Characterizing infectivity as a function of pathogen dose is integral to microbial risk assessment. Dose-response experiments usually administer doses to subjects at one time. Phenomenological models of the resulting data, such as the exponential and the Beta-Poisson models, ignore dose timing and assume independent risks from each pathogen. Real world exposure to pathogens, however, is a sequence of discrete events where concurrent or prior pathogen arrival affects the capacity of immune effectors to engage and kill newly arriving pathogens. We model immune effector and pathogen interactions during the period before infection becomes established in order to capture the dynamics generating dose timing effects. Model analysis reveals an inverse relationship between the time over which exposures accumulate and the risk of infection. Data from one time dose experiments will thus overestimate per pathogen infection risks of real world exposures. For instance, fitting our model to one time dosing data reveals a risk of 0.66 from 313 Cryptosporidium parvum pathogens. When the temporal exposure window is increased 100-fold using the same parameters fitted by our model to the one time dose data, the risk of infection is reduced to 0.09. Confirmation of this risk prediction requires data from experiments administering doses with different timings. Our model demonstrates that dose timing could markedly alter the risks generated by airborne versus fomite transmitted pathogens.
Characterizing infectivity as a function of pathogen dose is integral to microbial risk assessment. Dose-response experiments usually administer doses to subjects at one time. Phenomenological models of the resulting data, such as the exponential and the Beta-Poisson models, ignore dose timing and assume independent risks from each pathogen. Real world exposure to pathogens, however, is a sequence of discrete events where concurrent or prior pathogen arrival affects the capacity of immune effectors to engage and kill newly arriving pathogens. We model immune effector and pathogen interactions during the period before infection becomes established in order to capture the dynamics generating dose timing effects. Model analysis reveals an inverse relationship between the time over which exposures accumulate and the risk of infection. Data from one time dose experiments will thus overestimate per pathogen infection risks of real world exposures. For instance, fitting our model to one time dosing data reveals a risk of 0.66 from 313 Cryptosporidium parvum pathogens. When the temporal exposure window is increased 100-fold using the same parameters fitted by our model to the one time dose data, the risk of infection is reduced to 0.09. Confirmation of this risk prediction requires data from experiments administering doses with different timings. Our model demonstrates that dose timing could markedly alter the risks generated by airborne versus fomite transmitted pathogens.
Microbial risk assessment models are valuable tools for estimating the risks
associated with exposures to pathogens in the environment pathogens [1]. Central
to this estimate is a dose-response model that predicts the probability of infection
given a dose exposure magnitude. In current microbial risk assessment models dose
accumulates over time and the probability of infection is based on the total
accumulated dose over that period of time [2]–[4]. This
assumes that each pathogen particle carries a risk of infection that is independent
of when other pathogens have arrived to a host; i.e., three exposures to dose X
generate the same total risk as one exposure to a 3× dose. We put forth an
alternative dose response model that assumes the current capacity of immune
effectors to control an arriving pathogen should be affected by 1) how many
effectors are occupied fighting previously or simultaneously arriving pathogens, 2)
how many effectors have been depleted in fighting previously arriving pathogens, and
3) how many effector reinforcements have arrived due to usual effector turnover
rates or due to a stimulus from prior pathogen exposure.If dose-timing effects arise from such immune effector dynamics, then infection-risk
calculations that do not take these dose-timing effects into account could lead to
errors. For example, errors could arise in models of influenza transmission as
follows. Pathogens arriving to a host via aerosols do so more frequently but at
lower doses than pathogens arriving via hand or fomite mediated inoculations. Models
of influenza transmission that do not account for dose-timing effects, such as the
model by Atkinson and Wien [4], might misdirect influenza control resources to
masks from hand hygiene. Models that assume independent single dose effects will
require more extreme cleaning to reduce risks to acceptable levels than models
capturing immune effects on dose timing.Evaluating the potential importance of such dose-timing effects is difficult for two
reasons. First, immune control of pathogens is complex; not enough detailed
knowledge regarding that complexity is available to provide a high degree of
confidence in a-priori causal model predictions. Second, there is almost no direct
observational data documenting the presence or absence of dose-timing effects.
Although various studies have given pathogen exposure doses over time [5]–[10], only Brachman et al.
