Literature DB >> 19139366

Surrogate consent for dementia research: a national survey of older Americans.

S Y H Kim1, H M Kim, K M Langa, J H T Karlawish, D S Knopman, P S Appelbaum.   

Abstract

BACKGROUND: Research in novel therapies for Alzheimer disease (AD) relies on persons with AD as research subjects. Because AD impairs decisional capacity, informed consent often must come from surrogates, usually close family members. But policies for surrogate consent for research remain unsettled after decades of debate.
METHODS: We designed a survey module for a random subsample (n = 1,515) of the 2006 wave of the Health and Retirement Study, a biennial survey of a nationally representative sample of Americans aged 51 and older. The participants answered questions regarding one of four randomly assigned surrogate-based research (SBR) scenarios: lumbar puncture study, drug randomized control study, vaccine study, and gene transfer study. Each participant answered three questions: whether our society should allow family surrogate consent, whether one would want to participate in the research, and whether one would allow one's surrogate some or complete leeway to override stated personal preferences.
RESULTS: Most respondents stated that our society should allow family surrogate consent for SBR (67.5% to 82.5%, depending on the scenario) and would themselves want to participate in SBR (57.4% to 79.7%). Most would also grant some or complete leeway to their surrogates (54.8% to 66.8%), but this was true mainly of those willing to participate. There was a trend toward lower willingness to participate in SBR among those from ethnic or racial minority groups.
CONCLUSIONS: Family surrogate consent-based dementia research is broadly supported by older Americans. Willingness to allow leeway to future surrogates needs to be studied further for its ethical significance for surrogate-based research policy.

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Mesh:

Year:  2009        PMID: 19139366      PMCID: PMC2663398          DOI: 10.1212/01.wnl.0000339039.18931.a2

Source DB:  PubMed          Journal:  Neurology        ISSN: 0028-3878            Impact factor:   9.910


  22 in total

1.  Assessing the competence of persons with Alzheimer's disease in providing informed consent for participation in research.

Authors:  S Y Kim; E D Caine; G W Currier; A Leibovici; J M Ryan
Journal:  Am J Psychiatry       Date:  2001-05       Impact factor: 18.112

2.  Impaired decision-making ability in subjects with Alzheimer's disease and willingness to participate in research.

Authors:  Scott Y H Kim; Christopher Cox; Eric D Caine
Journal:  Am J Psychiatry       Date:  2002-05       Impact factor: 18.112

Review 3.  Protecting subjects with decisional impairment in research: the need for a multifaceted approach.

Authors:  Henry J Silverman; John M Luce; Jack Schwartz
Journal:  Am J Respir Crit Care Med       Date:  2004-01-01       Impact factor: 21.405

4.  Informed consent for Alzheimer's disease clinical trials: a survey of clinical investigators.

Authors:  Jason H T Karlawish; David Knopman; Christopher M Clark; John C Morris; Daniel Marson; Peter J Whitehouse; Claudia H Kawas
Journal:  IRB       Date:  2002 Sep-Oct

5.  Subacute meningoencephalitis in a subset of patients with AD after Abeta42 immunization.

Authors:  J-M Orgogozo; S Gilman; J-F Dartigues; B Laurent; M Puel; L C Kirby; P Jouanny; B Dubois; L Eisner; S Flitman; B F Michel; M Boada; A Frank; C Hock
Journal:  Neurology       Date:  2003-07-08       Impact factor: 9.910

6.  Proxy consent to research: the legal landscape.

Authors:  Elyn R Saks; Laura B Dunn; Jessica Wimer; Michael Gonzales; Scott Kim
Journal:  Yale J Health Policy Law Ethics       Date:  2008

Review 7.  Increasing ethnic minority participation in Alzheimer disease research.

Authors:  Jason T Olin; Karen S Dagerman; Lauren S Fox; Beth Bowers; Lon S Schneider
Journal:  Alzheimer Dis Assoc Disord       Date:  2002       Impact factor: 2.703

Review 8.  Proxy and surrogate consent in geriatric neuropsychiatric research: update and recommendations.

