Literature DB >> 15550202

Enhanced identification of postoperative infections among outpatients.

Andrew L Miner1, Kenneth E Sands, Deborah S Yokoe, John Freedman, Kristin Thompson, James M Livingston, Richard Platt.   

Abstract

We investigated using administrative claims data to identify surgical site infections (SSI) after breast surgery and cesarean section. Postoperative diagnosis codes, procedure codes, and pharmacy information were automatically scanned and used to identify claims suggestive of SSI ("indicators") among 426 (22%) of 1,943 breast procedures and 474 (10%) of 4,859 cesarean sections. For 104 breast procedures with indicators explained in available medical records, SSI were confirmed for 37%, and some infection criteria were present for another 27%. Among 204 cesarean sections, SSI were confirmed for 40%, and some criteria were met for 27%. The extrapolated infection rates of 2.8% for breast procedures and 3.1% for cesarean section were similar to those reported by the National Nosocomial Infection Surveillance program but differ in representing predominantly outpatient infections. Claims data may complement other data sources for identification of surgical site infections following breast surgery and cesarean section.

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Mesh:

Year:  2004        PMID: 15550202      PMCID: PMC3329046          DOI: 10.3201/eid1011.040784

Source DB:  PubMed          Journal:  Emerg Infect Dis        ISSN: 1080-6040            Impact factor:   6.883


The most commonly used methods for surgical site infection (SSI) surveillance are labor intensive, susceptible to variability, and relatively insensitive to SSI after hospital discharge (–). Automated diagnosis and treatment information created during routine healthcare delivery, if sufficiently accurate, could be used to improve SSI detection. Surveillance based on full-text electronic medical records has outperformed more widely used methods (,), but currently these records exist for a minority of procedures. Diagnosis, procedure, and pharmacy codes associated with insurance claims are widely available but provide less detailed information. Nevertheless, claims data after coronary artery bypass grafting (CABG) identified 45% more SSI than did traditional surveillance (). Claims data also allowed comparison of infection rates between hospitals (). We investigated the utility of claims data after breast surgery and cesarean section for infection surveillance; these procedures are among the most commonly performed. Assessing different procedure types is important because differences in the duration of hospitalization, inpatient management, postdischarge care, and practices in billing and reimbursement that underlie claims data may vary substantially among different types of procedures.

Methods

Breast Surgery

Automated Data

The study population was drawn from three different administrative claims systems within Harvard Pilgrim Health Care from July 1997 through February 1999 and one system of Tufts Health Plan from January 1996 through February 1999. All members had benefits that would be expected to generate inpatient and outpatient diagnosis and procedure claims; 90% of members also had pharmacy benefits (unpub. data). Breast procedures were identified by International Classification of Diseases 9th Revision Clinical Modification (ICD-9-CM) or Current Procedural Terminology (CPT) procedure codes (Appendix 1). Breast surgeries were divided into the following four categories on the basis of expected infection risk: 1) limited procedures, including reduction mammoplasty, mastopexy without implant, and mastectomy without axillary dissection or reconstruction; 2) procedures that involve implants; 3) mastectomy with axillary dissection; and 4) procedures that include reconstruction. Breast biopsies and local excisions were not studied. The unit of analysis was procedure, and members could contribute more than one. However, procedures were excluded if another qualifying breast surgery occurred during the preceding or subsequent 60 days. We searched claims and pharmacy data during the 60 days after surgery for previously published diagnosis codes, procedure codes, and antimicrobial agent dispensing suggestive of infection (). Six categories of "SSI indicators" included diagnosis codes associated with inpatient, emergency department and outpatient settings, procedure codes for wound care in any setting, procedure codes for wound culture in any setting, and antimicrobial agents. The data available about antimicrobial drugs were limited to the outpatient setting. We then applied an algorithm that estimated the probability of infection on the basis of the presence or absence of SSI indicators in the six categories (,). The probability is derived from a logistic regression equation that assigns weights for each of the SSI indicator types for the individual patient. This probability could range from 0.006 for procedures with no SSI indicators to 0.998 for procedures with indicators of all six types.

Record Review

We reviewed records from all procedures with a predicted probability of infection >0.03. These constituted 96% of procedures with any SSI indicator. We obtained records from as many of the following as could be identified: the surgeon who billed for the initial procedure, the patient's primary care provider at the time of surgery, and full-text electronic ambulatory records (one claims system). For procedures with an indicator from a hospital or emergency department, we also contacted the institution that submitted the first such claim. From outpatient providers, we requested all notes during the 60 days after surgery, and from hospitals and emergency departments, we requested a discharge summary or progress notes. Initial requests were mailed, and providers who did not respond were telephoned 3–6 weeks later. Full-text medical records were reviewed in two stages. A primary reviewer recorded the signs and symptoms during the 60 days after surgery that make up the National Nosocomial Infection Surveillance (NNIS) system definitions for SSI (). If any signs or symptoms were found, an infectious disease physician experienced in clinical research performed a secondary review and classified the record as follows: 1) no signs or symptoms present, 2) some signs or symptoms of infection present without meeting the full NNIS definition, or 3) NNIS definition satisfied. The secondary reviewer also recorded the depth of SSI, if evident in the medical record. Discrepancies between primary and secondary reviews were resolved by two reviewers. The primary reviewer also determined whether or not the received records were adequate for inclusion in further analysis. Outpatient records were considered adequate if the record had notes for the 6 weeks after surgery, regardless of whether they contained specific reference to postoperative care or provided any explanation for the indicator that prompted the review. Hospital records were considered adequate if they contained notes from the identified admission or emergency department visit.