[11], has been conducted in a manner that allows one to
calculate risks for comparable doses administered over different temporal windows.In this paper we have taken an approach intended to stimulate science that will
address both of these issues. We develop a simple model that illustrates the need to
generate new data that can describe dose-timing effects while at the same time
providing a base upon which to build more realistic models that incorporate more
data and theory on immunity. Our model addresses immune control of pathogens between
the time pathogens arrive at a host and the time they are either eliminated or have
multiplied enough so that an acquired immune response will be needed for control.We make our model general enough to capture dynamics of pathogen control that might
arise from established antibodies and T-cells, macrophages, polymorphonuclear
leukocytes, plasma cells, dendritic cells, complement cascades, chemokines,
interleukins, interferons, toll like receptors, and other diverse elements affecting
immunity. But we lump all these mediators of pathogen control into a highly abstract
entity we label as immune effectors. We assume that the dynamic effects of limited
immune effector numbers are similar whether the limitation arises from immune
effectors being occupied with previously arrived pathogens or from prior consumption
of immune effectors in their process of killing pathogens. Therefore we only model
the latter source of immune effector limitations. The resulting model is one where
any single pathogen always has some chance of initiating an infection but the risk
of infection associated with each additional pathogen exposure can markedly increase
at higher pathogen doses given over short temporal windows. The exact dynamics of
our model will vary as realistic details are added to it. Our goal here is simply to
illustrate the importance and inevitability of immune mediated dose-timing effects
so as to stimulate further empirical and theoretical work.The structure of the paper is as follows: in the methods section we describe the
Cumulative Dose model and analyze its dynamics. In the results section we use the
Cumulative Dose model to fit experimental data assuming a fixed temporal exposure
window to simulate the archetypical single dose experiment of dose-response trials.
Using the estimated model we show the effect of changing the length of the temporal
exposure window. Finally, the conclusions and future research are presented in the
discussion section.
Methods
Cumulative Dose Model
The model is based on a stochastic population of individual pathogens and immune
effectors. Since the focus of our analysis is how small populations of pathogens
either die out or lead to infection initiation, we cannot rely on the mean-field
solution provided by the deterministic framework [12]–[14].The state of the system is defined by the pair () representing the number of immune effectors and the number of
pathogens, in any single host, respectively. The system is defined by the
following set of state transitions:The number of immune effectors can increase at: 1) a rate , which models the constant arrival of immune effectors
regardless of the current state of the immunological system; and 2) a rate , which models the recruitment of immune effectors in the
presence of pathogens. This term is intended to reflect cytokine induced
recruitment of remote immune effectors to a pathogen invasion site and not
acquired immunity. We assume that the relative endpoints of infection takeoff or
pathogen elimination are reached before an acquired immune effect comes into
play. Immune effectors decrease either at a natural death rate , or at a mass-action deactivation rate due to the encounter
with pathogens .The number of pathogens can increase by reproduction at a rate or by arrival during the inoculation period at a rate . Here represents the net reproduction rate that aggregates birth and
death rates. Pathogen numbers decrease due to interaction with immune effectors
as a mass-action deactivation process at the rate .
Dynamics of the Cumulative Dose Model
The initial state of the system is set to . No chronic low-level exposures or remaining pathogens from
prior exposures are considered. The system starts from the clean state: no
pathogens and the stationary number of immune effectors in the absence of
pathogens. The inoculation process is characterized by the dose of exposure and the temporal exposure length ; i.e., the dose that is composed by pathogens is inoculated into the host during a period of time units. Therefore, the arrival of external pathogens is
modeled as the rate during the inoculation period. Once inoculation has finished
the pathogen arrival rate becomes zero. Thus, the rate depends on time and is defined asDuring , the pathogens, arrive over a continuous time in the presence of the
immunological response to those pathogens. Once the inoculation has finished,
only the immunological response remains. We set the unit of time to an hour.
That keeps us in the range where we think exposure fluctuations are making a
difference and out of the range where adaptive immune system feedbacks come into
play.Due to stochastic effects and the fate of a relatively small population of
pathogens and immune effectors, the same inoculation dose administered in the same time frame does not necessarily have the same outcome. Each replication
(i.e. run) of the model corresponds to a dose trial on a new subject. All the
numerical results are the average of 104 runs of the Cumulative Dose
model implemented with the Gillespie algorithm [15] using
C. The criteria to stop the simulation is either extinction of
pathogens after the inoculation period () or pathogens diverging to a very large number, , corresponding to no infection and infection respectively. The
probability of infection for a pair is the proportion of simulations that diverge to a large
number as opposed to equilibrating to the state of no pathogens.Figure 1 illustrates the
stochastic process effects on pathogen dynamics given a fixed time of exposure
for different inoculation doses. The main plot in this figure is the time course
of the number of pathogens for 100 independent dose trials given a dose of 60
pathogens administered over one unit of time. The number of pathogens steadily
grow during the inoculation period, from 0 to 1, since the rate of arrival of
pathogens () is much faster than immunological killing of pathogens. Once
the entire dose has been inoculated at
time = 1, the external arrival of pathogens
stop () and the immunological response dominates the rest of the
dynamics. In this particular case, the population of pathogens becomes extinct
in 33 cases out of 100, thus, the probability of infection given a dose of 60
pathogens over 1 unit of time is 0.67. Analogously, for a dose of 25 the
probability of infection is 0.02 and for a dose of 90 the probability of
infection is 0.98 (insets of Figure
1).
