completely
independent of all mask characteristics.
Figure 4.
Priming effects in pointing movements in the mask identification task of
Schmidt et al. (2006).
a) Low-contrast color conditions. b) High-contrast
color conditions. Note that the time axis is locked to prime onset while the
possible times of mask onsets are indicated by the stippled vertical lines.
Priming effects were calculated by subtracting finger positions in
consistent and inconsistent trials. Vertical bars correspond to
within-subject standard errors at several points in time, pooled across
subjects. Note that in both color contrast conditions, the initial
time-course of priming is identical for all SOAs and both mask types,
strongly suggesting that early priming effects exclusively depend on
properties of the prime but are independent of all mask characteristics.
Adapted from Schmidt et al. (2006).
Priming effects in pointing movements in the mask identification task of
Schmidt et al. (2006).
a) Low-contrast color conditions. b) High-contrast
color conditions. Note that the time axis is locked to prime onset while the
possible times of mask onsets are indicated by the stippled vertical lines.
Priming effects were calculated by subtracting finger positions in
consistent and inconsistent trials. Vertical bars correspond to
within-subject standard errors at several points in time, pooled across
subjects. Note that in both color contrast conditions, the initial
time-course of priming is identical for all SOAs and both mask types,
strongly suggesting that early priming effects exclusively depend on
properties of the prime but are independent of all mask characteristics.
Adapted from Schmidt et al. (2006).To see the significance of this invariance, which was obvious in each participant,
consider a general model of priming where the pointing movement at the onset of the
priming effect is controlled by information coming from the mask as well as the
prime, indicating an early mixture of signals. Under such a model, the initial
slopes of the priming trajectories should be smaller for shorter prime-mask SOAs and
for stronger masks, because these factors should increase the influence of the mask
signal relative to the prime signal and thus reduce the priming effect. In other
words, the presence of recurrent information in the earliest parts of the motor
signal would be expected to contain information from the mask and therefore to
dampen the early time-course of the priming effect. In contrast, the finding that
this time-course is initially invariant indicates that the mask signal has no
influence whatsoever at the time when the prime first affects the pointing movement.
This finding strongly suggests that early priming effects are based on signals
carrying only prime but no mask information.Data from primed pointing movements thus meet all our requirements for a rapid chase:
Sequentially presented visual signals control pointing movements in a strictly
sequential fashion, and the prime- and mask-triggered visuomotor signals never seem
to mix. This finding provides independent behavioral evidence for an early phase of
visuomotor processing that is at least primarily if not entirely feedforward (Lamme & Roelfsema, 2000). At the same time, it establishes
response priming of pointing movements (and presumably a much larger class of
speeded visuomotor tasks) as a candidate for a feedforward task that proceeds in the
absence of recurrent processing. If recurrent activity really turns out to be a
necessary condition for visual awareness, such feedforward tasks should be devoid of
conscious information, that is, be exclusive measures of unconscious processing.
Where do we go from here?
In this paper I have argued for two very different strategies to circumvent the
difficulties associated with the zero-awareness criterion. One way is to find
dissociation patterns that go beyond that criterion. If a double dissociation
between direct and indirect measures can be established, this provides an even
stronger argument for unconscious processing than does the traditional simple
dissociation, because the double dissociation approach rests on much milder
assumptions (Schmidt & Vorberg,
2006). An exciting and increasingly viable alternative is to use accumulating
evidence from behavioral neuroscience about the necessary conditions for visual
awareness, for instance, the requirement for recurrent processing. Behavioral
measures could then be developed that are known to violate these conditions, for
instance, by meeting the rapid-chase criteria (Schmidt et al., 2006). This approach does not hinge on finding tricky
dissociation patterns or by leaning heavily on measurement-theoretical assumptions,
but on gradually converging evidence from neuroanatomy, physiology, psychophysics,
and behavioral measurement.It is still unclear how far the recurrent-processing hypothesis will actually carry,
and for the time being, the dissociation approach is probably still the safer bet.
But measurement theory can only take us so far. In order to use dissociations for
demonstrating unconscious processing, one has to work from the assumption that the
“conscious/unconscious” distinction is valid in the first
place. All that dissociations can teach us is that a single source of information is
not sufficient to explain the data, including a single source of
“conscious” information. But the insight that there must be at
least two sources does not by itself imply that one of them is unconscious: There
might be two dissociable types of conscious (or unconscious) information. One
reviewer of this article asked whether this wouldn’t render the search
for double dissociations a fruitless exercise - if true, of course, this conclusion
would hold for simple as well as double dissociations. However, the validity of the
“conscious/unconscious” distinction is a conceptual issue that
is simply beyond the scope of the measurement-theoretical arguments presented by
Schmidt and Vorberg (2006) . Whether or not
the concept of unconscious processing will stand the test of time or be replaced by
a different concept must be the outcome, not the starting point, of scientific
investigation. Dissociations at the measurement level provide tools for performing
this investigation, and our analysis only shows which of these tools will work best
in the widest range of situations.
Authors: S Dehaene; L Naccache; G Le Clec'H; E Koechlin; M Mueller; G Dehaene-Lambertz; P F van de Moortele; D Le Bihan Journal: Nature Date: 1998-10-08 Impact factor: 49.962
Authors: Christina Bermeitinger; Dirk Wentura; Christopher Koppermann; Micha Hauser; Benjamin Grass; Christian Frings Journal: Adv Cogn Psychol Date: 2012-08-21