Completeness of Data

We compared the number of ambulatory claims, diagnoses associated with these claims, prescriptions before and after delivery, each SSI indicator type, and SSI confirmation rate among the four claims systems for each 6-month interval. The overall rate of SSI indicators and the confirmation rate for adequate records were not different. Small, but statistically significant, differences were noted among claims systems in patient age and the number of diagnoses on days with ambulatory claims. In one claim system, procedure codes for wound care were found after 5% of surgeries. This indicator type was associated with <1% of surgeries in the other three claims systems. The rates of procedure codes for wound culture and inpatient diagnosis codes were slightly different. A 10% drop over time occurred in the number of procedures with ambulatory claims in two systems, but this drop was not associated with a change in the rate of ambulatory diagnosis SSI indicators.

Analysis

We used the χ2 test to compare categorical values and the Kruskal-Wallis tests for continuous variables. Analyses were performed with SAS (SAS, Cary, NC) for Unix version 8.2. We extrapolated the full SSI rate by multiplying the rate of confirmed infection among adequate charts by the proportion of procedures with a predicted probability of infection >0.03. We were prepared to compare infection rates among hospitals, but too few had a sufficiently high volume.

Cesarean Section

This study population comprised patients with ICD-9-CM procedure codes for cesarean section (Appendix 1) and was limited to the three administrative claims systems at Harvard Pilgrim. Additional exclusion criteria were age <16 years or >50 years and sex recorded as male. Records were searched for 30 days postoperatively rather than 60 days, and the SSI indicator list for cesarean section differed from that for breast procedures (Appendix 2). These codes were chosen to identify SSI, including endometritis but not mastitis or urinary tract infection. We ignored SSI indicators associated with procedures having a diagnosis code suggestive of mastitis (mastitis indicators) (Appendix 3). We obtained records for procedures with an SSI or mastitis indicator, as described for breast procedures. For cesarean sections we requested records from all of the following that were applicable and available through claims: any obstetricians who performed the cesarean section, submitted the first outpatient claim with an SSI indicator, or was associated with most prenatal visits; the first hospital or emergency room that generated an SSI indicator; and full-text electronic ambulatory records (one claims system). Of received charts, the greatest portion (44%) came from the delivering obstetrician. In addition to identifying SSI, the primary and secondary reviewers also assessed the presence of endometritis and mastitis by using the NNIS definitions (). Only events occurring during the first 30 postoperative days were considered. Reliability between raters was assessed for the primary review (κ = 0.86 for identification of any sign or symptom, κ = 0.62 for identifying adequate charts). We performed the same comparisons among claims systems for each 6-month period as was done for breast procedures. Differences occurred in patient age, number of prescriptions before and after surgery, and days with ambulatory claims. The differences in SSI indicators were less pronounced than those noted for breast procedures. The 10% decrease in ambulatory care claims over time was found for cesarean sections as well.

Analysis

In addition to the analyses described for breast procedures, we compared SSI rates among institutions with >150 procedures. We used logistic regression analysis to compare the proportions of cesarean sections with an SSI indicator at each hospital, adjusting for age (tertiles), secular trend (6-month intervals), and claims system. An interaction term "system*hospital" was tested to determine whether including data from multiple claims systems was appropriate when comparing hospitals' rates of SSI indicators.

Results

A total of 1,943 breast procedures were eligible (86% of all procedures identified). Most procedures had associated postoperative prescribing and ambulatory claims (Table 1). The most common SSI indicators were antimicrobial drug dispensing and ambulatory diagnosis codes; 22% of procedures had at least one indicator.
Table 1

Breast surgeries and cesarean sections identifiable from claims dataa

CharacteristicsBreast proceduresCesarean section
No. of procedures1,9434,859
Median patient age in y (interquartile range)48 (39–55)32 (28–35)
% with prescriptions within 30 days after surgery6261
% with prescriptions in the 6 months before surgery6623
Postoperative days w/ambulatory claimsb6 (2–11)1 (0–2)
Diagnoses on days w/ambulatory claimsb3 (2–4)1 (1–2)
SSI indicator categoriesc
Inpatient diagnosis (%)30 (1.5)63 (1.3)
Principally outpatient indicators (%)
Ambulatory setting diagnosis (excludes ED)173 (8.9)112 (2.3)
Antimicrobial drugs in ambulatory setting279 (14)277 (5.7)
Wound culture20 (1.0)124 (2.6)
Wound care33 (1.7)11 (0.2)
Emergency department diagnosis25 (1.3)25 (0.5)
Any SSI indicator (%)426 (22)474 (10)

aSSI, surgical site infection, ED, emergency department.
bPostoperative days 0–60 for breast surgeries, 0–30 for cesarean section.
cNumber of procedures (percent of total) with at least one SSI indicator of the listed type in the 60 days (breast procedures) or 30 days (cesarean sections) after surgery.

aSSI, surgical site infection, ED, emergency department.
bPostoperative days 0–60 for breast surgeries, 0–30 for cesarean section.
cNumber of procedures (percent of total) with at least one SSI indicator of the listed type in the 60 days (breast procedures) or 30 days (cesarean sections) after surgery. We requested records for 395 procedures (96% of those with an indicator) and received adequate documentation for 209 (53%) (Table 2). An infection was confirmed by NNIS criteria for 38 (18%); 28 (13%) had signs or symptoms that suggested infection without meeting the criteria. Among the 104 with records that included an explanation for the SSI indicator, 37% had a confirmed SSI, and 27% had signs or symptoms. Twenty (53%) confirmed infections were superficial; 12 (32%) were deep or in an organ space, and the depth could not be determined for 6 infections. Other infections or noninfectious causes explained the infection indicator for a minority of procedures, but in 50% of cases, neither the indicator nor a likely cause was mentioned.
Table 2