Figure 1
Evolution of the number of pathogens over time for a characteristic
parameter set .
Each line represents an individual replicate with the same parameter set
(100 in total). The fraction of replicates in which the number of
pathogens diverge towards infinity, as opposed to going extinct, is
equivalent to the probability of infection
(p) for the dose (main graph, and for the insets a) and b) respectively). Temporal
exposure length is fixed at
T = 1
hour. Probability of infection is 0.67, 0.02 and 0.98 for the main
graph, the inset a), and the inset b) respectively.
Evolution of the number of pathogens over time for a characteristic
parameter set .
Each line represents an individual replicate with the same parameter set
(100 in total). The fraction of replicates in which the number of
pathogens diverge towards infinity, as opposed to going extinct, is
equivalent to the probability of infection
(p) for the dose (main graph, and for the insets a) and b) respectively). Temporal
exposure length is fixed at
T = 1
hour. Probability of infection is 0.67, 0.02 and 0.98 for the main
graph, the inset a), and the inset b) respectively.
Temporal Exposure Length
Figure 1 illustrates how the
Cumulative Dose model yields higher probability of infection when the inoculated
dose is increased. The length of time over which the dose is administered, , also plays a crucial role in the probability of infection. At
one extreme where all the pathogens were inoculated at once (), the immune system has no time to react, and the initial
state of the system is . From this initial state, the immunological response dynamics
determines the fate of the pathogens: either extinction or unbounded growth of
pathogens diverging towards infinity.For , however, the initial state after all pathogens have been
inoculated () is not the expected , but rather a distribution of probabilities over the space of
possible states. Figure 2
shows the stochastically determined distribution of system states at the point
in Figure 1 where the
exposure time has just ended. It illustrates the effect of different temporal
exposure lengths, ranging from (six minutes) to
T = 50 hours.
Panel B shows this point of time for the settings in Figure 1. The longer the exposure length, the
larger will be the variance in the distribution of probabilities. Furthermore, a
longer exposure length also affects the average state after inoculation. Both
the pathogen levels and the immune effector levels decrease from the
instantaneous inoculation values as the exposure window length increases. But
the balance between these increasingly favors the immune effectors. Longer
temporal exposure lengths dilute the arrival rate of external pathogens, . Consequently the immunological response has more time to
neutralize the existing pathogens before the arrival of new pathogens. On the
other hand, as the temporal exposure lengths decrease, an increased number of
immune effectors are consumed in killing pathogens, leading to a higher
probability of unbounded growth of pathogens, and thus infection.
Figure 2
State probability distribution at the end of inoculation () for a dose of and temporal exposure length of ) 0.1 h, B) 1.0 h, C) 10.0 h and D) 50.0 h.
The distribution of probabilities if would be given the parameters of the system are . The dashed white line is the separatrix of the
deterministic version of the model (see subsection Deterministic
Analysis); if the system were deterministic once inoculation has been
completed, the states that fall below the separatrix would end up in no
infection, and the states above would end up in infection.
State probability distribution at the end of inoculation () for a dose of and temporal exposure length of ) 0.1 h, B) 1.0 h, C) 10.0 h and D) 50.0 h.
The distribution of probabilities if would be given the parameters of the system are . The dashed white line is the separatrix of the
deterministic version of the model (see subsection Deterministic
Analysis); if the system were deterministic once inoculation has been
completed, the states that fall below the separatrix would end up in no
infection, and the states above would end up in infection.For and the average state after inoculation is very close to the ideal
instantaneous inoculation, . To better understand the dynamics once inoculation is over,
we included the numerically calculated separatrix as if the system were
deterministic (red-dashed line in Figure 2). Although this separatrix is only truly valid for the
analogous deterministic model, it indicates the probable fate of different
initial states. For the deterministic system, the separatrix separates those
states that go to infection from those that do not (see subsection on
Deterministic Analysis). As temporal exposure length increases, the distribution
of probabilities gravitates towards the space of states that go to no-infection
(below the separatrix).