Authors:  Scott Y H Kim; Paul S Appelbaum; Dilip V Jeste; Jason T Olin
Journal:  Am J Psychiatry       Date:  2004-05       Impact factor: 18.112

9.  Alzheimer disease in the US population: prevalence estimates using the 2000 census.

Authors:  Liesi E Hebert; Paul A Scherr; Julia L Bienias; David A Bennett; Denis A Evans
Journal:  Arch Neurol       Date:  2003-08

10.  How strictly do dialysis patients want their advance directives followed?

Authors:  A Sehgal; A Galbraith; M Chesney; P Schoenfeld; G Charles; B Lo
Journal:  JAMA       Date:  1992-01-01       Impact factor: 56.272

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  31 in total

1.  Acceptable Approaches to Enrolling Adults Who Cannot Consent in More Than Minimal Risk Research.

Authors:  Marion Danis; David Wendler; Scott Kim
Journal:  Am J Bioeth       Date:  2015       Impact factor: 11.229

2.  Do human subject safeguards matter to potential participants in psychiatric genetic research?

Authors:  Laura Weiss Roberts; Jane Paik Kim; Tenzin Tsungmey; Laura B Dunn
Journal:  J Psychiatr Res       Date:  2019-06-08       Impact factor: 4.791

3.  Deliberative assessment of surrogate consent in dementia research.

Authors:  Scott Y H Kim; Rebecca A Uhlmann; Paul S Appelbaum; David S Knopman; H Myra Kim; Laura Damschroder; Elizabeth Beattie; Laura Struble; Raymond De Vries
Journal:  Alzheimers Dement       Date:  2010-02-26       Impact factor: 21.566

Review 4.  The ethics of informed consent in Alzheimer disease research.

Authors:  Scott Y H Kim
Journal:  Nat Rev Neurol       Date:  2011-05-24       Impact factor: 42.937

5.  Is Safety in the Eye of the Beholder? Safeguards in Research With Adults With Intellectual Disability.

Authors:  Katherine E McDonald; Nicole E Conroy; Carolyn I Kim; Emily J LoBraico; Ellis M Prather; Robert S Olick
Journal:  J Empir Res Hum Res Ethics       Date:  2016-07-31       Impact factor: 1.742

Review 6.  Consent in impaired populations.

Authors:  Paul S Appelbaum
Journal:  Curr Neurol Neurosci Rep       Date:  2010-09       Impact factor: 5.081

7.  Why are spousal caregivers more prevalent than nonspousal caregivers as study partners in AD dementia clinical trials?

Authors:  Mark S Cary; Jonathan D Rubright; Joshua D Grill; Jason Karlawish
Journal:  Alzheimer Dis Assoc Disord       Date:  2015 Jan-Mar       Impact factor: 2.703

8.  Ethics in Psychiatric Research: A Review of 25 Years of NIH-funded Empirical Research Projects.

Authors:  James Dubois; Holly Bante; Whitney B Hadley
Journal:  AJOB Prim Res       Date:  2011-12-06

9.  Public's approach to surrogate consent for dementia research: cautious pragmatism.

Authors:  Raymond De Vries; Kerry A Ryan; Aimee Stanczyk; Paul S Appelbaum; Laura Damschroder; David S Knopman; Scott Y H Kim
Journal:  Am J Geriatr Psychiatry       Date:  2013-01-12       Impact factor: 4.105

10.  How are the interests of incapacitated research participants protected through legislation? An Italian study on legal agency for dementia patients.

Authors:  Sabina Gainotti; Susanna Fusari Imperatori; Stefania Spila-Alegiani; Laura Maggiore; Francesca Galeotti; Nicola Vanacore; Carlo Petrini; Roberto Raschetti; Claudio Mariani; Francesca Clerici
Journal:  PLoS One       Date:  2010-06-16       Impact factor: 3.240

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