Results of medical record reviewa

CharacteristicBreast (%)Cesarean (%)
Procedures with possible SSIb410 (21)474 (10)
Requested 1 or more records (% of those with possible SSI)c395 (96)443 (93)
Records received (% of requested)295 (75)342 (77)
Adequate record received (% of requested)209 (53)255 (58)
No. among adequate records (% of adequate records)d
Confirmed SSI38 (18)82 (32)
Some signs and symptoms of SSI, does not meet criteria28 (13)56 (22)
No evidence of SSI
Another infection found, responsible for indicator9 (4)38 (15)
SSI indicator explained, not caused by infection29 (14)28 (11)
SSI indicator could not be explained105 (50)51 (20)

aSSI, surgical site infection.
bFor breast procedures, those with possible SSI are procedures with predicted probability of infection >0.03. For cesarean section, procedures with possible SSI are those with any SSI indicator and no mastitis indicators.
cCommon reasons for not requesting records were the following: member's information restricted, no provider could be identified from claims, or no current contact information could be obtained for a provider.
dBreast procedure outcomes based on 60 postoperative days; cesarean section outcomes based on 30 postoperative days.

aSSI, surgical site infection.
bFor breast procedures, those with possible SSI are procedures with predicted probability of infection >0.03. For cesarean section, procedures with possible SSI are those with any SSI indicator and no mastitis indicators.
cCommon reasons for not requesting records were the following: member's information restricted, no provider could be identified from claims, or no current contact information could be obtained for a provider.
dBreast procedure outcomes based on 60 postoperative days; cesarean section outcomes based on 30 postoperative days. Of the 38 infections we identified, 28 (74%) were identified during the first 30 days, which yielded an extrapolated infection rate based on NNIS (30-day) criteria of 2.8%. SSI indicators were found during a hospital admission for 40 (2.1%) of the 1,943 procedures, and SSI was confirmed for 20%, which yielded an inpatient extrapolated SSI rate of 0.4%. The similarly calculated outpatient SSI rate was 2.4%. Over the full 60 days reviewed, the infection rate was 3.8%. The confirmation rate for patients with SSI indicators increased with the predicted probability of infection (Figure 1A), from 13% for those with a predicted probability <0.1 (76% of procedures with indicators) to 37% (13/35) for procedures with predicted probabilities of 0.4 to 0.5, and 50% for the 10 procedures with a predicted probability >0.8.
Figure 1

Infectious outcomes by predicted probability of surgical site infections (SSI) calculated from SSI indicators for A) breast procedures and B) cesarean sections. Shown are all procedures with adequate documentation, which excludes 80%–90% of procedures with no SSI indicator and predicted probability of infection at baseline, 0.006. Predicted probability of infection is based on the categories of SSI indicators found in claims and pharmacy records. The infectious outcomes for breast procedures are based on postoperative days 0–60; cesarean section outcomes are from days 0–30.

Infectious outcomes by predicted probability of surgical site infections (SSI) calculated from SSI indicators for A) breast procedures and B) cesarean sections. Shown are all procedures with adequate documentation, which excludes 80%–90% of procedures with no SSI indicator and predicted probability of infection at baseline, 0.006. Predicted probability of infection is based on the categories of SSI indicators found in claims and pharmacy records. The infectious outcomes for breast procedures are based on postoperative days 0–60; cesarean section outcomes are from days 0–30. Among the four types of breast surgery, the occurrence of infection indicators ranged from 16% among limited procedures to 50% among procedures with reconstruction (Figure 2). The infection indicator type most responsible for this difference was antimicrobial agents, which were found after 41% of procedures with reconstruction but only 9% of limited procedures. The extrapolated 60-day infection rates among the four surgery types was 2.2% for limited procedures, 2.5% among procedures with implants, 5.2% among surgeries involving axillary dissection, and 5.5% among surgeries with reconstruction. Not enough hospitals had >100 procedures to allow comparisons.
Figure 2

Infectious outcomes among four categories of breast procedure. Each bar represents all procedures with predicted probability of infection >0.03. Shown are 60-day outcomes extrapolated from the rates among procedures with adequate records. p, predicted probability of infection; SSI, surgical site infection; limited, reduction mammoplasty, mastopexy without implant, and mastectomy without axillary dissection or reconstruction; implant, breast procedures with an implant; axillary, breast procedures with axillary dissection; reconstruction, breast procedures with reconstruction.