Deterministic Analysis
Further understanding of the stochastic dynamics of the Cumulative Dose model can
come from a deterministic description of the system that assumes a continuous
large number of immune effectors and pathogens. We focus our analysis on the
dynamics after the inoculation period, so is set to 0 and removed from the equations. This analysis on
the deterministic version helps illustrate the interactions between pathogens
and immune effectors that result either in infection or extinction of pathogens.The stochastic system is fully described by a multivariate master equation [16],
which can be expanded in a deterministic formulation known as
macroscopic law. The deterministic version of the
cumulative dose model is as follows,
where and are continuous variables of the population of pathogens and
immune effectors respectively. The fixed points of the deterministic version of
the cumulative dose model are where the pathogen has been eliminated and immune effectors are
in equilibrium and where the forces of pathogen growth are balanced by immune
dynamics affecting pathogen death. Note that in the stochastic analyses of this
model as in Figure 1, this
point is never reached. Instead simulations are terminated when growth takes off
toward this point. A simple analysis of the stability of the fixed points
reveals the space of parameters in which the solution is well-defined.The point is the equilibrium of no infection—the equilibrium
of the system in the absence of pathogens. When the system gravitates towards the immunological system prevents pathogens from growing,
resulting in pathogen extinction and therefore no infection.To evaluate the stability of the fixed point, we formulate the Jacobian matrix of
the system of equations on .For a stable equilibrium, both Eigenvalues of the Jacobian matrix need to be
negative, or equivalently, the matrix must have a negative trace and a positive
determinant. For the trace of the Jacobian to be negative the condition must be true. Since the positive determinant condition, , is more restrictive it subsumes the condition for a negative
trace.The second fixed point is only well-defined when both and are positive, since negative number of pathogens and immune
effectors are impossible. The number of pathogens is only positive when . Given the condition of a positive determinant, , the sign can only be negative, consequently . Therefore, the system is well defined — i.e. has a
stable equilibrium at no infection and with both fixed points in the positive
quadrant — only when the following condition 8 is metOnce we determine the stability of we need to characterize the second fixed point . After some basic algebra, the determinant of the Jacobian
matrix for can be expressed as follows: . Given condition 8, both terms are positive, which makes the
determinant negative. As a result the Eigenvalues of the Jacobian are real with
different signs. Therefore, is a saddle point as shown in Figure 3.
Figure 3
Vector field plot of the deterministic cumulative dose model for a
characteristic parameter set .
To avoid overlaps of the vectors they have been normalized. The solid red
lines are the nullclines, the intersections of the nullclines are the
fixed points (stable pathogen elimination equilibrium) and (unstable saddle point equilibrium). The dash black
line is the separatrix that separates those configurations that will go
to non-infection equilibrium, , and those that will diverge in the number of
pathogens resulting on infection. The separatrix has been calculated
numerically.
Vector field plot of the deterministic cumulative dose model for a
characteristic parameter set .
To avoid overlaps of the vectors they have been normalized. The solid red
lines are the nullclines, the intersections of the nullclines are the
fixed points (stable pathogen elimination equilibrium) and (unstable saddle point equilibrium). The dash black
line is the separatrix that separates those configurations that will go
to non-infection equilibrium, , and those that will diverge in the number of
pathogens resulting on infection. The separatrix has been calculated
numerically.The vector field in Figure 3
illustrates the dynamics of the cumulative dose after the inoculation period.
The probability of being in a given state after inoculation is shown in Figure 2. If the system were
deterministic then we could anticipate the probability of infection by summing
the probability of those states below the separatrix. This does not hold for the
stochastic Cumulative Dose model. Nonetheless, the deterministic vector field,
shown in Figure 3, serves as
an approximate description of what happens in the stochastic model.For instance, let us take the probability distribution of states when centered at , i.e., and . The typical dynamic results in the decrease in number of
pathogens and immune effectors, gravitating towards the saddle point , from which it will bifurcate to the stable point of
no-infection , or an unbounded growth of pathogens. In the case of and , most of the states are already very low in pathogens, and
consequently the number of immune effectors will eradicate the few pathogens
still existing and go to the stable equilibrium of no infection. However, there
is a non-zero probability, albeit small, of being in a state with a large number
of pathogens and a small number of immune effectors. In this case, stochastic
perturbations aside, the pathogens will keep multiplying producing infection in
the host.