Infectious outcomes among four categories of breast procedure. Each bar represents all procedures with predicted probability of infection >0.03. Shown are 60-day outcomes extrapolated from the rates among procedures with adequate records. p, predicted probability of infection; SSI, surgical site infection; limited, reduction mammoplasty, mastopexy without implant, and mastectomy without axillary dissection or reconstruction; implant, breast procedures with an implant; axillary, breast procedures with axillary dissection; reconstruction, breast procedures with reconstruction. A total of 4,859 (98% of those identified) cesarean sections were eligible. Antimicrobial drug prescribing was the most common SSI indicator, and 10% of deliveries had an indicator of some type (Table 1). One or more requests could be made for 443 (93%) cesarean sections, and adequate records were received for 255 (58%) (Table 2). SSI were confirmed more often than for breast procedures: 82 deliveries (32% of those with adequate records) had a confirmed SSI, and another 56 (22%) had signs or symptoms. Among the 204 with records that included an explanation for the SSI indicator, 40% had a confirmed SSI, and 27% had signs or symptoms. Among confirmed SSI, 45% were superficial incisional, 6% were deep incisional, 24% were endometritis, and depth could not be determined for 24%. The extrapolated inpatient infection rate of 0.6% and the outpatient rate of 2.5% combine for an overall 3.1% 30-day SSI rate. The distribution of predicted probability of infection among procedures with SSI indicators differed from that for breast procedures in having two discrete peaks (Figure 1B). Among the 73% of adequately documented procedures with predicted probability <0.4, the SSI confirmation rate was 28%. Above predicted probability 0.6 the confirmation rate was 44% (30/68). Seven hospitals performed 150 or more cesarean sections. The proportion of each hospital's cesarean sections with an SSI indicator was 7.2%–14.8%, with confirmation rates that extrapolated to overall SSI rates of 1.6% to 6.7% (Figure 3). The hospitals' overall rates of confirmed SSI or signs and symptoms of SSI correlated with their rates of SSI indicators (p = 0.03). Three hospitals had an SSI indicator rate that was significantly greater than that of the hospital with the lowest SSI rate (hospital A in Figure 3), after adjusting for patients' age, claims system, and 6-month interval. We found no evidence of significant differences between claims systems in ranking hospitals.
Figure 3

Hospital-specific infectious outcomes among cesarean sections with surgical site infection (SSI) indicators. Each bar represents all deliveries with potential SSI (n = 10–50), with outcomes extrapolated from those for whom adequate records were returned. Below each bar is the odds ratio (95% confidence interval) for a delivery having an SSI indicator at each hospital, adjusted for age, claims system, and 6-month interval. Hospital A (reference), hospital B (OR 1.2 [95% CI 0.7–2.1]), hospital C (OR 1.7 [95% CI 1.0–2.9]), hospital D (OR 1.8 [95% CI 1.1–2.9]), hospital E (OR 1.7 [95% CI 1.0–2.8], hospital F (OR 1.7 [95% CI 0.9–3.1], hospital G (OR 2.3 [95% CI 1.3–4.0). NNIS, National Nosocomial Infections Surveillance; CI, confidence interval.

Hospital-specific infectious outcomes among cesarean sections with surgical site infection (SSI) indicators. Each bar represents all deliveries with potential SSI (n = 10–50), with outcomes extrapolated from those for whom adequate records were returned. Below each bar is the odds ratio (95% confidence interval) for a delivery having an SSI indicator at each hospital, adjusted for age, claims system, and 6-month interval. Hospital A (reference), hospital B (OR 1.2 [95% CI 0.7–2.1]), hospital C (OR 1.7 [95% CI 1.0–2.9]), hospital D (OR 1.8 [95% CI 1.1–2.9]), hospital E (OR 1.7 [95% CI 1.0–2.8], hospital F (OR 1.7 [95% CI 0.9–3.1], hospital G (OR 2.3 [95% CI 1.3–4.0). NNIS, National Nosocomial Infections Surveillance; CI, confidence interval. Mastitis indicators were found after 22 deliveries, 15 of which also had an SSI indicator that would have identified them as "potential SSI" had they not been specifically excluded. Among the 14 for which an adequate record was obtained, 6 (43%) cases met the NNIS criteria for mastitis, and 5 (36%) had signs or symptoms of mastitis. None had a confirmed SSI.

Discussion

These findings support the major conclusion of earlier work with CABG procedures (): claims data may be a useful adjunct to conventional surveillance for SSI. The strength of the claims data for breast procedures and cesarean delivery was in identifying SSI treated in the ambulatory setting, with >80% identified solely through ambulatory claims. In contrast, only 16% of SSI identified by NNIS occurred in the ambulatory setting (). We believe claims data did not identify many of the SSI that occurred among inpatients because our overall extrapolated SSI rates were approximately equal to the rates published by NNIS during the period of this study. For breast procedures, the NNIS rate during the decade that included our study period was 2.1% (), compared to our extrapolated rate of 2.8%. We note that the NNIS definition of breast procedure includes four less extensive procedures, including open biopsy and lumpectomy, that we did not study (). For cesarean section, the 3.1% overall SSI rate identified by claims was almost identical to the 3.2% identified by NNIS for essentially the same procedures (,). The finding that claims data were apparently more useful for identifying postdischarge SSI than inpatient SSI is a contrast to our finding in CABG procedures, that claims data appeared to identify SSI occurring in both inpatient and outpatient settings. The relative performance of claims data and routine inpatient surveillance would best be addressed by comparing results in the same institutions during comparable periods. The overall rates at which SSI indicators identified true SSI were comparable to those we previously described for CABG procedures (), if one applies the same criteria, considering only records that provided some explanation of the claims-based indicator (proportion with confirmed SSI or signs and symptoms: 63% for breast surgery, 68% for cesarean sections, 66% for CABG). The proportions of breast surgery and cesarean section patients whose records fully satisfied criteria for SSI were somewhat lower (37% and 40%) than was the case for our CABG population, for whom 53% of procedures with any indicator had a confirmed SSI (). We believe these findings represent minimum estimates of the predictive value of the SSI indicators and of the extrapolated infection rates because many of the medical records we received did not identify the reason for the claim that yielded the SSI indicator or because the description of an abnormal surgical site contained too little detail to confirm an infection that may have been present. For CABG, the lower rates of procedures with signs and symptoms that did not fulfill all SSI criteria may have been attributable to more thorough documentation in the ambulatory medical records after CABG procedures. The frequent dispensing of antistaphylococcal antimicrobial agents during the month after discharge, especially after 14% of breast procedures, bears consideration beyond its effect on lowering the predictive value of this SSI indicator. Much of this dispensing may have been for extended perioperative prophylaxis, a practice at variance with the Joint Commission for Accreditation of Healthcare Organizations' recent guideline limiting postoperative antimicrobial prophylaxis to a single day (). As noted above, some of these antimicrobial courses may have been prescribed as treatment for diagnosed bacterial infections for which the documentation did not satisfy NNIS criteria or for presumed bacterial infections. Some courses may have been a prophylaxis regimen that would be considered inappropriate by current standards. Whatever the reasons, additional attention to postoperative antimicrobial drug use will be worthwhile, since if this use continues to be common, it may represent a large amount of currently undocumented illness or inappropriate antimicrobial drug use. The predictive value of SSI indicators after cesarean section was reduced by the relatively common occurrence of infections at sites other than the surgical incision. Thus, these indicators may be useful in detecting postoperative infectious illness other than SSI. Also, for both breast procedures and cesarean sections, and in contrast to our experience with CABG procedures, the patients with an SSI indicator could be partitioned into groups with higher or lower likelihood of confirmed SSI. We have no direct information about the status of approximately one quarter of patients with SSI indicators for whom no medical records could be obtained. Although we did not collect information systematically about missing records, most were likely missing for reasons unrelated to their clinical status, e.g., because the clinicians could not be contacted, the patients' records were no longer available, or because of the refusals of some institutions to provide records. While these missing patients may have had higher infection rates than the ones whose records we were able to review, we observed no important difference in the extrapolated infection rates between patients in one of the systems for which we obtained all requested ambulatory records because it used an electronic medical record system. These results affirm the ability to combine data from multiple systems, which may be necessary to obtain enough information to estimate hospital-specific rates. The claims data for breast procedures from two health plans and the three administrative systems within one of those organizations were comparable in the proportion of procedures with most of the types of SSI indicators and in the rate at which identified procedures were confirmed to have an SSI. The higher rate of procedure codes for wound care in one data system probably represented a difference in coding practice or data structure. Claims systems do not need identical SSI indicator rates or confirmation rates for their data to be pooled, as long as this difference is controlled for when making other comparisons. Understanding whether a particular claims system is suitable for surveillance is important. For instance, if surgeons are paid a fixed price for a procedure and all postoperative care, then the claims are unlikely to provide indicators for ambulatory care. Similarly, antimicrobial indicators are much less meaningful if patients do not have a drug benefit or if the claims are "carved out," i.e., paid by another organization. Finally, for all data systems, routine checks should be performed for completeness, consistency, and accuracy of the data. These claims-based indicators are not synonymous with infection and should not be used by themselves to categorize hospitals or practice groups as having high rates of complications. Instead, if additional evaluation supports the usefulness of claims data for this purpose, then these data might be used to identify a limited number of hospitals that merit additional follow-up to determine whether their rates of SSI are unusually high. The three hospitals with higher rates of SSI indicators after cesarean section included the two with the highest extrapolated confirmed SSI rates, which suggests that focusing resources on understanding whether any of these three hospitals had increased rates because of remediable factors may have been effective. Valid reasons may exist for institutions' confirmed SSI rates to differ; for instance case-mix might differ. Additionally, any investigation of a specific hospital's indicator rate should begin by determining whether these elevated rates result from differences in the way claims for its patients are prepared or processed. Widely available claims data, like those used here, may form the basis of an efficient system for identifying patients with increased likelihood of having had an SSI after breast surgery and cesarean section, as has been reported for CABG. If these results are confirmed, then assessing claims may be a useful adjunct to other forms of surveillance and might replace other methods for postdischarge surveillance.

Appendix 1

ICD-9-CM and CPT procedure codes used to identify surgeries of interest

Breast Surgeries

ICD-9-CM procedure codes

85.23 Subtotal mastectomy 85.31 Unilateral reduction mammoplasty 85.32 Bilateral reduction mammoplasty 85.34 Other unilateral subcutaneous mammectomy 85.36 Other bilateral subcutaneous mammectomy 85.4 Mastectomy 85.41 Unilateral simple mastectomy 85.42 Bilateral simple mastectomy 85.45 Unilateral radical mastectomy 85.46 Bilateral radical mastectomy 85.50 Augmentation mammoplasty, not otherwise specified 85.6 Mastopexy

CPT procedure codes

19140 Mastectomy for gynecomastia 19160 Mastectomy, partial 19180 Mastectomy, simple 19182 Mastectomy, subcutaneous 19316 Mastopexy 19318 Reduction mammaplasty 19324 Mammaplasty augmentation, without prosthetic implant 85.33 Unilateral subcutaneous mammectomy with synchronous implant 85.35 Bilateral subcutaneous mammectomy with synchronous implant 85.53 Unilateral breast implant 85.54 Bilateral breast implant 19325 Mammaplasty, augmentation, with prosthetic implant 19340 Immediate insertion of breast prosthesis following mastopexy or mastectomy 19342 Delay insertion of breast prosthesis following mastopexy or mastectomy 19370 Open periprosthetic capsulotomy breast 19371 Periprosthetic capsulectomy breast