Results
Analysis of Exposure Dose Risks
In this section, we fit empirical data on multiple pathogens for the single event
inoculation scenario. Next, we extend our analysis to incorporate different
temporal exposure windows and patterns of inoculation.
Fitting experimental dose-response data
We selected three different pathogen datasets: 1) poliovirus [17],
2) Cryptosporidium parvum
[18] and 3) rotavirus [19]. Analyses of
these three datasets are found elsewhere [20].Several statistical models based on the empirical data have been proposed to
describe dose-response data. The most common models are the Exponential
model [1]:where μ is the inoculation dose and
r is the per pathogen risk, and the Beta-Poisson model
[21]:where μ is the inoculation dose and
α and β are parameters
of the beta distribution that describes the host pathogen interaction. Other
models such as Log-Logistic and Weibull have been used, but not as commonly.For parameter estimation we used a classical genetic algorithm [22]. The fitness function of the genetic
algorithm was the mean square error (). We fixed the exposure time () of our inoculated dose () to 1.0 time units in order to emulate the empirical
dose-response experiments in which the dose is inoculated in a single shot;
i.e., a very short exposure. We present the best fitting curves and discuss
their limitations in the subsection “The Effect of Temporal
Exposure Length”. Then, given these best fitting parameter values,
we present the effect of different temporal exposure windows on the final
probability of infection.
Poliovirus
The first empirical dataset to which we apply the Cumulative Dose model is
Poliovirus type 1 [17]. The cohort for this experiment was 32
2-month-old infants. Inoculation was oral. Figure 4 and Table 1 show the fit alongside a fit to the
Exponential model () according to [18].
Figure 4
Dose-response curves based on the Exponential Model () and the Cumulative Dose model () compared to the experimental dataset for Poliovirus
type 1 (squares).
The estimated parameters are for the Exponential model [3] and for the Cumulative Dose model.
Table 1
Probability of infection from experimental data for Polivirus type 1 () compared to the probability of infection based on the
Exponential model () and the Cumulative Dose model ().
Dose
No. of subjects
No. Infected
Fraction Infected
7.0
1
0
0.0
0.0617
0.0
16.0
2
0
0.0
0.1355
0.0
27.0
2
0
0.0
0.2178
0.0062
42.0
1
0
0.0
0.3176
0.0831
50.0
6
3
0.50
0.3656
0.1840
55.0
3
1
0.333
0.3938
0.2582
65.0
6
0
0.0
0.4465
0.4523
80.0
1
1
1.0
0.5171
0.6992
90.0
4
3
0.75
0.5591
0.8189
160.0
3
3
1.0
0.7668
0.999
210.0
2
2
1.0
0.8521
1.0
280.0
1
1
1.0
0.9218
1.0
The estimated parameters are for the Exponential model [3] and for the Cumulative Dose model.
Dose-response curves based on the Exponential Model () and the Cumulative Dose model () compared to the experimental dataset for Poliovirus
type 1 (squares).
The estimated parameters are for the Exponential model [3] and for the Cumulative Dose model.The estimated parameters are for the Exponential model [3] and for the Cumulative Dose model.
Cryptosporidium
The cohort for the Cryptosporidium parvum study [18] was
35 healthy subjects (12 men and 17 women, age range between 20 and 45 years).
The strain was an isolate from a calf and the inoculums were orally administered
via capsules. Figure 5 and
Table 2 show the fit
alongside a fit to the Exponential model () according to [20].
Figure 5
Dose-response curves based on the Exponential Model () and the Cumulative Dose model () compared to the experimental dataset for
Cryptosporidium parvum (squares).
The estimated parameters are for the Exponential model [30] and for the Cumulative Dose model.
Table 2
Probability of infection from experimental data for
Cryptosporidium parvum () compared to the probability of infection predicted by
the Exponential model (EM) and the Cumulative Dose (CD) model.
Dose
No. of subjects
No. Infected
Fraction Infected
34
5
1
0.2
0.1273
0.0848
108
8
3
0.375
0.3511
0.3173
313
3
2
0.6667
0.7145
0.7421
504
6
5
0.8333
0.8671
0.9065
1129
2
2
1.0
0.9891
0.9972
11460
3
3
1.0
1.0
1.0
113900
1
1
1.0
1.0
1.0
1139000
1
1
1.0
1.0
1.0
The estimated parameters are for the Exponential model [30]
and for the Cumulative Dose model.
Dose-response curves based on the Exponential Model () and the Cumulative Dose model () compared to the experimental dataset for
Cryptosporidium parvum (squares).