Category 3: Procedures that involve axillary dissection

ICD-9-CM procedure codes 85.43 Unilateral extended simple mastectomy 85.44 Bilateral extended simple mastectomy 85.47 Unilateral extended radical mastectomy 85.48 Bilateral extended radical mastectomy 19162 Mastectomy partial, with axillary lymphadenectomy 19200 Mastectomy, radical, including pectoral muscles and axillary lymph nodes 19220 Mastectomy, radical, including pectoral muscles, and axillary and internal mammary lymph nodes 19240 Mastectomy, modified radical, including axillary lymph nodes, with or without pectoralis minor muscle, but excluding pectoralis major muscle 85.7 Total reconstruction of breast 19357 Breast reconstruction, immediate or delayed, with tissue expander, including subsequent expansion 19361 Breast reconstruction with latissimus dorsi flap, with or without prosthetic implant 19364 Breast reconstruction with free flap 19366 Breast reconstruction with other technique 19367 Breast reconstruction with transverse rectus abdominis myocutaneous flap (TRAM), single pedicle, including closure of donor site 19369 Breast reconstruction with transverse rectus abdominis myocutaneous flap (TRAM), double pedicle, including closure of donor site 74.0 Classical cesarean section 74.1 Low cervical cesarean section 74.2 Extraperitoneal cesarean section 74.4 Cesarean section of other specified type 74.9 Cesarean section of unspecified type 74.99 Other cesarean section of unspecified type

Appendix 2

Diagnosis codes, procedure codes, and antibiotics that constitute SSI indicators for Cesarean section

ICD-9-CM Diagnosis codes (used in hospital, emergency department, or outpatient settings)

038 Septicemia 038.0 Streptococcal septicemia 038.1 Staphylococcal septicemia 038.10 Unspecified staphylococcal septicemia 038.11 Staphylococcus aureus septicemia 038.19 Other staphylococcal septicemia 038.3 Septicemia due to anaerobes 038.4 Septicemia due to other gram-negative organisms 038.40 Septicemia due to unspecified gram-negative organism 038.42 Septicemia due to Escherichia coli (E. coli) 038.43 Septicemia due to pseudomonas 038.44 Septicemia due to serratia 038.49 Other septicemia due to gram-negative organism 038.8 Other specified septicemia 038.9 Unspecified septicemia 040.0 Gas gangrene 040.8 Other specified bacterial diseases 040.82 Toxic shock syndrome 040.89 Other specified bacterial diseases 041 Bacterial infection in conditions classified elsewhere and of unspecified site 041.0 Streptococcus infection in conditions classified elsewhere and of unspecified site 041.00 Unspecified streptococcus infection in conditions classified elsewhere and of unspecified site 041.01 Streptococcus infection in conditions classified elsewhere and of unspecified site, group A 041.03 Streptococcus infection in conditions classified elsewhere and of unspecified site, group C 041.04 Streptococcus infection in conditions classified elsewhere and of unspecified site, group D 041.05 Streptococcus infection in conditions classified elsewhere and of unspecified site, group G 041.09 Other streptococcus infection in conditions classified elsewhere and of unspecified site 041.1 Staphylococcus 041.10 Staphylococcus, unspecified 041.11 Staphylococcus aureus 041.19 Other Staphylococcus 041.3 Friedlander's bacillus infection in conditions classified elsewhere and of unspecified site 041.4 Escherichia coli (E. coli) infection in conditions classified elsewhere, unspecified site 041.6 Proteus (mirabilis) (morganii) infection, classified elsewhere and of unspecified site 041.7 Pseudomonas infection in conditions classified elsewhere and of unspecified site 041.8 Other specified bacterial infections in conditions classified elsewhere and of unspecified site 041.82 Bacillus fragilis infection in conditions classified elsewhere and of unspecified site 041.83 Clostridium perfringens infection in conditions classified elsewhere and of unspecified site 041.84 Infection due to other anaerobes in conditions classified elsewhere and of unspecified site 041.85 Infection due to other gram-negatives, conditions classified elsewhere and of unspecified site 041.89 Infection due to other specified bacteria in conditions classified elsewhere, unspecified site 041.9 Bacterial infection, unspecified, in conditions classified elsewhere and of unspecified site 614.0 Acute salpingitis and oophoritis 614.2 Salpingitis and oophoritis not specified as acute, subacute, or chronic 614.3 Acute parametritis and pelvic cellulitis 614.5 Acute or unspecified pelvic peritonitis, female 614.9 Unspecified inflammatory disease of female pelvic organs and tissues 615 Inflammatory diseases of uterus, except cervix 615.0 Acute inflammatory disease of uterus, except cervix 615.9 Unspecified inflammatory disease of uterus 670 Major puerperal infection 670.0 Major puerperal infection 670.00 Major puerperal infection, unspecified as to episode of care 670.02 Major puerperal infection, delivered, with mention of postpartum complication 670.04 Major puerperal infection, postpartum 672 Pyrexia of unknown origin during the puerperium 672.0 Pyrexia of unknown origin during the puerperium 672.00 Puerperal pyrexia of unknown origin, unspecified as to episode of care 672.02 Puerperal pyrexia of unknown origin, delivered, with mention of postpartum complication 672.04 Puerperal pyrexia of unknown origin, postpartum 673.3 Obstetrical pyemic and septic embolism 673.30 Obstetrical pyemic and septic embolism, unspecified as to episode of care 673.31 Obstetrical pyemic and septic embolism, with delivery, with or without mention of antepartum condition 673.32 Obstetrical pyemic and septic embolism, with delivery, with mention of postpartum complicaton 673.33 Obstetrical pyemic and septic embolism, antepartum 673.34 Obstetrical pyemic and septic embolism, postpartum 682 Other cellulitis and abcess 682.2 Cellulitis and abscess of trunk 682.5 Cellulitis and abscess of buttock 686 Other local infection of skin and subcutaneous tissue 686.8 Other specified local infections of skin and subcutaneous tissue 686.9 Unspecified local infection of skin and subcutaneous tissue 780.6 Fever of unknown origin 790.7 Bacteremia 996.6 Infection and inflammatory reaction due to internal prosthetic device, implant, and graft 996.60 Infection and inflammatory reaction due to unspecified device, implant, and graft 996.62 Infection and inflammatory reaction due to other vascular device, implant, and graft 996.69 Infection and inflammatory reaction due to other internal prosthetic device, implant, and graft 998.5 Postoperative infection, not elsewhere classified 998.51 Infected postoperative seroma 998.59 Other postoperative infection

Wound culture codes (outpatient setting)

ICD-9-CM

90.5# - Microscopic examination of blood 1 bacterial smear 2 culture 3 culture and sensitivity

Current Procedural Terminology (CPT)

87040 Culture bacterial; blood with isolation and presumptive identification of isolates 87070 Culture bacterial; any source except urine, blood or stool, with isolation and presumptive identification of isolates 87071 Culture bacterial; quantitative, aerobic with isolation and presumptive identification of isolates, any source except urine, blood or stool 87072 Culture bacterial; any source by kit with isolation and identification 87073 Culture bacterial; quantitative, anaerobic with isolation and presumptive identification of isolates, any source except urine, blood, or stool 87075 Culture bacterial; any source, anaerobic and presumptive identification of isolates 87076 Culture bacterial; anaerobic isolate additional methods required for definitive identification, each isolate 87077 Culture bacterial; aerobic isolate additional methods required for definitive identification, each isolate 87081 Culture, presumptive, pathogenic organisms, screening only 87082 Culture of specimen by kit 87083 Culture of specimen by kit 87084 Culture, presumptive, pathogenic organisms, screening only; with colony estimation from density chart 87085 Culture, bacterial; quantitative colony count, urine

Wound Care Codes

86.01 Aspiration of skin and subcutaneous tissue (abscess, hematoma, or seroma) 86.04 Other incision with drainage of skin and subcutaneous tissue 86.22 Excisional debridement of wound, infection, or burn

CPT

10060 Incision and drainage of abscess; simple or single 10061 Incision and drainage of abscess; complicated or multiple 10160 Puncture aspiration of abscess, hematoma, bulla, or cyst 10180 Incision and drainage, complex, postoperative wound infection 11000 Debridement of extensive eczematous or infected skin; up to 10% of body surface 11001 Debridement of extensive eczematous or infected skin; additional 10% of body surface

Antibiotics

Amoxicillin Amoxicillin/Clavulanate Ampicillin Cefaclor Cefadroxil Cefixime Cefprozil Cefuroxime Cephalexin Cephradine Ciprofloxacin Clindamycin Dicloxacillin Doxycycline Levofloxacin Metronidazol Minocycline Ofloxacin Oxacillin Penicillin VK Vancomycin

Appendix 3

Diagnosis codes that constitute mastitis indicators for cesarean section

675 Infection of the breast and nipple associated with childbirth 675.0 Infection of nipple associated with childbirth 675.00 Infection of nipple associated with childbirth, unspecified as to episode of care 675.01 Infection of nipple associated with childbirth, delivered, with or without mention of antepartum condition 675.02 Infection of nipple associated with childbirth, delivered with mention of postpartum complication 675.03 Infection of nipple, antepartum 675.04 Infection of nipple, postpartum 675.1 Abscess of breast associated with childbirth 675.10 Abscess of breast associated with childbirth, unspecified as to episode of care 675.11 Abscess of breast associated with childbirth, delivered, with or without mention of antepartum condition 675.12 Abscess of breast associated with childbirth, delivered, with mention of postpartum complication 675.13 Abscess of breast, antepartum 675.14 Abscess of breast, postpartum 675.2 Nonpurulent mastitis associated with childbirth 675.20 Nonpurulent mastitis, unspecified as to episode of prenatal or postnatal care 675.21 Nonpurulent mastitis, delivered, with or without mention of antepartum condition 675.22 Nonpurulent mastitis, delivered, with mention of postpartum complication 675.23 Nonpurulent mastitis, antepartum 675.24 Nonpurulent mastitis, postpartum 675.8 Other specified infection of the breast and nipple associated with childbirth 675.80 Other specified infection of breast and nipple associated with childbirth, unspecified to episode 675.81 Other specified infection of the breast and nipple associated with childbirth, delivered, with or without mention of antepartum condition 675.82 Other specified infection of the breast and nipple associated with childbirth, delivered, with mention of postpartum complication 675.83 Other specified infection of the breast and nipple, antepartum 675.84 Other specified infection of the breast and nipple, postpartum 675.9 Unspecified infection of the breast and nipple associated with childbirth 675.90 Unspecified infection of the breast and nipple, unspecified as to prenatal or postnatal episode 675.91 Unspecified infection of the breast and nipple associated with childbirth, delivered, with or without mention of antepartum condition 675.92 Unspecified infection of the breast and nipple associated with childbirth, delivered, with mention of postpartum complication 675.93 Unspecified infection of the breast and nipple, antepartum 675.94 Unspecified infection of the breast and nipple, postpartum
  22 in total

1.  Surgical site infection (SSI) rates in the United States, 1992-1998: the National Nosocomial Infections Surveillance System basic SSI risk index.