The estimated parameters are for the Exponential model [30] and for the Cumulative Dose model.The estimated parameters are for the Exponential model [30]
and for the Cumulative Dose model.
Rotavirus
Finally, we tested the Cumulative Dose model against a dataset for Rotavirus
[19].The cohort for rotavirus was 62 adult males, 18 to 45 years old. The inoculation
was oral. Unlike the previous dose-response empirical datasets, neither the
Cumulative Dose model nor the Exponential model produce a good fit. The
Beta-Poisson model () was statistically a better fit than the Exponential model
[20].Both the Exponential and the Cumulative Dose model increase too rapidly in
relation to the probability of infection of 1; i.e. these models cannot maintain
a non-zero or non-one probability of infection for a dose range of several
orders of magnitude. Conversely, the Beta-Poisson model does not suffer from
this limitation since its convergence to 1 is slower, providing a wider range of
variance (Figure 6 and Table 3).
Figure 6
Dose-response curves based on the Exponential Model (), the Beta-Poisson model () and the Cumulative Dose model () compared to the experimental dataset for Rotavirus
(squares).
The estimated parameters are for the Exponential model, for the Beta-Poisson model [31] and for the Cumulative Dose model.
Table 3
Probability of infection from experimental data for Rotavirus () compared to the the Exponential, Beta-Poisson and
Cumulative Dose models.
Dose
No. of subjects
No. Infected
Fraction Infected
9×10−3
5
0
0.0
0.0009
0.0053
<0.001 (*)
9×10−2
7
0
0.0
0.009
0.0477
0.0053
9×10−1
7
1
0.1428
0.0861
0.2509
0.0740
9
11
8
0.7273
0.5934
0.5442
0.6175
9×101
7
6
0.8571
0.9999
0.7428
0.9999
9×102
8
7
0.875
1.0
0.8562
1.0
9×103
7
5
0.7143
1.0
0.9197
1.0
9×104
3
3
1.0
1.0
0.9551
1.0
The estimated parameters are for the Exponential model, for the Beta-Poisson model [31]
and for the Cumulative Dose model. (*) The
dose in the original trial was administered in concentrations, to
work with discrete pathogens as required by the Cumulative Dose
model, we assumed that the concentration of
9×10−2 is equivalent to 9
pathogens. As a consequence the concentration of
9×10−3 could not be tested since
it is a fraction of a pathogen. The probability of infection for a
single pathogen is 10−3. This assumption is
only required by the Cumulative Dose model.
Dose-response curves based on the Exponential Model (), the Beta-Poisson model () and the Cumulative Dose model () compared to the experimental dataset for Rotavirus
(squares).
The estimated parameters are for the Exponential model, for the Beta-Poisson model [31] and for the Cumulative Dose model.The estimated parameters are for the Exponential model, for the Beta-Poisson model [31]
and for the Cumulative Dose model. (*) The
dose in the original trial was administered in concentrations, to
work with discrete pathogens as required by the Cumulative Dose
model, we assumed that the concentration of
9×10−2 is equivalent to 9
pathogens. As a consequence the concentration of
9×10−3 could not be tested since
it is a fraction of a pathogen. The probability of infection for a
single pathogen is 10−3. This assumption is
only required by the Cumulative Dose model.A possible explanation of the poor fit of the Cumulative Dose model is the high
degree of acquired immunity to Rotavirus and the changing serotype profile
circulating within populations [23]. Unlike the polio virus study, the rotavirus
cohort consisting of adults (18–45 years old), is likely to have been
exposed multiple times to various rotavirus serotypes [24]. Such
heterogeneity in susceptibility flattens out dose response curves beyond what
can be captured by exponential dose response models or this Cumulative Dose
response model.
The Effect of Temporal Exposure Length
In the previous subsections we fixed temporal exposure length, , to 1 hour, and assume that this is the time corresponding to
the single shot inoculation, analogous to existing experimental dose-response
trials. In this section, we present simulations for a range of different
temporal exposure lengths, illustrating how longer times affect the dose
response curve. The model is set to the parameters that provided an optimal fit
for a temporal exposure length of .Figure 7 shows the
dose-response curves for Poliovirus type 1 for different lengths of exposure for
the estimated parameters used in Figure 4 to fit the experimental data for the condition
Te = 1.0: . As the exposure length increases, the probability of
infection decreases dramatically. Therefore, assuming that the unit of time is
one hour, and this is the equivalent for a dose that is administered in a single
shot, the probability of infection generated by the Cumulative Dose model for a
dose of of 90 pathogens administered in one hour is 0.82. If the dose
were administered not in one hour, but uniformly over ten hours the probability
of infection would be 0.18. If the dose were administered over fifty hours the
probability of infection would be reduced to 0.0001. To obtain the same
probability of infection for a ten hours inoculation period instead of one, we
would require a dose of 139 pathogens instead of 90.