Authors:  R P Gaynes; D H Culver; T C Horan; J R Edwards; C Richards; J S Tolson
Journal:  Clin Infect Dis       Date:  2001-09-01       Impact factor: 9.079

2.  National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992 to June 2002, issued August 2002.

Authors: 
Journal:  Am J Infect Control       Date:  2002-12       Impact factor: 2.918

3.  Surgical wound infection surveillance: the importance of infections that develop after hospital discharge.

Authors:  D H Mitchell; G Swift; G L Gilbert
Journal:  Aust N Z J Surg       Date:  1999-02

4.  Effectiveness of a surgical wound surveillance program.

Authors:  R E Condon; W J Schulte; M A Malangoni; M J Anderson-Teschendorf
Journal:  Arch Surg       Date:  1983-03

5.  The efficacy of infection surveillance and control programs in preventing nosocomial infections in US hospitals.

Authors:  R W Haley; D H Culver; J W White; W M Morgan; T G Emori; V P Munn; T M Hooton
Journal:  Am J Epidemiol       Date:  1985-02       Impact factor: 4.897

6.  Effect of methods of postdischarge wound infection surveillance on reported infection rates.

Authors:  L L Rosendorf; J Octavio; J P Estes
Journal:  Am J Infect Control       Date:  1983-12       Impact factor: 2.918

7.  Postoperative wound infections detected during hospitalization and after discharge in a community hospital.

Authors:  S J Burns; S E Dippe
Journal:  Am J Infect Control       Date:  1982-05       Impact factor: 2.918

8.  Detection of postoperative surgical-site infections: comparison of health plan-based surveillance with hospital-based programs.

Authors:  Kenneth E Sands; Deborah S Yokoe; David C Hooper; John L Tully; Teresa C Horan; Robert P Gaynes; Steven L Solomon; Richard Platt
Journal:  Infect Control Hosp Epidemiol       Date:  2003-10       Impact factor: 3.254

9.  Health and economic impact of surgical site infections diagnosed after hospital discharge.

Authors:  Eli N Perencevich; Kenneth E Sands; Sara E Cosgrove; Edward Guadagnoli; Ellen Meara; Richard Platt
Journal:  Emerg Infect Dis       Date:  2003-02       Impact factor: 6.883

10.  Using automated health plan data to assess infection risk from coronary artery bypass surgery.

Authors:  Richard Platt; Ken Kleinman; Kristin Thompson; Rachel S Dokholyan; James M Livingston; Andrew Bergman; John H Mason; Teresa C Horan; Robert P Gaynes; Steven L Solomon; Kenneth E Sands
Journal:  Emerg Infect Dis       Date:  2002-12       Impact factor: 6.883

View more
  9 in total

1.  [Antibiotic prophylaxis in dermatologic and soft tissue surgery].

Authors:  T Schulze; M Napp; S Maier
Journal:  Hautarzt       Date:  2014-01       Impact factor: 0.751

Review 2.  Economics of infection control surveillance technology: cost-effective or just cost?

Authors:  Jon P Furuno; Marin L Schweizer; Jessina C McGregor; Eli N Perencevich
Journal:  Am J Infect Control       Date:  2008-04       Impact factor: 2.918

3.  Strategies to prevent surgical site infections in acute care hospitals: 2014 update.

Authors:  Deverick J Anderson; Kelly Podgorny; Sandra I Berríos-Torres; Dale W Bratzler; E Patchen Dellinger; Linda Greene; Ann-Christine Nyquist; Lisa Saiman; Deborah S Yokoe; Lisa L Maragakis; Keith S Kaye
Journal:  Infect Control Hosp Epidemiol       Date:  2014-06       Impact factor: 3.254

4.  Risk factors for surgical site infection following cesarean delivery: a retrospective cohort study.

Authors:  Felicia Ketcheson; Christy Woolcott; Victoria Allen; Joanne M Langley
Journal:  CMAJ Open       Date:  2017-07-11

5.  General anaesthesia is associated with increased risk of surgical site infection after Caesarean delivery compared with neuraxial anaesthesia: a population-based study.

Authors:  P-S Tsai; C-S Hsu; Y-C Fan; C-J Huang
Journal:  Br J Anaesth       Date:  2011-08-19       Impact factor: 9.166

Review 6.  Current debate on the use of antibiotic prophylaxis for caesarean section.

Authors:  R F Lamont; J D Sobel; J P Kusanovic; E Vaisbuch; S Mazaki-Tovi; S K Kim; N Uldbjerg; R Romero
Journal:  BJOG       Date:  2011-01       Impact factor: 6.531

7.  Validation of ICD-9-CM Diagnosis Codes for Surgical Site Infection and Noninfectious Wound Complications After Mastectomy.

Authors:  Margaret A Olsen; Kelly E Ball; Katelin B Nickel; Anna E Wallace; Victoria J Fraser
Journal:  Infect Control Hosp Epidemiol       Date:  2016-12-15       Impact factor: 3.254

Review 8.  Accuracy of administrative data for surveillance of healthcare-associated infections: a systematic review.

Authors:  Maaike S M van Mourik; Pleun Joppe van Duijn; Karel G M Moons; Marc J M Bonten; Grace M Lee
Journal:  BMJ Open       Date:  2015-08-27       Impact factor: 2.692

9.  The value of preoperative spirometry testing for predicting postoperative risk in upper abdominal and thoracic surgery assessed using big-data analysis.

Authors:  Hyung Jun Park; Sung Min Kim; Hong Rae Kim; Wonjun Ji; Chang-Min Choi
Journal:  J Thorac Dis       Date:  2020-08       Impact factor: 2.895

  9 in total

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