Figure 7
Predicted effects of varying exposure times () when inoculated with Poliovirus type 1.
Parameters are defined as stated in Figure 4.
Predicted effects of varying exposure times () when inoculated with Poliovirus type 1.
Parameters are defined as stated in Figure 4.Because data on the impact of temporal patterns of inoculation are currently not
available, a model with dose-time dependence such as ours is not identifiable
[25]; i.e., the model can be fit to existing single
dose empirical data with many different parameters sets. For example, in Figure 8 we show model
simulation results for Cryptosporidium parvum for two different
parameter sets. Both parameters sets have a similar fit to the
Cryptosporidium parvum dataset when (mean square error using and is 3.5×10−3 and
9.7×10−3 respectively). For values of , however, the dose response relationships of the two parameter
sets diverge. Parameter set is much less sensitive to exposure time than due its slower dynamics. Using parameter set R, pathogens
proliferate faster, are being eliminated by each immune effector more quickly,
are recruiting fewer immune effectors, and are eliminating immune effectors at a
slower rate. On the other hand, using parameter set R, the natural rate of
turnover of immune effectors is more rapid. We cannot argue at this point which
is the most plausible configuration since identifiability cannot be resolved
without data from dosing trials for different exposure lengths.
Figure 8
Predicted effects of varying exposure times () when inoculated with Cryptosporidium
parvum.
The top graph comes from simulations using the parameter set defined in
Figure 5. The
bottom graph comes simulations using the parameter set .
Predicted effects of varying exposure times () when inoculated with Cryptosporidium
parvum.
The top graph comes from simulations using the parameter set defined in
Figure 5. The
bottom graph comes simulations using the parameter set .
The Effect of Dosing Patterns over the Exposure Window
In this section we relax the assumption that pathogens are inoculated at a fixed
rate. We allow variation both in dose magnitude and length of exposure time, in
order to capture a more realistic exposure scenario.The temporal pattern of inoculation of pathogens within a host depends both on
the behavior of the host and the contamination of the environment the host
interacts with. For instance, a susceptible host in a venue contaminated with
influenza will be exposed to pathogens from air and fomites. However, the
temporal patterns of exposure for these two modes of transmission are different.
The host is likely to receive a small dose with every breath when breathing
contaminated air. In fomite mediated transmission, however, the touching of a
mucous membrane with contaminated fingers, for example, is likely to transmit a
larger but less frequent dose.To illustrate this effect we devised an experiment where both the total
inoculated dose and the exposure time length are fixed. The only parameter that varies is the number of
inoculation events, , which ranges from 1 to the total dose . Consequently, once the number of inoculations events is
determined, the dose inoculated in each event is and the rate at which inoculation occur is .Figure 9 shows the results of
this experiment where the same parameter sets are used as in Figure 8. The pathogen is
Cryptosporidium parvum, and the same two different
parameters sets, S and R, are used to inform
the cumulative dose model. The total dose inoculated is set to and the temporal exposure length is set to
T = 120.0
hours.
Figure 9
Predicted effects of different temporal patterns of exposure when
inoculated with Cryptosporidium parvum.
The main figure displays the probability of infection as function of the
number of inoculation events. The line with circular markers comes from
simulation results using the parameter set defined in Figure 5, and the line
with square markers comes from simulation results using the parameter
set The insets below demonstrate three temporal patterns
for three different patterns of inoculation events:
A = 1,
B = 4 and
C = 50 events respectively. The solid
line represents one instance of the 5000 replicas used in the
experiment. The dashed line represents the average of dose inoculated
over time.
Predicted effects of different temporal patterns of exposure when
inoculated with Cryptosporidium parvum.
The main figure displays the probability of infection as function of the
number of inoculation events. The line with circular markers comes from
simulation results using the parameter set defined in Figure 5, and the line
with square markers comes from simulation results using the parameter
set The insets below demonstrate three temporal patterns
for three different patterns of inoculation events:
A = 1,
B = 4 and
C = 50 events respectively. The solid
line represents one instance of the 5000 replicas used in the
experiment. The dashed line represents the average of dose inoculated
over time.For both parameter sets S and R we observe the same behavior: infectivity
decreases as the frequency or number of inoculations events increases. The
temporal pattern more likely to be associated with fomite transmission (low
frequency and high dose, Figure
9.B) is more likely to produce infection than the patterns associated
with airborne transmission (high-frequency and low dose, Figure 9.C) .For parameter set R, the probability of infection if the dose is
inoculated with a single exposure (Figure 9.A) is 0.752. The same dose inoculated over 4 events, where
each event is one fourth of the total dose (Figure 9.B), reduces the probability of
infection to 0.443. In addition, if the dose is inoculated over 50 events (Figure 9.C) the probability
decreases to 0.111. For parameter set S, the reduction of the
infection probability is less pronounced: 0.740, 0.676 and 0.601 for 1, 4 and 50
inoculation events respectively.In previous sections we showed that longer temporal exposure lengths decrease
infectivity due to the action of the immune system. In this section, we show
that not only the duration of the exposure matters, but also the way in which
pathogens arrive within that interval can decrease infectivity. These results
suggest that risk assessments based on current dose-response data might be
over-estimating risk of infection. An important corollary is that risk of
infection for a given exposure dose may depend on the route of transmission
based on their differences in the pattern of exposure.
Discussion
We examined a dynamic mechanistic model where immune system effects generated dose
response dependence on the timing of doses. The specific aspects of our model that
generate these dose-timing effects are: 1) decreases in available immune effectors
because they are being eliminated as they kill pathogens; and 2) increases in
available immune effectors due to both pathogen dependent and independent
recruitment. An additional mechanism resulting in decreases in available immune
effectors that is not included in our model could be the time of immune effector
engagement with pathogens in the killing process. The dose-timing effects we
illustrate would be absent in a model where some effector like a T-cell
instantaneously kills pathogens or pathogen generating cells, where no killing
capacity is lost with each kill, and where effector dynamics are not otherwise
altered by encounters with pathogens. Any such model, however, is highly
unrealistic, and therefore we conclude that the dose-timing effects presented in our
model could be important and warrant further study.Dose-timing effects have implications for microbial risk assessment, for infection
transmission system modeling, and for the evolution of emerging pathogens.
Considering a microbial risk assessment example, the implications of our findings
suggest that exposure routes with different dose-timing dynamics could have
different risks and therefore result in different clean up protocols for
contamination events such as a norovirus outbreak or a Katrina-like disaster. Dose
timing could, therefore, affect decisions on which venues to close or what the total
dose that workers would be permitted to accrue during a cleanup operation.Considering modeling infection transmission, the standard approach is to define a
contact and a transmission probability per contact while the physical route of
transmission is ignored. Modeling the physical route of transmission is important
when it is necessary to specify how much transmission is taking place in particular
public venues and when specifying which control actions in these venues will reduce
transmission. When different routes have different temporal exposure patterns, we
demonstrate here that there is considerable potential for immune system effects to
alter the ratio by which airborne transmitted and hand-fomite transmitted pathogens
generate new infections. If we had data on infection risks under different
dose-timing patterns, we could say more precisely how much difference in risk there
might be from an airborne and a hand-fomite mediated pathogen. Unfortunately such
data is lacking.The evolution of emerging infection implications derive from the route of
transmission effects just discussed. When pathogens first jump species, they are
likely to encounter strong innate immune responses to which they must evolve some
escape strategy. That means very high transmission doses will be required to sustain
transmission and that low dose exposure over longer times such as occurs with
airborne transmission will be the most unlikely to be effective in transmitting
infection. But, as escape from innate immune responses evolves, the balance could
begin to favor airborne transmission which might be more effective in disseminating
infection.We do not have enough dose timing data for any infection to evaluate either the
microbial risk assessment implications, the infection transmission system
implications, or the emerging infection evolution implications. Any data providing
indications of the magnitude of dose-timing effects generated by any type of
immunity to any agent would provide an important first step that would at least
indicate what range of effects might be expected. Animal studies could compare the
risks associated with a single instantaneously delivered dose with the same dose
magnitude delivered over extended periods of time. Measurements of specific immune
effector dynamics, such as interferon gamma [26] would improve our
mechanistic understanding of a cumulative dose effect and indicate how to refine our
models for different animal/pathogen systems.The issue of dose-response trial design is crucial for advancing both quantitative
microbial risk assessment and analysis of population infection transmission systems.
Due to the absence of a prior theoretical framework, there has been no motivation to
conduct dosing trials that take multiple doses and multiple dosing times into
account. Now that the potential effects of dose timing have been demonstrated and
the practical significance of such measurements for microbial risk assessment and
transmission system analyses is more evident, we hope to see such experiments.
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